0000950123-16-021005.txt : 20161101
0000950123-16-021005.hdr.sgml : 20161101
20161101165939
ACCESSION NUMBER: 0000950123-16-021005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161101
DATE AS OF CHANGE: 20161101
EFFECTIVENESS DATE: 20161101
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLEGHANY CORP /DE
CENTRAL INDEX KEY: 0000775368
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 271354706
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01590
FILM NUMBER: 161965440
BUSINESS ADDRESS:
STREET 1: 1411 BROADWAY
STREET 2: 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 212-508-8130
MAIL ADDRESS:
STREET 1: 1411 BROADWAY
STREET 2: 34TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
FORMER COMPANY:
FORMER CONFORMED NAME: ALLEGHANY FINANCIAL CORP
DATE OF NAME CHANGE: 19870115
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000775368
XXXXXXXX
09-30-2016
09-30-2016
ALLEGHANY CORP /DE
1411 BROADWAY
34TH FLOOR
NEW YORK
NY
10018
13F HOLDINGS REPORT
028-01590
N
John L. Sennott, Jr.
Manager
(212) 752-1356
/s/ John L. Sennott, Jr.
New York
NY
11-01-2016
5
121
2777663
false
2
28-10508
RSUI Indemnity Company
3
28-06459
Alleghany Insurance Holdings LLC
4
28-12262
Capitol Indemnity Corporation
5
28-15020
Transatlantic Reinsurance Company
6
28-16393
Roundwood Asset Management LLC
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M CO
COM
88579Y101
3567
20243
SH
DFND
2,3,6
20243
0
0
3M CO
COM
88579Y101
798
4526
SH
DFND
3,4,6
4526
0
0
3M CO
COM
88579Y101
43
240
SH
DFND
3,6
240
0
0
3M CO
COM
88579Y101
5285
29991
SH
DFND
5,6
29991
0
0
AIR PRODS & CHEMS INC
COM
009158106
18254
121416
SH
DFND
2,3,6
121416
0
0
AIR PRODS & CHEMS INC
COM
009158106
4791
31867
SH
DFND
3,4,6
31867
0
0
AIR PRODS & CHEMS INC
COM
009158106
246
1639
SH
DFND
3,6
1639
0
0
AIR PRODS & CHEMS INC
COM
009158106
34590
230078
SH
DFND
5,6
230078
0
0
ALLERGAN PLC
SHS
G0177J108
43318
188084
SH
DFND
2,3,6
188084
0
0
ALLERGAN PLC
SHS
G0177J108
7764
33710
SH
DFND
3,4,6
33710
0
0
ALLERGAN PLC
SHS
G0177J108
448
1947
SH
DFND
3,6
1947
0
0
ALLERGAN PLC
SHS
G0177J108
63625
276259
SH
DFND
5,6
276259
0
0
ALPHABET INC
CAP STK CL A
02079K305
110942
137977
SH
DFND
2,3,6
137977
0
0
ALPHABET INC
CAP STK CL A
02079K305
26380
32808
SH
DFND
3,4,6
32808
0
0
ALPHABET INC
CAP STK CL A
02079K305
1661
2066
SH
DFND
3,6
2066
0
0
ALPHABET INC
CAP STK CL A
02079K305
190682
237149
SH
DFND
5,6
237149
0
0
ARAMARK
COM
03852U106
19397
510038
SH
DFND
2,3,6
510038
0
0
ARAMARK
COM
03852U106
4384
115270
SH
DFND
3,4,6
115270
0
0
ARAMARK
COM
03852U106
233
6122
SH
DFND
3,6
6122
0
0
ARAMARK
COM
03852U106
29039
763570
SH
DFND
5,6
763570
0
0
ARES CAP CORP
COM
04010L103
2997
193368
SH
DFND
3,6
193368
0
0
ARES COML REAL ESTATE CORP
COM
04013V108
1576
125115
SH
DFND
3,6
125115
0
0
ARES DYNAMIC CR ALLOCATION F
COM
04014F102
145
9761
SH
DFND
3,6
9761
0
0
BARRICK GOLD CORP
COM
067901108
54772
3090961
SH
DFND
0,6
3090961
0
0
BARRICK GOLD CORP
COM
067901108
33828
1909039
SH
DFND
3,6
1909039
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
13002
90000
SH
DFND
2,3,6
90000
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2817
19500
SH
DFND
3,4,6
19500
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
433
3000
SH
DFND
3,6
3000
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
25643
177500
SH
DFND
5,6
177500
0
0
BLACKROCK INC
COM
09247X101
55619
153450
SH
DFND
2,3,6
153450
0
0
BLACKROCK INC
COM
09247X101
15302
42218
SH
DFND
3,4,6
42218
0
0
BLACKROCK INC
COM
09247X101
568
1568
SH
DFND
3,6
1568
0
0
BLACKROCK INC
COM
09247X101
73494
202764
SH
DFND
5,6
202764
0
0
CIGNA CORPORATION
COM
125509109
10793
82816
SH
DFND
2,3,6
82816
0
0
CIGNA CORPORATION
COM
125509109
2412
18509
SH
DFND
3,4,6
18509
0
0
CIGNA CORPORATION
COM
125509109
128
984
SH
DFND
3,6
984
0
0
CIGNA CORPORATION
COM
125509109
15989
122691
SH
DFND
3,6
122691
0
0
COMCAST CORP NEW
CL A
20030N101
19385
292208
SH
DFND
2,3,6
292208
0
0
COMCAST CORP NEW
CL A
20030N101
4351
65581
SH
DFND
3,4,6
65581
0
0
COMCAST CORP NEW
CL A
20030N101
231
3481
SH
DFND
3,6
3481
0
0
COMCAST CORP NEW
CL A
20030N101
28778
433730
SH
DFND
5,6
433730
0
0
CSX CORP
COM
126408103
152500
5000000
SH
DFND
3,6
5000000
0
0
CVS HEALTH CORP
COM
126650100
104273
1171737
SH
DFND
2,3,6
1171737
0
0
CVS HEALTH CORP
COM
126650100
7679
86287
SH
DFND
3,4,6
86287
0
0
CVS HEALTH CORP
COM
126650100
362
4063
SH
DFND
3,6
4063
0
0
CVS HEALTH CORP
COM
126650100
79015
887913
SH
DFND
5,6
887913
0
0
DENTSPLY SIRONA INC
COM
24906P109
35520
597682
SH
DFND
2,3,6
597682
0
0
DENTSPLY SIRONA INC
COM
24906P109
7139
120126
SH
DFND
3,4,6
120126
0
0
DENTSPLY SIRONA INC
COM
24906P109
408
6858
SH
DFND
3,6
6858
0
0
DENTSPLY SIRONA INC
COM
24906P109
52021
875334
SH
DFND
5,6
875334
0
0
DISNEY WALT CO
COM DISNEY
254687106
55252
595000
SH
DFND
2,3,6
595000
0
0
DISNEY WALT CO
COM DISNEY
254687106
22509
242400
SH
DFND
3,4,6
242400
0
0
DISNEY WALT CO
COM DISNEY
254687106
1170
12600
SH
DFND
3,6
12600
0
0
EOG RES INC
COM
26875P101
30022
310438
SH
DFND
2,3,6
310438
0
0
EOG RES INC
COM
26875P101
3952
40864
SH
DFND
3,4,6
40864
0
0
EOG RES INC
COM
26875P101
41950
433768
SH
DFND
5,6
433768
0
0
EOG RES INC
COM
26875P101
323
3336
SH
DFND
3,6
3336
0
0
EXXON MOBIL CORP
COM
30231G102
37002
423946
SH
DFND
2,3,6
423946
0
0
EXXON MOBIL CORP
COM
30231G102
8899
101959
SH
DFND
3,4,6
101959
0
0
EXXON MOBIL CORP
COM
30231G102
483
5535
SH
DFND
3,6
5535
0
0
EXXON MOBIL CORP
COM
30231G102
66120
757560
SH
DFND
5,6
757560
0
0
HALCON RES CORP
COM PAR NEW
40537Q605
325
34696
SH
DFND
2,3,6
34696
0
0
HESS CORP
COM
42809H107
15681
292455
SH
DFND
2,3,6
292455
0
0
HESS CORP
COM
42809H107
1807
33701
SH
DFND
3,4,6
33701
0
0
HESS CORP
COM
42809H107
176
3276
SH
DFND
3,6
3276
0
0
HESS CORP
COM
42809H107
24642
459568
SH
DFND
5,6
459568
0
0
HOME DEPOT INC
COM
437076102
144
1117
SH
DFND
3,6
1117
0
0
HOME DEPOT INC
COM
437076102
17952
139505
SH
DFND
5,6
139505
0
0
HOME DEPOT INC
COM
437076102
12015
93375
SH
DFND
2,3,6
93375
0
0
HOME DEPOT INC
COM
437076102
2703
21003
SH
DFND
3,4,6
21003
0
0
JPMORGAN CHASE & CO
COM
46625H100
38244
574324
SH
DFND
2,3,6
574324
0
0
JPMORGAN CHASE & CO
COM
46625H100
77901
1169854
SH
DFND
5,6
1169854
0
0
KIMBERLY CLARK CORP
COM
494368103
9230
73172
SH
DFND
2,3,6
73172
0
0
KIMBERLY CLARK CORP
COM
494368103
2091
16578
SH
DFND
3,4,6
16578
0
0
KIMBERLY CLARK CORP
COM
494368103
111
877
SH
DFND
3,6
877
0
0
KIMBERLY CLARK CORP
COM
494368103
13796
109373
SH
DFND
5,6
109373
0
0
L BRANDS INC
COM
501797104
8941
126334
SH
DFND
2,3,6
126334
0
0
L BRANDS INC
COM
501797104
2010
28408
SH
DFND
3,4,6
28408
0
0
L BRANDS INC
COM
501797104
107
1510
SH
DFND
3,6
1510
0
0
L BRANDS INC
COM
501797104
13358
188748
SH
DFND
5,6
188748
0
0
MICROSOFT CORP
COM
594918104
45504
790000
SH
DFND
0,6
790000
0
0
MICROSOFT CORP
COM
594918104
127296
2210000
SH
DFND
3,6
2210000
0
0
MOHAWK INDS INC
COM
608190104
3687
18402
SH
DFND
2,3,6
18402
0
0
MOHAWK INDS INC
COM
608190104
824
4115
SH
DFND
3,4,6
4115
0
0
MOHAWK INDS INC
COM
608190104
44
218
SH
DFND
3,6
218
0
0
MOHAWK INDS INC
COM
608190104
5462
27265
SH
DFND
5,6
27265
0
0
NEWELL BRANDS INC
COM
651229106
12290
233376
SH
DFND
2,3,6
233376
0
0
NEWELL BRANDS INC
COM
651229106
2773
52650
SH
DFND
3,4,6
52650
0
0
NEWELL BRANDS INC
COM
651229106
147
2798
SH
DFND
3,6
2798
0
0
NEWELL BRANDS INC
COM
651229106
18381
349053
SH
DFND
5,6
349053
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
16975
232791
SH
DFND
2,3,6
232791
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
3703
50788
SH
DFND
3,4,6
50788
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
208
2852
SH
DFND
3,6
2852
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
25199
345569
SH
DFND
5,6
345569
0
0
OLD REP INTL CORP
COM
680223104
44050
2500000
SH
DFND
3,6
2500000
0
0
PEPSICO INC
COM
713448108
10148
93296
SH
DFND
2,3,6
93296
0
0
PEPSICO INC
COM
713448108
2299
21138
SH
DFND
3,4,6
21138
0
0
PEPSICO INC
COM
713448108
122
1119
SH
DFND
3,6
1119
0
0
PEPSICO INC
COM
713448108
15168
139447
SH
DFND
5,6
139447
0
0
POLARIS INDS INC
COM
731068102
10544
136160
SH
DFND
2,3,6
136160
0
0
POLARIS INDS INC
COM
731068102
2356
30419
SH
DFND
3,4,6
30419
0
0
POLARIS INDS INC
COM
731068102
125
1619
SH
DFND
3,6
1619
0
0
POLARIS INDS INC
COM
731068102
15628
201802
SH
DFND
5,6
201802
0
0
PPG INDS INC
COM
693506107
30910
299048
SH
DFND
2,3,6
299048
0
0
PPG INDS INC
COM
693506107
13650
132064
SH
DFND
3,4,6
132064
0
0
PPG INDS INC
COM
693506107
718
6944
SH
DFND
3,6
6944
0
0
PPG INDS INC
COM
693506107
58083
561944
SH
DFND
5,6
561944
0
0
ROPER INDS INC NEW
COM
776696106
39439
216138
SH
DFND
2,3,6
216138
0
0
ROPER INDS INC NEW
COM
776696106
11753
64411
SH
DFND
3,4,6
64411
0
0
ROPER INDS INC NEW
COM
776696106
618
3389
SH
DFND
3,6
3389
0
0
ROPER INDS INC NEW
COM
776696106
94166
516062
SH
DFND
5,6
516062
0
0
SERVICE CORP INTL
COM
817565104
3609
135996
SH
DFND
2,3,6
135996
0
0
SERVICE CORP INTL
COM
817565104
808
30451
SH
DFND
3,4,6
30451
0
0
SERVICE CORP INTL
COM
817565104
43
1621
SH
DFND
3,6
1621
0
0
SERVICE CORP INTL
COM
817565104
5359
201932
SH
DFND
5,6
201932
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
58478
1125000
SH
DFND
0,6
1125000
0
0
VISA INC
COM CL A
92826C839
68730
831076
SH
DFND
2,3,6
831076
0
0
VISA INC
COM CL A
92826C839
22783
275492
SH
DFND
3,4,6
275492
0
0
VISA INC
COM CL A
92826C839
321
3879
SH
DFND
3,6
3879
0
0
VISA INC
COM CL A
92826C839
32216
389553
SH
DFND
5,6
389553
0
0
WALT DISNEY CO
COM DISNEY
254687106
97503
1050000
SH
DFND
5,6
1050000
0
0