0000775158-14-000041.txt : 20140226 0000775158-14-000041.hdr.sgml : 20140226 20140226162938 ACCESSION NUMBER: 0000775158-14-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140224 FILED AS OF DATE: 20140226 DATE AS OF CHANGE: 20140226 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OSHKOSH CORP CENTRAL INDEX KEY: 0000775158 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 390520270 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2307 OREGON ST STREET 2: P O BOX 2566 CITY: OSHKOSH STATE: WI ZIP: 54903 BUSINESS PHONE: 920 235 9151 MAIL ADDRESS: STREET 1: 2307 OREGON ST P O BOX 2566 STREET 2: 2307 OREGON ST P O BOX 2566 CITY: OSHKOSH STATE: WI ZIP: 54903 FORMER COMPANY: FORMER CONFORMED NAME: OSHKOSH TRUCK CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: POLNASZEK THOMAS J CENTRAL INDEX KEY: 0001230600 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31371 FILM NUMBER: 14644938 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-24 0000775158 OSHKOSH CORP OSK 0001230600 POLNASZEK THOMAS J C/O OSHKOSH CORPORATION 2307 OREGON STREET OSHKOSH WI 54902-7062 0 1 0 0 Senior VP and Controller Common Stock 2014-02-24 4 M 0 6000 41.04 A 42651.15 D Common Stock 2014-02-24 4 S 0 6000 57.25 D 36651.15 D Common Stock 2014-02-24 4 M 0 6000 49.98 A 42651.15 D Common Stock 2014-02-24 4 S 0 6000 57.21 D 36651.15 D Common Stock 2014-02-24 4 M 0 25000 12.04 A 61651.15 D Common Stock 2014-02-24 4 S 0 25000 56.86 D 36651.15 D Common Stock 2014-02-24 4 M 0 20000 32.10 A 56651.15 D Common Stock 2014-02-24 4 S 0 20000 56.86 D 36651.15 D Common Stock 2014-02-24 4 M 0 20000 28.73 A 56651.15 D Common Stock 2014-02-24 4 S 0 20000 56.86 D 36651.15 D Common Stock 2014-02-24 4 M 0 12333 19.24 A 48984.15 D Common Stock 2014-02-24 4 S 0 12333 56.86 D 36651.15 D Common Stock 2014-02-24 4 M 0 3666 28.96 A 40317.15 D Common Stock 2014-02-24 4 S 0 3666 57.18 D 36651.15 D Options 41.04 2014-02-24 4 M 0 6000 0 D 2015-10-19 Common Stock 6000 0 D Options 49.98 2014-02-24 4 M 0 6000 0 D 2016-10-18 Common Stock 6000 0 D Options 12.04 2014-02-24 4 M 0 25000 0 D 2018-10-16 Common Stock 25000 0 D Options 32.10 2014-02-24 4 M 0 20000 0 D 2016-09-14 Common Stock 20000 0 D Options 28.73 2014-02-24 4 M 0 20000 0 D 2017-09-20 Common Stock 20000 0 D Options 19.24 2014-02-24 4 M 0 12333 0 D 2018-09-19 Common Stock 12333 6167 D Options 28.96 2014-02-24 4 M 0 3666 0 D 2019-09-17 Common Stock 3666 7334 D Represents weighted average price. Individual sales by lot ranged from $57.22 to $57.30. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Represents weighted average price. Individual sales by lot ranged from $57.18 to $57.27. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Represents weighted average price. Individual sales by lot ranged from $56.66 to $57.19. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Represents weighted average price. Individual sales by lot ranged from $56.66 to $57.19. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Represents weighted average price. Individual sales by lot ranged from $56.66 to $57.16. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Represents weighted average price. Individual sales by lot ranged from $56.66 to $57.13. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Represents weighted average price. Individual sales by lot ranged from $57.16 to $57.22. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Option (right to buy) granted pursuant to the Company's Stock Plan. Options vest in one-third (1/3) annual increments commencing on 9/19/2006. Options vest in one-third (1/3) annual increments commencing on 9/18/2007. Options vest in one-third (1/3) annual increments commencing on 9/16/2009. Options vest in one-third (1/3) annual increments commencing on 09/14/2010. Options vest in one-third (1/3) annual increments commencing on 09/20/2011. Options vest in one-third (1/3) annual increments commencing on 9/19/2012. Options vest in one-third (1/3) annual increments commencing on 9/17/2013. Thomas J. Polnaszek 2014-02-26