0000775158-14-000032.txt : 20140218 0000775158-14-000032.hdr.sgml : 20140217 20140218110045 ACCESSION NUMBER: 0000775158-14-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140214 FILED AS OF DATE: 20140218 DATE AS OF CHANGE: 20140218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OSHKOSH CORP CENTRAL INDEX KEY: 0000775158 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711] IRS NUMBER: 390520270 STATE OF INCORPORATION: WI FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 2307 OREGON ST STREET 2: P O BOX 2566 CITY: OSHKOSH STATE: WI ZIP: 54903 BUSINESS PHONE: 920 235 9151 MAIL ADDRESS: STREET 1: 2307 OREGON ST P O BOX 2566 STREET 2: 2307 OREGON ST P O BOX 2566 CITY: OSHKOSH STATE: WI ZIP: 54903 FORMER COMPANY: FORMER CONFORMED NAME: OSHKOSH TRUCK CORP DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fredericksen Gregory L CENTRAL INDEX KEY: 0001492608 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31371 FILM NUMBER: 14620917 MAIL ADDRESS: STREET 1: 2307 OREGON STREET STREET 2: PO BOX 2566 CITY: OSHKOSH STATE: WI ZIP: 54903 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-14 0000775158 OSHKOSH CORP OSK 0001492608 Fredericksen Gregory L C/O OSHKOSH CORPORATION 2307 OREGON STREET OSHKOSH WI 54902 0 1 0 0 EVP & Chief Procurement Officr Common Stock 2014-02-14 4 M 0 10000 41.59 A 50556.41 D Common Stock 2014-02-14 4 S 0 10000 54.00 D 40556.41 D Common Stock 2014-02-14 4 M 0 20000 32.10 A 60556.41 D Common Stock 2014-02-14 4 S 0 20000 53.97 D 40556.41 D Common Stock 2014-02-14 4 M 0 20000 28.73 A 60556.41 D Common Stock 2014-02-14 4 S 0 20000 53.91 D 40556.41 D Common Stock 2014-02-14 4 M 0 15333 19.24 A 55889.41 D Common Stock 2014-02-14 4 S 0 15333 53.97 D 40576.25 D Options 41.59 2014-02-14 4 M 0 10000 0 D 2018-03-06 Common Stock 10000 0 D Options 32.10 2014-02-14 4 M 0 20000 0 D 2016-09-14 Common Stock 20000 0 D Options 28.73 2014-02-14 4 M 0 20000 0 D 2017-09-20 Common Stock 20000 0 D Options 19.24 2014-02-14 4 M 0 15333 0 D 2018-09-19 Common Stock 15333 7667 D Represents weighted average price. Individual sales by lot ranged from $53.89 to $54.11. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Represents weighted average price. Individual sales by lot ranged from $53.85 to $54.11. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Represents weighted average price. Individual sales by lot ranged from $53.86 to $54.04. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Represents weighted average price. Individual sales by lot ranged from $53.89 to $54.03. The Company will provide, upon request by the SEC staff, the full information regarding the number of shares purchased or sold at each separate price. Amount includes a total of 604.25 shares acquired under the Oshkosh Corporation Employee Stock Purchase Plan through 2/18/2014. Between 10/18/2013 and 2/18/2014, the reporting person acquired 19.84 shares under the Oshkosh Corporation Employee Stock Purchase Plan. Option (right to buy) granted pursuant to the Company's Stock Plan. Options vest in one-third (1/3) annual increments commencing on 2/5/2009. Options vest in one-third (1/3) annual increments commencing on 09/14/2010. Options vest in one-third (1/3) annual increments commencing on 09/20/2011. Options vest in one-third (1/3) annual increments commencing on 9/19/2012. Gregory L. Fredericksen 2014-02-18