Managing Director

0001172661-15-001890.txt : 20151110 0001172661-15-001890.hdr.sgml : 20151110 20151109061757 ACCESSION NUMBER: 0001172661-15-001890 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151109 DATE AS OF CHANGE: 20151109 EFFECTIVENESS DATE: 20151109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON INVESTMENT MANAGEMENT, LLC CENTRAL INDEX KEY: 0000774602 IRS NUMBER: 471188655 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06048 FILM NUMBER: 151213879 BUSINESS ADDRESS: STREET 1: 30 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6177201516 MAIL ADDRESS: STREET 1: 30 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON INVESTMENT MANAGEMENT INC DATE OF NAME CHANGE: 19990406 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000774602 XXXXXXXX 09-30-2015 09-30-2015 false EMERSON INVESTMENT MANAGEMENT, LLC

30 Federal Street Boston MA 02110

13F HOLDINGS REPORT 028-06048 N Bradford Gardner Managing Director 617-720-1516 /s/ Bradford Gardner Boston MA 11-09-2015 0 130 500705 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 495 3494 SH SOLE 0 3494 0 ABB LTD SPONSORED ADR 000375204 2074 117350 SH SOLE 0 117350 0 ABBOTT LABS COM 002824100 6938 172509 SH SOLE 0 172509 0 ABBVIE INC COM 00287Y109 376 6913 SH SOLE 0 6913 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 1934 429884 SH SOLE 0 429884 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 358 3645 SH SOLE 0 3645 0 AIR PRODS & CHEMS INC COM 009158106 530 4157 SH SOLE 0 4157 0 ALTRIA GROUP INC COM 02209S103 347 6379 SH SOLE 0 6379 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 550 33210 SH SOLE 0 33210 0 AMERICAN EXPRESS CO COM 025816109 358 4835 SH SOLE 0 4835 0 AMGEN INC COM 031162100 369 2670 SH SOLE 0 2670 0 APPLE INC COM 037833100 11357 102963 SH SOLE 0 102963 0 ARES CAP CORP COM 04010L103 425 29351 SH SOLE 0 29351 0 ASTRAZENECA PLC SPONSORED ADR 046353108 3128 98295 SH SOLE 0 98295 0 AT&T INC COM 00206R102 7591 232992 SH SOLE 0 232992 0 AUTOMATIC DATA PROCESSING IN COM 053015103 586 7297 SH SOLE 0 7297 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 4267 34133 SH SOLE 0 34133 0 BANK NEW YORK MELLON CORP COM 064058100 799 20408 SH SOLE 0 20408 0 BECTON DICKINSON & CO COM 075887109 6681 50359 SH SOLE 0 50359 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1273 9762 SH SOLE 0 9762 0 BLACKROCK INC COM 09247X101 7904 26570 SH SOLE 0 26570 0 BOEING CO COM 097023105 535 4089 SH SOLE 0 4089 0 BRINKER INTL INC COM 109641100 7044 133740 SH SOLE 0 133740 0 BRISTOL MYERS SQUIBB CO COM 110122108 9472 159997 SH SOLE 0 159997 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 9408 169981 SH SOLE 0 169981 0 CA INC COM 12673P105 3259 119375 SH SOLE 0 119375 0 CHEVRON CORP NEW COM 166764100 6314 80046 SH SOLE 0 80046 0 CHUBB CORP COM 171232101 826 6733 SH SOLE 0 6733 0 CIGNA CORPORATION COM 125509109 348 2577 SH SOLE 0 2577 0 CME GROUP INC COM 12572Q105 4671 50366 SH SOLE 0 50366 0 COCA COLA CO COM 191216100 518 12913 SH SOLE 0 12913 0 COLGATE PALMOLIVE CO COM 194162103 202 3180 SH SOLE 0 3180 0 CONOCOPHILLIPS COM 20825C104 4698 97966 SH SOLE 0 97966 0 COSTCO WHSL CORP NEW COM 22160K105 4240 29330 SH SOLE 0 29330 0 CROWN CASTLE INTL CORP NEW COM 22822V101 5177 65640 SH SOLE 0 65640 0 CVS HEALTH CORP COM 126650100 908 9408 SH SOLE 0 9408 0 CYTRX CORP COM PAR $.001 232828509 91 38500 SH SOLE 0 38500 0 DIAGEO P L C SPON ADR NEW 25243Q205 1823 16912 SH SOLE 0 16912 0 DISNEY WALT CO COM DISNEY 254687106 495 4848 SH SOLE 0 4848 0 DU PONT E I DE NEMOURS & CO COM 263534109 206 4281 SH SOLE 0 4281 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1610 22386 SH SOLE 0 22386 0 E M C CORP MASS COM 268648102 341 14106 SH SOLE 0 14106 0 EMERSON ELEC CO COM 291011104 516 11678 SH SOLE 0 11678 0 EVERSOURCE ENERGY COM 30040W108 8604 169964 SH SOLE 0 169964 0 EXXON MOBIL CORP COM 30231G102 4561 61348 SH SOLE 0 61348 0 FACEBOOK INC CL A 30303M102 223 2475 SH SOLE 0 2475 0 FASTENAL CO COM 311900104 5806 158595 SH SOLE 0 158595 0 GENERAL DYNAMICS CORP COM 369550108 6089 44142 SH SOLE 0 44142 0 GENERAL ELECTRIC CO COM 369604103 8926 353937 SH SOLE 0 353937 0 GENERAL MLS INC COM 370334104 7219 128610 SH SOLE 0 128610 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 444 11555 SH SOLE 0 11555 0 HANOVER INS GROUP INC COM 410867105 227 2917 SH SOLE 0 2917 0 HCP INC COM 40414L109 255 6850 SH SOLE 0 6850 0 HOLLYFRONTIER CORP COM 436106108 5584 114342 SH SOLE 0 114342 0 HOME DEPOT INC COM 437076102 9961 86250 SH SOLE 0 86250 0 INTEL CORP COM 458140100 587 19485 SH SOLE 0 19485 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1675 11557 SH SOLE 0 11557 0 INTUIT COM 461202103 3630 40907 SH SOLE 0 40907 0 INVIVO THERAPEUTICS HLDGS CO COM NEW 46186M209 396 45925 SH SOLE 0 45925 0 ISHARES MSCI CDA ETF 464286509 6084 264541 SH SOLE 0 264541 0 ISHARES GOLD TRUST ISHARES 464285105 10098 936695 SH SOLE 0 936695 0 ISHARES TR SELECT DIVID ETF 464287168 289 3975 SH SOLE 0 3975 0 ISHARES TR CORE US AGGBD ET 464287226 3123 28502 SH SOLE 0 28502 0 ISHARES TR MSCI EMG MKT ETF 464287234 1631 49757 SH SOLE 0 49757 0 ISHARES TR IBOXX INV CP ETF 464287242 8485 73091 SH SOLE 0 73091 0 ISHARES TR 7-10 Y TR BD ETF 464287440 4921 45619 SH SOLE 0 45619 0 ISHARES TR MSCI EAFE ETF 464287465 13853 241677 SH SOLE 0 241677 0 ISHARES TR RUS 1000 GRW ETF 464287614 7435 79943 SH SOLE 0 79943 0 ISHARES TR RUS 1000 ETF 464287622 327 3053 SH SOLE 0 3053 0 ISHARES TR RUSSELL 2000 ETF 464287655 11579 106039 SH SOLE 0 106039 0 ISHARES TR CORE S&P SCP ETF 464287804 638 5991 SH SOLE 0 5991 0 ISHARES TR 1-3 YR CR BD ETF 464288646 333 3170 SH SOLE 0 3170 0 ISHARES TR FLTG RATE BD ETF 46429B655 270 5352 SH SOLE 0 5352 0 ISHARES TR MSCI UTD KNGDM 46434V548 7328 447091 SH SOLE 0 447091 0 JOHNSON & JOHNSON COM 478160104 2181 23369 SH SOLE 0 23369 0 JPMORGAN CHASE & CO COM 46625H100 5524 90605 SH SOLE 0 90605 0 KIMBERLY CLARK CORP COM 494368103 370 3393 SH SOLE 0 3393 0 KINDER MORGAN INC DEL COM 49456B101 889 32107 SH SOLE 0 32107 0 KRAFT HEINZ CO COM 500754106 7771 110101 SH SOLE 0 110101 0 LILLY ELI & CO COM 532457108 221 2646 SH SOLE 0 2646 0 LOCKHEED MARTIN CORP COM 539830109 5135 24769 SH SOLE 0 24769 0 M & T BK CORP COM 55261F104 4278 35077 SH SOLE 0 35077 0 MASTERCARD INC CL A 57636Q104 5912 65602 SH SOLE 0 65602 0 MCDONALDS CORP COM 580135101 581 5892 SH SOLE 0 5892 0 MERCK & CO INC NEW COM 58933Y105 486 9832 SH SOLE 0 9832 0 MICROSOFT CORP COM 594918104 8529 192710 SH SOLE 0 192710 0 MONSANTO CO NEW COM 61166W101 281 3296 SH SOLE 0 3296 0 NEXTERA ENERGY INC COM 65339F101 367 3760 SH SOLE 0 3760 0 NOVO-NORDISK A S ADR 670100205 4745 87490 SH SOLE 0 87490 0 ORACLE CORP COM 68389X105 345 9565 SH SOLE 0 9565 0 ORGANOVO HLDGS INC COM 68620A104 57 21250 SH SOLE 0 21250 0 PEPSICO INC COM 713448108 6729 71362 SH SOLE 0 71362 0 PFIZER INC COM 717081103 409 13008 SH SOLE 0 13008 0 PHILIP MORRIS INTL INC COM 718172109 380 4790 SH SOLE 0 4790 0 PRAXAIR INC COM 74005P104 508 4988 SH SOLE 0 4988 0 PROCTER & GAMBLE CO COM 742718109 3357 46658 SH SOLE 0 46658 0 REPUBLIC SVCS INC COM 760759100 7779 188820 SH SOLE 0 188820 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 436 9199 SH SOLE 0 9199 0 SCHLUMBERGER LTD COM 806857108 354 5137 SH SOLE 0 5137 0 SMUCKER J M CO COM NEW 832696405 7280 63808 SH SOLE 0 63808 0 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 6300 194015 SH SOLE 0 194015 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 8722 221708 SH SOLE 0 221708 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1219 6360 SH SOLE 0 6360 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 706 2837 SH SOLE 0 2837 0 SPDR SER TR SHT TRM HGH YLD 78468R408 2465 91495 SH SOLE 0 91495 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 3972 111378 SH SOLE 0 111378 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 4786 156824 SH SOLE 0 156824 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 3778 79100 SH SOLE 0 79100 0 STARBUCKS CORP COM 855244109 236 4152 SH SOLE 0 4152 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 344 10475 SH SOLE 0 10475 0 SUN LIFE FINL INC COM 866796105 2304 71420 SH SOLE 0 71420 0 TARGET CORP COM 87612E106 6748 85793 SH SOLE 0 85793 0 TEMPLETON GLOBAL INCOME FD COM 880198106 1685 276669 SH SOLE 0 276669 0 UNION PAC CORP COM 907818108 891 10078 SH SOLE 0 10078 0 UNITED TECHNOLOGIES CORP COM 913017109 6246 70191 SH SOLE 0 70191 0 UNITEDHEALTH GROUP INC COM 91324P102 9204 79334 SH SOLE 0 79334 0 V F CORP COM 918204108 5247 76928 SH SOLE 0 76928 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 3956 49206 SH SOLE 0 49206 0 VANGUARD INDEX FDS REIT ETF 922908553 9906 131139 SH SOLE 0 131139 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 203 2300 SH SOLE 0 2300 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 256 2370 SH SOLE 0 2370 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 18735 566190 SH SOLE 0 566190 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 6634 83230 SH SOLE 0 83230 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 659 7715 SH SOLE 0 7715 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 6288 85270 SH SOLE 0 85270 0 VERIZON COMMUNICATIONS INC COM 92343V104 6948 159695 SH SOLE 0 159695 0 WASTE MGMT INC DEL COM 94106L109 1435 28802 SH SOLE 0 28802 0 WELLS FARGO & CO NEW COM 949746101 496 9657 SH SOLE 0 9657 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 20697 425336 SH SOLE 0 425336 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 23112 422908 SH SOLE 0 422908 0