0001172661-15-000340.txt : 20150211
0001172661-15-000340.hdr.sgml : 20150211
20150211153047
ACCESSION NUMBER: 0001172661-15-000340
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150211
DATE AS OF CHANGE: 20150211
EFFECTIVENESS DATE: 20150211
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMERSON INVESTMENT MANAGEMENT, LLC
CENTRAL INDEX KEY: 0000774602
IRS NUMBER: 471188655
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06048
FILM NUMBER: 15599273
BUSINESS ADDRESS:
STREET 1: 30 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6177201516
MAIL ADDRESS:
STREET 1: 30 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
FORMER COMPANY:
FORMER CONFORMED NAME: EMERSON INVESTMENT MANAGEMENT INC
DATE OF NAME CHANGE: 19990406
13F-HR
1
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12-31-2014
12-31-2014
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EMERSON INVESTMENT MANAGEMENT, LLC
30 Federal Street
Boston
MA
02110
13F HOLDINGS REPORT
028-06048
N
Bradford Gardner
Managing Director
617-720-1516
/s/ Bradford Gardner
Boston
MA
02-11-2015
0
147
514712
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
571
3476
SH
SOLE
0
3476
0
ABB LTD
SPONSORED ADR
000375204
2321
109750
SH
SOLE
0
109750
0
ABBOTT LABS
COM
002824100
8608
191199
SH
SOLE
0
191199
0
ABBVIE INC
COM
00287Y109
461
7043
SH
SOLE
0
7043
0
ABERDEEN ASIA PACIFIC INCOM
COM
003009107
2426
437039
SH
SOLE
0
437039
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
304
3400
SH
SOLE
0
3400
0
AFLAC INC
COM
001055102
5617
91942
SH
SOLE
0
91942
0
AIR PRODS & CHEMS INC
COM
009158106
587
4072
SH
SOLE
0
4072
0
ALTRIA GROUP INC
COM
02209S103
322
6529
SH
SOLE
0
6529
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
737
33210
SH
SOLE
0
33210
0
AMERICAN EXPRESS CO
COM
025816109
525
5643
SH
SOLE
0
5643
0
AMGEN INC
COM
031162100
421
2645
SH
SOLE
0
2645
0
APPLE INC
COM
037833100
10076
91286
SH
SOLE
0
91286
0
ARES CAP CORP
COM
04010L103
484
31041
SH
SOLE
0
31041
0
ASHLAND INC NEW
COM
044209104
4599
38405
SH
SOLE
0
38405
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
3329
47295
SH
SOLE
0
47295
0
AT&T INC
COM
00206R102
3047
90723
SH
SOLE
0
90723
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
576
6907
SH
SOLE
0
6907
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
3456
34358
SH
SOLE
0
34358
0
BANK NEW YORK MELLON CORP
COM
064058100
828
20408
SH
SOLE
0
20408
0
BAXTER INTL INC
COM
071813109
249
3400
SH
SOLE
0
3400
0
BECTON DICKINSON & CO
COM
075887109
6197
44529
SH
SOLE
0
44529
0
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
226
1
SH
SOLE
0
1
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1494
9947
SH
SOLE
0
9947
0
BHP BILLITON LTD
SPONSORED ADR
088606108
1426
30130
SH
SOLE
0
30130
0
BLACKROCK INC
COM
09247X101
8478
23710
SH
SOLE
0
23710
0
BOEING CO
COM
097023105
559
4301
SH
SOLE
0
4301
0
BRINKER INTL INC
COM
109641100
2619
44625
SH
SOLE
0
44625
0
BRISTOL MYERS SQUIBB CO
COM
110122108
8636
146294
SH
SOLE
0
146294
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
6791
147046
SH
SOLE
0
147046
0
BROOKFIELD INFRAST PARTNERS
LP INT UNIT
G16252101
407
9726
SH
SOLE
0
9726
0
CA INC
COM
12673P105
3352
110095
SH
SOLE
0
110095
0
CHEVRON CORP NEW
COM
166764100
7507
66916
SH
SOLE
0
66916
0
CHUBB CORP
COM
171232101
746
7209
SH
SOLE
0
7209
0
CIGNA CORPORATION
COM
125509109
286
2782
SH
SOLE
0
2782
0
CME GROUP INC
COM
12572Q105
4057
45761
SH
SOLE
0
45761
0
COCA COLA CO
COM
191216100
777
18398
SH
SOLE
0
18398
0
COLGATE PALMOLIVE CO
COM
194162103
234
3380
SH
SOLE
0
3380
0
CONOCOPHILLIPS
COM
20825C104
5794
83897
SH
SOLE
0
83897
0
CVS HEALTH CORP
COM
126650100
829
8608
SH
SOLE
0
8608
0
CYTRX CORP
COM PAR $.001
232828509
101
37000
SH
SOLE
0
37000
0
DARDEN RESTAURANTS INC
COM
237194105
6267
106895
SH
SOLE
0
106895
0
DEERE & CO
COM
244199105
268
3025
SH
SOLE
0
3025
0
DIAGEO P L C
SPON ADR NEW
25243Q205
1859
16292
SH
SOLE
0
16292
0
DISNEY WALT CO
COM DISNEY
254687106
496
5262
SH
SOLE
0
5262
0
DOMINION RES INC VA NEW
COM
25746U109
344
4475
SH
SOLE
0
4475
0
DU PONT E I DE NEMOURS & CO
COM
263534109
293
3959
SH
SOLE
0
3959
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
1743
20869
SH
SOLE
0
20869
0
E M C CORP MASS
COM
268648102
365
12282
SH
SOLE
0
12282
0
EMERSON ELEC CO
COM
291011104
721
11678
SH
SOLE
0
11678
0
EXPEDITORS INTL WASH INC
COM
302130109
3333
74721
SH
SOLE
0
74721
0
EXXON MOBIL CORP
COM
30231G102
6485
70151
SH
SOLE
0
70151
0
GENERAL DYNAMICS CORP
COM
369550108
5082
36927
SH
SOLE
0
36927
0
GENERAL ELECTRIC CO
COM
369604103
4258
168503
SH
SOLE
0
168503
0
GENERAL MLS INC
COM
370334104
2112
39594
SH
SOLE
0
39594
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
494
11555
SH
SOLE
0
11555
0
GOOGLE INC
CL A
38259P508
2774
5227
SH
SOLE
0
5227
0
GOOGLE INC
CL C
38259P706
3039
5774
SH
SOLE
0
5774
0
GRAINGER W W INC
COM
384802104
2516
9870
SH
SOLE
0
9870
0
HANOVER INS GROUP INC
COM
410867105
208
2917
SH
SOLE
0
2917
0
HCP INC
COM
40414L109
258
5850
SH
SOLE
0
5850
0
HOLLYFRONTIER CORP
COM
436106108
3531
94221
SH
SOLE
0
94221
0
HOME DEPOT INC
COM
437076102
5829
55526
SH
SOLE
0
55526
0
ILLINOIS TOOL WKS INC
COM
452308109
200
2113
SH
SOLE
0
2113
0
INTEL CORP
COM
458140100
679
18715
SH
SOLE
0
18715
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
2042
12726
SH
SOLE
0
12726
0
INTUIT
COM
461202103
4285
46476
SH
SOLE
0
46476
0
ISHARES
MSCI CDA ETF
464286509
10214
353925
SH
SOLE
0
353925
0
ISHARES
MSCI GERMANY ETF
464286806
292
10655
SH
SOLE
0
10655
0
ISHARES
INTL SEL DIV ETF
464288448
12455
369685
SH
SOLE
0
369685
0
ISHARES
1-3 YR CR BD ETF
464288646
1346
12795
SH
SOLE
0
12795
0
ISHARES GOLD TRUST
ISHARES
464285105
6643
580725
SH
SOLE
0
580725
0
ISHARES TR
SELECT DIVID ETF
464287168
316
3975
SH
SOLE
0
3975
0
ISHARES TR
CORE US AGGBD ET
464287226
3107
28218
SH
SOLE
0
28218
0
ISHARES TR
MSCI EMG MKT ETF
464287234
2168
55182
SH
SOLE
0
55182
0
ISHARES TR
IBOXX INV CP ETF
464287242
5726
47954
SH
SOLE
0
47954
0
ISHARES TR
S&P 500 GRWT ETF
464287309
207
1858
SH
SOLE
0
1858
0
ISHARES TR
7-10 Y TR BD ETF
464287440
9502
89654
SH
SOLE
0
89654
0
ISHARES TR
MSCI EAFE ETF
464287465
14757
242549
SH
SOLE
0
242549
0
ISHARES TR
RUS 1000 GRW ETF
464287614
9136
95550
SH
SOLE
0
95550
0
ISHARES TR
RUS 1000 ETF
464287622
350
3053
SH
SOLE
0
3053
0
ISHARES TR
RUSSELL 2000 ETF
464287655
12701
106176
SH
SOLE
0
106176
0
ISHARES TR
CORE S&P SCP ETF
464287804
711
6235
SH
SOLE
0
6235
0
ISHARES TR
MSCI UTD KNGDM
46434V548
7646
424051
SH
SOLE
0
424051
0
JOHNSON & JOHNSON
COM
478160104
2697
25793
SH
SOLE
0
25793
0
JPMORGAN CHASE & CO
COM
46625H100
5765
92129
SH
SOLE
0
92129
0
KIMBERLY CLARK CORP
COM
494368103
371
3214
SH
SOLE
0
3214
0
KINDER MORGAN INC DEL
COM
49456B101
1654
39092
SH
SOLE
0
39092
0
KOHLS CORP
COM
500255104
1134
18585
SH
SOLE
0
18585
0
KRAFT FOODS GROUP INC
COM
50076Q106
2344
37415
SH
SOLE
0
37415
0
LINEAR TECHNOLOGY CORP
COM
535678106
3738
81975
SH
SOLE
0
81975
0
LOCKHEED MARTIN CORP
COM
539830109
8811
45754
SH
SOLE
0
45754
0
M & T BK CORP
COM
55261F104
4980
39642
SH
SOLE
0
39642
0
MASTERCARD INC
CL A
57636Q104
6141
71271
SH
SOLE
0
71271
0
MCDONALDS CORP
COM
580135101
523
5581
SH
SOLE
0
5581
0
MERCK & CO INC NEW
COM
58933Y105
511
9005
SH
SOLE
0
9005
0
MICROSOFT CORP
COM
594918104
4610
99240
SH
SOLE
0
99240
0
MONDELEZ INTL INC
CL A
609207105
3546
97632
SH
SOLE
0
97632
0
MONSANTO CO NEW
COM
61166W101
364
3043
SH
SOLE
0
3043
0
NATIONAL OILWELL VARCO INC
COM
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5896
89969
SH
SOLE
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0
NAVIENT CORP
COM
63938C108
7670
354940
SH
SOLE
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354940
0
NEXTERA ENERGY INC
COM
65339F101
344
3240
SH
SOLE
0
3240
0
NORTHEAST UTILS
COM
664397106
4817
90004
SH
SOLE
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NOVO-NORDISK A S
ADR
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3451
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SH
SOLE
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OCEANEERING INTL INC
COM
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1325
22535
SH
SOLE
0
22535
0
OPKO HEALTH INC
COM
68375N103
146
14565
SH
SOLE
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14565
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ORACLE CORP
COM
68389X105
451
10020
SH
SOLE
0
10020
0
ORGANOVO HLDGS INC
COM
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136
18750
SH
SOLE
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18750
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PEPSICO INC
COM
713448108
6798
71889
SH
SOLE
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PFIZER INC
COM
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452
14508
SH
SOLE
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14508
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PHILIP MORRIS INTL INC
COM
718172109
503
6180
SH
SOLE
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6180
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
1296
12826
SH
SOLE
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12826
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PRAXAIR INC
COM
74005P104
685
5288
SH
SOLE
0
5288
0
PROCTER & GAMBLE CO
COM
742718109
9799
107578
SH
SOLE
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107578
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REPUBLIC SVCS INC
COM
760759100
4491
111575
SH
SOLE
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111575
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ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
616
9199
SH
SOLE
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SCHLUMBERGER LTD
COM
806857108
370
4329
SH
SOLE
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4329
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SELECT SECTOR SPDR TR
SBI INT-ENERGY
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20480
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20480
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SMUCKER J M CO
COM NEW
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DJ INTL RL ETF
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TR UNIT
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UTSER1 S&PDCRP
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SHT TRM HGH YLD
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110608
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SPDR SERIES TRUST
BARC SHT TR CP
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4596
150304
SH
SOLE
0
150304
0
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
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483
11175
SH
SOLE
0
11175
0
SUN LIFE FINL INC
COM
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3356
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SH
SOLE
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93060
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TARGET CORP
COM
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6978
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SH
SOLE
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TEMPLETON GLOBAL INCOME FD
COM
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COM
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1434
13421
SH
SOLE
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13421
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UNION PAC CORP
COM
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1131
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SOLE
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9490
0
UNITED TECHNOLOGIES CORP
COM
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74817
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UNITEDHEALTH GROUP INC
COM
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122650
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V F CORP
COM
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5124
68416
SH
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SHORT TRM BOND
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VANGUARD INDEX FDS
REIT ETF
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16944
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SOLE
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VANGUARD INDEX FDS
LARGE CAP ETF
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236
2500
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SOLE
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2500
0
VANGUARD INDEX FDS
SMALL CP ETF
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276
2370
SH
SOLE
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2370
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
22898
572172
SH
SOLE
0
572172
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
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3031
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SOLE
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VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
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8380
103254
SH
SOLE
0
103254
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
422
11142
SH
SOLE
0
11142
0
VERIZON COMMUNICATIONS INC
COM
92343V104
2600
55581
SH
SOLE
0
55581
0
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
200
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SH
SOLE
0
5864
0
WASTE MGMT INC DEL
COM
94106L109
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SH
SOLE
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42515
0
WELLS FARGO & CO NEW
COM
949746101
449
8185
SH
SOLE
0
8185
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
19513
396371
SH
SOLE
0
396371
0