0001172661-14-001820.txt : 20141114 0001172661-14-001820.hdr.sgml : 20141114 20141114093611 ACCESSION NUMBER: 0001172661-14-001820 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON INVESTMENT MANAGEMENT, LLC CENTRAL INDEX KEY: 0000774602 IRS NUMBER: 471188655 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06048 FILM NUMBER: 141220901 BUSINESS ADDRESS: STREET 1: 30 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6177201516 MAIL ADDRESS: STREET 1: 30 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: EMERSON INVESTMENT MANAGEMENT INC DATE OF NAME CHANGE: 19990406 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000774602 XXXXXXXX 09-30-2014 09-30-2014 false EMERSON INVESTMENT MANAGEMENT, LLC

30 Federal Street Boston MA 02110

13F HOLDINGS REPORT 028-06048 N Bradford Gardner 617-720-1516 /s/ Bradford Gardner Boston MA 11-14-2014 0 245 507053 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 474 3345 SH SOLE 3345 0 0 3M CO COM 88579Y101 8 56 SH DFND 56 0 0 ABB LTD SPONSORED ADR 000375204 15 650 SH DFND 650 0 0 ABB LTD SPONSORED ADR 000375204 2341 104440 SH SOLE 103840 600 0 ABBOTT LABS COM 002824100 44 1050 SH DFND 1050 0 0 ABBOTT LABS COM 002824100 7921 190444 SH SOLE 189794 650 0 ABBVIE INC COM 00287Y109 407 7043 SH SOLE 7043 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 2688 455524 SH SOLE 452824 2700 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 276 3400 SH SOLE 3400 0 0 AFLAC INC COM 001055102 5700 97857 SH SOLE 96932 925 0 AIR PRODS & CHEMS INC COM 009158106 530 4069 SH SOLE 4069 0 0 ALTRIA GROUP INC COM 02209S103 300 6529 SH SOLE 6529 0 0 AMBEV SA SPONSORED ADR 02319V103 2596 396310 SH SOLE 394060 2250 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1897 75265 SH SOLE 75265 0 0 AMERICAN EXPRESS CO COM 025816109 494 5643 SH SOLE 5643 0 0 AMGEN INC COM 031162100 372 2645 SH SOLE 2645 0 0 APPLE INC COM 037833100 9158 90899 SH SOLE 90234 665 0 ARES CAP CORP COM 04010L103 899 55601 SH SOLE 55601 0 0 ASHLAND INC NEW COM 044209104 21 200 SH DFND 200 0 0 ASHLAND INC NEW COM 044209104 4503 43255 SH SOLE 42755 500 0 ASTRAZENECA PLC SPONSORED ADR 046353108 3369 47165 SH SOLE 46565 600 0 AT&T INC COM 00206R102 3010 85416 SH SOLE 85241 175 0 AUTOMATIC DATA PROCESSING IN COM 053015103 607 7307 SH SOLE 7307 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 2954 33958 SH SOLE 33783 175 0 BANK NEW YORK MELLON CORP COM 064058100 790 20408 SH SOLE 20408 0 0 BAXTER INTL INC COM 071813109 244 3400 SH SOLE 3400 0 0 BECTON DICKINSON & CO COM 075887109 23 200 SH DFND 200 0 0 BECTON DICKINSON & CO COM 075887109 4313 37899 SH SOLE 37699 200 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 207 1 SH SOLE 1 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1388 10047 SH SOLE 10047 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 18 300 SH DFND 300 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 2315 39315 SH SOLE 38815 500 0 BLACKROCK INC COM 09247X101 25 75 SH DFND 75 0 0 BLACKROCK INC COM 09247X101 8396 25573 SH SOLE 25403 170 0 BOEING CO COM 097023105 541 4246 SH SOLE 4246 0 0 BRINKER INTL INC COM 109641100 1490 29335 SH SOLE 29335 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 25 487 SH DFND 487 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 7408 144752 SH SOLE 143902 850 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 6743 161981 SH SOLE 161381 600 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 342 9000 SH SOLE 9000 0 0 CA INC COM 12673P105 3485 124745 SH SOLE 124420 325 0 CATERPILLAR INC DEL COM 149123101 216 2185 SH SOLE 2185 0 0 CHEVRON CORP NEW COM 166764100 7730 64784 SH SOLE 64609 175 0 CHUBB CORP COM 171232101 666 7309 SH SOLE 7309 0 0 CIGNA CORPORATION COM 125509109 281 3100 SH SOLE 3100 0 0 CME GROUP INC COM 12572Q105 18 225 SH DFND 225 0 0 CME GROUP INC COM 12572Q105 3199 40016 SH SOLE 39866 150 0 COCA COLA CO COM 191216100 775 18173 SH SOLE 18173 0 0 COLGATE PALMOLIVE CO COM 194162103 209 3200 SH SOLE 3200 0 0 CONOCOPHILLIPS COM 20825C104 2362 30872 SH SOLE 30872 0 0 CVS HEALTH CORP COM 126650100 10 130 SH DFND 130 0 0 CVS HEALTH CORP COM 126650100 605 7603 SH SOLE 7603 0 0 CYTRX CORP COM PAR $.001 232828509 94 37000 SH SOLE 37000 0 0 DARDEN RESTAURANTS INC COM 237194105 23 450 SH DFND 450 0 0 DARDEN RESTAURANTS INC COM 237194105 5770 112130 SH SOLE 111080 1050 0 DEERE & CO COM 244199105 248 3025 SH SOLE 3025 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 9 81 SH DFND 81 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 1795 15556 SH SOLE 15456 100 0 DISNEY WALT CO COM DISNEY 254687106 468 5262 SH SOLE 5262 0 0 DOMINION RES INC VA NEW COM 25746U109 309 4475 SH SOLE 4475 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 260 3619 SH SOLE 3619 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 1254 16769 SH SOLE 16769 0 0 E M C CORP MASS COM 268648102 359 12282 SH SOLE 12282 0 0 EBAY INC COM 278642103 14 250 SH DFND 250 0 0 EBAY INC COM 278642103 2380 42035 SH SOLE 41660 375 0 EMERSON ELEC CO COM 291011104 731 11678 SH SOLE 11678 0 0 EXPEDITORS INTL WASH INC COM 302130109 10 256 SH DFND 256 0 0 EXPEDITORS INTL WASH INC COM 302130109 3269 80555 SH SOLE 79855 700 0 EXXON MOBIL CORP COM 30231G102 6590 70064 SH SOLE 70064 0 0 GENERAL DYNAMICS CORP COM 369550108 4889 38465 SH SOLE 38040 425 0 GENERAL ELECTRIC CO COM 369604103 3123 121896 SH SOLE 121896 0 0 GENERAL MLS INC COM 370334104 8 157 SH DFND 157 0 0 GENERAL MLS INC COM 370334104 1685 33397 SH SOLE 33397 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 531 11555 SH SOLE 11555 0 0 GOOGLE INC CL A 38259P508 6 10 SH DFND 10 0 0 GOOGLE INC CL A 38259P508 3186 5414 SH SOLE 5354 60 0 GOOGLE INC CL C 38259P706 6 10 SH DFND 10 0 0 GOOGLE INC CL C 38259P706 3536 6124 SH SOLE 6064 60 0 GRAINGER W W INC COM 384802104 20 80 SH DFND 80 0 0 GRAINGER W W INC COM 384802104 2693 10700 SH SOLE 10650 50 0 HCP INC COM 40414L109 232 5850 SH SOLE 5850 0 0 HOLLYFRONTIER CORP COM 436106108 3869 88571 SH SOLE 88196 375 0 HOME DEPOT INC COM 437076102 5510 60066 SH SOLE 59866 200 0 INTEL CORP COM 458140100 641 18415 SH SOLE 18415 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2725 14352 SH SOLE 14352 0 0 INTUIT COM 461202103 13 150 SH DFND 150 0 0 INTUIT COM 461202103 3446 39311 SH SOLE 38886 425 0 ISHARES 1-3 YR CR BD ETF 464288646 1060 10070 SH SOLE 10070 0 0 ISHARES 1-3 YR CR BD ETF 464288646 400 3800 SH DFND 3800 0 0 ISHARES EAFE GRWTH ETF 464288885 35 507 SH SOLE 507 0 0 ISHARES EAFE SML CP ETF 464288273 30 621 SH SOLE 621 0 0 ISHARES EAFE VALUE ETF 464288877 34 620 SH SOLE 620 0 0 ISHARES IBOXX HI YD ETF 464288513 95 1031 SH SOLE 1031 0 0 ISHARES INTL SEL DIV ETF 464288448 13089 365726 SH SOLE 363926 1800 0 ISHARES JP MOR EM MK ETF 464288281 26 229 SH SOLE 229 0 0 ISHARES MSCI BRZ CAP ETF 464286400 1 30 SH SOLE 30 0 0 ISHARES MSCI CDA ETF 464286509 10899 355125 SH SOLE 351500 3625 0 ISHARES MSCI GERMANY ETF 464286806 312 11280 SH SOLE 11280 0 0 ISHARES MSCI HONG KG ETF 464286871 40 1947 SH SOLE 1947 0 0 ISHARES MSCI ISR CAP ETF 464286632 2 40 SH SOLE 40 0 0 ISHARES MSCI JAPAN ETF 464286848 8 700 SH SOLE 700 0 0 ISHARES MSCI PAC JP ETF 464286665 24 515 SH SOLE 515 0 0 ISHARES US OIL&GS EX ETF 464288851 17 200 SH SOLE 200 0 0 ISHARES GOLD TRUST ISHARES 464285105 9598 820360 SH SOLE 820360 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 9 110 SH SOLE 110 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 44 425 SH DFND 425 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 2670 25772 SH SOLE 25547 225 0 ISHARES TR COHEN&STEER REIT 464287564 45 535 SH SOLE 535 0 0 ISHARES TR CORE S&P MCP ETF 464287507 3 25 SH SOLE 25 0 0 ISHARES TR CORE S&P SCP ETF 464287804 706 6766 SH SOLE 6766 0 0 ISHARES TR CORE S&P500 ETF 464287200 61 310 SH SOLE 310 0 0 ISHARES TR CORE US AGGBD ET 464287226 3113 28528 SH SOLE 28482 46 0 ISHARES TR CORE US VAL ETF 464287663 15 112 SH SOLE 112 0 0 ISHARES TR IBOXX INV CP ETF 464287242 5596 47334 SH SOLE 47184 150 0 ISHARES TR MSCI EAFE ETF 464287465 15424 240554 SH SOLE 238054 2500 0 ISHARES TR MSCI EAFE ETF 464287465 106 1650 SH DFND 1650 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 2386 57402 SH SOLE 57402 0 0 ISHARES TR MSCI UTD KNGDM 46434V548 8660 446864 SH SOLE 442164 4700 0 ISHARES TR NA NAT RES 464287374 31 700 SH SOLE 700 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 100 367 SH SOLE 367 0 0 ISHARES TR RUS 1000 ETF 464287622 335 3053 SH SOLE 3053 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 9060 98873 SH SOLE 98848 25 0 ISHARES TR RUS 1000 VAL ETF 464287598 8 79 SH SOLE 79 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 52 400 SH SOLE 400 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 26 275 SH SOLE 275 0 0 ISHARES TR RUS MD CP GR ETF 464287481 81 918 SH SOLE 918 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 50 720 SH SOLE 720 0 0 ISHARES TR RUS MID-CAP ETF 464287499 71 450 SH SOLE 450 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 11977 109533 SH SOLE 108998 535 0 ISHARES TR RUSSELL 2000 ETF 464287655 63 575 SH DFND 575 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 332 3108 SH SOLE 3108 0 0 ISHARES TR S&P 500 VAL ETF 464287408 3 35 SH SOLE 35 0 0 ISHARES TR SELECT DIVID ETF 464287168 294 3975 SH SOLE 3975 0 0 ISHARES TR SP SMCP600VL ETF 464287879 32 302 SH SOLE 302 0 0 ISHARES TR TIPS BD ETF 464287176 189 1688 SH SOLE 1688 0 0 JOHNSON & JOHNSON COM 478160104 2518 23621 SH SOLE 23621 0 0 JOHNSON & JOHNSON COM 478160104 11 107 SH DFND 107 0 0 JPMORGAN CHASE & CO COM 46625H100 5241 87000 SH SOLE 86800 200 0 JPMORGAN CHASE & CO COM 46625H100 17 289 SH DFND 289 0 0 KIMBERLY CLARK CORP COM 494368103 346 3214 SH SOLE 3214 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1524 16338 SH SOLE 16338 0 0 KOHLS CORP COM 500255104 1632 26735 SH SOLE 26735 0 0 KRAFT FOODS GROUP INC COM 50076Q106 1763 31260 SH SOLE 31260 0 0 LINEAR TECHNOLOGY CORP COM 535678106 3701 83375 SH SOLE 82975 400 0 LINEAR TECHNOLOGY CORP COM 535678106 30 675 SH DFND 675 0 0 LOCKHEED MARTIN CORP COM 539830109 9 50 SH DFND 50 0 0 LOCKHEED MARTIN CORP COM 539830109 7822 42794 SH SOLE 42644 150 0 LULULEMON ATHLETICA INC COM 550021109 1850 44030 SH SOLE 43855 175 0 M & T BK CORP COM 55261F104 5625 45622 SH SOLE 45172 450 0 MARATHON OIL CORP COM 565849106 207 5500 SH SOLE 5500 0 0 MASTERCARD INC CL A 57636Q104 26 350 SH DFND 350 0 0 MASTERCARD INC CL A 57636Q104 5587 75587 SH SOLE 74762 825 0 MCDONALDS CORP COM 580135101 567 5981 SH SOLE 5981 0 0 MERCK & CO INC NEW COM 58933Y105 511 8625 SH SOLE 8625 0 0 MICROSOFT CORP COM 594918104 4088 88180 SH SOLE 88180 0 0 MONDELEZ INTL INC CL A 609207105 3500 102157 SH SOLE 101707 450 0 MONSANTO CO NEW COM 61166W101 11 97 SH DFND 97 0 0 MONSANTO CO NEW COM 61166W101 331 2946 SH SOLE 2946 0 0 MOSAIC CO NEW COM 61945C103 3930 88495 SH SOLE 87970 525 0 NATIONAL OILWELL VARCO INC COM 637071101 36 475 SH DFND 475 0 0 NATIONAL OILWELL VARCO INC COM 637071101 6234 81919 SH SOLE 81619 300 0 NAVIENT CORP COM 63938C108 1934 109185 SH SOLE 109185 0 0 NEW YORK REIT INC COM 64976L109 103 10000 SH SOLE 10000 0 0 NEXTERA ENERGY INC COM 65339F101 304 3240 SH SOLE 3240 0 0 NOBLE ENERGY INC COM 655044105 15 225 SH DFND 225 0 0 NOBLE ENERGY INC COM 655044105 3497 51160 SH SOLE 50935 225 0 NORTHEAST UTILS COM 664397106 3258 73534 SH SOLE 73034 500 0 NOVO-NORDISK A S ADR 670100205 3830 80430 SH SOLE 79555 875 0 OCEANEERING INTL INC COM 675232102 24 375 SH DFND 375 0 0 OCEANEERING INTL INC COM 675232102 3210 49260 SH SOLE 49025 235 0 OPKO HEALTH INC COM 68375N103 115 13565 SH SOLE 13565 0 0 ORACLE CORP COM 68389X105 384 10020 SH SOLE 10020 0 0 ORGANOVO HLDGS INC COM 68620A104 119 18750 SH SOLE 18750 0 0 PEPSICO INC COM 713448108 6453 69324 SH SOLE 69099 225 0 PFIZER INC COM 717081103 411 13903 SH SOLE 13903 0 0 PHILIP MORRIS INTL INC COM 718172109 515 6180 SH SOLE 6180 0 0 PIMCO ETF TR 0-5 HIGH YIELD 72201R783 6 56 SH SOLE 56 0 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 33 630 SH SOLE 630 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 400 3950 SH DFND 3950 0 0 PIMCO ETF TR ENHAN SHRT MAT 72201R833 1214 11976 SH SOLE 11976 0 0 PRAXAIR INC COM 74005P104 695 5388 SH SOLE 5388 0 0 PROCTER & GAMBLE CO COM 742718109 8769 104712 SH SOLE 104537 175 0 REPUBLIC SVCS INC COM 760759100 28 725 SH DFND 725 0 0 REPUBLIC SVCS INC COM 760759100 4084 104675 SH SOLE 104225 450 0 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 32 408 SH SOLE 408 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 700 9199 SH SOLE 9199 0 0 SCHLUMBERGER LTD COM 806857108 434 4270 SH SOLE 4270 0 0 SCHLUMBERGER LTD COM 806857108 6 59 SH DFND 59 0 0 SMUCKER J M CO COM NEW 832696405 5460 55153 SH SOLE 54953 200 0 SPDR INDEX SHS FDS DJ INTL RL ETF 78463X863 8599 207655 SH SOLE 206655 1000 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 28 700 SH SOLE 700 0 0 SPDR INDEX SHS FDS S&P BRIC 40ETF 78463X798 1 40 SH SOLE 40 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 33 1000 SH SOLE 1000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1246 6322 SH SOLE 5463 859 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 682 2737 SH SOLE 2737 0 0 SPDR SER TR SHT TRM HGH YLD 78468R408 2618 87465 SH SOLE 86815 650 0 SPDR SERIES TRUST BARC SHT TR CP 78464A474 4743 154537 SH SOLE 154517 20 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 4426 110153 SH SOLE 109453 700 0 SPDR SERIES TRUST INTR TRM CORP BD 78464A375 40 1171 SH SOLE 1171 0 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 152 1351 SH SOLE 0 1351 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 110 1078 SH SOLE 0 1078 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 7 100 SH SOLE 100 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 498 11175 SH SOLE 11175 0 0 SUN LIFE FINL INC COM 866796105 3315 91385 SH SOLE 90385 1000 0 TARGET CORP COM 87612E106 5 81 SH DFND 81 0 0 TARGET CORP COM 87612E106 6072 96877 SH SOLE 96577 300 0 TEMPLETON GLOBAL INCOME FD COM 880198106 2334 293594 SH SOLE 292044 1550 0 TIFFANY & CO NEW COM 886547108 1410 14636 SH SOLE 14461 175 0 UNION PAC CORP COM 907818108 1029 9490 SH SOLE 9490 0 0 UNITED TECHNOLOGIES CORP COM 913017109 8081 76520 SH SOLE 75995 525 0 UNITED TECHNOLOGIES CORP COM 913017109 7 69 SH DFND 69 0 0 UNITEDHEALTH GROUP INC COM 91324P102 32 375 SH DFND 375 0 0 UNITEDHEALTH GROUP INC COM 91324P102 10190 118144 SH SOLE 117719 425 0 V F CORP COM 918204108 3745 56722 SH SOLE 56491 231 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 6 75 SH SOLE 75 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 3832 47855 SH SOLE 47855 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 148 1803 SH SOLE 1803 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 46 550 SH SOLE 550 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 9 87 SH SOLE 87 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 226 2500 SH SOLE 2500 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 12 124 SH SOLE 124 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 176 1500 SH SOLE 1500 0 0 VANGUARD INDEX FDS REIT ETF 922908553 15064 209663 SH SOLE 208733 930 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 262 2370 SH SOLE 2370 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 7 60 SH SOLE 60 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 121 1198 SH SOLE 1198 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 37 450 SH SOLE 450 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 206 4184 SH SOLE 4184 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 22049 528637 SH SOLE 525417 3220 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 170 4075 SH DFND 4075 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 49 900 SH SOLE 900 0 0 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 36 599 SH SOLE 599 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 7 80 SH SOLE 80 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 12 150 SH DFND 150 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2944 36860 SH SOLE 36610 250 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 8219 106812 SH SOLE 106667 145 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 370 9296 SH SOLE 9296 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2297 45946 SH SOLE 45946 0 0 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 233 7091 SH SOLE 7091 0 0 WASTE MGMT INC DEL COM 94106L109 1726 36320 SH SOLE 36320 0 0 WELLS FARGO & CO NEW COM 949746101 18 341 SH DFND 341 0 0 WELLS FARGO & CO NEW COM 949746101 395 7624 SH SOLE 7624 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 3926 88027 SH SOLE 87502 525 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 160 3050 SH DFND 3050 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 20415 390200 SH SOLE 387525 2675 0