0001172661-13-000788.txt : 20130509 0001172661-13-000788.hdr.sgml : 20130509 20130509115156 ACCESSION NUMBER: 0001172661-13-000788 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130509 DATE AS OF CHANGE: 20130509 EFFECTIVENESS DATE: 20130509 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0000774602 IRS NUMBER: 042856496 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06048 FILM NUMBER: 13827350 BUSINESS ADDRESS: STREET 1: 30 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6177201516 MAIL ADDRESS: STREET 1: 30 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 Emerson1q13.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Emerson Investment Management, Inc. Address: 30 Federal Street Boston, MA 02110 13F File Number: 028-06048 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bradford Gardner Title: Managing Director Phone: (617) 720-1516 Signature, Place, and Date of Signing: /s/ Bradford Gardner Boston, MA May 9, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 121 Form 13F Information Table Value Total: $367,377 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 248 2333 SH SOLE 2333 0 0 ABBOTT LABS COM 002824100 2712 76784 SH SOLE 76784 0 0 ABBVIE INC COM 00287Y109 3271 80222 SH SOLE 80222 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 342 4500 SH SOLE 4500 0 0 ACE LTD SHS H0023R105 2229 25053 SH SOLE 25053 0 0 AFLAC INC COM 001055102 5022 96539 SH SOLE 96539 0 0 AIR PRODS & CHEMS INC COM 009158106 366 4204 SH SOLE 4204 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1860 88720 SH SOLE 88720 0 0 AMGEN INC COM 031162100 279 2720 SH SOLE 2720 0 0 APPLE INC COM 037833100 1166 2635 SH SOLE 2635 0 0 ARES CAP CORP COM 04010L103 3729 206007 SH SOLE 206007 0 0 AT&T INC COM 00206R102 3009 82014 SH SOLE 82014 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 534 8207 SH SOLE 8207 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 1870 52085 SH SOLE 52085 0 0 BANK NEW YORK MELLON CORP COM 064058100 685 24463 SH SOLE 24463 0 0 BECTON DICKINSON & CO COM 075887109 4055 42411 SH SOLE 42411 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1075 10317 SH SOLE 10317 0 0 BEST BUY INC COM 086516101 837 37785 SH SOLE 37785 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 229 3340 SH SOLE 3340 0 0 BLACKROCK INC COM 09247X101 6910 26901 SH SOLE 26901 0 0 BOEING CO COM 097023105 341 3969 SH SOLE 3969 0 0 BRINKER INTL INC COM 109641100 1202 31920 SH SOLE 31920 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 5286 128330 SH SOLE 128330 0 0 BROADCOM CORP CL A 111320107 2892 83389 SH SOLE 83389 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 4092 164747 SH SOLE 164747 0 0 CA INC COM 12673P105 1819 72240 SH SOLE 72240 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 3382 43123 SH SOLE 43123 0 0 CHEVRON CORP NEW COM 166764100 8062 67855 SH SOLE 67855 0 0 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 6934 111652 SH SOLE 111652 0 0 CHUBB CORP COM 171232101 690 7879 SH SOLE 7879 0 0 CIGNA CORPORATION COM 125509109 266 4270 SH SOLE 4270 0 0 CLOROX CO DEL COM 189054109 226 2550 SH SOLE 2550 0 0 COACH INC COM 189754104 3192 63860 SH SOLE 63860 0 0 COCA COLA CO COM 191216100 767 18958 SH SOLE 18958 0 0 COLGATE PALMOLIVE CO COM 194162103 209 1770 SH SOLE 1770 0 0 COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 1811 42775 SH SOLE 42775 0 0 CONOCOPHILLIPS COM 20825C104 1145 19052 SH SOLE 19052 0 0 DARDEN RESTAURANTS INC COM 237194105 6595 127610 SH SOLE 127610 0 0 DEERE & CO COM 244199105 211 2450 SH SOLE 2450 0 0 DISNEY WALT CO COM DISNEY 254687106 233 4098 SH SOLE 4098 0 0 DOMINION RES INC VA NEW COM 25746U109 292 5027 SH SOLE 5027 0 0 DRESSER-RAND GROUP INC COM 261608103 2142 34733 SH SOLE 34733 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 5439 110644 SH SOLE 110644 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 938 12928 SH SOLE 12928 0 0 E M C CORP MASS COM 268648102 435 18214 SH SOLE 18214 0 0 EMERSON ELEC CO COM 291011104 586 10489 SH SOLE 10489 0 0 EXXON MOBIL CORP COM 30231G102 6089 67576 SH SOLE 67576 0 0 GENERAL DYNAMICS CORP COM 369550108 4422 62721 SH SOLE 62721 0 0 GENERAL ELECTRIC CO COM 369604103 1126 48686 SH SOLE 48686 0 0 GENERAL MLS INC COM 370334104 1388 28142 SH SOLE 28142 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 542 11555 SH SOLE 11555 0 0 GOOGLE INC CL A 38259P508 6860 8638 SH SOLE 8638 0 0 GREIF INC CL A 397624107 1053 19630 SH SOLE 19630 0 0 HAEMONETICS CORP COM 405024100 1712 41105 SH SOLE 41105 0 0 HCP INC COM 40414L109 295 5925 SH SOLE 5925 0 0 HOME DEPOT INC COM 437076102 4226 60567 SH SOLE 60567 0 0 INTEL CORP COM 458140100 439 20105 SH SOLE 20105 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2677 12552 SH SOLE 12552 0 0 INTUIT COM 461202103 2951 44940 SH SOLE 44940 0 0 ISHARES INC MSCI CDA INDEX 464286509 11305 396526 SH SOLE 396526 0 0 ISHARES INC MSCI GERMAN 464286806 12197 498429 SH SOLE 498429 0 0 ISHARES TR FTSE CHINA25 IDX 464287184 7055 191037 SH SOLE 191037 0 0 ISHARES TR MSCI EMERG MKT 464287234 3100 72487 SH SOLE 72487 0 0 ISHARES TR S&P500 GRW 464287309 319 3878 SH SOLE 3878 0 0 ISHARES TR MSCI EAFE INDEX 464287465 13662 231634 SH SOLE 231634 0 0 ISHARES TR RUSSELL1000GRW 464287614 7702 107923 SH SOLE 107923 0 0 ISHARES TR RUSSELL 1000 464287622 266 3053 SH SOLE 3053 0 0 ISHARES TR RUSSELL 2000 464287655 16284 172446 SH SOLE 172446 0 0 ISHARES TR CORE S&P SCP ETF 464287804 751 8623 SH SOLE 8623 0 0 ISHARES TR DJ INTL SEL DIVD 464288448 12502 366087 SH SOLE 366087 0 0 JOHNSON & JOHNSON COM 478160104 1585 19438 SH SOLE 19438 0 0 JPMORGAN CHASE & CO COM 46625H100 211 4448 SH SOLE 4448 0 0 KIMBERLY CLARK CORP COM 494368103 290 2964 SH SOLE 2964 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1553 17305 SH SOLE 17305 0 0 KRAFT FOODS GROUP INC COM 50076Q106 1094 21223 SH SOLE 21223 0 0 LOCKHEED MARTIN CORP COM 539830109 6262 64882 SH SOLE 64882 0 0 M & T BK CORP COM 55261F104 4632 44898 SH SOLE 44898 0 0 MASTERCARD INC CL A 57636Q104 6955 12852 SH SOLE 12852 0 0 MCDONALDS CORP COM 580135101 523 5249 SH SOLE 5249 0 0 MCKESSON CORP COM 58155Q103 4346 40259 SH SOLE 40259 0 0 MERCK & CO INC NEW COM 58933Y105 546 12344 SH SOLE 12344 0 0 MICROSOFT CORP COM 594918104 1504 52562 SH SOLE 52562 0 0 MOLEX INC COM 608554101 1124 38375 SH SOLE 38375 0 0 MONDELEZ INTL INC CL A 609207105 2431 79412 SH SOLE 79412 0 0 MONSANTO CO NEW COM 61166W101 257 2437 SH SOLE 2437 0 0 NATIONAL OILWELL VARCO INC COM 637071101 5775 81623 SH SOLE 81623 0 0 NEWMONT MINING CORP COM 651639106 1754 41880 SH SOLE 41880 0 0 NEXTERA ENERGY INC COM 65339F101 344 4425 SH SOLE 4425 0 0 NOVO-NORDISK A S ADR 670100205 2210 13685 SH SOLE 13685 0 0 ORACLE CORP COM 68389X105 310 9574 SH SOLE 9574 0 0 PEPSICO INC COM 713448108 3676 46473 SH SOLE 46473 0 0 PFIZER INC COM 717081103 329 11398 SH SOLE 11398 0 0 PHILIP MORRIS INTL INC COM 718172109 471 5084 SH SOLE 5084 0 0 PHILLIPS 66 COM 718546104 456 6516 SH SOLE 6516 0 0 PRAXAIR INC COM 74005P104 467 4183 SH SOLE 4183 0 0 PROCTER & GAMBLE CO COM 742718109 7622 98911 SH SOLE 98911 0 0 REPUBLIC SVCS INC COM 760759100 3640 110289 SH SOLE 110289 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 416 6385 SH SOLE 6385 0 0 SCHLUMBERGER LTD COM 806857108 313 4177 SH SOLE 4177 0 0 SCHWAB CHARLES CORP NEW COM 808513105 378 21350 SH SOLE 21350 0 0 SEADRILL LIMITED SHS G7945E105 3575 96081 SH SOLE 96081 0 0 SLM CORP COM 78442P106 1628 79430 SH SOLE 79430 0 0 SMUCKER J M CO COM NEW 832696405 6939 69975 SH SOLE 69975 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 456 2908 SH SOLE 2908 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 558 2662 SH SOLE 2662 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 512 11500 SH SOLE 11500 0 0 TARGET CORP COM 87612E106 5968 87185 SH SOLE 87185 0 0 TIFFANY & CO NEW COM 886547108 5173 74387 SH SOLE 74387 0 0 UNION PAC CORP COM 907818108 917 6441 SH SOLE 6441 0 0 UNITED TECHNOLOGIES CORP COM 913017109 7697 82385 SH SOLE 82385 0 0 UNITEDHEALTH GROUP INC COM 91324P102 7211 126045 SH SOLE 126045 0 0 V F CORP COM 918204108 3003 17902 SH SOLE 17902 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 250 2745 SH SOLE 2745 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 23114 538842 SH SOLE 538842 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 7897 120192 SH SOLE 120192 0 0 VANGUARD TAX MANAGED INTL FD MSCI EAFE ETF 921943858 351 9626 SH SOLE 9626 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2137 43487 SH SOLE 43487 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 291 10236 SH SOLE 10236 0 0 WASTE MGMT INC DEL COM 94106L109 948 24170 SH SOLE 24170 0 0 WELLS FARGO & CO NEW COM 949746101 234 6321 SH SOLE 6321 0 0 WISDOMTREE TRUST JAPN HEDGE EQT 97717W851 8506 196935 SH SOLE 196935 0 0