0001172661-12-001079.txt : 20121113
0001172661-12-001079.hdr.sgml : 20121112
20121113070045
ACCESSION NUMBER: 0001172661-12-001079
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121113
DATE AS OF CHANGE: 20121113
EFFECTIVENESS DATE: 20121113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMERSON INVESTMENT MANAGEMENT INC
CENTRAL INDEX KEY: 0000774602
IRS NUMBER: 042856496
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06048
FILM NUMBER: 121195544
BUSINESS ADDRESS:
STREET 1: 30 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6177201516
MAIL ADDRESS:
STREET 1: 30 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
13F-HR
1
emerson3q12.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Emerson Investment Management, Inc.
Address: 30 Federal Street
Boston, MA 02110
13F File Number: 028-06048
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Bradford Gardner
Title: Managing Director
Phone: (617) 720-1516
Signature, Place, and Date of Signing:
/s/ Bradford Gardner Boston, MA November 13, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 113
Form 13F Information Table Value Total: $331,830 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 2005 21695 SH SOLE 0 21695 0
ABBOTT LABS COM 002824100 5303 77350 SH SOLE 0 77350 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 385 5493 SH SOLE 0 5493 0
ACE LTD SHS H0023R105 2238 29608 SH SOLE 0 29608 0
AFLAC INC COM 001055102 4179 87277 SH SOLE 0 87277 0
AIR PRODS & CHEMS INC COM 009158106 329 3979 SH SOLE 0 3979 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 2827 111158 SH SOLE 0 111158 0
APACHE CORP COM 037411105 3215 37175 SH SOLE 0 37175 0
APPLE INC COM 037833100 1093 1638 SH SOLE 0 1638 0
ARES CAP CORP COM 04010L103 3190 186142 SH SOLE 0 186142 0
AT&T INC COM 00206R102 3046 80799 SH SOLE 0 80799 0
AUTOMATIC DATA PROCESSING IN COM 053015103 465 7932 SH SOLE 0 7932 0
BANK OF NEW YORK MELLON CORP COM 064058100 836 36942 SH SOLE 0 36942 0
BECTON DICKINSON & CO COM 075887109 3682 46871 SH SOLE 0 46871 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 903 10242 SH SOLE 0 10242 0
BEST BUY INC COM 086516101 1826 106184 SH SOLE 0 106184 0
BHP BILLITON LTD SPONSORED ADR 088606108 285 4150 SH SOLE 0 4150 0
BLACKROCK INC COM 09247X101 4637 26006 SH SOLE 0 26006 0
BOEING CO COM 097023105 271 3891 SH SOLE 0 3891 0
BRINKER INTL INC COM 109641100 608 17230 SH SOLE 0 17230 0
BRISTOL MYERS SQUIBB CO COM 110122108 4812 142572 SH SOLE 0 142572 0
BROADCOM CORP CL A 111320107 1200 34713 SH SOLE 0 34713 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 3815 163529 SH SOLE 0 163529 0
CA INC COM 12673P105 1655 64220 SH SOLE 0 64220 0
CATERPILLAR INC DEL COM 149123101 450 5231 SH SOLE 0 5231 0
CDN IMPERIAL BK OF COMMERCE COM 136069101 3301 42223 SH SOLE 0 42223 0
CHEVRON CORP NEW COM 166764100 6326 54276 SH SOLE 0 54276 0
CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 3092 81170 SH SOLE 0 81170 0
CHUBB CORP COM 171232101 704 9228 SH SOLE 0 9228 0
CIGNA CORPORATION COM 125509109 219 4638 SH SOLE 0 4638 0
CITRIX SYS INC COM 177376100 2277 29757 SH SOLE 0 29757 0
CLOROX CO DEL COM 189054109 202 2800 SH SOLE 0 2800 0
COCA COLA CO COM 191216100 773 20381 SH SOLE 0 20381 0
CONOCOPHILLIPS COM 20825C104 932 16301 SH SOLE 0 16301 0
DANAHER CORP DEL COM 235851102 1999 36246 SH SOLE 0 36246 0
DARDEN RESTAURANTS INC COM 237194105 6976 125135 SH SOLE 0 125135 0
DEERE & CO COM 244199105 412 5000 SH SOLE 0 5000 0
DISNEY WALT CO COM DISNEY 254687106 236 4523 SH SOLE 0 4523 0
DOMINION RES INC VA NEW COM 25746U109 266 5028 SH SOLE 0 5028 0
DRESSER-RAND GROUP INC COM 261608103 1893 34343 SH SOLE 0 34343 0
DU PONT E I DE NEMOURS & CO COM 263534109 6274 124803 SH SOLE 0 124803 0
DUKE ENERGY CORP NEW COM NEW 26441C204 731 11289 SH SOLE 0 11289 0
E M C CORP MASS COM 268648102 628 23028 SH SOLE 0 23028 0
EMERSON ELEC CO COM 291011104 478 9911 SH SOLE 0 9911 0
EXXON MOBIL CORP COM 30231G102 6476 70813 SH SOLE 0 70813 0
FUELCELL ENERGY INC COM 35952H106 13 15000 SH SOLE 0 15000 0
GENERAL DYNAMICS CORP COM 369550108 3922 59316 SH SOLE 0 59316 0
GENERAL ELECTRIC CO COM 369604103 1149 50616 SH SOLE 0 50616 0
GENERAL MLS INC COM 370334104 930 23340 SH SOLE 0 23340 0
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 534 11555 SH SOLE 0 11555 0
GOOGLE INC CL A 38259P508 6563 8699 SH SOLE 0 8699 0
GREIF INC CL A 397624107 1432 32422 SH SOLE 0 32422 0
HAEMONETICS CORP COM 405024100 1878 23420 SH SOLE 0 23420 0
HCP INC COM 40414L109 277 6225 SH SOLE 0 6225 0
HOME DEPOT INC COM 437076102 3730 61781 SH SOLE 0 61781 0
INTEL CORP COM 458140100 474 20908 SH SOLE 0 20908 0
INTERNATIONAL BUSINESS MACHS COM 459200101 2661 12827 SH SOLE 0 12827 0
ISHARES INC MSCI CDA INDEX 464286509 11618 407806 SH SOLE 0 407806 0
ISHARES INC MSCI GERMAN 464286806 11563 512325 SH SOLE 0 512325 0
ISHARES INC MSCI JAPAN 464286848 6517 710740 SH SOLE 0 710740 0
ISHARES TR FTSE CHINA25 IDX 464287184 5854 169178 SH SOLE 0 169178 0
ISHARES TR MSCI EMERG MKT 464287234 4619 111769 SH SOLE 0 111769 0
ISHARES TR S&P500 GRW 464287309 327 4198 SH SOLE 0 4198 0
ISHARES TR MSCI EAFE INDEX 464287465 14014 264407 SH SOLE 0 264407 0
ISHARES TR RUSSELL1000GRW 464287614 8067 120938 SH SOLE 0 120938 0
ISHARES TR RUSSELL 1000 464287622 280 3519 SH SOLE 0 3519 0
ISHARES TR RUSSELL 2000 464287655 14651 175591 SH SOLE 0 175591 0
ISHARES TR S&P SMLCAP 600 464287804 688 8923 SH SOLE 0 8923 0
ISHARES TR DJ INTL SEL DIVD 464288448 11196 354095 SH SOLE 0 354095 0
JOHNSON & JOHNSON COM 478160104 1235 17928 SH SOLE 0 17928 0
KIMBERLY CLARK CORP COM 494368103 223 2599 SH SOLE 0 2599 0
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1477 17902 SH SOLE 0 17902 0
KRAFT FOODS INC CL A 50075N104 3358 81204 SH SOLE 0 81204 0
LOCKHEED MARTIN CORP COM 539830109 5053 54108 SH SOLE 0 54108 0
M & T BK CORP COM 55261F104 4258 44744 SH SOLE 0 44744 0
MASTERCARD INC CL A 57636Q104 5890 13047 SH SOLE 0 13047 0
MCDONALDS CORP COM 580135101 325 3541 SH SOLE 0 3541 0
MCKESSON CORP COM 58155Q103 3285 38180 SH SOLE 0 38180 0
MERCK & CO INC NEW COM 58933Y105 565 12538 SH SOLE 0 12538 0
MICROCHIP TECHNOLOGY INC COM 595017104 501 15295 SH SOLE 0 15295 0
MICROSOFT CORP COM 594918104 1333 44779 SH SOLE 0 44779 0
MONSANTO CO NEW COM 61166W101 222 2437 SH SOLE 0 2437 0
NATIONAL OILWELL VARCO INC COM 637071101 4986 62238 SH SOLE 0 62238 0
NEXTERA ENERGY INC COM 65339F101 364 5179 SH SOLE 0 5179 0
NOVO-NORDISK A S ADR 670100205 442 2800 SH SOLE 0 2800 0
ORACLE CORP COM 68389X105 372 11834 SH SOLE 0 11834 0
PEPSICO INC COM 713448108 3001 42406 SH SOLE 0 42406 0
PFIZER INC COM 717081103 317 12739 SH SOLE 0 12739 0
PHILIP MORRIS INTL INC COM 718172109 466 5178 SH SOLE 0 5178 0
PHILLIPS 66 COM 718546104 270 5826 SH SOLE 0 5826 0
PRAXAIR INC COM 74005P104 487 4684 SH SOLE 0 4684 0
PROCTER & GAMBLE CO COM 742718109 5549 80006 SH SOLE 0 80006 0
REPUBLIC SVCS INC COM 760759100 3081 112012 SH SOLE 0 112012 0
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 409 5895 SH SOLE 0 5895 0
SCHLUMBERGER LTD COM 806857108 359 4957 SH SOLE 0 4957 0
SCHWAB CHARLES CORP NEW COM 808513105 300 23446 SH SOLE 0 23446 0
SEADRILL LIMITED SHS G7945E105 4338 110613 SH SOLE 0 110613 0
SMUCKER J M CO COM NEW 832696405 5883 68140 SH SOLE 0 68140 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 530 3684 SH SOLE 0 3684 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 486 2702 SH SOLE 0 2702 0
SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 492 11900 SH SOLE 0 11900 0
SYNGENTA AG SPONSORED ADR 87160A100 215 2875 SH SOLE 0 2875 0
TARGET CORP COM 87612E106 4911 77380 SH SOLE 0 77380 0
TIFFANY & CO NEW COM 886547108 4358 70420 SH SOLE 0 70420 0
UNION PAC CORP COM 907818108 782 6587 SH SOLE 0 6587 0
UNITED TECHNOLOGIES CORP COM 913017109 5623 71820 SH SOLE 0 71820 0
UNITEDHEALTH GROUP INC COM 91324P102 6890 124337 SH SOLE 0 124337 0
V F CORP COM 918204108 3115 19547 SH SOLE 0 19547 0
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 24165 579220 SH SOLE 0 579220 0
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 7899 132351 SH SOLE 0 132351 0
VERIZON COMMUNICATIONS INC COM 92343V104 2244 49235 SH SOLE 0 49235 0
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 321 11259 SH SOLE 0 11259 0
WASTE MGMT INC DEL COM 94106L109 1043 32500 SH SOLE 0 32500 0