0001172661-12-000077.txt : 20120210
0001172661-12-000077.hdr.sgml : 20120210
20120210120011
ACCESSION NUMBER: 0001172661-12-000077
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120210
DATE AS OF CHANGE: 20120210
EFFECTIVENESS DATE: 20120210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMERSON INVESTMENT MANAGEMENT INC
CENTRAL INDEX KEY: 0000774602
IRS NUMBER: 042856496
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06048
FILM NUMBER: 12590611
BUSINESS ADDRESS:
STREET 1: 30 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6177201516
MAIL ADDRESS:
STREET 1: 30 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
13F-HR
1
Emerson4q11.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Emerson Investment Management, Inc.
Address: 30 Federal Street
Boston, MA 02110
13F File Number: 028-06048
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Bradford Gardner
Title: Managing Director
Phone: (617) 720-1516
Signature, Place, and Date of Signing:
/s/ Bradford Gardner Boston, MA February 10, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 122
Form 13F Information Table Value Total: $361,119 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 3515 43002 SH SOLE 0 43002 0
ABBOTT LABS COM 002824100 4832 85941 SH SOLE 0 85941 0
ABERDEEN ASIA PACIFIC INCOM COM 003009107 3393 462939 SH SOLE 0 462939 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 439 8250 SH SOLE 0 8250 0
ACE LTD SHS H0023R105 3708 52880 SH SOLE 0 52880 0
AFLAC INC COM 001055102 1050 24270 SH SOLE 0 24270 0
AIR PRODS & CHEMS INC COM 009158106 338 3972 SH SOLE 0 3972 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 2515 111277 SH SOLE 0 111277 0
APACHE CORP COM 037411105 2416 26674 SH SOLE 0 26674 0
APPLE INC COM 037833100 596 1472 SH SOLE 0 1472 0
ARES CAP CORP COM 04010L103 3238 209573 SH SOLE 0 209573 0
AT&T INC COM 00206R102 3143 103929 SH SOLE 0 103929 0
AUTOMATIC DATA PROCESSING IN COM 053015103 410 7586 SH SOLE 0 7586 0
BANK OF NEW YORK MELLON CORP COM 064058100 755 37942 SH SOLE 0 37942 0
BECTON DICKINSON & CO COM 075887109 1844 24685 SH SOLE 0 24685 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 993 13017 SH SOLE 0 13017 0
BEST BUY INC COM 086516101 2391 102305 SH SOLE 0 102305 0
BHP BILLITON LTD SPONSORED ADR 088606108 283 4000 SH SOLE 0 4000 0
BLACKROCK INC COM 09247X101 2442 13700 SH SOLE 0 13700 0
BOEING CO COM 097023105 296 4029 SH SOLE 0 4029 0
BRINKER INTL INC COM 109641100 2703 101005 SH SOLE 0 101005 0
BRISTOL MYERS SQUIBB CO COM 110122108 4926 139781 SH SOLE 0 139781 0
BROADCOM CORP CL A 111320107 1601 54513 SH SOLE 0 54513 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 3976 176314 SH SOLE 0 176314 0
CATERPILLAR INC DEL COM 149123101 482 5320 SH SOLE 0 5320 0
CDN IMPERIAL BK OF COMMERCE COM 136069101 3515 48570 SH SOLE 0 48570 0
CHEVRON CORP NEW COM 166764100 5916 55605 SH SOLE 0 55605 0
CHUBB CORP COM 171232101 683 9860 SH SOLE 0 9860 0
CISCO SYS INC COM 17275R102 2380 131630 SH SOLE 0 131630 0
CITRIX SYS INC COM 177376100 1873 30842 SH SOLE 0 30842 0
COCA COLA CO COM 191216100 779 11135 SH SOLE 0 11135 0
COLGATE PALMOLIVE CO COM 194162103 517 5596 SH SOLE 0 5596 0
COMMONWEALTH REIT 6.50% PFD CUM CO 203233408 375 18495 SH SOLE 0 18495 0
CONOCOPHILLIPS COM 20825C104 2086 28623 SH SOLE 0 28623 0
DANAHER CORP DEL COM 235851102 1955 41562 SH SOLE 0 41562 0
DARDEN RESTAURANTS INC COM 237194105 4099 89930 SH SOLE 0 89930 0
DEERE & CO COM 244199105 387 5000 SH SOLE 0 5000 0
DOMINION RES INC VA NEW COM 25746U109 267 5028 SH SOLE 0 5028 0
DRESSER-RAND GROUP INC COM 261608103 1847 37005 SH SOLE 0 37005 0
DU PONT E I DE NEMOURS & CO COM 263534109 4542 99209 SH SOLE 0 99209 0
DUKE ENERGY CORP NEW COM 26441C105 2234 101542 SH SOLE 0 101542 0
E M C CORP MASS COM 268648102 301 13964 SH SOLE 0 13964 0
EMERSON ELEC CO COM 291011104 445 9555 SH SOLE 0 9555 0
EXXON MOBIL CORP COM 30231G102 9210 108655 SH SOLE 0 108655 0
GENERAL DYNAMICS CORP COM 369550108 3689 55553 SH SOLE 0 55553 0
GENERAL ELECTRIC CO COM 369604103 927 51738 SH SOLE 0 51738 0
GENERAL MLS INC COM 370334104 336 8318 SH SOLE 0 8318 0
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 527 11555 SH SOLE 0 11555 0
GOOGLE INC CL A 38259P508 4359 6748 SH SOLE 0 6748 0
GREIF INC CL A 397624107 1493 32785 SH SOLE 0 32785 0
HAEMONETICS CORP COM 405024100 1632 26653 SH SOLE 0 26653 0
HCP INC COM 40414L109 315 7615 SH SOLE 0 7615 0
HOME DEPOT INC COM 437076102 5495 130698 SH SOLE 0 130698 0
INTEL CORP COM 458140100 550 22670 SH SOLE 0 22670 0
INTERNATIONAL BUSINESS MACHS COM 459200101 2473 13449 SH SOLE 0 13449 0
ISHARES INC MSCI CDA INDEX 464286509 10346 388940 SH SOLE 0 388940 0
ISHARES INC MSCI GERMAN 464286806 8482 441300 SH SOLE 0 441300 0
ISHARES INC MSCI JAPAN 464286848 6299 691455 SH SOLE 0 691455 0
ISHARES TR FTSE CHINA25 IDX 464287184 5283 151501 SH SOLE 0 151501 0
ISHARES TR BARCLY USAGG B 464287226 5004 45384 SH SOLE 0 45384 0
ISHARES TR MSCI EMERG MKT 464287234 4721 124441 SH SOLE 0 124441 0
ISHARES TR IBOXX INV CPBD 464287242 7998 70306 SH SOLE 0 70306 0
ISHARES TR S&P500 GRW 464287309 343 5088 SH SOLE 0 5088 0
ISHARES TR BARCLYS 1-3 YR 464287457 1404 16618 SH SOLE 0 16618 0
ISHARES TR MSCI EAFE INDEX 464287465 17341 350109 SH SOLE 0 350109 0
ISHARES TR S&P MIDCAP 400 464287507 207 2360 SH SOLE 0 2360 0
ISHARES TR RUSSELL1000GRW 464287614 7444 128808 SH SOLE 0 128808 0
ISHARES TR RUSSELL 2000 464287655 13437 182203 SH SOLE 0 182203 0
ISHARES TR S&P SMLCAP 600 464287804 620 9073 SH SOLE 0 9073 0
ISHARES TR BARCLYS 1-3YR CR 464288646 1949 18705 SH SOLE 0 18705 0
JOHNSON & JOHNSON COM 478160104 2668 40684 SH SOLE 0 40684 0
JPMORGAN CHASE & CO COM 46625H100 303 9119 SH SOLE 0 9119 0
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1515 17834 SH SOLE 0 17834 0
KRAFT FOODS INC CL A 50075N104 2831 75763 SH SOLE 0 75763 0
LOCKHEED MARTIN CORP COM 539830109 4192 51815 SH SOLE 0 51815 0
M & T BK CORP COM 55261F104 2087 27340 SH SOLE 0 27340 0
MASTERCARD INC CL A 57636Q104 4004 10740 SH SOLE 0 10740 0
MCDONALDS CORP COM 580135101 666 6635 SH SOLE 0 6635 0
MCKESSON CORP COM 58155Q103 2584 33169 SH SOLE 0 33169 0
MERCK & CO INC NEW COM 58933Y105 482 12796 SH SOLE 0 12796 0
MICROCHIP TECHNOLOGY INC COM 595017104 2022 55200 SH SOLE 0 55200 0
MICROSOFT CORP COM 594918104 3956 152370 SH SOLE 0 152370 0
MSCI INC CL A 55354G100 1568 47610 SH SOLE 0 47610 0
NEXTERA ENERGY INC COM 65339F101 327 5370 SH SOLE 0 5370 0
NOVO-NORDISK A S ADR 670100205 323 2800 SH SOLE 0 2800 0
ORACLE CORP COM 68389X105 379 14759 SH SOLE 0 14759 0
PEPSICO INC COM 713448108 3280 49439 SH SOLE 0 49439 0
PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 1218 51840 SH SOLE 0 51840 0
PFIZER INC COM 717081103 327 15088 SH SOLE 0 15088 0
PHILIP MORRIS INTL INC COM 718172109 464 5911 SH SOLE 0 5911 0
PRAXAIR INC COM 74005P104 438 4096 SH SOLE 0 4096 0
PROCTER & GAMBLE CO COM 742718109 5772 86519 SH SOLE 0 86519 0
REPUBLIC SVCS INC COM 760759100 1866 67735 SH SOLE 0 67735 0
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 433 5925 SH SOLE 0 5925 0
SCHLUMBERGER LTD COM 806857108 492 7200 SH SOLE 0 7200 0
SEADRILL LIMITED SHS G7945E105 3298 99390 SH SOLE 0 99390 0
SMUCKER J M CO COM NEW 832696405 2946 37688 SH SOLE 0 37688 0
SOUTHERN CO COM 842587107 2800 60486 SH SOLE 0 60486 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 493 3931 SH SOLE 0 3931 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 458 2874 SH SOLE 0 2874 0
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 6831 177669 SH SOLE 0 177669 0
STATE STR CORP COM 857477103 200 4972 SH SOLE 0 4972 0
SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 631 13250 SH SOLE 0 13250 0
SYNGENTA AG SPONSORED ADR 87160A100 203 3450 SH SOLE 0 3450 0
TARGET CORP COM 87612E106 3337 65147 SH SOLE 0 65147 0
TELEFONICA S A SPONSORED ADR 879382208 1496 87034 SH SOLE 0 87034 0
TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 607 42023 SH SOLE 0 42023 0
TEMPLETON GLOBAL INCOME FD COM 880198106 2953 312496 SH SOLE 0 312496 0
UGI CORP NEW COM 902681105 215 7300 SH SOLE 0 7300 0
UNION PAC CORP COM 907818108 822 7763 SH SOLE 0 7763 0
UNITED TECHNOLOGIES CORP COM 913017109 5263 72008 SH SOLE 0 72008 0
UNITEDHEALTH GROUP INC COM 91324P102 5470 107933 SH SOLE 0 107933 0
V F CORP COM 918204108 2606 20519 SH SOLE 0 20519 0
VANGUARD INDEX FDS REIT ETF 922908553 20185 348010 SH SOLE 0 348010 0
VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 5106 128774 SH SOLE 0 128774 0
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 21324 558075 SH SOLE 0 558075 0
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 7479 136856 SH SOLE 0 136856 0
VERIZON COMMUNICATIONS INC COM 92343V104 5800 144569 SH SOLE 0 144569 0
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 309 11040 SH SOLE 0 11040 0
WAL MART STORES INC COM 931142103 2208 36944 SH SOLE 0 36944 0
WASTE MGMT INC DEL COM 94106L109 1617 49441 SH SOLE 0 49441 0
WISDOMTREE TR EM LCL DEBT FD 97717X867 3895 80072 SH SOLE 0 80072 0