0001172661-11-000653.txt : 20111109
0001172661-11-000653.hdr.sgml : 20111109
20111109085841
ACCESSION NUMBER: 0001172661-11-000653
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111109
DATE AS OF CHANGE: 20111109
EFFECTIVENESS DATE: 20111109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EMERSON INVESTMENT MANAGEMENT INC
CENTRAL INDEX KEY: 0000774602
IRS NUMBER: 042856496
STATE OF INCORPORATION: MA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-06048
FILM NUMBER: 111189731
BUSINESS ADDRESS:
STREET 1: 30 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
BUSINESS PHONE: 6177201516
MAIL ADDRESS:
STREET 1: 30 FEDERAL STREET
CITY: BOSTON
STATE: MA
ZIP: 02110
13F-HR
1
eme3q11.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Emerson Investment Management, Inc.
Address: 30 Federal Street
Boston, MA 02110
13F File Number: 028-06048
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Bradford Gardner
Title: Managing Director
Phone: (617) 720-1516
Signature, Place, and Date of Signing:
/s/ Bradford Gardner Boston, MA November 09, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 112
Form 13F Information Table Value Total: $315,510 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 2996 41735 SH SOLE 0 41735 0
ABBOTT LABS COM 002824100 3819 74682 SH SOLE 0 74682 0
ABERDEEN ASIA PACIFIC INCOM COM 003009107 3180 461594 SH SOLE 0 461594 0
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 287 5450 SH SOLE 0 5450 0
ACE LTD SHS H0023R105 3079 50805 SH SOLE 0 50805 0
AFLAC INC COM 001055102 819 23440 SH SOLE 0 23440 0
AIR PRODS & CHEMS INC COM 009158106 274 3582 SH SOLE 0 3582 0
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 200 9058 SH SOLE 0 9058 0
APACHE CORP COM 037411105 991 12349 SH SOLE 0 12349 0
APPLE INC COM 037833100 483 1267 SH SOLE 0 1267 0
ARES CAP CORP COM 04010L103 2846 206698 SH SOLE 0 206698 0
AT&T INC COM 00206R102 3092 108407 SH SOLE 0 108407 0
AUTOMATIC DATA PROCESSING IN COM 053015103 290 6148 SH SOLE 0 6148 0
BAXTER INTL INC COM 071813109 226 4025 SH SOLE 0 4025 0
BECTON DICKINSON & CO COM 075887109 1461 19920 SH SOLE 0 19920 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 855 12039 SH SOLE 0 12039 0
BEST BUY INC COM 086516101 2011 86315 SH SOLE 0 86315 0
BLACKROCK INC COM 09247X101 1774 11985 SH SOLE 0 11985 0
BRINKER INTL INC COM 109641100 2079 99365 SH SOLE 0 99365 0
BRISTOL MYERS SQUIBB CO COM 110122108 4353 138729 SH SOLE 0 138729 0
BROADCOM CORP CL A 111320107 1334 40073 SH SOLE 0 40073 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 3400 168829 SH SOLE 0 168829 0
CATERPILLAR INC DEL COM 149123101 223 3020 SH SOLE 0 3020 0
CDN IMPERIAL BK OF COMMERCE COM 136069101 1783 25535 SH SOLE 0 25535 0
CHEVRON CORP NEW COM 166764100 4824 52097 SH SOLE 0 52097 0
CHUBB CORP COM 171232101 292 4860 SH SOLE 0 4860 0
CISCO SYS INC COM 17275R102 2111 136190 SH SOLE 0 136190 0
CITRIX SYS INC COM 177376100 1567 28737 SH SOLE 0 28737 0
COCA COLA CO COM 191216100 752 11135 SH SOLE 0 11135 0
COLGATE PALMOLIVE CO COM 194162103 2047 23080 SH SOLE 0 23080 0
COMMONWEALTH REIT 6.50% PFD CUM CO 203233408 300 14695 SH SOLE 0 14695 0
CONOCOPHILLIPS COM 20825C104 1569 24773 SH SOLE 0 24773 0
DANAHER CORP DEL COM 235851102 1762 42007 SH SOLE 0 42007 0
DARDEN RESTAURANTS INC COM 237194105 3231 75590 SH SOLE 0 75590 0
DOMINION RES INC VA NEW COM 25746U109 254 5008 SH SOLE 0 5008 0
DRESSER-RAND GROUP INC COM 261608103 1472 36330 SH SOLE 0 36330 0
DU PONT E I DE NEMOURS & CO COM 263534109 3554 88929 SH SOLE 0 88929 0
DUKE ENERGY CORP NEW COM 26441C105 2130 106529 SH SOLE 0 106529 0
E M C CORP MASS COM 268648102 302 14364 SH SOLE 0 14364 0
EMERSON ELEC CO COM 291011104 366 8855 SH SOLE 0 8855 0
EXXON MOBIL CORP COM 30231G102 7705 106084 SH SOLE 0 106084 0
GENERAL DYNAMICS CORP COM 369550108 1633 28698 SH SOLE 0 28698 0
GENERAL ELECTRIC CO COM 369604103 711 46744 SH SOLE 0 46744 0
GENERAL MLS INC COM 370334104 259 6718 SH SOLE 0 6718 0
GOOGLE INC CL A 38259P508 2013 3908 SH SOLE 0 3908 0
GREIF INC CL A 397624107 1300 30315 SH SOLE 0 30315 0
HAEMONETICS CORP COM 405024100 1572 26878 SH SOLE 0 26878 0
HCP INC COM 40414L109 270 7700 SH SOLE 0 7700 0
HOME DEPOT INC COM 437076102 4364 132768 SH SOLE 0 132768 0
INTEL CORP COM 458140100 313 14670 SH SOLE 0 14670 0
INTERNATIONAL BUSINESS MACHS COM 459200101 3989 22813 SH SOLE 0 22813 0
ISHARES INC MSCI CDA INDEX 464286509 9862 386890 SH SOLE 0 386890 0
ISHARES INC MSCI GERMAN 464286806 8882 486125 SH SOLE 0 486125 0
ISHARES INC MSCI JAPAN 464286848 6846 723635 SH SOLE 0 723635 0
ISHARES TR FTSE CHINA25 IDX 464287184 5131 166421 SH SOLE 0 166421 0
ISHARES TR BARCLY USAGG B 464287226 5028 45665 SH SOLE 0 45665 0
ISHARES TR MSCI EMERG MKT 464287234 4337 123579 SH SOLE 0 123579 0
ISHARES TR IBOXX INV CPBD 464287242 7171 63848 SH SOLE 0 63848 0
ISHARES TR S&P500 GRW 464287309 312 5088 SH SOLE 0 5088 0
ISHARES TR BARCLYS 1-3 YR 464287457 1453 17183 SH SOLE 0 17183 0
ISHARES TR MSCI EAFE INDEX 464287465 19672 411721 SH SOLE 0 411721 0
ISHARES TR RUSSELL1000GRW 464287614 6822 129753 SH SOLE 0 129753 0
ISHARES TR RUSSELL 2000 464287655 11677 181605 SH SOLE 0 181605 0
ISHARES TR S&P SMLCAP 600 464287804 531 9073 SH SOLE 0 9073 0
ISHARES TR BARCLYS 1-3YR CR 464288646 1905 18325 SH SOLE 0 18325 0
JOHNSON & JOHNSON COM 478160104 2528 39697 SH SOLE 0 39697 0
JPMORGAN CHASE & CO COM 46625H100 278 9241 SH SOLE 0 9241 0
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1248 18251 SH SOLE 0 18251 0
KRAFT FOODS INC CL A 50075N104 2175 64773 SH SOLE 0 64773 0
LOCKHEED MARTIN CORP COM 539830109 3360 46260 SH SOLE 0 46260 0
M & T BK CORP COM 55261F104 1662 23770 SH SOLE 0 23770 0
MASTERCARD INC CL A 57636Q104 3183 10035 SH SOLE 0 10035 0
MCDONALDS CORP COM 580135101 316 3600 SH SOLE 0 3600 0
MCKESSON CORP COM 58155Q103 2098 28859 SH SOLE 0 28859 0
MERCK & CO INC NEW COM 58933Y105 271 8286 SH SOLE 0 8286 0
MICROCHIP TECHNOLOGY INC COM 595017104 1617 51970 SH SOLE 0 51970 0
MICROSOFT CORP COM 594918104 3908 157005 SH SOLE 0 157005 0
MSCI INC CL A 55354G100 1604 52890 SH SOLE 0 52890 0
MURPHY OIL CORP COM 626717102 966 21865 SH SOLE 0 21865 0
NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 1430 48728 SH SOLE 0 48728 0
ORACLE CORP COM 68389X105 208 7247 SH SOLE 0 7247 0
PEPSICO INC COM 713448108 2643 42694 SH SOLE 0 42694 0
PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 1014 48915 SH SOLE 0 48915 0
PFIZER INC COM 717081103 210 11851 SH SOLE 0 11851 0
PHILIP MORRIS INTL INC COM 718172109 264 4231 SH SOLE 0 4231 0
PROCTER & GAMBLE CO COM 742718109 4346 68791 SH SOLE 0 68791 0
QUEST SOFTWARE INC COM 74834T103 1057 66540 SH SOLE 0 66540 0
REPUBLIC SVCS INC COM 760759100 1725 61485 SH SOLE 0 61485 0
ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 243 3945 SH SOLE 0 3945 0
SCHLUMBERGER LTD COM 806857108 255 4275 SH SOLE 0 4275 0
SEADRILL LIMITED SHS G7945E105 2771 100660 SH SOLE 0 100660 0
SMUCKER J M CO COM NEW 832696405 2448 33578 SH SOLE 0 33578 0
SOUTHERN CO COM 842587107 2374 56034 SH SOLE 0 56034 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 377 3332 SH SOLE 0 3332 0
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 428 3009 SH SOLE 0 3009 0
SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 6202 171374 SH SOLE 0 171374 0
SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 615 13250 SH SOLE 0 13250 0
TARGET CORP COM 87612E106 2937 59897 SH SOLE 0 59897 0
TELEFONICA S A SPONSORED ADR 879382208 1740 90999 SH SOLE 0 90999 0
TEMPLETON GLOBAL INCOME FD COM 880198106 2931 310189 SH SOLE 0 310189 0
UNION PAC CORP COM 907818108 634 7763 SH SOLE 0 7763 0
UNITED TECHNOLOGIES CORP COM 913017109 4448 63218 SH SOLE 0 63218 0
UNITEDHEALTH GROUP INC COM 91324P102 4525 98106 SH SOLE 0 98106 0
V F CORP COM 918204108 5424 44636 SH SOLE 0 44636 0
VANGUARD INDEX FDS REIT ETF 922908553 17561 345205 SH SOLE 0 345205 0
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 20448 570684 SH SOLE 0 570684 0
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 6381 130870 SH SOLE 0 130870 0
VERIZON COMMUNICATIONS INC COM 92343V104 5145 139807 SH SOLE 0 139807 0
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 299 11640 SH SOLE 0 11640 0
WAL MART STORES INC COM 931142103 1919 36984 SH SOLE 0 36984 0
WASTE MGMT INC DEL COM 94106L109 1470 45162 SH SOLE 0 45162 0
WISDOMTREE TR EM LCL DEBT FD 97717X867 3678 76440 SH SOLE 0 76440 0