-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TUvgHmzFxzgFbog5biHS8+hJXjuBq2/WHcnQm7L161SHaAnynNINyjJYMZEFp0To h8gI8my27lMQ9a66bKXK3g== 0001172661-10-000064.txt : 20100209 0001172661-10-000064.hdr.sgml : 20100209 20100209122542 ACCESSION NUMBER: 0001172661-10-000064 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100209 DATE AS OF CHANGE: 20100209 EFFECTIVENESS DATE: 20100209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0000774602 IRS NUMBER: 042856496 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06048 FILM NUMBER: 10583128 BUSINESS ADDRESS: STREET 1: 30 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6177201516 MAIL ADDRESS: STREET 1: 30 FEDERAL STREET CITY: BOSTON STATE: MA ZIP: 02110 13F-HR 1 eme4q09.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Emerson Investment Management, Inc. Address: 30 Federal Street Boston, MA 02110 13F File Number: 28-06048 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bradford Gardner Title: Managing Director Phone: (617) 720-1516 Signature, Place, and Date of Signing: /s/ Bradford Gardner Boston, MA February 09, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 102 Form13F Information Table Value Total: $273,278 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 3269 39543 SH SOLE 0 39543 0 ABBOTT LABS COM 002824100 2033 37658 SH SOLE 0 37658 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 2757 443564 SH SOLE 0 443564 0 ACE LTD SHS H0023R105 1102 21870 SH SOLE 0 21870 0 AIRGAS INC COM 009363102 1209 25390 SH SOLE 0 25390 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1667 65800 SH SOLE 0 65800 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 221 4704 SH SOLE 0 4704 0 APACHE CORP COM 037411105 1189 11525 SH SOLE 0 11525 0 ARCHER DANIELS MIDLAND CO COM 039483102 1620 51732 SH SOLE 0 51732 0 AT&T INC COM 00206R102 2341 83507 SH SOLE 0 83507 0 BECTON DICKINSON & CO COM 075887109 1721 21820 SH SOLE 0 21820 0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 417 127 SH SOLE 0 127 0 BEST BUY INC COM 086516101 1291 32725 SH SOLE 0 32725 0 BHP BILLITON LTD SPONSORED ADR 088606108 2027 26470 SH SOLE 0 26470 0 BLOCK H & R INC COM 093671105 1707 75455 SH SOLE 0 75455 0 BP PLC SPONSORED ADR 055622104 609 10514 SH SOLE 0 10514 0 BRISTOL MYERS SQUIBB CO COM 110122108 2854 113019 SH SOLE 0 113019 0 BROADCOM CORP CL A 111320107 2238 71110 SH SOLE 0 71110 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 3081 136589 SH SOLE 0 136589 0 CHEVRON CORP NEW COM 166764100 3755 48778 SH SOLE 0 48778 0 CIGNA CORP COM 125509109 321 9115 SH SOLE 0 9115 0 CISCO SYS INC COM 17275R102 3172 132483 SH SOLE 0 132483 0 CME GROUP INC COM 12572Q105 1446 4305 SH SOLE 0 4305 0 COCA COLA CO COM 191216100 1409 24722 SH SOLE 0 24722 0 COLGATE PALMOLIVE CO COM 194162103 1825 22210 SH SOLE 0 22210 0 CONOCOPHILLIPS COM 20825C104 1198 23460 SH SOLE 0 23460 0 COPART INC COM 217204106 1283 35029 SH SOLE 0 35029 0 CVS CAREMARK CORPORATION COM 126650100 1407 43679 SH SOLE 0 43679 0 DANAHER CORP DEL COM 235851102 2118 28166 SH SOLE 0 28166 0 DUKE ENERGY CORP NEW COM 26441C105 1169 67902 SH SOLE 0 67902 0 E M C CORP MASS COM 268648102 227 13017 SH SOLE 0 13017 0 EMERSON ELEC CO COM 291011104 224 5253 SH SOLE 0 5253 0 EXXON MOBIL CORP COM 30231G102 5573 81723 SH SOLE 0 81723 0 FEDERATED INVS INC PA CL B 314211103 1425 51800 SH SOLE 0 51800 0 GENERAL DYNAMICS CORP COM 369550108 1263 18528 SH SOLE 0 18528 0 GENERAL ELECTRIC CO COM 369604103 2335 154332 SH SOLE 0 154332 0 GENERAL MLS INC COM 370334104 258 3650 SH SOLE 0 3650 0 GENUINE PARTS CO COM 372460105 1339 35265 SH SOLE 0 35265 0 GOLDMAN SACHS GROUP INC COM 38141G104 299 1770 SH SOLE 0 1770 0 HAEMONETICS CORP COM 405024100 1620 29372 SH SOLE 0 29372 0 HEWLETT PACKARD CO COM 428236103 258 5011 SH SOLE 0 5011 0 HOME DEPOT INC COM 437076102 1795 62043 SH SOLE 0 62043 0 HUNTINGTON BANCSHARES INC COM 446150104 41 11189 SH SOLE 0 11189 0 INERGY L P UNIT LTD PTNR 456615103 321 9000 SH SOLE 0 9000 0 INTEL CORP COM 458140100 382 18714 SH SOLE 0 18714 0 INTERNATIONAL BUSINESS MACHS COM 459200101 6465 49392 SH SOLE 0 49392 0 ISHARES INC MSCI AUSTRALIA 464286103 7937 347515 SH SOLE 0 347515 0 ISHARES INC MSCI CDA INDEX 464286509 7431 282220 SH SOLE 0 282220 0 ISHARES TR INDEX S&P500 GRW 464287309 223 3853 SH SOLE 0 3853 0 ISHARES TR INDEX COHEN&ST RLTY 464287564 13303 253292 SH SOLE 0 253292 0 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 1079 13009 SH SOLE 0 13009 0 ISHARES TR INDEX BARCLY USAGG B 464287226 4116 39884 SH SOLE 0 39884 0 ISHARES TR INDEX IBOXX INV CPBD 464287242 6919 66429 SH SOLE 0 66429 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 6849 165045 SH SOLE 0 165045 0 ISHARES TR INDEX RUSSELL1000GRW 464287614 5837 117088 SH SOLE 0 117088 0 ISHARES TR INDEX S&P SMLCAP 600 464287804 544 9948 SH SOLE 0 9948 0 ISHARES TR INDEX RUSSELL 2000 464287655 15961 255620 SH SOLE 0 255620 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 30880 558602 SH SOLE 0 558602 0 ITT CORP NEW COM 450911102 1378 27699 SH SOLE 0 27699 0 JOHNSON & JOHNSON COM 478160104 2141 33247 SH SOLE 0 33247 0 JPMORGAN CHASE & CO COM 46625H100 281 6738 SH SOLE 0 6738 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 832 13651 SH SOLE 0 13651 0 KRAFT FOODS INC CL A 50075N104 1307 48088 SH SOLE 0 48088 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 1375 15817 SH SOLE 0 15817 0 MARATHON OIL CORP COM 565849106 1149 36810 SH SOLE 0 36810 0 MASTERCARD INC CL A 57636Q104 2323 9075 SH SOLE 0 9075 0 MCKESSON CORP COM 58155Q103 1646 26334 SH SOLE 0 26334 0 MERCK & CO INC NEW COM 58933Y105 414 11324 SH SOLE 0 11324 0 MICROCHIP TECHNOLOGY INC COM 595017104 1332 45835 SH SOLE 0 45835 0 MICROSOFT CORP COM 594918104 4326 141921 SH SOLE 0 141921 0 MIDCAP SPDR TR UNIT SER 1 595635103 448 3403 SH SOLE 0 3403 0 MSCI INC CL A 55354G100 1117 35125 SH SOLE 0 35125 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 1512 37148 SH SOLE 0 37148 0 ORACLE CORP COM 68389X105 301 12261 SH SOLE 0 12261 0 PEPSICO INC COM 713448108 551 9055 SH SOLE 0 9055 0 PFIZER INC COM 717081103 1727 94917 SH SOLE 0 94917 0 PHILIP MORRIS INTL INC COM 718172109 208 4306 SH SOLE 0 4306 0 PRIDE INTL INC DEL COM 74153Q102 1267 39704 SH SOLE 0 39704 0 PROCTER & GAMBLE CO COM 742718109 3722 61395 SH SOLE 0 61395 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 240 3995 SH SOLE 0 3995 0 SCHLUMBERGER LTD COM 806857108 270 4150 SH SOLE 0 4150 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 3170 220141 SH SOLE 0 220141 0 SOUTHERN CO COM 842587107 1397 41934 SH SOLE 0 41934 0 SPDR SERIES TRUST BRCLYS YLD ETF 78464A417 5267 135712 SH SOLE 0 135712 0 SPDR TR UNIT SER 1 78462F103 558 5006 SH SOLE 0 5006 0 STATE STR CORP COM 857477103 320 7348 SH SOLE 0 7348 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 720 15300 SH SOLE 0 15300 0 TARGET CORP COM 87612E106 1473 30462 SH SOLE 0 30462 0 TEMPLETON GLOBAL INCOME FD COM 880198106 2848 299763 SH SOLE 0 299763 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1675 29807 SH SOLE 0 29807 0 TEXAS INSTRS INC COM 882508104 1596 61225 SH SOLE 0 61225 0 TRAVELERS COMPANIES INC COM 89417E109 2176 43651 SH SOLE 0 43651 0 UNION PAC CORP COM 907818108 395 6186 SH SOLE 0 6186 0 UNITED PARCEL SERVICE INC CL B 911312106 1196 20846 SH SOLE 0 20846 0 UNITED TECHNOLOGIES CORP COM 913017109 3765 54239 SH SOLE 0 54239 0 US BANCORP DEL COM NEW 902973304 982 43638 SH SOLE 0 43638 0 V F CORP COM 918204108 2865 39124 SH SOLE 0 39124 0 VANGUARD INDEX FDS VALUE ETF 922908744 7700 161250 SH SOLE 0 161250 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 20914 510090 SH SOLE 0 510090 0 VERIZON COMMUNICATIONS INC COM 92343V104 4682 141334 SH SOLE 0 141334 0 WAL MART STORES INC COM 931142103 1469 27479 SH SOLE 0 27479 0 WASTE MGMT INC DEL COM 94106L109 883 26102 SH SOLE 0 26102 0
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