-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Lm3yS5anV3Qpn4yuX8h7sNCHhq6bVr+CaxAvCVPGJnTm0iKjNAu2H1KeEIeh/r3d XGdv+QgmIY+WOeHTdKFAcQ== 0001172661-08-000767.txt : 20081112 0001172661-08-000767.hdr.sgml : 20081111 20081110173315 ACCESSION NUMBER: 0001172661-08-000767 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081110 EFFECTIVENESS DATE: 20081112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0000774602 IRS NUMBER: 042856496 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06048 FILM NUMBER: 081177153 BUSINESS ADDRESS: STREET 1: 11 BEACON STREET CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 6177201516 MAIL ADDRESS: STREET 1: 11 BEACON STREET CITY: BOSTON STATE: MA ZIP: 02108 13F-HR 1 eme3q08.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Emerson Investment Management, Inc. Address: 30 Federal Street Boston, MA 02110 13F File Number: 28-06048 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bradford Gardner Title: Managing Director Phone: (617) 720-1516 Signature, Place, and Date of Signing: /s/ Bradford Gardner Boston, MA November 10, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 100 Form13F Information Table Value Total: $307,076 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 1516 22200 SH SOLE 0 22200 0 ABBOTT LABS COM 002824100 2223 38603 SH SOLE 0 38603 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 6464 1287736 SH SOLE 0 1287736 0 AKAMAI TECHNOLOGIES INC COM 00971T101 1224 70210 SH SOLE 0 70210 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 228 6161 SH SOLE 0 6161 0 ALLSTATE CORP COM 020002101 946 20510 SH SOLE 0 20510 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 223 4800 SH SOLE 0 4800 0 AMERICAN CAP LTD COM 02503Y103 5511 216040 SH SOLE 0 216040 0 AMERIPRISE FINL INC COM 03076C106 2949 77200 SH SOLE 0 77200 0 ANHEUSER BUSCH COS INC COM 035229103 1878 28950 SH SOLE 0 28950 0 APOLLO INVT CORP COM 03761U106 6467 379311 SH SOLE 0 379311 0 AT&T INC COM 00206R102 2122 76011 SH SOLE 0 76011 0 BANK OF AMERICA CORPORATION COM 060505104 4765 136146 SH SOLE 0 136146 0 BECTON DICKINSON & CO COM 075887109 2911 36270 SH SOLE 0 36270 0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 637 145 SH SOLE 0 145 0 BHP BILLITON LTD SPONSORED ADR 088606108 3516 67630 SH SOLE 0 67630 0 BOSTON SCIENTIFIC CORP COM 101137107 1919 156405 SH SOLE 0 156405 0 BP PLC SPONSORED ADR 055622104 507 10112 SH SOLE 0 10112 0 BRISTOL MYERS SQUIBB CO COM 110122108 1651 79169 SH SOLE 0 79169 0 BROADCOM CORP CL A 111320107 1899 101920 SH SOLE 0 101920 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1321 85854 SH SOLE 0 85854 0 BURLINGTON NORTHN SANTA FE C COM 12189T104 242 2617 SH SOLE 0 2617 0 CAPITALSOURCE INC COM 14055X102 5225 424824 SH SOLE 0 424824 0 CARNIVAL CORP PAIRED CTF 143658300 1060 29975 SH SOLE 0 29975 0 CHEVRON CORP NEW COM 166764100 3599 43634 SH SOLE 0 43634 0 CISCO SYS INC COM 17275R102 4318 191382 SH SOLE 0 191382 0 COCA COLA CO COM 191216100 1361 25732 SH SOLE 0 25732 0 COLGATE PALMOLIVE CO COM 194162103 2433 32294 SH SOLE 0 32294 0 CONOCOPHILLIPS COM 20825C104 6035 82384 SH SOLE 0 82384 0 CVS CAREMARK CORPORATION COM 126650100 5054 150153 SH SOLE 0 150153 0 DANAHER CORP DEL COM 235851102 3241 46694 SH SOLE 0 46694 0 DEVON ENERGY CORP NEW COM 25179M103 209 2290 SH SOLE 0 2290 0 DUKE ENERGY CORP NEW COM 26441C105 1341 76951 SH SOLE 0 76951 0 EMERSON ELEC CO COM 291011104 298 7310 SH SOLE 0 7310 0 EXXON MOBIL CORP COM 30231G102 6171 79462 SH SOLE 0 79462 0 GALLAGHER ARTHUR J & CO COM 363576109 822 32025 SH SOLE 0 32025 0 GENERAL ELECTRIC CO COM 369604103 5670 222361 SH SOLE 0 222361 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 813 18712 SH SOLE 0 18712 0 HAEMONETICS CORP COM 405024100 2535 41075 SH SOLE 0 41075 0 HOME DEPOT INC COM 437076102 1716 66283 SH SOLE 0 66283 0 HUNTINGTON BANCSHARES INC COM 446150104 106 14189 SH SOLE 0 14189 0 INERGY L P UNIT LTD PTNR 456615103 273 12600 SH SOLE 0 12600 0 INTEL CORP COM 458140100 324 17297 SH SOLE 0 17297 0 INTERNATIONAL BUSINESS MACHS COM 459200101 7093 60642 SH SOLE 0 60642 0 ISHARES TR RUSSELL MIDCAP 464287499 10893 132579 SH SOLE 0 132579 0 ISHARES TR LEHMAN AGG BND 464287226 5668 57486 SH SOLE 0 57486 0 ISHARES TR MSCI EMERG MKT 464287234 13262 388132 SH SOLE 0 388132 0 ISHARES TR IBOXX INV CPBD 464287242 8776 97736 SH SOLE 0 97736 0 ISHARES TR S&P500 GRW 464287309 618 10888 SH SOLE 0 10888 0 ISHARES TR MSCI EAFE IDX 464287465 24434 433990 SH SOLE 0 433990 0 ISHARES TR S&P MIDCAP 400 464287507 311 4302 SH SOLE 0 4302 0 ISHARES TR COHEN&ST RLTY 464287564 8837 115240 SH SOLE 0 115240 0 ISHARES TR RUSSELL1000GRW 464287614 4083 84093 SH SOLE 0 84093 0 ISHARES TR RUSSELL 2000 464287655 12680 186472 SH SOLE 0 186472 0 ISHARES TR 1-3 YR TRS BD 464287457 2037 24375 SH SOLE 0 24375 0 ITT CORP NEW COM 450911102 2872 51650 SH SOLE 0 51650 0 JOHNSON & JOHNSON COM 478160104 5506 79472 SH SOLE 0 79472 0 JPMORGAN & CHASE & CO COM 46625H100 4350 93152 SH SOLE 0 93152 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 579 11125 SH SOLE 0 11125 0 KRAFT FOODS INC CL A 50075N104 2247 68598 SH SOLE 0 68598 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 2386 24265 SH SOLE 0 24265 0 MARATHON OIL CORP COM 565849106 1818 45590 SH SOLE 0 45590 0 MCDONALDS CORP COM 580135101 4851 78630 SH SOLE 0 78630 0 MCKESSON CORP COM 58155Q103 3218 59805 SH SOLE 0 59805 0 MERCK & CO INC COM 589331107 227 7197 SH SOLE 0 7197 0 MERCURY GENL CORP NEW COM 589400100 1141 20835 SH SOLE 0 20835 0 METLIFE INC COM 59156R108 3494 62394 SH SOLE 0 62394 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 91 18100 SH SOLE 0 18100 0 MICROCHIP TECHNOLOGY INC COM 595017104 1133 38500 SH SOLE 0 38500 0 MICROSOFT CORP COM 594918104 3845 144072 SH SOLE 0 144072 0 MINE SAFETY APPLIANCES CO COM 602720104 1035 27145 SH SOLE 0 27145 0 NOBLE CORPORATION SHS G65422100 1965 44768 SH SOLE 0 44768 0 NRG ENERGY INC COM NEW 629377508 1220 49310 SH SOLE 0 49310 0 PACCAR INC COM 693718108 1225 32075 SH SOLE 0 32075 0 PEPSICO INC COM 713448108 745 10459 SH SOLE 0 10459 0 PFIZER INC COM 717081103 1739 94325 SH SOLE 0 94325 0 PIEDMONT NAT GAS INC COM 720186105 203 6340 SH SOLE 0 6340 0 PNC FINL SVCS GROUP INC COM 693475105 320 4290 SH SOLE 0 4290 0 PPG INDS INC COM 693506107 1113 19090 SH SOLE 0 19090 0 PROCTER & GAMBLE CO COM 742718109 5302 76087 SH SOLE 0 76087 0 SMITH INTL INC COM 832110100 2539 43306 SH SOLE 0 43306 0 SPDR SERIES TRUST LEHMAN YLD ETF 78464A417 5388 137810 SH SOLE 0 137810 0 SPDR TR UNIT SER 1 78462F103 475 4095 SH SOLE 0 4095 0 STATE STR CORP COM 857477103 379 6670 SH SOLE 0 6670 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 526 15650 SH SOLE 0 15650 0 SUPERIOR ENERGY SVCS INC COM 868157108 3289 105610 SH SOLE 0 105610 0 TARGET CORP COM 87612E106 2109 42990 SH SOLE 0 42990 0 TEMPLETON GLOBAL INCOME FD COM 880198106 7319 926401 SH SOLE 0 926401 0 UNION PAC CORP COM 907818108 440 6186 SH SOLE 0 6186 0 UNITED PARCEL SERVICE INC CL B 911312106 1486 23621 SH SOLE 0 23621 0 UNITED TECHNOLOGIES CORP COM 913017109 2263 37679 SH SOLE 0 37679 0 US BANCORP DEL COM NEW 902973304 1587 44068 SH SOLE 0 44068 0 V F CORP COM 918204108 3351 43340 SH SOLE 0 43340 0 VANGUARD INDEX FDS VALUE ETF 922908744 6570 125330 SH SOLE 0 125330 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 2667 76935 SH SOLE 0 76935 0 VERIZON COMMUNICATIONS INC COM 92343V104 4912 153070 SH SOLE 0 153070 0 WAL MART STORES INC COM 931142103 1738 29024 SH SOLE 0 29024 0 WASTE MGMT INC DEL COM 94106L109 1316 41799 SH SOLE 0 41799 0 WELLS FARGO & CO NEW COM 949746101 3348 89201 SH SOLE 0 89201 0 WYETH COM 983024100 334 9051 SH SOLE 0 9051 0
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