-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GaaccABNnwz7PDwDEs1oBXrmhHiYkeP9ltngmJSqCewuN7+4qTCQoeIrX4Pdb30Y ZYMt1EjLdMViOPTtfSX9jA== 0001172661-08-000420.txt : 20080805 0001172661-08-000420.hdr.sgml : 20080805 20080805090648 ACCESSION NUMBER: 0001172661-08-000420 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080805 DATE AS OF CHANGE: 20080805 EFFECTIVENESS DATE: 20080805 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERSON INVESTMENT MANAGEMENT INC CENTRAL INDEX KEY: 0000774602 IRS NUMBER: 042856496 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06048 FILM NUMBER: 08989811 BUSINESS ADDRESS: STREET 1: 11 BEACON STREET CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 6177201516 MAIL ADDRESS: STREET 1: 11 BEACON STREET CITY: BOSTON STATE: MA ZIP: 02108 13F-HR 1 eme2q08.txt SCHEDULE 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Emerson Investment Management, Inc. Address: 30 Federal Street Boston, MA 02110 13F File Number: 28-06048 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Bradford Gardner Title: Managing Director Phone: (617) 720-1516 Signature, Place, and Date of Signing: /s/ Bradford Gardner Boston, MA August 05, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 112 Form13F Information Table Value Total: $346,263 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 1620 23275 SH Sole 0 23275 0 ABBOTT LABS COM 002824100 2063 38953 SH Sole 0 38953 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 7774 1291436 SH Sole 0 1291436 0 AES CORP COM 00130H105 1782 92785 SH Sole 0 92785 0 AKAMAI TECHNOLOGIES INC COM 00971T101 2460 70710 SH Sole 0 70710 0 ALLERGAN INC COM 018490102 3199 61462 SH Sole 0 61462 0 ALLIANCEBERNSTEIN HOLDING LP UNIT LTD PARTN 01881G106 337 6161 SH Sole 0 6161 0 ALLIED CAP CORP NEW COM 01903Q108 3186 229383 SH Sole 0 229383 0 ALLSTATE CORP COM 020002101 897 19685 SH Sole 0 19685 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 253 4800 SH Sole 0 4800 0 AMERICAN CAPITAL STRATEGIES COM 024937104 5175 217715 SH Sole 0 217715 0 AMERIPRISE FINL INC COM 03076C106 2792 68640 SH Sole 0 68640 0 ANHEUSER BUSCH COS INC COM 035229103 1888 30400 SH Sole 0 30400 0 APACHE CORP COM 037411105 2980 21442 SH Sole 0 21442 0 APOLLO INVT CORP COM 03761U106 5501 383914 SH Sole 0 383914 0 AT&T INC COM 00206R102 2576 76462 SH Sole 0 76462 0 BANK OF AMERICA CORPORATION COM 060505104 3239 135702 SH Sole 0 135702 0 BECTON DICKINSON & CO COM 075887109 2969 36515 SH Sole 0 36515 0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 582 145 SH Sole 0 145 0 BHP BILLITON LTD SPONSORED ADR 088606108 5880 69020 SH Sole 0 69020 0 BOSTON SCIENTIFIC CORP COM 101137107 1906 155120 SH Sole 0 155120 0 BP PLC SPONSORED ADR 055622104 712 10237 SH Sole 0 10237 0 BRISTOL MYERS SQUIBB CO COM 110122108 1729 84219 SH Sole 0 84219 0 BROADCOM CORP CL A 111320107 2808 102910 SH Sole 0 102910 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1791 85104 SH Sole 0 85104 0 BURLINGTON NORTHN SANTA FE C COM 12189T104 261 2617 SH Sole 0 2617 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 208 3800 SH Sole 0 3800 0 CAPITALSOURCE INC COM 14055X102 5209 470124 SH Sole 0 470124 0 CARNIVAL CORP PAIRED CTF 143658300 997 30250 SH Sole 0 30250 0 CATERPILLAR INC DEL COM 149123101 203 2744 SH Sole 0 2744 0 CBS CORP NEW CL B 124857202 1145 58727 SH Sole 0 58727 0 CHEVRON CORP NEW COM 166764100 4400 44384 SH Sole 0 44384 0 CISCO SYS INC COM 17275R102 4561 196092 SH Sole 0 196092 0 CITIGROUP INC COM 172967101 730 43580 SH Sole 0 43580 0 COCA COLA CO COM 191216100 1331 25607 SH Sole 0 25607 0 COLGATE PALMOLIVE CO COM 194162103 2282 33019 SH Sole 0 33019 0 CONOCOPHILLIPS COM 20825C104 7976 84496 SH Sole 0 84496 0 CVS CAREMARK CORPORATION COM 126650100 6116 154570 SH Sole 0 154570 0 DANAHER CORP DEL COM 235851102 3643 47129 SH Sole 0 47129 0 DEVON ENERGY CORP NEW COM 25179M103 275 2290 SH Sole 0 2290 0 DUKE ENERGY CORP NEW COM 26441C105 1315 75651 SH Sole 0 75651 0 E M C CORP MASS COM 268648102 167 11383 SH Sole 0 11383 0 EMERSON ELEC CO COM 291011104 408 8260 SH Sole 0 8260 0 EXXON MOBIL CORP COM 30231G102 7333 83202 SH Sole 0 83202 0 FEDERAL NATL MTG ASSN COM 313586109 907 46470 SH Sole 0 46470 0 GALLAGHER ARTHUR J & CO COM 363576109 762 31625 SH Sole 0 31625 0 GENERAL ELECTRIC CO COM 369604103 5985 224256 SH Sole 0 224256 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 851 19237 SH Sole 0 19237 0 HAEMONETICS CORP COM 405024100 2293 41350 SH Sole 0 41350 0 HOME DEPOT INC COM 437076102 1548 66083 SH Sole 0 66083 0 HUNTINGTON BANCSHARES INC COM 446150104 112 19391 SH Sole 0 19391 0 INERGY L P UNIT LTD PTNR 456615103 328 12600 SH Sole 0 12600 0 INTEL CORP COM 458140100 375 17447 SH Sole 0 17447 0 INTERNATIONAL BUSINESS MACHS COM 459200101 7585 63992 SH Sole 0 63992 0 ISHARES TR IBOXX INV CPBD 464287242 9692 95581 SH Sole 0 95581 0 ISHARES TR MSCI EMERG MKT 464287234 17976 132449 SH Sole 0 132449 0 ISHARES TR S&P500 GRW 464287309 695 10888 SH Sole 0 10888 0 ISHARES TR 1-3 YR TRS BD 464287457 2009 24235 SH Sole 0 24235 0 ISHARES TR MSCI EAFE IDX 464287465 29753 433275 SH Sole 0 433275 0 ISHARES TR RUSSELL MIDCAP 464287499 11261 117519 SH Sole 0 117519 0 ISHARES TR S&P MIDCAP 400 464287507 351 4302 SH Sole 0 4302 0 ISHARES TR COHEN&ST RLTY 464287564 8309 110575 SH Sole 0 110575 0 ISHARES TR RUSSELL1000GRW 464287614 3867 69998 SH Sole 0 69998 0 ISHARES TR RUSSELL 2000 464287655 11511 166702 SH Sole 0 166702 0 ISHARES TR LEHMAN AGG BND 464287226 5228 52071 SH Sole 0 52071 0 ITT CORP NEW COM 450911102 3293 51990 SH Sole 0 51990 0 JOHNSON & JOHNSON COM 478160104 5232 81317 SH Sole 0 81317 0 JONES LANG LASALLE INC COM 48020Q107 1594 26490 SH Sole 0 26490 0 JP MORGAN CHASE & CO COM 46625H100 3224 93957 SH Sole 0 93957 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 626 11225 SH Sole 0 11225 0 KRAFT FOODS INC CL A 50075N104 1336 46958 SH Sole 0 46958 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 2250 24765 SH Sole 0 24765 0 MARATHON OIL CORP COM 565849106 2421 46665 SH Sole 0 46665 0 MCDONALDS CORP COM 580135101 4589 81630 SH Sole 0 81630 0 MCKESSON CORP COM 58155Q103 3425 61257 SH Sole 0 61257 0 MERCK & CO INC COM 589331107 271 7197 SH Sole 0 7197 0 MERCURY GENL CORP NEW COM 589400100 973 20835 SH Sole 0 20835 0 METLIFE INC COM 59156R108 3052 57835 SH Sole 0 57835 0 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 103 18100 SH Sole 0 18100 0 MICROCHIP TECHNOLOGY INC COM 595017104 1167 38225 SH Sole 0 38225 0 MICROSOFT CORP COM 594918104 3984 144822 SH Sole 0 144822 0 MIDCAP SPDR TR UNIT SER 1 595635103 380 2555 SH Sole 0 2555 0 MINE SAFETY APPLIANCES CO COM 602720104 1105 27620 SH Sole 0 27620 0 NEWELL RUBBERMAID INC COM 651229106 1113 66315 SH Sole 0 66315 0 NOBLE CORPORATION SHS G65422100 2924 45005 SH Sole 0 45005 0 NRG ENERGY INC COM NEW 629377508 2111 49210 SH Sole 0 49210 0 OMNICOM GROUP INC COM 681919106 3015 67181 SH Sole 0 67181 0 ONEOK INC NEW COM 682680103 785 16070 SH Sole 0 16070 0 PEPSICO INC COM 713448108 679 10684 SH Sole 0 10684 0 PFIZER INC COM 717081103 1696 97105 SH Sole 0 97105 0 PNC FINL SVCS GROUP INC COM 693475105 252 4415 SH Sole 0 4415 0 PPG INDS INC COM 693506107 1117 19465 SH Sole 0 19465 0 PROCTER & GAMBLE CO COM 742718109 4761 78287 SH Sole 0 78287 0 SMITH INTL INC COM 832110100 3608 43401 SH Sole 0 43401 0 SPDR SERIES TRUST LEHMAN YLD ETF 78464A417 5603 127490 SH Sole 0 127490 0 SPDR TR UNIT SER 1 78462F103 604 4720 SH Sole 0 4720 0 STATE STR CORP COM 857477103 458 7150 SH Sole 0 7150 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 598 15650 SH Sole 0 15650 0 SUPERIOR ENERGY SVCS INC COM 868157108 5815 105460 SH Sole 0 105460 0 TARGET CORP COM 87612E106 2030 43665 SH Sole 0 43665 0 TEMPLETON GLOBAL INCOME FD COM 880198106 8174 921551 SH Sole 0 921551 0 UNION PAC CORP COM 907818108 473 6268 SH Sole 0 6268 0 UNITED PARCEL SERVICE INC CL B 911312106 1452 23621 SH Sole 0 23621 0 UNITED TECHNOLOGIES CORP COM 913017109 2315 37514 SH Sole 0 37514 0 US BANCORP DEL COM NEW 902973304 1180 42318 SH Sole 0 42318 0 VANGUARD INDEX FDS VALUE ETF 922908744 6316 112890 SH Sole 0 112890 0 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 2823 60325 SH Sole 0 60325 0 VERIZON COMMUNICATIONS INC COM 92343V104 5436 153564 SH Sole 0 153564 0 WAL MART STORES INC COM 931142103 1706 30349 SH Sole 0 30349 0 WASTE MGMT INC DEL COM 94106L109 1568 41574 SH Sole 0 41574 0 WELLS FARGO & CO NEW COM 949746101 2135 89909 SH Sole 0 89909 0 WYETH COM 983024100 434 9051 SH Sole 0 9051 0
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