EX-99.(D)(1)(I) 2 d771926dex99d1i.htm FEE SCHEDULE A AND SCHEDULE B - 7-1-2019 TO THE MANAGEMENT AGREEMENT Fee Schedule A and Schedule B - 7-1-2019 to the Management Agreement

Schedules A and B – Management Agreement – CFST I and CFVIT

 

SCHEDULE A

As of July 1, 2019

 

Series

  

Effective Date

Columbia Funds Series Trust I

  
Columbia Adaptive Risk Allocation Fund    October 1, 2015
Columbia Alternative Beta Fund    October 1, 2015
Columbia Balanced Fund    January 1, 2016
Columbia Bond Fund    September 1, 2015
Columbia Connecticut Intermediate Municipal Bond Fund    March 1, 2016
Columbia Contrarian Core Fund    January 1, 2016
Columbia Corporate Income Fund    September 1, 2015
Columbia Disciplined Small Core Fund    January 1, 2016
Columbia Dividend Income Fund    October 1, 2015
Columbia Emerging Markets Fund    January 1, 2016
Columbia Global Dividend Opportunities Fund    January 1, 2016
Columbia Global Energy and Natural Resources Fund    January 1, 2016
Columbia Global Technology Growth Fund    January 1, 2016
Columbia Greater China Fund    January 1, 2016
Columbia High Yield Municipal Fund    October 1, 2015
Columbia Intermediate Municipal Bond Fund    March 1, 2016
Columbia Large Cap Growth Fund    December 1, 2015
Columbia Massachusetts Intermediate Municipal Bond Fund    March 1, 2016
Columbia Mid Cap Growth Fund    January 1, 2016
Columbia Multi-Asset Income Fund    September 1, 2015
Columbia New York Intermediate Municipal Bond Fund    March 1, 2016
Columbia Oregon Intermediate Municipal Bond Fund    December 1, 2015
Columbia Pacific/Asia Fund    August 1, 2015
Columbia Real Estate Equity Fund    May 1, 2016
Columbia Select Large Cap Growth Fund    August 1, 2015
Columbia Small Cap Growth Fund I    January 1, 2016
Columbia Small Cap Value Fund I    September 1, 2015
Columbia Strategic California Municipal Income Fund    March 1, 2016
Columbia Strategic Income Fund    March 1, 2016
Columbia Strategic New York Municipal Income Fund    March 1, 2016
Columbia Tax-Exempt Fund    December 1, 2015
Columbia Total Return Bond Fund    September 1, 2015
Columbia U.S. Social Bond Fund    December 1, 2015
Columbia U.S. Treasury Index Fund    September 1, 2015
Columbia Ultra Short Term Bond Fund    December 1, 2015
Columbia Value and Restructuring Fund    July 1, 2015
Multi-Manager Alternative Strategies Fund    January 1, 2016
Multi-Manager Growth Strategies Fund    August 1, 2015
Multi-Manager Small Cap Equity Strategies Fund    January 1, 2016
Multi-Manager Total Return Bond Strategies Fund    January 1, 2016

 

    

Effective Date

Columbia Funds Variable Insurance Trust

  
Columbia Variable Portfolio – Asset Allocation Fund    May 1, 2016
Columbia Variable Portfolio – Contrarian Core Fund    May 1, 2016
Columbia Variable Portfolio – Diversified Absolute Return Fund    May 1, 2016
Columbia Variable Portfolio – Long Government/Credit Bond Fund    May 1, 2016
Columbia Variable Portfolio – Select Large Cap Growth Fund    May 1, 2016
Columbia Variable Portfolio – Small Cap Value Fund    May 1, 2016
Columbia Variable Portfolio – Small Company Growth Fund    May 1, 2016
Columbia Variable Portfolio – Strategic Income Fund    May 1, 2016

 


Schedules A and B – Management Agreement – CFST I and CFVIT

 

CTIVP® – AQR Managed Futures Strategy Fund    May 1, 2016
CTIVP® – Lazard International Equity Advantage Fund    May 1, 2016
Variable Portfolio – Managed Volatility Conservative Fund    May 1, 2016
Variable Portfolio – Managed Volatility Conservative Growth Fund    May 1, 2016
Variable Portfolio – Managed Volatility Growth Fund    May 1, 2016

 


Schedules A and B – Management Agreement – CFST I and CFVIT

 

SCHEDULE B

Fee Schedule

As of July 1, 2019

For the following funds, the asset charge for each calendar day of each year shall be equal to the total of 1/365th (1/366th in each leap year) of the amount computed in accordance with the fee schedule in the table below:

 

Fund

  

Schedule B Effective Date

  

Net Assets (millions)

  

Annual rate at each asset
level

“Asset Charge”

Multi-Manager Alternative Strategies Fund*    January 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

> $12,000

  

1.100%

1.050%

1.020%

0.990%

0.960%

0.950%

CTIVP® – AQR Managed Futures Strategy Fund*    May 1, 2016
Multi-Manager Total Return Bond Strategies Fund    January 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $12,000

>$12,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

  

0.500%

0.495%

0.480%

0.460%

0.450%

0.430%

0.415%

0.410%

0.390%

0.380%

0.360%

0.340%

Columbia VP – Long Government/Credit Bond Fund    May 1, 2016

Multi-Manager Growth Strategies Fund

Columbia Select Large Cap Growth Fund

   August 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

0.770%

0.720%

0.670%

0.620%

0.600%

0.580%

0.570%

Columbia Large Cap Growth Fund    December 1, 2015

Columbia Contrarian Core Fund

Columbia Global Dividend Opportunity Fund

   January 1, 2016

Columbia VP – Contrarian Core Fund

Columbia VP – Select Large Cap Growth Fund

   May 1, 2016
Columbia Ultra Short Term Bond Fund    December 1, 2018    All   

0.21%

 

B-1


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund

  

Schedule B Effective Date

  

Net Assets (millions)

  

Annual rate at each asset
level

“Asset Charge”

Columbia Alternative Beta Fund*    October 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

0.960%

0.955%

0.950%

0.940%

0.930%

Columbia Adaptive Risk Allocation Fund    October 1, 2015   

Category 1

Assets invested in affiliated mutual funds, exchange-traded funds and closed-end funds that pay a management fee (or advisory fee, as applicable) to the Investment Manager.

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

0.060%

0.055%

0.050%

0.040%

0.030%

  

 

Category 2

Assets invested in exchange-traded funds and mutual funds that are not managed by the Investment Manager or its affiliates.

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

0.160%

0.155%

0.150%

0.140%

0.130%

  

 

Category 3

Securities, instruments and other assets not described above, including without limitation affiliated mutual funds, exchange-traded funds and closed-end funds that do not pay a management fee to the Investment Manager, third party closed-end funds, derivatives and individual securities.

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

0.760%

0.745%

0.730%

0.720%

0.690%

0.665%

0.630%

 

B-2


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund

  

Schedule B Effective Date

  

Net Assets (millions)

  

Annual rate at each asset
level

“Asset Charge”

Columbia Oregon Intermediate Municipal Bond Fund    December 1, 2015   

$0 - $250

>$250 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $12,000

>$12,000

  

0.470%

0.465%

0.415%

0.380%

0.340%

0.330%

0.320%

0.310%

Columbia Connecticut Intermediate Municipal Bond Fund

Columbia Massachusetts Intermediate Municipal Bond Fund

Columbia New York Intermediate Municipal Bond Fund

Columbia Strategic California Municipal Income Fund

Columbia Strategic New York Municipal Income Fund

   March 1, 2016

Columbia Tax-Exempt Fund

 

Columbia Intermediate Municipal Bond Fund

 

Columbia U.S. Social Bond Fund

  

December 1, 2015

 

March 1, 2016

 

December 1, 2016

  

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $9,000

>$9,000 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $24,000

>$24,000 - $50,000

>$50,000

  

0.480%

0.475%

0.445%

0.420%

0.385%

0.360%

0.350%

0.340%

0.330%

0.320%

0.300%

0.290%

Columbia Balanced Fund

 

Columbia Dividend Income Fund

  

January 1, 2016

 

October 1, 2015

  

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

0.720%

0.670%

0.620%

0.570%

0.550%

0.530%

0.520%

Columbia Bond Fund

 

Columbia Corporate Income Fund

Columbia Total Return Bond Fund

   September 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $12,000

>$12,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

  

0.500%

0.495%

0.480%

0.460%

0.450%

0.430%

0.415%

0.410%

0.390%

0.380%

0.360%

0.340%

Columbia Emerging Markets Fund    July 1, 2017   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

1.100%

1.060%

0.870%

0.820%

0.770%

0.720%

0.700%

 

B-3


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund

  

Schedule B Effective Date

  

Net Assets (millions)

  

Annual rate at each asset
level

“Asset Charge”

Columbia Global Energy and Natural Resources Fund    January 1, 2016   

$0 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000

  

0.750%

0.670%

0.620%

0.600%

0.580%

Columbia Global Technology Growth Fund    January 1, 2016   

$0 - $500

$500 - $1,000

>$1,000

  

0.870%

0.820%

0.770%

Columbia Greater China Fund    January 1, 2016   

$0 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000

  

0.950%

0.870%

0.820%

0.770%

0.720%

Columbia High Yield Municipal Fund    October 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $24,000

>$24,000 - $50,000

>$50,000

  

0.540%

0.535%

0.505%

0.480%

0.445%

0.420%

0.410%

0.400%

0.390%

0.380%

0.360%

0.340%

Columbia Mid Cap Growth Fund    January 1, 2016   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $12,000

>$12,000

  

0.820%

0.770%

0.720%

0.670%

0.660%

0.650%

Columbia Multi-Asset Income Fund    September 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

0.660%

0.625%

0.610%

0.600%

0.570%

0.545%

0.510%

 

B-4


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund

  

Schedule B Effective Date

  

Net Assets (millions)

  

Annual rate at each asset
level

“Asset Charge”

Columbia Pacific/Asia Fund    August 1, 2015   

$0 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000

  

0.950%

0.870%

0.820%

0.770%

0.720%

Columbia Real Estate Equity Fund    May 1, 2016   

$0 - $500

$500 - $1,000

$1,000 - $1,500

$1,500 - $3,000

>$3,000

  

0.750%

0.745%

0.720%

0.670%

0.660%

Columbia Small Cap Value Fund I    September 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

0.870%

0.820%

0.770%

0.760%

0.750%

Columbia Small Cap Growth Fund I    January 1, 2016

Columbia VP – Small Cap Value Fund

Columbia VP – Small Company Growth Fund

   May 1, 2016
Multi-Manager Small Cap Equity Strategies Fund    July 1, 2017
Columbia Disciplined Small Core Fund    July 1, 2017   

$0 - $500

>$500 - $1,000

>$1,000 - $3,000

>$3,000 - $12,000

>$12,000

  

0.850%

0.800%

0.750%

0.740%

0.730%

Columbia Strategic Income Fund

 

Columbia VP – Strategic Income Fund

  

March 1, 2016

 

May 1, 2016

  

$0 - $500

>$500 - $1,000

>$1,000 - $2,000

>$2,000 - $3,000

>$3,000 - $6,000

>$6,000 - $7,500

>$7,500 - $9,000

>$9,000 - $10,000

>$10,000 - $12,000

>$12,000 - $15,000

>$15,000 - $20,000

>$20,000 - $24,000

>$24,000 - $50,000

>$50,000

  

0.600%

0.590%

0.575%

0.555%

0.530%

0.505%

0.490%

0.481%

0.469%

0.459%

0.449%

0.433%

0.414%

0.393%

Columbia U.S. Treasury Index Fund(1)    September 1, 2015    All   

0.400%

Columbia Value and Restructuring Fund    July 1, 2015   

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

0.750%

0.740%

0.670%

0.620%

0.600%

0.580%

0.570%

 

B-5


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund

  

Schedule B Effective Date

  

Net Assets (millions)

  

Annual rate at each asset
level

“Asset Charge”

Columbia VP – Asset Allocation Fund    May 1, 2016   

Category 1

Assets invested in securities, (other than third-party advised mutual funds and funds that pay a management fee (or advisory fee, as applicable) to the Investment Manager) including other funds advised by the Investment Manager that do not pay a management fee, exchange-traded funds, derivatives and individual securities.

  

0.570%

  

Category 2

Assets invested in non-exchange traded third-party advised mutual funds

  

0.120%

  

Category 3

Assets invested in underlying funds that pay a management fee (or advisory fee, as applicable) to the Investment Manager

  

0.020%

Columbia Variable Portfolio (VP) – Diversified Absolute Return Fund*    May 1, 2016   

$0 - $500

$500 - $1,000

$1,000 - $3,000

$3,000 - $6,000

$6,000 - $12,000

> $12,000

  

1.100%

1.050%

1.020%

0.990%

0.960%

0.950%

VP – Managed Volatility Conservative Fund

VP – Managed Volatility Conservative Growth Fund

VP – Managed Volatility Growth Fund

   May 1, 2016   

Category 1

Assets invested in affiliated underlying funds (including ETFs and closed-end funds) that pay a management fee (or advisory fee, as applicable) to the Investment Manager

  

0.02%

 

B-6


Schedules A and B – Management Agreement – CFST I and CFVIT

 

Fund

  

Schedule B Effective Date

  

Net Assets (millions)

  

Annual rate at each asset
level

“Asset Charge”

     

Category 2

Assets invested in securities (other than affiliated underlying funds (including ETFs and closed end funds) that pay a management fee (or advisory fee, as applicable) to the Investment Manager), including other funds advised by the Investment Manager that do not pay a management fee, third party funds, derivatives and individual securities

$0 - $500

>$500 - $1,000

>$1,000 - $1,500

>$1,500 - $3,000

>$3,000 - $6,000

>$6,000 - $12,000

>$12,000

  

0.720%

0.670%

0.620%

0.570%

0.550%

0.530%

0.520%

CTIVP® – Lazard International Equity Advantage Fund    May 1, 2016   

$0 - $500

$500 - $1,000

$1,000 - $1,500

$1,500 - $3,000

$3,000 - $6,000

$6,000 - $12,000

>$12,000

  

0.870%

0.820%

0.770%

0.720%

0.700%

0.680%

0.670%

 

*

When calculating asset levels for purposes of determining fee breakpoints, asset levels are based on net assets of the Fund, including assets invested in any wholly-owned subsidiary advised by the Investment Manager (“Subsidiaries”). Fees payable by the Fund under this agreement shall be reduced by any management fees paid to the Investment Manager by any Subsidiaries under separate management agreements with the Subsidiaries.

(1)

The Investment Manager has agreed to pay all operating expenses of the Fund with the exception of brokerage fees and commissions, taxes, interest, fees and expenses of Trustees who are not officers, directors or employees of the Investment Manager or its affiliates, distribution (12b-1) and/or shareholder servicing fees, and any extraordinary non-recurring expenses that may arise, including but not limited to, litigation expenses.

The computation shall be made for each calendar day on the basis of net assets as of the close of the preceding day. In the case of the suspension of the computation of net asset value, the fee for each calendar day during such suspension shall be computed as of the close of business on the last full day on which the net assets were computed. Net assets as of the close of a full day shall include all transactions in shares of the Fund recorded on the books of the Fund for that day.

 

B-7


Schedules A and B – Management Agreement – CFST I and CFVIT

 

IN WITNESS THEREOF, the parties hereto have executed the foregoing Schedule A and Schedule B as of June 12, 2019.

 

COLUMBIA FUNDS SERIES TRUST I

COLUMBIA FUNDS VARIABLE INSURANCE TRUST

By:    /s/ Christopher O. Petersen
      Name: Christopher O. Petersen
      Title: President

 

COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC
By:    /s/ Michael G. Clarke
      Name: Michael G. Clarke
      Title: Co-Head of Global Operations

 

B-8