0001567619-19-021201.txt : 20191113 0001567619-19-021201.hdr.sgml : 20191113 20191113162030 ACCESSION NUMBER: 0001567619-19-021201 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191111 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES DAVID A /WI CENTRAL INDEX KEY: 0000905631 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11625 FILM NUMBER: 191214244 MAIL ADDRESS: STREET 1: C/O RAYOVAC CORP STREET 2: 601 RAYOVAC DR CITY: MADISON STATE: WI ZIP: 53711-2497 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR plc CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: SPECIAL INDUSTRY MACHINERY (NO METALWORKING MACHINERY) [3550] IRS NUMBER: 981050812 STATE OF INCORPORATION: L2 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: REGAL HOUSE, 70 LONDON ROAD STREET 2: TWICKENHAM CITY: LONDON STATE: X0 ZIP: TW13QS BUSINESS PHONE: 763-545-1730 MAIL ADDRESS: STREET 1: C/O PENTAIR MANAGEMENT COMPANY STREET 2: 5500 WAYZATA BLVD, SUITE 900 CITY: GOLDEN VALLEY STATE: MN ZIP: 55416 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR LTD DATE OF NAME CHANGE: 20121003 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 4 1 doc1.xml FORM 4 X0306 4 2019-11-11 0 0000077360 PENTAIR plc PNR 0000905631 JONES DAVID A /WI 5500 WAYZATA BLVD., SUITE 900 GOLDEN VALLEY MN 55416 1 0 0 0 Common Shares 2019-11-11 4 M 0 6116 22.24 A 19310 D Common Shares 2019-11-11 4 S 0 6116 43.1072 D 13194 D Director Stock Option (right to buy) 22.24 2019-11-11 4 M 0 6116 0 D 2020-01-04 Common Shares 6116 0 D Phantom Stock Units (Deferred Compensation) Common Shares 52349.545 52349.545 I Plan Agent The reported transaction was effected in connection with stock options that will expire on January 4, 2020. The price in Column 4 is a weighted average price. The prices actually received ranged from $43.096 to $43.126. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price. This option is presently exercisable in full. Phantom stock units convert into common shares on a one-for-one basis. Settlement of phantom stock units will be in Pentair common shares in accordance with reporting person's irrevocable election. End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a). /s/ John K. Wilson, Attorney-in-Fact for David A. Jones 2019-11-13