0001273902-19-000084.txt : 20191106 0001273902-19-000084.hdr.sgml : 20191106 20191106194853 ACCESSION NUMBER: 0001273902-19-000084 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191104 FILED AS OF DATE: 20191106 DATE AS OF CHANGE: 20191106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CASE THURMAN K CENTRAL INDEX KEY: 0001270350 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17795 FILM NUMBER: 191197780 MAIL ADDRESS: STREET 1: C/O CIRUS LOGIC INC STREET 2: 2901 VIA FORTUNA CITY: AUSTIN STATE: TX ZIP: 78746 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CIRRUS LOGIC, INC. CENTRAL INDEX KEY: 0000772406 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770024818 STATE OF INCORPORATION: DE FISCAL YEAR END: 0328 BUSINESS ADDRESS: STREET 1: 800 WEST 6TH STREET CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 512-851-4000 MAIL ADDRESS: STREET 1: 800 WEST 6TH STREET CITY: AUSTIN STATE: TX ZIP: 78701 FORMER COMPANY: FORMER CONFORMED NAME: CIRRUS LOGIC INC DATE OF NAME CHANGE: 19920703 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2019-11-04 0 0000772406 CIRRUS LOGIC, INC. CRUS 0001270350 CASE THURMAN K 800 WEST 6TH STREET AUSTIN TX 78701 0 1 0 0 VP & CFO Common Stock 2019-11-04 4 M 0 4000 31.25 A 20211 D Common Stock 2019-11-04 4 M 0 2000 31.25 A 22211 D Common Stock 2019-11-04 4 M 0 4000 20.37 A 26211 D Common Stock 2019-11-04 4 M 0 239 23.34 A 26450 D Common Stock 2019-11-04 4 M 0 2000 23.34 A 28450 D Common Stock 2019-11-04 4 M 0 2500 15.41 A 30950 D Common Stock 2019-11-04 4 M 0 2500 15.41 A 33450 D Common Stock 2019-11-04 4 S 0 17239 70.7323 D 16211 D Incentive Stock Option (right to buy) 23.34 2019-11-04 4 M 0 2000 0.0 D 2023-10-02 Common Stock 2000 4666 D Incentive Stock Option (right to buy) 31.25 2019-11-04 4 M 0 2000 0.0 D 2025-11-04 Common Stock 2000 1200 D Non-Qualified Stock Option (right to buy) 15.41 2019-11-04 4 M 0 2500 0.0 D 2021-10-05 Common Stock 2500 2500 D Non-Qualified Stock Option (right to buy) 15.41 2019-11-04 4 M 0 2500 0.0 D 2021-10-05 Common Stock 2500 0 D Non-Qualified Stock Option (right to buy) 20.37 2019-11-04 4 M 0 4000 0.0 D 2024-10-01 Common Stock 4000 5914 D Non-Qualified Stock Option (right to buy) 23.34 2019-11-04 4 M 0 239 0.0 D 2023-10-02 Common Stock 239 0 D Non-Qualified Stock Option (right to buy) 31.25 2019-11-04 4 M 0 4000 0.0 D 2025-11-04 Common Stock 4000 14580 D This transaction was made pursuant to a Rule 10b5-1 Plan adopted by the reporting person on August 19, 2019. The price reported in Table I - Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.31 to $72.24. The reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to any security holder of Cirrus Logic, Inc. or the staff of the SEC upon request. Only vested shares can be exercised under this option. 25% of the shares will vest on 10/2/14; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 10/2/17. Only vested shares can be exercised under this option. 25% of the shares vested on 11/4/16; the remaining shares vested monthly over the following 36 months so that the option was fully vested and exercisable on 11/4/19. Only vested shares can be exercised under this option. 25% of the shares will vest on 10/5/2012; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 10/5/2015. Only vested shares can be exercised under this option. 25% of the shares will vest on 10/1/15; the remaining shares will vest monthly over the following 36 months so that the option will be fully vested and exercisable on 10/1/18. By: Gregory Scott Thomas attorney-in-fact For: Thurman Case 2019-11-06