-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KDfmqRu5S0Ct1F7omfMEvpQcYIb5M/U3OJ6MZ/xnlwpxj/JP8GSnCjvthYuiF0nd Q+WU8N8+RjhrBv6WqniKbQ== 0001044659-04-000008.txt : 20040927 0001044659-04-000008.hdr.sgml : 20040927 20040927094144 ACCESSION NUMBER: 0001044659-04-000008 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040927 DATE AS OF CHANGE: 20040927 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TEO ALFRED S ANNIE JOINT TENANTS WITH RIGHTS OF SURVIVORSHIP CENTRAL INDEX KEY: 0001044659 IRS NUMBER: 222408251 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: PAGE & SCHUYLER AVENUES P O BOX 808 CITY: LYNDHURST STATE: NJ ZIP: 07071 MAIL ADDRESS: STREET 1: PAGE & SCHUYLER AVENUE STREET 2: P O BOX 808 CITY: LYNDHURST STATE: NJ ZIP: 07071 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CIRRUS LOGIC INC CENTRAL INDEX KEY: 0000772406 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770024818 STATE OF INCORPORATION: DE FISCAL YEAR END: 0330 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40736 FILM NUMBER: 041046213 BUSINESS ADDRESS: STREET 1: 2901 VIA FORTUNA CITY: AUSTIN STATE: TX ZIP: 78746 BUSINESS PHONE: 512-851-4000 MAIL ADDRESS: STREET 1: 2901 VIA FORTUNA CITY: AUSTIN STATE: TX ZIP: 78746 SC 13D/A 1 teo13a14.txt SCEDULE 13 D AMENDMENT 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 14) CIRRUS LOGIC, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 172755100 (CUSIP Number) Alfred S. Teo Alpha Industries, Inc. Page & Schuyler Avenues P. O. Box 808 Lyndhurst, NJ 07071 (201) 933-6000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) September 17, 2004 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of 240.13d- 1(e), 240.13D-1(f) or 240.;13d-1(g), check the following box. [] CUSIP No. 172755100 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only): Alfred S. Teo; SSN: ###-##-#### 2. Check the Appropriate Box if a Member of a Group (see Instructions) (a)__________________________________________________ (b)XX________________________________________________ 3. SEC Use Only__________________________________________ 4. Source of Funds (See Instructions)____(PF) 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) XX_________________________________________ 6. Citizenship or Place of Organization USA Number of 7. Sole Voting Power 277,800____________________________ Shares Beneficially 8. Shared Voting Power 8,098,299________________________ Owned by 9. Sole Dispositive Power 277,800________________________ Each Reporting 10. Shared Dispositive Power 8,098,299____________________ Person 11. Aggregate Amount Beneficially Owned by Each Reporting Person 8,098,299 12. Check if the Aggregate Amount in Row (11)Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 9.89% 14. Type of Reporting Person (See Instructions) ___IN CUSIP No. 172755100 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only): Alfred Teo and Annie Teo Joint Tenants with Right of Survivorship; Alfred Teo SSN: ###-##-####; Annie Teo SSN: ###-##-#### 2. Check the Appropriate Box if a Member of a Group (see Instructions) (a)_____________________________________________ (b)XX___________________________________________ 3. SEC Use Only___________________________________ 4. Source of Funds (See Instructions) (PF)_________ 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) XX_________________________________ 6. Citizenship or Place of Organization USA_______ Number of 7. Sole Voting Power 5,817,675____________________ Shares Beneficially 8. Shared Voting Power -0-___________________ Owned by 9. Sole Dispositive Power -0- ____________________ Each Reporting 10. Shared Dispositive Power 5,817,675 ______________ Person 11. Aggregate Amount Beneficially Owned by Each Reporting Person 5,817,675 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 6.87% 14. Type of Reporting Person (See Instructions) ___IN CUSIP No. 172755100 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only): Alpha Industries, Inc. Retirement Plan dated January 1, 1984, Alfred S. Teo, Trustee, Tax I.D. #22-2408251 2. Check the Appropriate Box if a Member of a Group (see Instructions) (a)____________________________________________ (b)XX__________________________________________ 3. SEC Use Only___________________________________ 4. Source of Funds (See Instructions)(OO)_________ 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)____________________________________ 6. Citizenship or Place of Organization New Jersey, USA Number of 7. Sole Voting Power 134,700_______________________ Shares Beneficially 8. Shared Voting Power 0 Owned by 9. Sole Dispositive Power 134,700___ Each Reporting 10. Shared Dispositive Power 0 Person 11. Aggregate Amount Beneficially Owned by Each Reporting Person 134,700 12. Check of the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 0.16% 14. Type of Reporting Person (See Instructions) ___OO CUSIP No. 172755100 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only): Alfred S. Teo IRA Rollover Tax ID # ###-##-#### 2. Check the Appropriate Box if a Member of a Group see Instructions) (a)___________________________________________ (b)XX_________________________________________ 3. SEC Use Only__________________________________ 4. Source of Funds (See Instructions) (PF)_______ 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)__________________________________ 6. Citizenship or Place of Organization New Jersey, USA Number of 7. Sole Voting Power 143,100 Shares Beneficially 8. Shared Voting Power 0 Owned by 9. Sole Dispositive Power 143,100___________ Each Reporting 10. Shared Dispositive Power 0 Person 11. Aggregate Amount Beneficially Owned by Each Reporting Person 143,100 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 0.17% 14. Type of Reporting Person (See Instructions) ___OO CUSIP No. 172755100 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only): Lambda Financial Service Corp. IRS I.D. #22-2899749 2. Check the Appropriate Box if a Member of a Group (see Instructions) (a)__________________________________________ (b)XX________________________________________ 3. SEC Use Only_________________________________ 4. Source of Funds (See Instructions) (WC)_____ 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)________________________________ 6. Citizenship or Place of Organization New Jersey, USA Number of 7. Sole Voting Power 265,000 Shares Beneficially 8. Shared Voting Power 0____________ Owned by 9. Sole Dispositive Power 265,000______________ Each Reporting 10. Shared Dispositive Power 0 Person 11. Aggregate Amount Beneficially Owned by Each Reporting Person 265,000 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 0.31% 14. Type of Reporting Person (See Instructions) ___CO CUSIP No. 172755100 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only): Great Eastern Acquisition Corp. IRS I.D. #22-3452976 2. Check the Appropriate Box if a Member of a Group (see Instructions) (a)__________________________________________ (b)XX________________________________________ 3. SEC Use Only_________________________________ 4. Source of Funds (See Instructions) (WC)_____ 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)________________________________ 6. Citizenship or Place of Organization New Jersey, USA Number of 7. Sole Voting Power 673,924 ______________ Shares Beneficially 8. Shared Voting Power 0____________ Owned by 9. Sole Dispositive Power 673,924______________ Each Reporting 10. Shared Dispositive Power 0 Person 11. Aggregate Amount Beneficially Owned by Each Reporting Person 673,924 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 0.79% 14. Type of Reporting Person (See Instructions) CO CUSIP No. 172755100 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only): M.A.A.A. Trust FBO Mark, Andrew, Alan, and Alfred Teo, Jr., Teren Seto Handelman, Trustee, Tax I.D. #22-6584856 2. Check the Appropriate Box if a Member of a Group (see Instructions) (a)____________________________________________ (b)XX__________________________________________ 3. SEC Use Only___________________________________ 4. Source of Funds (See Instructions)(OO)_________ 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) XX________________________________ 6. Citizenship or Place of Organization New Jersey, USA Number of 7. Sole Voting Power 1,063,900_______________________ Shares Beneficially 8. Shared Voting Power 0 Owned by 9. Sole Dispositive Power 1,063,900__________________ Each Reporting 10. Shared Dispositive Power 0 Person 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,063,900 12. Check of the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) 13. Percent of Class Represented by Amount in Row (11) 1.26% 14. Type of Reporting Person (See Instructions) ___OO CUSIP No. 172755100 Item 1. Security and Issuer No Par Value Common Stock Cirrus Logic, Inc. Scott Thomas, Esquire General Counsel Cirrus Logic, Inc. 2901 Via Fortuna Austin, TX 78746 This Amendment No. 14 amends and supplements the Schedule 13D filed on April 11, 2001, as amended, related to the shares of Common Stock, par value $001 of Cirrus Logic, Inc., a Delaware corporation ("Issuer"). The address of the principal executive office of the Issuer is 2901 Via Fortuna, Austin, TX 78746. Pursuant to Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended (the "Act"), the undersigned hereby jointly file this amended statement on Schedule 13D ("Statement") on behalf of Alfred S. Teo, Alfred S. Teo and Annie Teo Joint Tenants with Right of Survivorship, Alpha Industries, Inc. Retirement Plan, Alfred S. Teo IRA Rollover, Lambda Financial Service Corp, Great Eastern Acquisition Corp., and M.A.A.A Trust FBO Mark, Andrew, Alan, and Alfred Teo, Jr. The foregoing persons may be hereinafter referred to collectively as the "Reporting Persons. The Reporting Persons are making this single, joint filing to comply with the reporting requirements with respect to Common Stock of the Issuer that each beneficially owns. Item 2. Identity and Background I. ALFRED S. TEO INDIVIDUALLY AND ALFRED S. TEO AND ANNIE TEO, JOINT TENANTS WITH RIGHTS OF SURVIVORSHIP (a) Alfred S. Teo and Annie Teo, husband and wife (b) Residence: 783 West Shore Drive, Kinnelon, NJ 07405 (c) Annie Teo is a homemaker and interior decorator, being the Director, President and Treasurer of TUK Associates, Inc. of Kinnelon, New Jersey. Annie Teo is also a Building Manager, Annie Teo is the sole shareholder of Great Eastern Acquisition Corp. Alfred S. Teo is engaged in the manufacture and distribution of plastics and plastic products. Both Annie Teo and Alfred S. Teo have interests in various partnerships and other entities holding CUSIP No. 172755100 title to real property. Alfred S. Teo holds the below described offices in the following corporations, all of which are manufacturers and distributors of plastics and plastic products: Chairman, President and Director : Sigma Extruding Corp. Page & Schuyler Avenues, Lyndhurst, New Jersey 07071 Chairman and Director: Omega Extruding Corp. of California 9614 Lucas Ranch Road, Rancho Cucamonga, California 91730 Chairman and Director: Omega Plastic Corp. Page & Schuyler Avenues, Lyndhurst, New Jersey 07071 Chairman, President and Director: Beta Plastics Corp. 120 Amor Avenue, Carlstadt, New Jersey 07072 Chairman, Chief Executive Officer and Director: Alpha Industries, Inc. Page & Schuyler Avenues, Lyndhurst, New Jersey 07071 Alfred S. Teo also holds the offices of President and Director of Red Line Express Corp., Page & Schuyler Avenues, Lyndhurst, New Jersey. This corporation is in the business of intra-state and inter-state trucking. Alfred S. Teo also holds the offices of Secretary and Chairman of the Board of Directors of Discount Packaging Corp., 50 Grafton Avenue, Newark, New Jersey 07104. This corporation is in the packaging business. (d) During the last five (5) years, neither Alfred S. Teo nor Annie Teo have been convicted in a criminal proceeding. (e) Except as described herein, during the last five (5) years, neither Alfred S. Teo nor Annie Teo have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which they were subject to a judgment, decree or final order enjoining future violations or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Alfred S. Teo (a/k/a Alfred S. Teo, Sr.) has been named as a defendant in a Complaint captioned as Securities Exchange Commission vs. Alfred S. Teo, Sr, et. als., In The United States District Court For The District Of New Jersey, Dkt. No. 04-1815 CWGB. (f) Alfred S. Teo and Annie Teo are United States citizens. CUSIP No. 172755100 II. ALPHA INDUSTRIES, INC. RETIREMENT PLAN (a) Alpha Industries, Inc. Retirement Plan dated January 1, 1984, Alfred S. Teo, Trustee (b) Place of Organization: Page & Schuyler Avenues, Lyndhurst, New Jersey 07071 (c) Principal business: Trust (d) During the last five (5) years, Alfred S. Teo has not been convicted in a criminal proceeding. (e) Except as described herein, during the last five (5) years, Alfred S. Teo has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which he was subject to a judgment, decree or final order enjoining future violations or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Alfred S. Teo (a/k/a Alfred S. Teo, Sr.) has been named as a defendant in a Complaint captioned as Securities Exchange Commission vs. Alfred S. Teo, Sr, et. als., In The United States District Court For The District Of New Jersey, Dkt. No. 04-1815 CWGB. (f) Alfred S. Teo is a U.S. citizen. III. ALFRED S. TEO IRA ROLLOVER (a) Alfred S. Teo IRA Rollover (b) Place of Organization: 783 W. Shore Dr. Kinnelon, New Jersey 074055 (c) Principal business: IRA (d) During the last five (5) years, Alfred S. Teo has not been convicted in a criminal proceeding. (e) Except as described herein, during the last five (5) years, Alfred S. Teo has not been a party to a civil proceeding of a judicial Or administrative body of competent jurisdiction as a result of which he was subject to a judgment, decree or final order enjoining future violations or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Alfred S. Teo (a/k/a Alfred S. Teo, Sr.) has been named as a defendant in A Complaint captioned as Securities exchange Commission vs. Alfred S. Teo, Sr, et. als., In The United States District Court For The District Of New Jersey, Dkt. No. 04-1815 CWGB. (f) Alfred S. Teo is a U.S. citizen. CUSIP No. 172755100 IV. LAMBDA FINANCIAL SERVICE CORP. (a) Lambda Financial Service Corp., Corporation of the State of New Jersey (b) Business Address: Page & Schuyler Avenues, Lyndhurst, New Jersey 07071 (c) Principal business: financial services (d) During the last five (5) years, the Corporation has not been convicted in a criminal proceeding. (e) During the last five (5) years, the Corporation has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which it was subject to a judgment, decree or final order enjoining future violations or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Not applicable. V. GREAT EASTERN ACQUISITION CORP. (a) Great Eastern Acquisition Corp., a corporation of the State of New Jersey. (b) Business Address: Page & Schuyler Avenues, Lyndhurst, New Jersey 07071 (c) Principal business: Acquisition of real estate and manufacturing entities. (d) During the last five (5) years, the Corporation has not been convicted in a criminal proceeding. (e) During the last five (5) years, the Corporation has not been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which it was subject to a judgment, decree or final order enjoining future violations or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (f) Not applicable. CUSIP No. 172755100 VI. M.A.A.A. TRUST FBO MARK, ANDREW, ALAN & ALFRED TEO, JR., TEREN SETO HANDELMAN, TRUSTEE (a) M.A.A.A. Trust FBO Mark, Andrew, Alan & Alfred Teo, Jr. (b) Place of organization: 783 West Shore Drive, Kinnelon, NJ 07405. (c) Principal business: Trust (d) During the last five (5) years, neither Mark Teo, Andrew Teo, Alan Teo, Alfred Teo, Jr., nor Teren Seto Handelman have been convicted in a criminal proceeding. (e) Except as described herein, during the last five (5) years, neither Mark Teo, Andrew Teo, Alan Teo, Alfred Teo, Jr., nor Teren Seto Handelman have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which they were subject to a judgment, decree or final order enjoining future violations or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Teren Seto Handelman, Trustee of the M.A.A.A. Trust FBO Mark, Andrew, Alan, and Alfred Teo, Jr. has been named as a defendant in a Complaint captioned as Securities Exchange Commission vs. Alfred S. Teo, Sr, et. als., In The United States District Court For The District Of New Jersey, Dkt. No. 04-1815 CWGB. CUSIP No. 172755100 Item 3. Source and Amount of Funds or Other Consideration The source of funds used by Alfred S. Teo and Annie Teo In making all purchases of Common Stock was personal funds. The source of the funds for the Alfred S. Teo IRA Rollover was personal funds. The source of funds used by Alpha Industries, Inc. Retirement Plan and M.A.A.A. Trust FBO Mark, Andrew, Alan, and Alfred Teo, Jr. was trust funds. The source of funds used by Lambda Financial Service Corp. and Great Eastern Acquisition Corp. was Corporate funds. The aggregate amount of funds used in making purchases, excluding brokerage commissions and other costs of execution was as set forth in the following table: Alfred S. Teo, Individually $ 1,595,625 Alfred S. Teo and Annie Teo, Joint Tenants with Rights of Survivorship $34,466,240 Alpha Industries Retirement Plan $ 774,525 Alfred S. Teo IRA Rollover $ 822,825 Lambda Financial Service Corp. $ 1,523,750 Great Eastern Acquisition Corp. $ 2,878,693 M.A.A.A. Trust FBO Mark, Andrew, Alan, And Alfred Teo, Jr. $ 7,979,250 _____________ Total $50,040,908 Item 4. Purpose of Transaction The acquisition of the securities of the issuer was made for the purpose of investment. (a) The reporting persons may acquire additional securities of the issuer or dispose of securities of the issuer from time to time; (b) The reporting persons have no plans or proposals which relate to or would result in an extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the issuer or any of its subsidiaries; (c) The reporting persons have no plans or proposals which relate to or would result in a sale or transfer of a material amount of assets of the issuer or any of its subsidiaries; CUSIP No. 172755100 (d) The reporting persons have no plans or proposals which relate to or would result in any change in the present board of directors or management of the issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) The reporting persons have no plans or proposals which relate to or would result in any material change in the present capitalization or dividend policy of the issuer; (f) The reporting persons have no plans or proposals which relate to or would result in any other material change in the issuer's business or corporate structure including but not limited to, if the issuer is a registered closed-end investment company, any plans or proposals to make any changes in its investment policy for which a vote is required by section 13 of the Investment Company Act of 1940; (g) The reporting persons have no plans or proposals which relate to or would result in any changes in the issuer's charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the issuer by any person; (h) The reporting persons have no plans or proposals which relate to or would result in causing a class of securities of the issuer to be de-listed from a national securities exchange or to cease to be authorized to be quoted in any inter-dealer quotation system of a registered national securities association; (i) The reporting persons have no plans or proposals which relate to or would result in a class of equity securities of the issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or (j) The reporting persons have no plans or proposals which relate to or would result in any action similar to any of those enumerated above. Item 5. Interest in Securities of the Issuer (a) As of the close of business on September 17, 2004, the aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned by each person named in Item 2 is as follows: CUSIP No. 172755100 Number Percentage Name of Shares of Class Alfred S. Teo, Individually 277,800 0.33 Alfred S. Teo and Annie Teo, Joint Tenants with Rights of Survivorship 5,817,675 6.87 Alpha Industries, Inc. Retirement Plan 134,700 0.16 Alfred S. Teo IRA Rollover 143,100 0.17 Lambda Financial Service Corp. 265,000 0.31 Great Eastern Acquisition Corp. 673,924 0.79 M.A.A.A. Trust FBO Mark, Andrew, Alan, and Alfred Teo, Jr. 1,063,900 1.26 Total 8,376,099 9.89 Note: Percentage of Class is based on 84,661,111 shares believed to be outstanding as of July 23, 2004 as stated on the Issuer's last filed 10 Q. (b) 1. Alfred S. Teo has sole power to vote or direct the vote, dispose of or direct the disposition of the shares of the issuer held in his name. 2. Alfred S. Teo and Annie Teo hold the shares listed next to their names in paragraph (a) above as "joint tenants with rights of survivorship" and, as such, jointly share the power to vote or direct the vote, dispose of or direct the disposition of their shares. 3. Alfred S. Teo is the Trustee of the Alpha Industries, Inc. Retirement Plan dated January 1, 1984, and therefore has sole power to vote or direct the vote, dispose of or direct the disposition of the shares of the issuer held by this Retirement Plan. 4. Alfred S. Teo is the Alfred S. Teo of the Alfred Teo IRA. 5. Alfred S. Teo holds the controlling interest in Lambda Financial Service Corp. and therefore has sole power to vote or direct the vote, dispose of or direct the disposition of the shares of the issuer held by this Corporation. CUSIP No. 172755100 6. Alfred S Teo holds an authorization to trade securities on behalf of Great Eastern Acquisition Corp., but does not have voting power over those securities. He therefore may direct the disposition of the shares of the issuer held by this Corporation. 7. Alfred S. Teo holds an authorization to trade securities on behalf of M.A.A.A. Trust FBO Mark, Andrew, Alan, and Alfred Teo, Jr., but does not have voting power over those securities. He therefore may direct the disposition of the shares of the issuer held by this Trust. (c) Transactions in the class of securities reported that were effected since the most recent filing of Schedule 13D are shown on Exhibit A attached hereto. All such transactions were effected by a broker-dealer which is a member of the New York stock exchange at the office of the broker-dealer. (d) Where an interest relates to more than five (5%) percent of the class, persons having the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of such securities are the same persons identified in paragraph (b) above. (e) Not applicable Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. Except as provided herein, there are no contracts arrangements, understandings or relationships (legal or otherwise) among the persons named in Item 2 and between such persons and any person with respect to any securities of the issuer, including but not limited to transfer or voting of any of the securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees or profits, division of profits or loss, or the giving or withholding of proxies. Item 7. Material to be Filed as Exhibits. There are no written agreements relating to the filing of joint acquisition statements as required by Rule 13d-1(f) (Section 240.13d-1(f)) and no written agreements, contracts, arrangements, understandings, plans or proposals relating to (1) the borrowing of funds to finance the acquisition as disclosed in Item 3; (2) the acquisition of issuer control, liquidation, sale of assets, merger, or change in business or corporate structure or any other mater as disclosed in Item 4; and (3) the transfer or voting of the securities, finder's fees, joint ventures, options, puts, calls, guarantees of loans, guarantees against loss or of profit, or the giving or withholding of any proxy as disclosed in Item 6. CUSIP No. 172755100 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated as of , 2004 _______________________________ Alfred S. Teo, Individually ________________________________ Annie Teo, Individually ALPHA INDUSTRIES, INC. RETIREMENT PLAN By____________________________ Alfred S. Teo, Trustee ALFRED S. TEO IRA ROLLOVER By:______________________________ Alfred S. Teo, Individually LAMBDA FINANCIAL SERVICE CORP. By:______________________________ Alfred S. Teo, Chairman of the Board of Directors President of Lambda Financial Service Corp. GREAT EASTERN ACQUISITION CORP. By:_______________________________ Mark Teo, President M.A.A.A. Trust FBO Mark, Andrew, Alan, and Alfred Teo, Jr. By: _______________________________ Teren Seto Handelman, Trustee EXHIBIT A CUSIP No. 172755100 A/C: LAMBDA FINANCIAL SERVICES CORP. DATE TRANS QUANTITY TRD PRC AMT/PRIN NO TRADES IN THE LAST 60 DAYS CUSIP No. 172755100 A/C: ALFRED S. TEO, INDIVIDUALLY DATE TRANS QUANTITY TRD PRC AMT/PRIN NO TRADES IN THE LAST 60 DAYS CUSIP No. 172755100 A/C: ALFRED S. TEO & ANNIE TEO JT. TEN DATE TRANS QUANTITY TRD PRC AMT/PRIN 07/20/04 BUY 5000 5.22 26100.00 07/20/04 BUY 7000 5.22 36540.00 07/21/04 BUY 30000 5.1895 155685.00 07/22/04 BUY 2892 5.33 15414.36 07/23/04 BUY 80700 5.4981 443696.67 07/26/04 BUY 2600 5.411538 14070.00 07/28/04 BUY 3334 5.45 18170.30 07/28/04 BUY 20000 5.483262 109665.24 07/29/04 BUY 8360 5.83 48738.80 08/03/04 BUY 300 5.56 1668.00 08/03/04 BUY 50 5.57 278.50 08/03/04 BUY 200 5.59 1118.00 08/03/04 BUY 600 5.59 3354.00 08/03/04 BUY 48850 5.60 273560.00 08/03/04 BUY 2815 5.56 15651.40 08/03/04 BUY 30000 5.733 171990.00 08/06/04 BUY 50000 5.115 255750.00 08/06/04 BUY 1000 5.10 5100.00 08/13/04 BUY 20000 4.613 92260.00 08/11/04 BUY 300 4.92 1476.00 08/11/04 BUY 381 4.92 1874.52 08/11/04 BUY 850 4.93 4190.50 08/11/04 BUY 300 4.94 1482.00 08/11/04 BUY 9538 4.95 47213.10 08/11/04 BUY 50 4.96 248.00 08/11/04 BUY 150 4.99 748.50 08/11/04 BUY 3750 4.99 18712.50 08/11/04 BUY 50 5.00 250.00 08/11/04 BUY 750 5.00 3750.00 08/11/04 BUY 2450 5.01 12274.50 08/11/04 BUY 3450 5.01 17284.50 All 08/11/04 trades settled on 08/16/04 09/14/04 SOLD 102879 4.99 509619.67 09/15/04 SOLD 80000 5.06 402646.52 09/16/04 SOLD 60000 5.13 305140.80 09/17/04 SOLD 50000 5.02 249024.12 CUSIP No. 172755100 A/C: ALPHA INDUSTRIES, INC. RETIREMENT PLAN NO TRADES IN THE LAST 60 DAYS CUSIP No. 172755100 A/C: ALFRED S. TEO IRA ROLLOVER NO TRADES IN THE LAST 60 DAYS CUSIP NO. 172755100 A/C: GREAT EASTERN ACQUISITION CORP. 07/21/04 BUY 30000 5.1895 155685.00 07/28/04 BUY 3336 5.45 18181.20 07/29/04 BUY 8361 5.83 48744.63 08/03/04 BUY 300 5.56 1668.00 08/03/04 BUY 50 5.57 278.50 08/03/04 BUY 200 5.59 1118.00 08/03/04 BUY 600 5.59 3354.00 08/03/04 BUY 48850 5.60 273,560.00 08/11/04 BUY 300 4.92 1476.00 08/11/04 BUY 380 4.92 1869.60 08/11/04 BUY 850 4.93 4190.50 08/11/04 BUY 300 4.94 1482.00 08/11/04 BUY 9539 4.95 47218.05 08/11/04 BUY 50 4.96 248.00 08/11/04 BUY 200 4.97 994.00 08/11/04 BUY 50 4.98 249.00 08/11/04 BUY 150 4.99 748.50 08/11/04 BUY 3750 4.99 18712.50 08/11/04 BUY 50 5.00 250.00 08/11/04 BUY 750 5.00 3750.00 08/11/04 BUY 2450 5.01 12274.50 08/11/04 BUY 3450 5.01 17284.50 08/11/04 BUY 2731 5.03 13736.93 08/11/04 BUY 25000 4.9794 124484.08 All 08/11/04 trades settled on 08/16/04 CUSIP NO. 172755100 A/C: M.A.A.A.TRUST FBO MARK, ANDREW, ALAN, AND ALFRED TEO, JR. NO TRADES IN THE LAST 60 DAYS. -----END PRIVACY-ENHANCED MESSAGE-----