EX-99.32(A) 8 d182137dex9932a.htm EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART - Q2 2021 Equitable Holdings, Inc. - Subsidiary Organization Chart - Q2 2021
EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2021    450,584,788.00

 

     Type of
Subsidiary		    State of
Incorp. or
Domicile		   State of
Principal
Operation		    Federal
Tax ID #		    Number of
Shares
Owned		    Parent’s
Percent of
Ownership
or Control		    

Comments
(e.g., Basis of Control)

    Address      CityStZip  

Equitable Holdings, Inc.

       DE   NY    90-0226248              

Alpha Units Holdings, Inc

    HCO    DE   NY    83-2796390         100.00 %        
 1290 Avenue of
the Americas		  
 		      New York, NY 10104  

Alpha Units Holdings II, Inc

    HCO    DE   NY    68-0461436         100.00 %        
 1290 Avenue of
the Americas		  
 		      New York, NY 10104  

787 Holdings, LLC

    HCO    DE   NY    See Note 19         100.00 %        
 1290 Avenue of
the Americas		  
 		      New York, NY 10104  

1285 Holdings, LLC

    HCO    DE   NY    46-1106388    -      100.00 %        
 1290 Avenue of
the Americas		  
 		      New York, NY 10104  

AXA Strategic Ventures US, LLC

    Investment    DE   NY    47-2605009         100.00 %        
 1290 Avenue of
the Americas		  
 		      New York, NY 10104  

Equitable Financial Services, LLC (Notes 2 &16)

       DE   NY    52-2197822    -      100.00 %        
 1290 Avenue of
the Americas		  
 		      New York, NY 10104  

CS Life Re Company

    Insurance    AZ      46-5697182    250,000      100.00 %        
 525 Washington
Blvd., 34th Floor		  
 		      Jersey City, NJ 07310  

Equitable Investment Management, LLC (EIM, LLC)

    Investment    DE   NY                 

EQ AZ Life Re Company

    Insurance    AZ   AZ    82-3971925    250,000      100.00 %    NAIC # 16234     
 3030 N. Third
Street Suite 790		  
 		      Phoenix, AZ 85012  

Equitable Distribution Holding Corporation (Note 2)

       DE   NY    13-4078005    1,000      100.00 %        
 1290 Avenue of
the Americas		  
 		      New York, NY 10104  

Equitable Advisors, LLC (Note 5)

       DE   NY    13-4071393    -      100.00 %        
 1290 Avenue of
the Americas		  
 		      New York, NY 10104  

Equitable Network, LLC (Note 6)

    Operating    DE   NY    06-1555494    -      100.00 %        
 1290 Avenue of
the Americas		  
 		      New York, NY 10104  

Equitable Network of Puerto Rico, Inc.

    Operating    P.R.   P.R.    66-0577477         100.00 %         

PlanConnect, LLC

    Operating    DE   NY    27-1540220         100.00 %        
 100 Madison
Street		  
 		      Syracuse, NY 13221  

Equitable Financial Life Insurance Company (Note 2 & 9) *

    Insurance    NY   NY    13-5570651    2,000,000      100.00 %    NAIC # 62944; General Partner of Equitable Managed Asset      

Equitable Investment Management Group LLC

    Operating    DE   NY    27-5373651         100.00 %         

VA Capital Company LLC

    Investment    DE   NY            9.10 %    EIM owns 9.1%      

Broad Vista Partners, LLC

    Investment    DE   NY    81-3019204    -      70.00 %    70% by Equitable Financial & 30% by AXA France      

200 East 87th Street Company, LLC

    Investment    DE   NY    86-3691523         100.00 %         

EQ European Commercial Real Estate Debt Holdings LLC

    Investment    DE   NY                 

EQ ECRED Investments I S.à r.l.

    Investment    Luxembourg   Luxembourg                 

EQ European Commercial Real Estate Debt Holdings GP S.à r.l.

    Investment    Luxembourg   Luxembourg                 

EQ Holdings, LLC (Notes 3 & 4)

    HCO    NY   NY    22-2766036    -      100.00 %         

See Attached Listing A

                         

Equitable Managed Assets, L.P.

    Investment    DE   NY    13-3385080    -      -     General Partner of Equitable Deal Flow Fund      

EVSA, Inc.

    Investment    DE   PA    23-2671508    50      100.00 %         

Real Estate Partnership Equities (various)

    Investment    **      -    -      -     **      

Separate Account 166, LLC

    Investment    DE   NY    47-4180335         100.00 %         

Equitable Financial Life and Annuity Company * (Note 10,17 & 18)

    Insurance    Colorado   Colorado    13-3198083    1,000,000      100.00 %         

MONY International Holdings, LLC

    HCO    DE   NY    13-3790446         100.00 %         

MONY International Life Insurance Co. Seguros de Vida S.A.*

    Insurance    Argentina   Argentina    98-0157781         100.00 %         

MONY Financial Resources of the Americas Limited

    Insurance    Jamaica   Jamaica    13-3790446    1,000      100.00 %         

MBT, Ltd.

    Operating    Cayman
Islands		   Cayman
Islands		    98-0152047    633      100.00 %    79% by MONY Int’l Holdings & 21% by MONY Financial Resources      

MONY Participacoes LTDA (f/k/a MONY Consultoria e Corretagem de Seguros Ltda)

    Operating    Brazil   Brazil            99.00 %         

Equitable Financial Life Insurance Company of America*

    Insurance    AZ   NY    86-0222062         100.00 %         

MONY Financial Services, Inc.

    HCO    DE   NY    11-3722370    1,000      100.00 %         

Financial Marketing Agency, Inc.

    Operating    OH   OH    31-1465146    99      99.00 %         

1740 Advisers, Inc.

    Operating    NY   NY    13-2645490    15,000      100.00 %         

 

Page 1 of 4

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2021

 

*

Affiliated Insurer

**

Information relating to Equitable’s Real Estate Partnership Equities is disclosed in Schedule BA, Part 1 of AXA Equitable Life’s Annual Statement, which has been filed with the N.Y.S. Insurance Department.

***

All subsidiaries are corporations, except as otherwise noted.

 

1.

The Equitable Companies Incorporated changed its name to AXA Financial, Inc. on Sept. 3, 1999.

 

2.

Effective Sept. 20, 1999, AXA Financial, Inc. transferred ownership of Equitable Life to AXA Client Solutions, LLC, which was formed on July 19, 1999.

Effective January 1, 2002, AXA Client Solutions, LLC transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial, Inc.

Effective May 1, 2002, AXA Client Solutions, LLC changed its name to AXA Financial Services, LLC.

Effective June 1, 2002, AXA Financial, Inc. transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial Services, LLC.

Effective November 30, 2007, the name of AXA Financial Services, LLC was changed to AXA Equitable Financial Services, LLC.

 

3.

Equitable Holding Corp. was merged into Equitable Holdings, LLC on Dec. 19, 1997. Equitable Holdings, LLC had its name changed to EQ Holdings, LLC, effective November 4, 2019.

 

4.

In October 1999, AllianceBernstein Holding L.P. (“AllianceBernstein Holding L.P.”) reorganized by transferring its business and assets to AllianceBernstein L.P., a newly formed private partnership (“AllianceBernstein”).

As of June 30, 2021 Equitable Holdings, Inc and its subsidiaries own 62.92% of the issued and outstanding units of limited partnership interest in AllianceBernstein (the “AllianceBernstein Units”), as follows:

Equitable Holdings, held directly 53,780,230 AllianceBernstein Units (19.57%),

Alpha Units Holdings owns 74,406,933 AllianceBernstein Units (27.08%)

GP (GP owned by Alpha Units), owns 2,747,415 (1.00%), and

Alpha Units Holdings II owns 41,934,582 (15.26%)

As of September 26, 2019, Certificate of Cancellation filed for ACMC, LLC

 

5.

EQ Financial Consultants (formerly, Equico Securities, Inc.) was merged into AXA Advisors, LLC on Sept. 20, 1999. AXA Advisors, LLC was transferred from Equitable Holdings, LLC to AXA Distribution Holding Corporation on Sept. 21, 1999.

 

6.

Effective March 15, 2000, Equisource of New York, Inc. and 14 of its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp. EquiSource of Alabama, Inc. became AXA Network of Alabama, LLC.

EquiSource Insurance Agency of Massachusetts, Inc. became AXA Network Insurance Agency of Massachusetts, LLC.

Equisource of Nevada, Inc., of Puerto Rico, Inc., and of Texas, Inc., changed their names from “EquiSource” to become “AXA Network”, respectively. Effective February 1, 2002, Equitable Distributors Insurance Agency of Texas, Inc. changed its name to AXA Distributors Insurance Agency of Texas, Inc. Effective February 13, 2002 Equitable Distributors Insurance Agency of Massachusetts, LLC changed its name to AXA Distributors Insurance Agency of Massachusetts, LLC.

 

7.

Effective June 6, 2000, Frontier Trust Company was sold by ELAS to AXF and merged into Frontier Trust Company, FSB.

8.

Effective June 1, 2001, Equitable Structured Settlement Corp was transferred from ELAS to Equitable Holdings, LLC.

9.

Effective September 2004, The Equitable Life Assurance Society of the United States changed its name to AXA Equitable Life Insurance Company.

10.

Effective September 2004, The Equitable of Colorado changed its name to AXA Life and Annuity Company.

11.

Effective February 18, 2005, MONY Realty Capital, Inc. was sold.

12.

Effective May 26, 2005, Matrix Capital Markets Group was sold.

12.

Effective May 26, 2005, Matrix Private Equities was sold.

13.

Effective December 2, 2005, Advest Group was sold.

14.

Effective February 24, 2006, Alliance Capital Management Corporation changed its name to AllianceBernstein Corporation.

15.

Effective July 11, 2007, Frontier Trust Company, FSB was sold.

16.

Effective November 30, 2007, AXA Financial Services, LLC changed its name to AXA Equitable Financial Services, LLC.

17.

Effective August 1, 2008, AXA Equitable Life Insurance Company transferred ownership of AXA Life and Annuity Company to AXA Equitable Financial Services, LLC.

18.

Effective September 22, 2008, AXA Life and Annuity Company changed its name to AXA Equitable Life and Annuity Company.

19.

The EIN for 787 Holdings, LLC is 27-0294443, to be used for federal employment taxes and certain federal excise taxes.

For federal tax purposes, it should generally use AXA Financial’s EIN, which is 13-3623351.

20.

Effective June 29, 2012, AXA Financial (Bermuda) Ltd. was redomesticated to Arizona and its name was changed to AXA RE Arizona Company.

21.

Effective December 15, 2014, AXA Strategic Ventures US, LLC. was formed.

22.

Effective April 4, 2018, AXA America Corporate Solutions Inc was sold to AXA US Holdings Inc.

23.

AXA RE Arizona Company was merged into AXA Equitable Life Insurance Company 4/12/18

24.

EQ AZ Life Re Company was formed on 1/3/18

25.

EQH (as successor to AXA Financial, Inc.) is a member and an investor in AXA Strategic Ventures, LLC (the Fund) with 99% of the total capital commitments in the Fund, and ASV CI Entity, LLC has 1% of the capital call commitments in the Fund. ASV has no capital call commitments, but has exclusive power and authority to manage the Fund.

26.

AXA Technology Services America, Inc merged into AXA Equitable Holdings, Inc. effective 11/30/19

27.

Effective December 13, 2019, MONY Life Insurance Company of America changed its name to Equitable Financial Life Insurance Company of America

28.

Effective January 13, 2020, AXA Equitable Holdings, Inc. changed its name to Equitable Holdings, Inc.

29.

Effective April 1, 2020, US Financial Life Insurance was sold

30.

Effective April 1, 2020, MONY Life Insurance Company of the Americas, Ltd was sold

31.

Effective June 15, 2020, AXA-IM Holding U.S., Inc changed its name to Alpha Units Holdings II, Inc

32.

Effective June 15, 2020, AXA Equitable Life Insurance Company changed its name to Equitable Financial Life Insurance Company

33.

Effective June 1, 2021, Corporate Solutions Life Reinsurance Co was sold to Venerable Insurance and Annuity Company

34.

Effective June 1, 2021, CS Life Re owned 100% by Equitable Financial Services, LLC

 

Page 2 of 4

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2021

 

Dissolved or Merged   

-  On November 3, 2000, Donaldson, Lufkin & Jenrette, Inc. was sold to Credit Suisse Group.

-  100 Federal Street Funding Corporation was dissolved August 31, 1998.

  

-  100 Federal Street Realty Corporation was dissolved December 20, 2001.

  

-  CCMI Corp. was dissolved on October 7, 1999.

  

-  ELAS Realty, Inc. was dissolved January 29, 2002.

  

-  EML Associates, L.P. was dissolved March 27, 2001.

  

-  EQ Services, Inc. was dissolved May 11, 2001.

  

-  Equitable BJVS, Inc. was dissolved October 3, 1999.

  

-  Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.

  

-  Equitable JV Holding Corp. was dissolved on June 1, 2002.F142

  

-  Equitable JVS II, Inc. was dissolved December 4, 1996

  

-  Equitable Underwriting & Sales Agency (Bahamas) Ltd. was dissolved on December 31, 2000.

  

-  EREIM LP Associates (L.P.) was dissolved March 27, 2001.

  

-  EREIM Managers Corporation was dissolved March 27, 2001.

  

-  EVLICO East Ridge, Inc. was dissolved Jan. 13, 2001

  

-  EVLICO, Inc. was dissolved in 1999.

  

-  Franconom, Inc. was dissolved on December 4, 2000.

  

-  GP/EQ Southwest, Inc. was dissolved October 21, 1997

  

-  HVM Corp. was dissolved on Feb. 16, 1999.

  

-  ML/EQ Real Estate Portfolio, L.P. was dissolved March 27, 2001.

  

-  Prime Property Funding, Inc. was dissolved in Feb. 1999.

  

-  Sarasota Prime Hotels, Inc. became Sarasota Prime Hotels, LLC.

  

-  Six-Pac G.P., Inc. was dissolved July 12,1999

  

-  Paramount Planners, LLC., a direct subsidiary of AXA Distribution Holding Corporation, was dissolved on December 5, 2003

  

-  Equitable Rowes Wharf, Inc. was dissolved October 12, 2004

  

-  ECLL Inc. was dissolved July 15, 2003

  

-  MONY Realty Partners, Inc. was dissolved February 2005.

  

-  Wil-Gro, Inc. was dissolved June, 2005.

  

-  Sagamore Financial LLC was dissolved August 31, 2006.

  

-  Equitable JVS was dissolved August, 2007.

  

-  Astor Times Square Corp. dissolved as of April 2007.

  

-  Astor/Broadway Acquisition Corp. dissolved as of August 2007.

  

-  PC Landmark, Inc. has been administratively dissolved.

  

-  EJSVS, Inc. has been administratively dissolved.

  

-  STCS, Inc. was dissolved on August 15, 2007.

  

-  AXA Network of Alabama was merged into AXA Network, LLC. on November 18, 2011

  

-  AXA Network of Connecticut, Maine and New York, LLC was merged into AXA Network, LLC. on November 17, 2011

  

-  AXA Network Insurance Agency of Massachusetts, LLC was merged into AXA Network, LLC. on November 17, 2011

  

-  AXA Network Insurance Agency of Texas, Inc. was merged into AXA Network, LLC. effective January 1, 2012.

  

-  AXA Network of Nevada, Inc. was merged into AXA Network, LLC. effective January 1, 2012.

  

-  Equitable Deal Flow Fund, L.P. dissolved effective December 2013.

  

-  ACMC, LLC dissolved September 26, 2019

 

Page 3 of 4

EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : JUNE 30, 2021

LISTING A - EQ Holdings, LLC

 

   

Type of
Subsidiary

   State of
Incorp. or
Domicile		     State of
Principal
Operation		     Federal Tax
ID #		     Number of
Shares
Owned		     Parent’s
Percent of
Ownership
or Control		     Comments
(e.g., Basis of Control)		    

Address

  

CityStZip

Equitable Holdings, Inc.

                  

Equitable Equitable Financial Services, LLC (Note 2)

                  

Equitable Financial Equitable Life Insurance Company *

                  

EQ Holdings, LLC

                  

Equitable Casualty Insurance Company *

   Operating     VT       VT       06-1166226       1,000       100.00 %      KeyState Captive Management, LLC 100 Main Street, Suite 1   Burlington, VT 05402

AllianceBernstein Corporation (See Note 4 on Page 2)

   Operating     DE       NY       13-3633538       100       100.00 %      1345 Avenue of the Americas   New York, NY 10105

See Attached Listing B

                  

Equitable Distributors, LLC

   Operating     DE       NY       52-2233674       -       100.00 %      1290 Avenue of the Americas   New York, NY 10104

J.M.R. Realty Services, Inc.

   Operating     DE       NY       13-3813232       1,000       100.00 %      1290 Avenue of the Americas   New York, NY 10104

Equitable Structured Settlement Corp. (See Note 8 on Page 2)

   Operating     DE       NJ       22-3492811       100       100.00 %       

 

*

Affiliated Insurer

 

Dissolved or

Merged

   

Equitable Investment Corp merged into Equitable Holdings, LLC on November 30, 1999.

Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.

   Effective March 15, 2000, Equisource of New York, Inc. and its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp.
   Effective January 1, 2002, Equitable Distributors, Inc. merged into AXA Distributors, LLC.
   AXA Distributors Insurance Agency of Alabama, LLC was merged into AXA Distributors, LLC effective November 30, 2011.
   AXA Distributors Insurance Agency, LLC was merged into AXA Distributors, LLC effective November 28, 2011.
   AXA Distributors Insurance Agency of Massachusetts, LLC was merged into AXA Distributors, LLC effective November 29, 2011.
   AXA Distributors Insurance Agency of Texas Inc. LLC was merged into AXA Distributors, LLC effective November 29, 2011.
   ELAS Securities Acquisition Corp. was merged into Equitable Holdings, LLC effective July 16, 2012

 

Page 4 of 4