0001140361-16-069681.txt : 20160614 0001140361-16-069681.hdr.sgml : 20160614 20160614131700 ACCESSION NUMBER: 0001140361-16-069681 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160613 FILED AS OF DATE: 20160614 DATE AS OF CHANGE: 20160614 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABM INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000771497 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TO DWELLINGS & OTHER BUILDINGS [7340] IRS NUMBER: 941369354 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 551 FIFTH AVENUE STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10176 BUSINESS PHONE: 212 297-0200 MAIL ADDRESS: STREET 1: 551 FIFTH AVENUE STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10176 FORMER COMPANY: FORMER CONFORMED NAME: ABM INDUSTRIES INC DATE OF NAME CHANGE: 19950110 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BUILDING MAINTENANCE INDUSTRIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McConnell Sarah H CENTRAL INDEX KEY: 0001433554 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08929 FILM NUMBER: 161712586 MAIL ADDRESS: STREET 1: 551 FIFTH AVENUE, SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10176 4 1 doc1.xml FORM 4 X0306 4 2016-06-13 0 0000771497 ABM INDUSTRIES INC /DE/ ABM 0001433554 McConnell Sarah H 551 FIFTH AVENUE SUITE 300 NEW YORK NY 10176 0 1 0 0 EVP/GEN. COUNSEL/CORP. SECTY. Common Stock 2016-06-13 4 M 0 13148 21.20 A 76666 D Common Stock 2016-06-13 4 S 0 10400 37.031 D 66266 D Stock Options 21.20 2016-06-13 4 M 0 13148 0 D 2017-03-31 Common Stock 13148 0 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.00 to $37.37, inclusive. The reporting person undertakes to provide to ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4. Includes 14,754 unvested RSUs, 24,502 vested RSUs, the receipt of which has been deferred and DERS relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, 3,589 performance shares earned but not vested with respect to performance shares granted on 1/14/2014, 978 performance shares earned but not vested with respect to performance shares granted on 1/15/2015,and DERs related thereto. Stock options granted under the 2006 Equity Incentive Plan. 100% exercisable on the fifth anniversary of the grant date. By: Barbara L. Smithers, by power of attorney 2016-06-14