0001140361-14-045892.txt : 20141219 0001140361-14-045892.hdr.sgml : 20141219 20141219144759 ACCESSION NUMBER: 0001140361-14-045892 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141217 FILED AS OF DATE: 20141219 DATE AS OF CHANGE: 20141219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABM INDUSTRIES INC /DE/ CENTRAL INDEX KEY: 0000771497 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TO DWELLINGS & OTHER BUILDINGS [7340] IRS NUMBER: 941369354 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 551 FIFTH AVENUE STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10176 BUSINESS PHONE: 212 297-0200 MAIL ADDRESS: STREET 1: 551 FIFTH AVENUE STREET 2: SUITE 300 CITY: NEW YORK STATE: NY ZIP: 10176 FORMER COMPANY: FORMER CONFORMED NAME: ABM INDUSTRIES INC DATE OF NAME CHANGE: 19950110 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN BUILDING MAINTENANCE INDUSTRIES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LUSK JAMES S CENTRAL INDEX KEY: 0001199076 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08929 FILM NUMBER: 141298904 MAIL ADDRESS: STREET 1: C/O GLOWPOINT, INC. STREET 2: 430 MOUNTAIN AVE, SUITE 301 CITY: MURRAY HILL STATE: NJ ZIP: 07974 4 1 doc1.xml FORM 4 X0306 4 2014-12-17 0 0000771497 ABM INDUSTRIES INC /DE/ ABM 0001199076 LUSK JAMES S 551 FIFTH AVENUE SUITE 300 NEW YORK NY 10176 0 1 0 0 Executive Vice President/CFO Common Stock 2014-12-17 4 M 0 318 19.09 A 65311 D Common Stock 2014-12-17 4 S 0 272 28.09 D 65039 D Common Stock 2014-12-18 4 M 0 6369 18.31 A 71408 D Common Stock 2014-12-18 4 S 0 5311 28.3233 D 66097 D Stock Options 19.09 2014-12-17 4 M 0 318 0 D 2018-09-13 Common Stock 318 5252 D Stock Options 18.31 2014-12-18 4 M 0 6369 0 D 2019-10-11 Common Stock 6369 12738 D All sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person. Includes 39,562 unvested RSUs, 3,514 vested RSUs, the receipt of which has been deferred and DERs relating to the RSUs, adjusted to reflect the cumulative effect of fractional shares, and 2,342 performance shares earned but not vested with respect to performance shares granted on 3/8/2012, 2,543 performance shares earned but not vested with respect to performance shares granted on 1/14/2013, and DERs related thereto. Stock Options granted under the 2006 Equity Incentive Plan. 25% exercisable on 9/13/2012 and 25% on the anniversary date of each of the following three years. 25% exercisable on 10/11/2013 and 25% on the anniversary date of each of the following three years. By: Barbara L. Smithers, by power of attorney 2014-12-19