Vice President

0000897101-24-000063.txt : 20240213 0000897101-24-000063.hdr.sgml : 20240213 20240213103212 ACCESSION NUMBER: 0000897101-24-000063 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240213 DATE AS OF CHANGE: 20240213 EFFECTIVENESS DATE: 20240213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 ORGANIZATION NAME: IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 24623278 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0000769317 XXXXXXXX 12-31-2023 12-31-2023 false SIT INVESTMENT ASSOCIATES INC

3300 Ids Center 80 South Eighth Street Minneapolis MN 55402

13F HOLDINGS REPORT 028-00180 000105725 801-16350 N Paul E. Rasmussen Vice President 612-332-3223 /s/ Paul E. Rasmussen Minneapolis MN 02-13-2024 1 535 4078652 1 0001053046 028-19972 000108271 801-55201 SIT FIXED INCOME ADVISORS II LLC /ADV INFORMATION TABLE 2 infotable.xml AFLAC INC COMMON 001055102 346 4200 SH SOLE 1 4200 0 0 AGCO CORP COMMON 001084102 2267 18670 SH SOLE 1 18670 0 0 AZZ INC COMMON 002474104 2154 37075 SH SOLE 1 37075 0 0 ABBOTT LABORATORIES COMMON 002824100 22096 200744 SH SOLE 1 200744 0 0 ADDUS HOMECARE CORP COMMON 006739106 2860 30805 SH SOLE 1 30805 0 0 AEROVIRONMENT INC COMMON 008073108 1114 8835 SH SOLE 1 8835 0 0 AIR PRODUCTS & CHEMICALS INC COMMON 009158106 9377 34246 SH SOLE 1 34246 0 0 ALASKA AIR GROUP INC COMMON 011659109 1503 38475 SH SOLE 1 38475 0 0 ALBEMARLE CORP COMMON 012653101 242 1676 SH SOLE 1 1676 0 0 ALEXANDRIA REAL ESTATE EQUITIE REIT 015271109 55 435 SH SOLE 1 435 0 0 ALIGN TECHNOLOGY INC COMMON 016255101 2345 8560 SH SOLE 1 8560 0 0 ALLIANZ SE ADR DEPOSITARY RECEI 018820100 5628 210847 SH SOLE 1 210847 0 0 ALTAIR ENGINEERING INC-A COMMON 021369103 5033 59808 SH SOLE 1 59808 0 0 AMAZON.COM INC COMMON 023135106 22747 149712 SH SOLE 1 149712 0 0 AMEREN CORP COMMON 023608102 236 3268 SH SOLE 1 3268 0 0 AMERICAN FINANCIAL GROUP INC COMMON 025932104 296 2490 SH SOLE 1 2490 0 0 AMERICAN INTERNATIONAL GROUP I COMMON 026874784 7411 109394 SH SOLE 1 109394 0 0 AMETEK INC COMMON 031100100 2420 14675 SH SOLE 1 14675 0 0 AMGEN INC COMMON 031162100 276 960 SH SOLE 1 960 0 0 ANALOG DEVICES INC COMMON 032654105 7038 35446 SH SOLE 1 35446 0 0 APPLE INC COMMON 037833100 113553 589793 SH SOLE 1 589793 0 0 APPLIED MATERIALS INC COMMON 038222105 33802 208563 SH SOLE 1 208563 0 0 ARISTA NETWORKS INC COMMON 040413106 16794 71309 SH SOLE 1 71309 0 0 ASTRAZENECA PLC ADR DEPOSITARY RECEI 046353108 18717 277910 SH SOLE 1 277910 0 0 ATLASSIAN CORP PLC COMMON 049468101 12201 51294 SH SOLE 1 51294 0 0 AUTODESK INC COMMON 052769106 8457 34732 SH SOLE 1 34732 0 0 AVERY DENNISON CORP COMMON 053611109 187 925 SH SOLE 1 925 0 0 BAIDU INC ADR DEPOSITARY RECEI 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SH SOLE 1 0 3395607 0 NUVEEN MN QUALITY MUNI INC FD COMMON 670734102 1454 132458 SH SOLE 1 0 132458 0 NUVEEN MORTGAGE & INCOME FD JL COMMON 670735109 26080 1545032 SH SOLE 1 0 1545032 0 NUVEEN MULTI ASSET INCOME NMA COMMON 670750108 16983 1380710 SH SOLE 1 0 1380710 0 NUVEEN PA QUALITY MUNI INC FD COMMON 670972108 16605 1433942 SH SOLE 1 0 1433942 0 PIONEER DIVERSIFIED HIGH INC F COMMON 723653101 5172 482096 SH SOLE 1 0 482096 0 PIONEER MUNI HIGH INC OPP MIO COMMON 723760104 19517 1846415 SH SOLE 1 0 1846415 0 PIONEER MUNICIPAL HIGH INC MAV COMMON 723762100 3708 462302 SH SOLE 1 0 462302 0 PIONEER MUNI HIGH INCOME TRUST COMMON 723763108 10860 1258406 SH SOLE 1 0 1258406 0 PUTNAM MANAGED MUNI PMM COMMON 746823103 1467 241331 SH SOLE 1 0 241331 0 PUTNAM PREMIER INCOME TRUST PP COMMON 746853100 70659 19792543 SH SOLE 1 0 19792543 0 PUTNAM MASTER INTERMEDIATE INC COMMON 746909100 66199 20752147 SH SOLE 1 0 20752147 0 TCW STRATEGIC INCOME FD TSI COMMON 872340104 30810 6712510 SH SOLE 1 0 6712510 0 VANGUARD TOTAL STOCK MKT ETF COMMON 922908769 12 50 SH SOLE 1 0 50 0 WESTERN ASSET PREMIER BOND FUN COMMON 957664105 14452 1338109 SH SOLE 1 0 1338109 0 WESTERN ASSET INTERMEDIATE MUN COMMON 958435109 8116 1054039 SH SOLE 1 0 1054039 0 BLACKROCK CORE BOND TRUST BHK COMMON 09249E101 6653 609846 SH SOLE 1 0 609846 0 BLACKROCK CA MUNICIPAL INCOME COMMON 09248E102 10977 912493 SH SOLE 1 0 912493 0 BLACKROCK MUNIYIELD NY QUALITY COMMON 09255E102 320 31000 SH SOLE 1 0 31000 0 MFS HIGH YIELD MUNI TR CMU COMMON 59318E102 142 42779 SH SOLE 1 0 42779 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254E103 4448 382135 SH SOLE 1 0 382135 0 FIRST TR MORTGAGE INCOME FD FM COMMON 33734E103 25315 2088691 SH SOLE 1 0 2088691 0 INVESCO ADVANTAGE MUNI INC TRU COMMON 46132E103 11305 1337812 SH SOLE 1 0 1337812 0 NUVEEN MA PREMIUM INCOME MUNIC COMMON 67061E104 173 16424 SH SOLE 1 0 16424 0 BLACKROCK HLTH SCI TRM TR BMEZ COMMON 09260E105 7049 481133 SH SOLE 1 0 481133 0 CLOUGH GLOBAL OPP FD GLO COMMON 18914E106 8013 1704947 SH SOLE 1 0 1704947 0 BNY MELLON STRATEGIC MUNI BOND COMMON 09662E109 2764 483989 SH SOLE 1 0 483989 0 FIRST TR HIGH INC LONG/SHORT F COMMON 33738E109 9951 823111 SH SOLE 1 0 823111 0 ALLIANCEBERNSTEIN HOLDING LP COMMON 01881G106 1247 40200 SH SOLE 1 0 40200 0 ANGEL OAK FINANCIAL STRAT INC COMMON 03464A100 9589 805138 SH SOLE 1 0 805138 0 ARES DYNAMIC CRED ALLOC FD AR COMMON 04014F102 6608 480612 SH SOLE 1 0 480612 0 ATLANTICUS HOLDINGS CORP COMMON 04914Y300 418 18000 SH SOLE 1 0 18000 0 B. RILEY FINANCIAL INC (PFD) COMMON 05580M827 709 40000 SH SOLE 1 0 40000 0 BNY MELLON ALCENTRA GLOBAL CRE COMMON 05588N108 9755 1196935 SH SOLE 1 0 1196935 0 BNYM STRATEGIC MUNICIPALS INC COMMON 05588W108 298 50776 SH SOLE 1 0 50776 0 BNYM MUNI INCOME INC DMF COMMON 05589T104 4178 642829 SH SOLE 1 0 642829 0 BARINGS GLOBAL SHORT DUR HI YL COMMON 06760L100 11804 878242 SH SOLE 1 0 878242 0 BLACKROCK INCOME TR INC BKT COMMON 09247F209 36316 2981649 SH SOLE 1 0 2981649 0 BLACKROCK MUNI INC TR BFK COMMON 09248F109 1234 122537 SH SOLE 1 0 122537 0 BLACKROCK NY MUNI INCOME BNY COMMON 09248L106 37 3473 SH SOLE 1 0 3473 0 BLACKROCK TAXABLE MUNI BOND TR COMMON 09248X100 47633 2929485 SH SOLE 1 0 2929485 0 BLACKROCK MUNICIPAL INCOME TRU COMMON 09249N101 1820 170398 SH SOLE 1 0 170398 0 BLACKROCK LONG-TERM MUNI ADVAN COMMON 09250B103 1334 130360 SH SOLE 1 0 130360 0 BLACKROCK MUNIHOLDING MHD COMMON 09253N104 4296 360667 SH SOLE 1 0 360667 0 BLACKROCK MUNIVEST MVT COMMON 09253T101 1404 130401 SH SOLE 1 0 130401 0 BLACKROCK MUNIYIELD FD MYD COMMON 09253W104 2457 227894 SH SOLE 1 0 227894 0 BLACKROCK MUNICIPAL INCOME FD COMMON 09253X102 17351 1490615 SH SOLE 1 0 1490615 0 BLACKROCK MUNIHOLDINGS QUALITY COMMON 09254C107 3310 330309 SH SOLE 1 0 330309 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254F100 1759 144274 SH SOLE 1 0 144274 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254G108 3249 313944 SH SOLE 1 0 313944 0 BLACKROCK MUNIHOLDINGS CA MUC COMMON 09254L107 27996 2515324 SH SOLE 1 0 2515324 0 BLACKROCK MUNIYIELD MI QUALITY COMMON 09254V105 5824 512648 SH SOLE 1 0 512648 0 BLACKROCK MUNIHOLDINGS NJ QUAL COMMON 09254X101 563 49382 SH SOLE 1 0 49382 0 BLACKROCK MUNIHOLDINGS NY QUAL COMMON 09255C106 161 15300 SH SOLE 1 0 15300 0 BLACKROCK MUNIYIELD PA QUALITY COMMON 09255G107 5001 429991 SH SOLE 1 0 429991 0 BLACKROCK ENHANCED GOVERNMENT COMMON 09255K108 14041 1442384 SH SOLE 1 0 1442384 0 BLACKROCK CORP HIGH YIELD FD H COMMON 09255P107 2054 217767 SH SOLE 1 0 217767 0 BLACKSTONE LNG SHRT CRED INC F COMMON 09257D102 11076 967305 SH SOLE 1 0 967305 0 BLACKSTONE STRAT CR 2027 TERM COMMON 09257R101 15720 1388670 SH SOLE 1 0 1388670 0 BLACKROCK INNOV & GRW TRM TR B COMMON 09260Q108 15519 2117154 SH SOLE 1 0 2117154 0 BLACKROCK CAP ALLOCATION BCAT COMMON 09260U109 4774 319323 SH SOLE 1 0 319323 0 BLACKROCK ESG CAPITAL ALLOC TR COMMON 09262F100 34079 2112794 SH SOLE 1 0 2112794 0 BNY MELLON HIGH YIELD STRATEGI COMMON 09660L105 4798 2094980 SH SOLE 1 0 2094980 0 CBRE GBL REAL ESTATE INC IGR COMMON 12504G100 22904 4218048 SH SOLE 1 0 4218048 0 CALAMOS LNG/SHRT EQ & DYN CPZ COMMON 12812C106 11926 825332 SH SOLE 1 0 825332 0 CLEARBRIDGE ENERGY MLP OPP FD COMMON 18469P209 31295 896205 SH SOLE 1 0 896205 0 CLEARBRIDGE ENERGY MLP TOTAL R COMMON 18469Q207 9895 273104 SH SOLE 1 0 273104 0 CLOUGH GLOBAL EQUITY FD GLQ COMMON 18914C100 6065 1023613 SH SOLE 1 0 1023613 0 COHEN & STEERS LTD DUR PFD & I COMMON 19248C105 271 14695 SH SOLE 1 0 14695 0 COHEN & STEERS TAX ADVANTAGE P COMMON 19249X108 10669 592389 SH SOLE 1 0 592389 0 CORNERSTONE STRATEGIC VALUE FD COMMON 21924B302 78914 10975470 SH SOLE 1 0 10975470 0 CORNERSTONE TOTAL RETURN FD CR COMMON 21924U300 764 108203 SH SOLE 1 0 108203 0 CREDIT SUISSE HIGH YIELD BOND COMMON 22544F103 15123 7638089 SH SOLE 1 0 7638089 0 DTF TAX-FREE INCOME INC DTF COMMON 23334J107 2303 214201 SH SOLE 1 0 214201 0 DWS STRATEGIC MUNI INCOME KSM COMMON 23342Q101 6213 718316 SH SOLE 1 0 718316 0 DIVIDEND AND INCOME FUND DNI COMMON 25538A204 979 80477 SH SOLE 1 0 80477 0 EATON VANCE CA MUNICIPAL INCOM COMMON 27826F101 3264 315702 SH SOLE 1 0 315702 0 EATON VANCE MUNICIPAL BOND FUN COMMON 27827X101 16367 1615728 SH SOLE 1 0 1615728 0 EATON VANCE NEW YORK MUNI ENX COMMON 27827Y109 18677 1935389 SH SOLE 1 0 1935389 0 EATON VANCE CA MUNICIPAL BOND COMMON 27828A100 24266 2652076 SH SOLE 1 0 2652076 0 EATON VANCE LIMITED DURATION I COMMON 27828H105 51048 5328636 SH SOLE 1 0 5328636 0 EATON VANCE SENIOR FLOATING-RA COMMON 27828Q105 604 47685 SH SOLE 1 0 47685 0 EATON VANCE SHORT DUR DIVERSIF COMMON 27828V104 13007 1253121 SH SOLE 1 0 1253121 0 EATON VANCE T/M BUY-WRITE OP E COMMON 27828Y108 2724 220915 SH SOLE 1 0 220915 0 ELLINGTON FINANCIAL INC COMMON 28852N307 379 19290 SH SOLE 1 0 19290 0 FS CREDIT OPPORTUNITIES FD FS COMMON 30290Y101 20206 3563706 SH SOLE 1 0 3563706 0 FEDERATED PREMIER MUNI INC FD COMMON 31423P108 494 44956 SH SOLE 1 0 44956 0 FIRST TRUST SENIOR FLOATING RA COMMON 33733U108 1244 123301 SH SOLE 1 0 123301 0 FIRST TRUST ENERGY INC AND GRO COMMON 33738G104 191 13200 SH SOLE 1 0 13200 0 FIRST TRUST MLP AND ENERGY INC COMMON 33739B104 155 18143 SH SOLE 1 0 18143 0 FIRST TRUST NEW OPPORTUNITIES COMMON 33739M100 148 21500 SH SOLE 1 0 21500 0 FIRST TR HIGH YIELD OPP 2027 F COMMON 33741Q107 9686 695343 SH SOLE 1 0 695343 0 FRANKLIN LIMITED DURATION INCO COMMON 35472T101 12729 2046441 SH SOLE 1 0 2046441 0 JOHN HANCOCK TAX-ADV GLB SHARE COMMON 41013P749 504 98631 SH SOLE 1 0 98631 0 INSIGHT SELECT INCOME FD INSI COMMON 45781W109 37552 2351421 SH SOLE 1 0 2351421 0 INVESCO HIGH INCOME TR II VLT COMMON 46131F101 3203 308318 SH SOLE 1 0 308318 0 INVESCO MUNICIPAL TRUST VKQ COMMON 46131J103 17466 1832745 SH SOLE 1 0 1832745 0 INVESCO TRUST FOR INV GRADE MU COMMON 46131M106 22538 2278893 SH SOLE 1 0 2278893 0 INVESCO TR FOR INV GRADE NY MU COMMON 46131T101 10612 1019361 SH SOLE 1 0 1019361 0 INVESCO MUNICIPAL OPPORTUNITY COMMON 46132C107 11376 1183770 SH SOLE 1 0 1183770 0 INVESCO PA VALUE MUNI INC TR V COMMON 46132K109 18603 1860297 SH SOLE 1 0 1860297 0 INVESCO BOND FUND VBF COMMON 46132L107 14586 958944 SH SOLE 1 0 958944 0 INVESCO VALUE MUNICIPAL INCOME COMMON 46132P108 1948 166079 SH SOLE 1 0 166079 0 INVESCO QUALITY MUNICIPAL INCO COMMON 46133G107 7784 818533 SH SOLE 1 0 818533 0 INVESCO HIGH INC 2024 TARGET T COMMON 46136K105 3003 435855 SH SOLE 1 0 435855 0 KKR INCOME OPPORTUNITIES FD KI COMMON 48249T106 8039 639527 SH SOLE 1 0 639527 0 MFS INTERMEDIATE INCOME TRUST COMMON 55273C107 58671 21892059 SH SOLE 1 0 21892059 0 MAINSTAY DEFINEDTERM MUNI O MM COMMON 56064K100 7142 439509 SH SOLE 1 0 439509 0 MFS HIGH INCOME MUNICIPAL TRUS COMMON 59318D104 877 246964 SH SOLE 1 0 246964 0 MFS INTERMEDIATE HIGH INCOME F COMMON 59318T109 1073 623576 SH SOLE 1 0 623576 0 NEUBERGER BERMAN INTERMEDIATE COMMON 64124P101 7936 766750 SH SOLE 1 0 766750 0 NEUBERGER BERMAN MLP INCOME FD COMMON 64129H104 6 800 SH SOLE 1 0 800 0 NUVEEN QUALITY MUNICIPAL INC F COMMON 67066V101 36671 3202723 SH SOLE 1 0 3202723 0 NUVEEN CA DIVIDEND ADV MUNI NA COMMON 67066Y105 1856 167347 SH SOLE 1 0 167347 0 NUVEEN NJ QUALITY MUNI INC FD COMMON 67069Y102 18403 1562220 SH SOLE 1 0 1562220 0 NUVEEN MUNICIPAL CREDIT INC FD COMMON 67070X101 17827 1508228 SH SOLE 1 0 1508228 0 NUVEEN AMT-FREE MUNI CREDIT IN COMMON 67071L106 29657 2509026 SH SOLE 1 0 2509026 0 NUVEEN FLOATING RATE INC FD JF COMMON 67072T108 12380 1506085 SH SOLE 1 0 1506085 0 NUVEEN PREFERRED INCOME OPPORT COMMON 67073B106 43980 6505892 SH SOLE 1 0 6505892 0 NUVEEN CREDIT STRATEGIES INC F COMMON 67073D102 1337 256202 SH SOLE 1 0 256202 0 NUVEEN BUILD AMERICA BOND FD N COMMON 67074C103 41868 2651523 SH SOLE 1 0 2651523 0 NUVEEN REAL ASSET INC & GRW JR COMMON 67074Y105 6023 513880 SH SOLE 1 0 513880 0 NUVEEN PFD & INCOME TERM FD JP COMMON 67075A106 8617 471378 SH SOLE 1 0 471378 0 NUVEEN GLOBAL HIGH INCOME FD J COMMON 67075G103 2883 236350 SH SOLE 1 0 236350 0 NUVEEN MULTI-MARKET INC FD JMM COMMON 67075J107 27789 4702096 SH SOLE 1 0 4702096 0 NUVEEN CORE PLUS IMPACT FUND N COMMON 67080D103 11621 1152867 SH SOLE 1 0 1152867 0 NUVEEN VAR RT PREF & INC NPFD COMMON 67080R102 16039 987010 SH SOLE 1 0 987010 0 PGIM SHORT DURATION HI YLD FD COMMON 69346H100 10777 874766 SH SOLE 1 0 874766 0 PGIM GLOBAL SHORT DURATION HIG COMMON 69346J106 10905 959905 SH SOLE 1 0 959905 0 PIMCO DYNAMIC INCOME STRGY PDX COMMON 69346N107 8393 409796 SH SOLE 1 0 409796 0 PGIM SHORT DUR HI YLD SDHY COMMON 69355J104 5511 367423 SH SOLE 1 0 367423 0 PIMCO CA MUNICIPAL INCOME FUND COMMON 72200M108 1067 183935 SH SOLE 1 0 183935 0 PIMCO CA MUNICIPAL INCOME FUND COMMON 72200N106 119 12800 SH SOLE 1 0 12800 0 PIMCO STRATEGIC INCOME FUND RC COMMON 72200X104 4811 791339 SH SOLE 1 0 791339 0 PIMCO MUNICIPAL INCOME FUND II COMMON 72201A103 315 42600 SH SOLE 1 0 42600 0 PIONEER HIGH INCOME FUND PHT COMMON 72369H106 6351 888221 SH SOLE 1 0 888221 0 PIONEER FLOATING RATE TR PHD COMMON 72369J102 2244 244661 SH SOLE 1 0 244661 0 PRINCIPAL REAL ESTATE INC PGZ COMMON 74255X104 612 64797 SH SOLE 1 0 64797 0 RIVERNORTH CAP AND INCM FD RS COMMON 76882B108 13329 846291 SH SOLE 1 0 846291 0 RIVERNORTH DOUBLELINE STR OPP COMMON 76882G107 6001 717878 SH SOLE 1 0 717878 0 TEMPLETON DRAGON FD INC TDF COMMON 88018T101 208 25482 SH SOLE 1 0 25482 0 TORTOISE ENERGY INFRASTRUCTURE COMMON 89147L886 653 22710 SH SOLE 1 0 22710 0 TORTOISE MLP FUND INC NTG COMMON 89148B200 612 17603 SH SOLE 1 0 17603 0 VIRTUS GLOBAL MULTI-SECTOR INC COMMON 92829B101 10594 1352953 SH SOLE 1 0 1352953 0 VIRTUS TOTAL RETURN FUND INC Z COMMON 92835W107 23588 4280937 SH SOLE 1 0 4280937 0 VIRTUS CONVERTIBLE & INC CBH COMMON 92838R105 1547 177441 SH SOLE 1 0 177441 0 VOYA GLBL ADV & PREM OPP FD IG COMMON 92912R104 2420 284000 SH SOLE 1 0 284000 0 VOYA INFR INDUSTRIALS & MATERI COMMON 92912X101 1931 189657 SH SOLE 1 0 189657 0 ALLSPRING INCOME OPPORTUNITIES COMMON 94987B105 7426 1138895 SH SOLE 1 0 1138895 0 WELLS FARGO MULTI-SECTOR INC F COMMON 94987D101 1006 106540 SH SOLE 1 0 106540 0 WESTERN ASSET GLOBAL HIGH INC COMMON 95766B109 3085 426690 SH SOLE 1 0 426690 0 WESTERN ASSET HIGH INC OPP FD COMMON 95766K109 6837 1771151 SH SOLE 1 0 1771151 0 WESTERN ASSET MANAGED MUNICIPA COMMON 95766M105 119 11729 SH SOLE 1 0 11729 0 WA INFLATION - LINKED INCOME F COMMON 95766Q106 71 8776 SH SOLE 1 0 8776 0 WA INFLATION-LINKED OPP & INC COMMON 95766R104 8196 945351 SH SOLE 1 0 945351 0 WESTERN ASSET HGH YLD DFN FD H COMMON 95768B107 21540 1781675 SH SOLE 1 0 1781675 0 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