0000897101-19-001000.txt : 20191113
0000897101-19-001000.hdr.sgml : 20191113
20191113100104
ACCESSION NUMBER: 0000897101-19-001000
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191113
DATE AS OF CHANGE: 20191113
EFFECTIVENESS DATE: 20191113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC
CENTRAL INDEX KEY: 0000769317
IRS NUMBER: 411404829
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00180
FILM NUMBER: 191212076
BUSINESS ADDRESS:
STREET 1: 3300 IDS CENTER
STREET 2: 80 SOUTH EIGHTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 6123323223
MAIL ADDRESS:
STREET 1: 3300 IDS CENTER
STREET 2: 80 SOUTH EIGHTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000769317
XXXXXXXX
09-30-2019
09-30-2019
false
SIT INVESTMENT ASSOCIATES INC
3300 Ids Center
80 South Eighth Street
Minneapolis
MN
55402
13F HOLDINGS REPORT
028-00180
N
Paul E. Rasmussen
Vice President
612-331-3223
/s/Paul E. Rasmussen
Minneapolis
MN
11-13-2019
1
520
3254922
1
0001086316
028-04373
SIT INVESTMENT FIXED INCOME ADVISORS INC
INFORMATION TABLE
2
infotable.xml
3M CO
COMMON
88579Y101
4870
29620
SH
SOLE
1
29620
0
0
ABBOTT LABORATORIES
COMMON
002824100
18007
215220
SH
SOLE
1
215220
0
0
ABBVIE INC
COMMON
00287Y109
723
9545
SH
SOLE
1
9545
0
0
ABIOMED INC
COMMON
003654100
664
3735
SH
SOLE
1
3735
0
0
ACCENTURE PLC CL A
COMMON
G1151C101
21294
110705
SH
SOLE
1
110705
0
0
ACUSHNET HOLDINGS CORP
COMMON
005098108
1394
52800
SH
SOLE
1
52800
0
0
ADIDAS AG ADR
DEPOSITARY RECEI
00687A107
1481
9515
SH
SOLE
1
9515
0
0
ADOBE INC
COMMON
00724F101
8376
30320
SH
SOLE
1
30320
0
0
ADTALEM GLOBAL EDUCATION INC
COMMON
00737L103
563
14775
SH
SOLE
1
14775
0
0
ADVANCED DISPOSAL SERVICES INC
COMMON
00790X101
1810
55575
SH
SOLE
1
55575
0
0
ADVANCED MICRO DEVICES INC
COMMON
007903107
2351
81100
SH
SOLE
1
81100
0
0
AFLAC INC
COMMON
001055102
420
8025
SH
SOLE
1
8025
0
0
AGILENT TECHNOLOGIES INC
COMMON
00846U101
9221
120325
SH
SOLE
1
120325
0
0
ALASKA AIR GROUP INC
COMMON
011659109
2824
43500
SH
SOLE
1
43500
0
0
ALCON INC
COMMON
H01301128
183
3140
SH
SOLE
1
3140
0
0
ALEXANDRIA REAL ESTATE EQUITIE
COMMON
015271109
104
675
SH
SOLE
1
675
0
0
ALIBABA GROUP HOLDING LTD ADR
DEPOSITARY RECEI
01609W102
1250
7475
SH
SOLE
1
7475
0
0
ALIGN TECHNOLOGY INC
COMMON
016255101
2581
14265
SH
SOLE
1
14265
0
0
ALLIANZ SE ADR
DEPOSITARY RECEI
018805101
5282
227667
SH
SOLE
1
227667
0
0
ALLSTATE CORP/THE
COMMON
020002101
57
525
SH
SOLE
1
525
0
0
ALPHABET INC - CL A
COMMON
02079K305
18095
14818
SH
SOLE
1
14818
0
0
ALPHABET INC - CL C
COMMON
02079K107
12598
10335
SH
SOLE
1
10335
0
0
ALTAIR ENGINEERING INC-A
COMMON
021369103
2970
85783
SH
SOLE
1
85783
0
0
AMAZON.COM INC
COMMON
023135106
12485
7192
SH
SOLE
1
7192
0
0
AMBEV SA ADR
DEPOSITARY RECEI
02319V103
50
10800
SH
SOLE
1
10800
0
0
AMCOR PLC
COMMON
G0250X107
458
46940
SH
SOLE
1
46940
0
0
AMERICAN EQUITY INV LIFE HOLDI
COMMON
025676206
127
5250
SH
SOLE
1
5250
0
0
AMERICAN EXPRESS CO
COMMON
025816109
33
282
SH
SOLE
1
282
0
0
AMERICAN NATIONAL INSURANCE CO
COMMON
028591105
359
2900
SH
SOLE
1
2900
0
0
AMERICAN TOWER CORP
COMMON
03027X100
8873
40125
SH
SOLE
1
40125
0
0
AMERIPRISE FINANCIAL INC
COMMON
03076C106
3767
25610
SH
SOLE
1
25610
0
0
AMETEK INC
COMMON
031100100
2204
24000
SH
SOLE
1
24000
0
0
AMGEN INC
COMMON
031162100
6270
32400
SH
SOLE
1
32400
0
0
ANALOG DEVICES INC
COMMON
032654105
279
2500
SH
SOLE
1
2500
0
0
ANIXTER INTERNATIONAL INC
COMMON
035290105
1110
16061
SH
SOLE
1
16061
0
0
ANSYS INC
COMMON
03662Q105
4128
18650
SH
SOLE
1
18650
0
0
AON PLC
COMMON
G0408V102
9341
48255
SH
SOLE
1
48255
0
0
APOGEE ENTERPRISES INC
COMMON
037598109
177
4550
SH
SOLE
1
4550
0
0
APPLE INC
COMMON
037833100
58405
260770
SH
SOLE
1
260770
0
0
APPLIED INDUSTRIAL TECHNOLOGIE
COMMON
03820C105
190
3350
SH
SOLE
1
3350
0
0
APPLIED MATERIALS INC
COMMON
038222105
21185
424550
SH
SOLE
1
424550
0
0
ARISTA NETWORKS INC
COMMON
040413106
8154
34130
SH
SOLE
1
34130
0
0
ARTHUR J GALLAGHER & CO
COMMON
363576109
4299
47995
SH
SOLE
1
47995
0
0
ASGN INC
COMMON
00191U102
2687
42750
SH
SOLE
1
42750
0
0
ASML HOLDING NV
NY REG SHRS
N07059210
777
3126
SH
SOLE
1
3126
0
0
ASPEN TECHNOLOGY INC
COMMON
045327103
4511
36650
SH
SOLE
1
36650
0
0
ASTRAZENECA PLC ADR
DEPOSITARY RECEI
046353108
12432
278940
SH
SOLE
1
278940
0
0
ATLASSIAN CORP PLC
COMMON
G06242104
2916
23250
SH
SOLE
1
23250
0
0
ATMOS ENERGY CORP
COMMON
049560105
270
2375
SH
SOLE
1
2375
0
0
ATRION CORP
COMMON
049904105
31
40
SH
SOLE
1
40
0
0
AUTODESK INC
COMMON
052769106
7066
47840
SH
SOLE
1
47840
0
0
AVANTOR INC
COMMON
05352A100
1592
108325
SH
SOLE
1
108325
0
0
AVERY DENNISON CORP
COMMON
053611109
165
1450
SH
SOLE
1
1450
0
0
AXIS CAPITAL HOLDINGS LTD
COMMON
G0692U109
5473
82025
SH
SOLE
1
82025
0
0
BAE SYSTEMS PLC ADR
DEPOSITARY RECEI
05523R107
1102
39100
SH
SOLE
1
39100
0
0
BAIDU INC ADR
DEPOSITARY RECEI
056752108
545
5300
SH
SOLE
1
5300
0
0
BANCO SANTANDER CHILE ADR
DEPOSITARY RECEI
05965X109
132
4700
SH
SOLE
1
4700
0
0
BANK OF AMERICA CORP
COMMON
060505104
4860
166606
SH
SOLE
1
166606
0
0
BAXTER INTERNATIONAL INC
COMMON
071813109
11260
128725
SH
SOLE
1
128725
0
0
BECTON DICKINSON AND CO
COMMON
075887109
14520
57400
SH
SOLE
1
57400
0
0
BERKSHIRE HATHAWAY INC
COMMON
084670702
74
358
SH
SOLE
1
358
0
0
BIO-TECHNE CORP
COMMON
09073M104
1076
5500
SH
SOLE
1
5500
0
0
BLACK HILLS CORP
COMMON
092113109
153
2000
SH
SOLE
1
2000
0
0
BLACKSTONE GROUP INC
COMMON
09260D107
435
8900
SH
SOLE
1
8900
0
0
BOEING CO/THE
COMMON
097023105
12888
33875
SH
SOLE
1
33875
0
0
BOOKING HOLDINGS INC
COMMON
09857L108
4938
2516
SH
SOLE
1
2516
0
0
BOOZ ALLEN HAMILTON HOLDING CO
COMMON
099502106
5955
83850
SH
SOLE
1
83850
0
0
BOSTON SCIENTIFIC CORP
COMMON
101137107
4313
106005
SH
SOLE
1
106005
0
0
BRINK'S CO/THE
COMMON
109696104
4031
48600
SH
SOLE
1
48600
0
0
BRISTOL-MYERS SQUIBB CO
COMMON
110122108
441
8700
SH
SOLE
1
8700
0
0
BROADCOM INC
COMMON
11135F101
32668
118334
SH
SOLE
1
118334
0
0
BRP INC CA SUB VOTING
COMMON
05577W200
651
16725
SH
SOLE
1
16725
0
0
CABOT MICROELECTRONICS CORP
COMMON
12709P103
3364
23825
SH
SOLE
1
23825
0
0
CANOPY GROWTH CORP
COMMON
138035100
523
22800
SH
SOLE
1
22800
0
0
CARLISLE COS INC
COMMON
142339100
2383
16375
SH
SOLE
1
16375
0
0
CARLYLE GROUP LP/THE
PARTNERSHIP SHAR
14309L102
2743
107325
SH
SOLE
1
107325
0
0
CARNIVAL CORP
COMMON
143658300
791
18100
SH
SOLE
1
18100
0
0
CASEY'S GENERAL STORES INC
COMMON
147528103
955
5925
SH
SOLE
1
5925
0
0
CATALENT INC
COMMON
148806102
260
5450
SH
SOLE
1
5450
0
0
CATERPILLAR INC
COMMON
149123101
549
4346
SH
SOLE
1
4346
0
0
CELGENE CORP
COMMON
151020104
2013
20270
SH
SOLE
1
20270
0
0
CENTERPOINT ENERGY INC
COMMON
15189T107
14473
479545
SH
SOLE
1
479545
0
0
CH ROBINSON WORLDWIDE INC
COMMON
12541W209
150
1775
SH
SOLE
1
1775
0
0
CHEGG INC
COMMON
163092109
2742
91550
SH
SOLE
1
91550
0
0
CHEVRON CORP
COMMON
166764100
20374
171785
SH
SOLE
1
171785
0
0
CHINA LIFE INSURANCE CO LTD AD
DEPOSITARY RECEI
16939P106
74
6400
SH
SOLE
1
6400
0
0
CHINA MOBILE LTD ADR
DEPOSITARY RECEI
16941M109
87
2100
SH
SOLE
1
2100
0
0
CHINA PETROLEUM & CHEMICAL COR
DEPOSITARY RECEI
16941R108
182
3100
SH
SOLE
1
3100
0
0
CHUBB LTD
COMMON
H1467J104
11146
69040
SH
SOLE
1
69040
0
0
CIENA CORP
COMMON
171779309
6661
169800
SH
SOLE
1
169800
0
0
CINEMARK HOLDINGS INC
COMMON
17243V102
3449
89250
SH
SOLE
1
89250
0
0
CISCO SYSTEMS INC
COMMON
17275R102
6664
134875
SH
SOLE
1
134875
0
0
CITIGROUP INC
COMMON
172967424
439
6350
SH
SOLE
1
6350
0
0
CME GROUP INC
COMMON
12572Q105
6381
30195
SH
SOLE
1
30195
0
0
CNOOC LTD ADR
DEPOSITARY RECEI
126132109
148
975
SH
SOLE
1
975
0
0
COCA-COLA CO/THE
COMMON
191216100
14435
265150
SH
SOLE
1
265150
0
0
COCA-COLA EUROPEAN PARTNERS PL
COMMON
G25839104
3399
61300
SH
SOLE
1
61300
0
0
COGNIZANT TECH SOLUTIONS CL A
COMMON
192446102
303
5025
SH
SOLE
1
5025
0
0
COLLIERS INTL GROUP INC
COMMON
194693107
1838
24490
SH
SOLE
1
24490
0
0
COMCAST CORP
COMMON
20030N101
10859
240875
SH
SOLE
1
240875
0
0
COMMERCIAL METALS CO
COMMON
201723103
69
3950
SH
SOLE
1
3950
0
0
CONAGRA BRANDS INC
COMMON
205887102
12275
400100
SH
SOLE
1
400100
0
0
CONOCOPHILLIPS
COMMON
20825C104
9211
161650
SH
SOLE
1
161650
0
0
CONSTELLATION BRANDS INC
COMMON
21036P108
12935
62405
SH
SOLE
1
62405
0
0
CONTINENTAL RESOURCES INC/OK
COMMON
212015101
820
26625
SH
SOLE
1
26625
0
0
CORESITE REALTY CORP
COMMON
21870Q105
235
1925
SH
SOLE
1
1925
0
0
CORNING INC
COMMON
219350105
11578
405970
SH
SOLE
1
405970
0
0
COSTCO WHOLESALE CORP
COMMON
22160K105
294
1020
SH
SOLE
1
1020
0
0
COVANTA HOLDING CORP
COMMON
22282E102
724
41900
SH
SOLE
1
41900
0
0
CRANE CO
COMMON
224399105
1840
22825
SH
SOLE
1
22825
0
0
CRH PLC ADR
DEPOSITARY RECEI
12626K203
1344
39125
SH
SOLE
1
39125
0
0
CRONOS GROUP INC
COMMON
22717L101
1330
146950
SH
SOLE
1
146950
0
0
CSX CORP
COMMON
126408103
18
265
SH
SOLE
1
265
0
0
CTRIP.COM INTERNATIONAL LTD AD
DEPOSITARY RECEI
22943F100
63
2150
SH
SOLE
1
2150
0
0
CUBESMART
COMMON
229663109
513
14700
SH
SOLE
1
14700
0
0
CVS HEALTH CORP
COMMON
126650100
559
8865
SH
SOLE
1
8865
0
0
DELEK US HOLDINGS INC
COMMON
24665A103
1093
30100
SH
SOLE
1
30100
0
0
DELTA AIR LINES INC
COMMON
247361702
12277
213150
SH
SOLE
1
213150
0
0
DELUXE CORP
COMMON
248019101
288
5865
SH
SOLE
1
5865
0
0
DEVON ENERGY CORP
COMMON
25179M103
105
4375
SH
SOLE
1
4375
0
0
DEXCOM INC
COMMON
252131107
2530
16950
SH
SOLE
1
16950
0
0
DIAGEO PLC ADR
DEPOSITARY RECEI
25243Q205
4527
27685
SH
SOLE
1
27685
0
0
DICKS SPORTING GOODS INC
COMMON
253393102
153
3750
SH
SOLE
1
3750
0
0
DINE BRANDS GLOBAL INC
COMMON
254423106
118
1550
SH
SOLE
1
1550
0
0
DOLLAR GENERAL CORP
COMMON
256677105
282
1775
SH
SOLE
1
1775
0
0
DOMTAR CORP
COMMON
257559203
1678
46850
SH
SOLE
1
46850
0
0
DONEGAL GROUP INC-CL A
COMMON
257701201
249
17000
SH
SOLE
1
17000
0
0
DOW INC
COMMON
260557103
1240
26015
SH
SOLE
1
26015
0
0
DTE ENERGY CO
COMMON
233331107
10350
77845
SH
SOLE
1
77845
0
0
DUNKIN' BRANDS GROUP INC
COMMON
265504100
3105
39125
SH
SOLE
1
39125
0
0
DUPONT DE NEMOURS INC
COMMON
26614N102
232
3249
SH
SOLE
1
3249
0
0
EAST WEST BANCORP INC
COMMON
27579R104
207
4675
SH
SOLE
1
4675
0
0
EATON CORP PLC
COMMON
G29183103
13019
156570
SH
SOLE
1
156570
0
0
EATON VANCE CORP
COMMON
278265103
157
3500
SH
SOLE
1
3500
0
0
ECOLAB INC
COMMON
278865100
11593
58540
SH
SOLE
1
58540
0
0
EDWARDS LIFESCIENCES CORP
COMMON
28176E108
1210
5500
SH
SOLE
1
5500
0
0
EMCOR GROUP INC
COMMON
29084Q100
1755
20375
SH
SOLE
1
20375
0
0
EMERSON ELECTRIC CO
COMMON
291011104
7967
119165
SH
SOLE
1
119165
0
0
ENCOMPASS HEALTH CORP
COMMON
29261A100
3194
50475
SH
SOLE
1
50475
0
0
ENERGIZER HOLDINGS INC
COMMON
29272W109
184
4225
SH
SOLE
1
4225
0
0
EOG RESOURCES INC
COMMON
26875P101
596
8030
SH
SOLE
1
8030
0
0
EQT CORP
COMMON
26884L109
66
6200
SH
SOLE
1
6200
0
0
EQUITRANS MIDSTREAM CORP
COMMON
294600101
72
4960
SH
SOLE
1
4960
0
0
ESTEE LAUDER COS INC
COMMON
518439104
8557
43010
SH
SOLE
1
43010
0
0
ETSY INC
COMMON
29786A106
1431
25325
SH
SOLE
1
25325
0
0
EURONET WORLDWIDE INC
COMMON
298736109
7604
51975
SH
SOLE
1
51975
0
0
EVERCORE INC - CL A
COMMON
29977A105
192
2400
SH
SOLE
1
2400
0
0
EVEREST RE GROUP LTD
COMMON
G3223R108
9885
37150
SH
SOLE
1
37150
0
0
EXACT SCIENCES CORP
COMMON
30063P105
3186
35250
SH
SOLE
1
35250
0
0
EXXON MOBIL CORP
COMMON
30231G102
893
12650
SH
SOLE
1
12650
0
0
FACEBOOK INC
COMMON
30303M102
8256
46360
SH
SOLE
1
46360
0
0
FIDELITY NATIONAL INFO SVCS IN
COMMON
31620M106
368
2775
SH
SOLE
1
2775
0
0
FIRST REPUBLIC BANK
COMMON
33616C100
3974
41095
SH
SOLE
1
41095
0
0
FOMENTO ECONOMICO MEXICANO ADR
DEPOSITARY RECEI
344419106
144
1575
SH
SOLE
1
1575
0
0
FORTIS INC
COMMON
349553107
573
13530
SH
SOLE
1
13530
0
0
GARMIN LTD
COMMON
H2906T109
10315
121800
SH
SOLE
1
121800
0
0
GENPACT LTD
COMMON
G3922B107
251
6475
SH
SOLE
1
6475
0
0
GENUINE PARTS CO
COMMON
372460105
237
2375
SH
SOLE
1
2375
0
0
GEOPARK LTD
COMMON
G38327105
260
14100
SH
SOLE
1
14100
0
0
GILEAD SCIENCES INC
COMMON
375558103
564
8900
SH
SOLE
1
8900
0
0
GLOBAL PAYMENTS INC
COMMON
37940X102
4170
26228
SH
SOLE
1
26228
0
0
GLOBANT SA
COMMON
L44385109
2786
30425
SH
SOLE
1
30425
0
0
GODADDY INC
COMMON
380237107
2116
32075
SH
SOLE
1
32075
0
0
GOLAR LNG LTD
COMMON
G9456A100
53
4050
SH
SOLE
1
4050
0
0
GOLDMAN SACHS GROUP INC/THE
COMMON
38141G104
6081
29345
SH
SOLE
1
29345
0
0
GRAND CANYON EDUCATION INC
COMMON
38526M106
2300
23425
SH
SOLE
1
23425
0
0
GREAT WESTERN BANCORP INC
COMMON
391416104
106
3200
SH
SOLE
1
3200
0
0
GUIDEWIRE SOFTWARE INC
COMMON
40171V100
3456
32800
SH
SOLE
1
32800
0
0
HANOVER INSURANCE GROUP INC/TH
COMMON
410867105
146
1075
SH
SOLE
1
1075
0
0
HARTFORD FINL SVCS GROUP
COMMON
416515104
11519
190050
SH
SOLE
1
190050
0
0
HCA HEALTHCARE INC
COMMON
40412C101
9681
80395
SH
SOLE
1
80395
0
0
HCI GROUP INC
COMMON
40416E103
420
10000
SH
SOLE
1
10000
0
0
HDFC BANK LTD ADR
DEPOSITARY RECEI
40415F101
525
9200
SH
SOLE
1
9200
0
0
HERCULES CAPITAL INC
COMMON
427096508
175
13100
SH
SOLE
1
13100
0
0
HERMAN MILLER INC
COMMON
600544100
263
5700
SH
SOLE
1
5700
0
0
HILL-ROM HOLDINGS INC
COMMON
431475102
308
2925
SH
SOLE
1
2925
0
0
HOME DEPOT INC
COMMON
437076102
31610
136238
SH
SOLE
1
136238
0
0
HONEYWELL INTERNATIONAL INC
COMMON
438516106
22734
134361
SH
SOLE
1
134361
0
0
HSBC HOLDINGS PLC ADR
DEPOSITARY RECEI
404280406
629
16425
SH
SOLE
1
16425
0
0
HUBBELL INC
COMMON
443510607
4057
30875
SH
SOLE
1
30875
0
0
HUBSPOT INC
COMMON
443573100
3226
21275
SH
SOLE
1
21275
0
0
HUNTINGTON INGALLS INDUSTRIES
COMMON
446413106
236
1115
SH
SOLE
1
1115
0
0
HUNTSMAN CORP
COMMON
447011107
108
4650
SH
SOLE
1
4650
0
0
IBERDROLA SA ADR
DEPOSITARY RECEI
450737101
3064
73719
SH
SOLE
1
73719
0
0
IDEX CORP
COMMON
45167R104
1164
7100
SH
SOLE
1
7100
0
0
ILLUMINA INC
COMMON
452327109
2892
9505
SH
SOLE
1
9505
0
0
INDUSTRIA DE DISENO TEXTIL SA
DEPOSITARY RECEI
455793109
327
21200
SH
SOLE
1
21200
0
0
ING GROEP NV ADR
DEPOSITARY RECEI
456837103
2619
250645
SH
SOLE
1
250645
0
0
INGERSOLL-RAND PLC
COMMON
G47791101
9482
76956
SH
SOLE
1
76956
0
0
INSULET CORP
COMMON
45784P101
3634
22035
SH
SOLE
1
22035
0
0
INTEL CORP
COMMON
458140100
20385
395587
SH
SOLE
1
395587
0
0
INTERCONTINENTAL EXCHANGE INC
COMMON
45866F104
2886
31275
SH
SOLE
1
31275
0
0
INTL FLAVORS & FRAGRANCES INC
COMMON
459506101
186
1520
SH
SOLE
1
1520
0
0
INTUIT INC
COMMON
461202103
13077
49174
SH
SOLE
1
49174
0
0
INTUITIVE SURGICAL INC
COMMON
46120E602
4120
7630
SH
SOLE
1
7630
0
0
IRHYTHM TECHNOLOGIES INC
COMMON
450056106
1026
13850
SH
SOLE
1
13850
0
0
ISHARES MSCI INDIA ETF
EXCHANGE TRADED
46429B598
912
27175
SH
SOLE
1
27175
0
0
JACOBS ENGINEERING GROUP INC
COMMON
469814107
10854
118625
SH
SOLE
1
118625
0
0
JAZZ PHARMACEUTICALS PLC
COMMON
G50871105
730
5700
SH
SOLE
1
5700
0
0
JD.COM INC ADR
DEPOSITARY RECEI
47215P106
264
9350
SH
SOLE
1
9350
0
0
JM SMUCKER CO/THE
COMMON
832696405
226
2050
SH
SOLE
1
2050
0
0
JOHNSON & JOHNSON
COMMON
478160104
34455
266310
SH
SOLE
1
266310
0
0
JPMORGAN CHASE & CO
COMMON
46625H100
28954
246023
SH
SOLE
1
246023
0
0
KBR INC
COMMON
48242W106
1498
61025
SH
SOLE
1
61025
0
0
KEURIG DR PEPPER INC
COMMON
49271V100
244
8925
SH
SOLE
1
8925
0
0
KINDER MORGAN INC
COMMON
49456B101
1929
93575
SH
SOLE
1
93575
0
0
KINDRED BIOSCIENCES INC
COMMON
494577109
920
134375
SH
SOLE
1
134375
0
0
KLA CORP
COMMON
482480100
219
1375
SH
SOLE
1
1375
0
0
KNIGHT-SWIFT TRANSPORT INC
COMMON
499049104
1382
38075
SH
SOLE
1
38075
0
0
KONINKLIJKE PHILIPS NV ADR
DEPOSITARY RECEI
500472303
1612
34950
SH
SOLE
1
34950
0
0
L3HARRIS TECHNOLOGIES INC
COMMON
502431109
8227
39432
SH
SOLE
1
39432
0
0
LEGG MASON INC
COMMON
524901105
10145
265650
SH
SOLE
1
265650
0
0
LINCOLN ELECTRIC HOLDINGS INC
COMMON
533900106
1401
16150
SH
SOLE
1
16150
0
0
LINCOLN NATIONAL CORP
COMMON
534187109
11299
187325
SH
SOLE
1
187325
0
0
LOCKHEED MARTIN CORP
COMMON
539830109
12868
32990
SH
SOLE
1
32990
0
0
LOGITECH INTERNATIONAL SA
COMMON
H50430232
902
22150
SH
SOLE
1
22150
0
0
LOWE'S COS INC
COMMON
548661107
456
4150
SH
SOLE
1
4150
0
0
LYONDELLBASELL INDUSTRIES NV
COMMON
N53745100
1438
16075
SH
SOLE
1
16075
0
0
MACQUARIE INFRASTRUCTURE CORP
COMMON
55608B105
591
14985
SH
SOLE
1
14985
0
0
MANTECH INTERNATIONAL CORP/VA
COMMON
564563104
193
2700
SH
SOLE
1
2700
0
0
MARATHON PETROLEUM CORP
COMMON
56585A102
19405
319420
SH
SOLE
1
319420
0
0
MARTEN TRANSPORT LTD
COMMON
573075108
923
44400
SH
SOLE
1
44400
0
0
MCDONALD'S CORP
COMMON
580135101
6212
28930
SH
SOLE
1
28930
0
0
MDU RESOURCES GROUP INC
COMMON
552690109
70
2500
SH
SOLE
1
2500
0
0
MEDTRONIC PLC
COMMON
G5960L103
15019
138275
SH
SOLE
1
138275
0
0
MERCK & CO INC
COMMON
58933Y105
14526
172560
SH
SOLE
1
172560
0
0
MICROSOFT CORP
COMMON
594918104
73892
531483
SH
SOLE
1
531483
0
0
MITSUBISHI UFJ FINL GROUP ADR
DEPOSITARY RECEI
606822104
361
71000
SH
SOLE
1
71000
0
0
MKS INSTRUMENTS INC
COMMON
55306N104
2293
24850
SH
SOLE
1
24850
0
0
MONDELEZ INTERNATIONAL INC
COMMON
609207105
9350
169025
SH
SOLE
1
169025
0
0
MONOLITHIC POWER SYSTEMS INC
COMMON
609839105
2702
17360
SH
SOLE
1
17360
0
0
MOSAIC CO/THE
COMMON
61945C103
228
11125
SH
SOLE
1
11125
0
0
MSA SAFETY INC
COMMON
553498106
1849
16950
SH
SOLE
1
16950
0
0
MURPHY USA INC
COMMON
626755102
100
1175
SH
SOLE
1
1175
0
0
NATIONAL PRESTO INDUSTRIES INC
COMMON
637215104
67
750
SH
SOLE
1
750
0
0
NEENAH INC
COMMON
640079109
101
1550
SH
SOLE
1
1550
0
0
NESTLE SA ADR
DEPOSITARY RECEI
641069406
7030
64855
SH
SOLE
1
64855
0
0
NEW JERSEY RESOURCES CORP
COMMON
646025106
144
3175
SH
SOLE
1
3175
0
0
NEW YORK CMNTY BANCORP INC
COMMON
649445103
6932
552331
SH
SOLE
1
552331
0
0
NEXSTAR MEDIA GROUP INC
COMMON
65336K103
4419
43190
SH
SOLE
1
43190
0
0
NEXTERA ENERGY INC
COMMON
65339F101
19344
83025
SH
SOLE
1
83025
0
0
NICE LTD ADR
DEPOSITARY RECEI
653656108
313
2175
SH
SOLE
1
2175
0
0
NIKE INC CL B
COMMON
654106103
578
6150
SH
SOLE
1
6150
0
0
NOKIA CORP ADR
DEPOSITARY RECEI
654902204
1651
326300
SH
SOLE
1
326300
0
0
NORTHROP GRUMMAN CORP
COMMON
666807102
13123
35015
SH
SOLE
1
35015
0
0
NOVARTIS AG ADR
DEPOSITARY RECEI
66987V109
1521
17500
SH
SOLE
1
17500
0
0
NVIDIA CORP
COMMON
67066G104
1614
9275
SH
SOLE
1
9275
0
0
OCCIDENTAL PETROLEUM CORP
COMMON
674599105
1111
24975
SH
SOLE
1
24975
0
0
OLD NATIONAL BANCORP/IN
COMMON
680033107
330
19175
SH
SOLE
1
19175
0
0
ORACLE CORP
COMMON
68389X105
7562
137425
SH
SOLE
1
137425
0
0
ORION ENGINEERED CARBONS SA
COMMON
L72967109
66
3925
SH
SOLE
1
3925
0
0
OSHKOSH CORP
COMMON
688239201
1389
18325
SH
SOLE
1
18325
0
0
PAGSEGURO DIGITAL LTD-CL A
COMMON
G68707101
21
450
SH
SOLE
1
450
0
0
PARKER-HANNIFIN CORP
COMMON
701094104
9
50
SH
SOLE
1
50
0
0
PAYCOM SOFTWARE INC
COMMON
70432V102
1849
8825
SH
SOLE
1
8825
0
0
PAYPAL HOLDINGS INC
COMMON
70450Y103
5183
50030
SH
SOLE
1
50030
0
0
PEOPLES UNITED FINANCIAL INC
COMMON
712704105
255
16325
SH
SOLE
1
16325
0
0
PEPSICO INC
COMMON
713448108
30901
225390
SH
SOLE
1
225390
0
0
PERKINELMER INC
COMMON
714046109
1126
13225
SH
SOLE
1
13225
0
0
PETROCHINA CO LTD ADR
DEPOSITARY RECEI
71646E100
48
950
SH
SOLE
1
950
0
0
PFIZER INC
COMMON
717081103
3716
103425
SH
SOLE
1
103425
0
0
PHILIP MORRIS INTERNATIONAL IN
COMMON
718172109
463
6100
SH
SOLE
1
6100
0
0
PHYSICIANS REALTY TRUST
COMMON
71943U104
10956
617255
SH
SOLE
1
617255
0
0
PIONEER NATURAL RESOURCES CO
COMMON
723787107
416
3310
SH
SOLE
1
3310
0
0
PIPER JAFFRAY COS
COMMON
724078100
217
2875
SH
SOLE
1
2875
0
0
POTLATCHDELTIC CORP
COMMON
737630103
115
2810
SH
SOLE
1
2810
0
0
POWER INTEGRATIONS INC
COMMON
739276103
127
1400
SH
SOLE
1
1400
0
0
PRIMO WATER CORP
COMMON
74165N105
675
54975
SH
SOLE
1
54975
0
0
PRINCIPAL FINANCIAL GROUP INC
COMMON
74251V102
61
1072
SH
SOLE
1
1072
0
0
PROCTER & GAMBLE CO/THE
COMMON
742718109
12581
101150
SH
SOLE
1
101150
0
0
PRUDENTIAL FINANCIAL INC
COMMON
744320102
418
4650
SH
SOLE
1
4650
0
0
PTC INC
COMMON
69370C100
4106
60220
SH
SOLE
1
60220
0
0
PUBLIC STORAGE
COMMON
74460D109
4201
17130
SH
SOLE
1
17130
0
0
QTS REALTY TRUST INC - CL A
COMMON
74736A103
329
6400
SH
SOLE
1
6400
0
0
QUALYS INC
COMMON
74758T303
2173
28750
SH
SOLE
1
28750
0
0
QUEST DIAGNOSTICS INC
COMMON
74834L100
10938
102200
SH
SOLE
1
102200
0
0
RAYTHEON CO
COMMON
755111507
3660
18655
SH
SOLE
1
18655
0
0
REINSURANCE GROUP OF AMERICA I
COMMON
759351604
262
1640
SH
SOLE
1
1640
0
0
RELX PLC - ADR
DEPOSITARY RECEI
759530108
2405
101375
SH
SOLE
1
101375
0
0
RIO TINTO PLC ADR
DEPOSITARY RECEI
767204100
2005
38500
SH
SOLE
1
38500
0
0
ROCHE HOLDING AG ADR
DEPOSITARY RECEI
771195104
1626
44600
SH
SOLE
1
44600
0
0
ROCKWELL AUTOMATION INC
COMMON
773903109
4108
24925
SH
SOLE
1
24925
0
0
ROSS STORES INC
COMMON
778296103
217
1975
SH
SOLE
1
1975
0
0
ROYAL DUTCH SHELL PLC ADR
DEPOSITARY RECEI
780259107
2893
48300
SH
SOLE
1
48300
0
0
ROYAL DUTCH SHELL PLC ADR
DEPOSITARY RECEI
780259206
265
4500
SH
SOLE
1
4500
0
0
RPM INTERNATIONAL INC
COMMON
749685103
191
2775
SH
SOLE
1
2775
0
0
S&P GLOBAL INC
COMMON
78409V104
6976
28475
SH
SOLE
1
28475
0
0
SAFRAN SA ADR
DEPOSITARY RECEI
786584102
14
356
SH
SOLE
1
356
0
0
SALESFORCE.COM INC
COMMON
79466L302
8205
55275
SH
SOLE
1
55275
0
0
SAREPTA THERAPEUTICS INC
COMMON
803607100
2666
35390
SH
SOLE
1
35390
0
0
SCIENCE APPLICATIONS INTL CORP
COMMON
808625107
4228
48400
SH
SOLE
1
48400
0
0
SCOTTS MIRACLE-GRO CO/THE
COMMON
810186106
6459
63440
SH
SOLE
1
63440
0
0
SENSIENT TECHNOLOGIES CORP
COMMON
81725T100
192
2800
SH
SOLE
1
2800
0
0
SERVICE CORP INTERNATIONAL/US
COMMON
817565104
4568
95550
SH
SOLE
1
95550
0
0
SHENANDOAH TELECOMMUNICATIONS
COMMON
82312B106
1762
55450
SH
SOLE
1
55450
0
0
SHERWIN-WILLIAMS CO/THE
COMMON
824348106
14528
26420
SH
SOLE
1
26420
0
0
SIEMENS AG ADR
DEPOSITARY RECEI
826197501
1362
25420
SH
SOLE
1
25420
0
0
SKYWORKS SOLUTIONS INC
COMMON
83088M102
11749
148250
SH
SOLE
1
148250
0
0
SONY CORP ADR
DEPOSITARY RECEI
835699307
1545
26125
SH
SOLE
1
26125
0
0
SOUTHERN COPPER CORP
COMMON
84265V105
133
3900
SH
SOLE
1
3900
0
0
SPIRE INC
COMMON
84857L101
877
10050
SH
SOLE
1
10050
0
0
SPLUNK INC
COMMON
848637104
2463
20900
SH
SOLE
1
20900
0
0
STARBUCKS CORP
COMMON
855244109
12413
140390
SH
SOLE
1
140390
0
0
STERIS PLC
COMMON
G8473T100
2290
15850
SH
SOLE
1
15850
0
0
STIFEL FINANCIAL CORP
COMMON
860630102
402
7000
SH
SOLE
1
7000
0
0
STORE CAPITAL CORP
COMMON
862121100
247
6600
SH
SOLE
1
6600
0
0
STRATEGIC EDUCATION INC
COMMON
86272C103
3064
22552
SH
SOLE
1
22552
0
0
SUNCOR ENERGY INC
COMMON
867224107
13692
433575
SH
SOLE
1
433575
0
0
SVB FINANCIAL GROUP
COMMON
78486Q101
1998
9560
SH
SOLE
1
9560
0
0
SYNCHRONY FINANCIAL
COMMON
87165B103
11801
346165
SH
SOLE
1
346165
0
0
SYNOVUS FINANCIAL CORP
COMMON
87161C501
378
10562
SH
SOLE
1
10562
0
0
T ROWE PRICE GROUP INC
COMMON
74144T108
21642
189430
SH
SOLE
1
189430
0
0
TAIWAN SEMICONDUCTOR ADR
DEPOSITARY RECEI
874039100
135
2900
SH
SOLE
1
2900
0
0
TAKE-TWO INTERACTIVE SOFTWARE
COMMON
874054109
1868
14900
SH
SOLE
1
14900
0
0
TAL EDUCATION GROUP ADR
DEPOSITARY RECEI
874080104
613
17900
SH
SOLE
1
17900
0
0
TALEND SA ADR
DEPOSITARY RECEI
874224207
223
6550
SH
SOLE
1
6550
0
0
TARGA RESOURCES CORP
COMMON
87612G101
140
3475
SH
SOLE
1
3475
0
0
TARGET CORP
COMMON
87612E106
22759
212879
SH
SOLE
1
212879
0
0
TC ENERGY CORP
COMMON
87807B107
9399
181475
SH
SOLE
1
181475
0
0
TELADOC HEALTH INC
COMMON
87918A105
3928
58000
SH
SOLE
1
58000
0
0
TELEFLEX INC
COMMON
879369106
130
384
SH
SOLE
1
384
0
0
THERMO FISHER SCIENTIFIC INC
COMMON
883556102
10066
34560
SH
SOLE
1
34560
0
0
THOR INDUSTRIES INC
COMMON
885160101
1004
17725
SH
SOLE
1
17725
0
0
TJX COS INC/THE
COMMON
872540109
21671
388790
SH
SOLE
1
388790
0
0
TRAVELERS COS INC/THE
COMMON
89417E109
658
4426
SH
SOLE
1
4426
0
0
TREX CO INC
COMMON
89531P105
4260
46850
SH
SOLE
1
46850
0
0
ULTA BEAUTY INC
COMMON
90384S303
6054
24155
SH
SOLE
1
24155
0
0
UNION PACIFIC CORP
COMMON
907818108
23149
142915
SH
SOLE
1
142915
0
0
UNITED PARCEL SERVICE INC CL B
COMMON
911312106
9043
75475
SH
SOLE
1
75475
0
0
UNITED TECHNOLOGIES CORP
COMMON
913017109
17789
130300
SH
SOLE
1
130300
0
0
UNITEDHEALTH GROUP INC
COMMON
91324P102
24783
114041
SH
SOLE
1
114041
0
0
US BANCORP
COMMON
902973304
11956
216055
SH
SOLE
1
216055
0
0
VAIL RESORTS INC
COMMON
91879Q109
3288
14450
SH
SOLE
1
14450
0
0
VALERO ENERGY CORP
COMMON
91913Y100
3380
39650
SH
SOLE
1
39650
0
0
VERIZON COMMUNICATIONS INC
COMMON
92343V104
39026
646550
SH
SOLE
1
646550
0
0
VERMILION ENERGY INC
COMMON
923725105
373
22300
SH
SOLE
1
22300
0
0
VF CORP
COMMON
918204108
10334
116130
SH
SOLE
1
116130
0
0
VISA INC
COMMON
92826C839
30574
177745
SH
SOLE
1
177745
0
0
WALMART INC
COMMON
931142103
14
119
SH
SOLE
1
119
0
0
WALT DISNEY CO/THE
COMMON
254687106
14226
109160
SH
SOLE
1
109160
0
0
WASTE CONNECTIONS INC
COMMON
94106B101
6392
69475
SH
SOLE
1
69475
0
0
WASTE MANAGEMENT INC
COMMON
94106L109
4134
35945
SH
SOLE
1
35945
0
0
WATSCO INC
COMMON
942622200
1226
7245
SH
SOLE
1
7245
0
0
WEC ENERGY GROUP INC
COMMON
92939U106
6031
63415
SH
SOLE
1
63415
0
0
WELLS FARGO & CO
COMMON
949746101
19
375
SH
SOLE
1
375
0
0
WESTERN ALLIANCE BANCORP
COMMON
957638109
218
4725
SH
SOLE
1
4725
0
0
WESTPAC BANKING CORP ADR
DEPOSITARY RECEI
961214301
1355
67800
SH
SOLE
1
67800
0
0
WINTRUST FINANCIAL CORP
COMMON
97650W108
683
10575
SH
SOLE
1
10575
0
0
WRIGHT MEDICAL GROUP NV
COMMON
N96617118
857
41550
SH
SOLE
1
41550
0
0
XILINX INC
COMMON
983919101
144
1500
SH
SOLE
1
1500
0
0
YETI HOLDINGS INC
COMMON
98585X104
7092
253300
SH
SOLE
1
253300
0
0
ZIMMER BIOMET HOLDINGS INC
COMMON
98956P102
12653
92175
SH
SOLE
1
92175
0
0
ZURICH INSURANCE GROUP AG ADR
DEPOSITARY RECEI
989825104
1260
32900
SH
SOLE
1
32900
0
0
ABERDEEN INC CREDIT STRATEGIES
COMMON
003057106
655
52563
SH
SOLE
1
0
52563
0
ALLIANCEBERNSTEIN NATIONAL MUN
COMMON
01864U106
766
55578
SH
SOLE
1
0
55578
0
APOLLO SR FLOATING RATE FD AFT
COMMON
037636107
2594
174938
SH
SOLE
1
0
174938
0
ARES DYNAMIC CRED ALLOC FD AR
COMMON
04014F102
4945
331892
SH
SOLE
1
0
331892
0
BLACKROCK CA MUNICIPAL INCOME
COMMON
09248E102
10509
767931
SH
SOLE
1
0
767931
0
BLACKROCK CORE BOND TRUST BHK
COMMON
09249E101
25472
1762755
SH
SOLE
1
0
1762755
0
BLACKROCK CORP HIGH YIELD FD H
COMMON
09255P107
2258
210086
SH
SOLE
1
0
210086
0
BLACKROCK CREDIT ALLOCATION IN
COMMON
092508100
24734
1816041
SH
SOLE
1
0
1816041
0
BLACKROCK DEBT STRATEGIES FD D
COMMON
09255R202
16588
1543051
SH
SOLE
1
0
1543051
0
BLACKROCK ENHANCED GOVERNMENT
COMMON
09255K108
29836
2313801
SH
SOLE
1
0
2313801
0
BLACKROCK INCOME TRUST INC BKT
COMMON
09247F100
58894
9686505
SH
SOLE
1
0
9686505
0
BLACKROCK LONG-TERM MUNI ADVAN
COMMON
09250B103
6929
549030
SH
SOLE
1
0
549030
0
BLACKROCK LTD DURATION IN BLW
COMMON
09249W101
291
18627
SH
SOLE
1
0
18627
0
BLACKROCK MUNI INC INV QUALITY
COMMON
09250G102
2639
183762
SH
SOLE
1
0
183762
0
BLACKROCK MUNI NY INTERMEDIATE
COMMON
09255F109
535
36358
SH
SOLE
1
0
36358
0
BLACKROCK MUNICIPAL BOND TRUST
COMMON
09249H104
1402
90783
SH
SOLE
1
0
90783
0
BLACKROCK MUNICIPAL INC QUALIT
COMMON
092479104
3225
227920
SH
SOLE
1
0
227920
0
BLACKROCK MUNIENHANCED FD MEN
COMMON
09253Y100
4282
377561
SH
SOLE
1
0
377561
0
BLACKROCK MUNIHOLDINGS CA MUC
COMMON
09254L107
2556
181020
SH
SOLE
1
0
181020
0
BLACKROCK MUNIHOLDINGS FD II I
COMMON
09253P109
3467
229912
SH
SOLE
1
0
229912
0
BLACKROCK MUNIHOLDINGS INV QUA
COMMON
09254P108
5396
398826
SH
SOLE
1
0
398826
0
BLACKROCK MUNIHOLDINGS NJ QUAL
COMMON
09254X101
7145
502137
SH
SOLE
1
0
502137
0
BLACKROCK MUNIHOLDINGS NY QUAL
COMMON
09255C106
170
12500
SH
SOLE
1
0
12500
0
BLACKROCK MUNIHOLDINGS QUALITY
COMMON
09254C107
8032
628961
SH
SOLE
1
0
628961
0
BLACKROCK MUNIHOLDINGS QUALITY
COMMON
09254A101
5168
404030
SH
SOLE
1
0
404030
0
BLACKROCK MUNIYIELD INV QUALIT
COMMON
09254T100
2160
156030
SH
SOLE
1
0
156030
0
BLACKROCK MUNIYIELD MI QUALITY
COMMON
09254V105
9415
670113
SH
SOLE
1
0
670113
0
BLACKROCK MUNIYIELD NJ FUND MY
COMMON
09254Y109
2725
178011
SH
SOLE
1
0
178011
0
BLACKROCK MUNIYIELD NY QUALITY
COMMON
09255E102
405
31000
SH
SOLE
1
0
31000
0
BLACKROCK MUNIYIELD PA QUALITY
COMMON
09255G107
2344
164985
SH
SOLE
1
0
164985
0
BLACKROCK MUNIYIELD QUALITY FD
COMMON
09254G108
7263
559948
SH
SOLE
1
0
559948
0
BLACKROCK MUNIYIELD QUALITY FD
COMMON
09254F100
1816
120716
SH
SOLE
1
0
120716
0
BLACKROCK MUNIYIELD QUALITY FD
COMMON
09254E103
6516
480200
SH
SOLE
1
0
480200
0
BLACKROCK NY MUNI INC QLT TRUS
COMMON
09249U105
3223
234595
SH
SOLE
1
0
234595
0
BLACKROCK NY MUNI INC TR II BF
COMMON
09249R102
805
56270
SH
SOLE
1
0
56270
0
BLACKROCK STRATEGIC MUNI TR BS
COMMON
09248T109
955
66472
SH
SOLE
1
0
66472
0
BLACKROCK TAXABLE MUNI BOND TR
COMMON
09248X100
176
7123
SH
SOLE
1
0
7123
0
BLACKSTONE GSO STRAT CRED FD B
COMMON
09257R101
1577
107986
SH
SOLE
1
0
107986
0
BNY MELLON HIGH YIELD STRATEGI
COMMON
09660L105
2158
705383
SH
SOLE
1
0
705383
0
BNY MELLON STRATEGIC MUNI BOND
COMMON
09662E109
509
60570
SH
SOLE
1
0
60570
0
BNYM STRATEGIC MUNICIPALS INC
COMMON
05588W108
3609
420603
SH
SOLE
1
0
420603
0
CENTER COAST MLP & INFRASTRUCT
COMMON
151461100
39
5500
SH
SOLE
1
0
5500
0
CLEARBRIDGE ENERGY MLP FD CEM
COMMON
184692101
6824
599662
SH
SOLE
1
0
599662
0
CLEARBRIDGE ENERGY MLP OPP FD
COMMON
18469P100
8447
970956
SH
SOLE
1
0
970956
0
CLEARBRIDGE ENERGY MLP TOTAL R
COMMON
18469Q108
1974
221579
SH
SOLE
1
0
221579
0
CLOUGH GLOBAL EQUITY FD GLQ
COMMON
18914C100
5113
444651
SH
SOLE
1
0
444651
0
CLOUGH GLOBAL OPP FD GLO
COMMON
18914E106
7
800
SH
SOLE
1
0
800
0
COHEN & STEERS GLOBAL INC INB
COMMON
19248M103
7225
794877
SH
SOLE
1
0
794877
0
COHEN & STEERS MLP INC AND ENE
COMMON
19249B106
22
2500
SH
SOLE
1
0
2500
0
CORNERSTONE STRATEGIC VALUE FD
COMMON
21924B302
79851
7029116
SH
SOLE
1
0
7029116
0
CORNERSTONE TOTAL RETURN FD CR
COMMON
21924U300
44214
4023126
SH
SOLE
1
0
4023126
0
CREDIT SUISSE ASSET MANAGEMENT
COMMON
224916106
2736
868592
SH
SOLE
1
0
868592
0
CUSHING MLP & INF TOTAL RETURN
COMMON
231631201
123
12285
SH
SOLE
1
0
12285
0
CUSHING RENAISSANCE FD/THE SZC
COMMON
231647108
9292
700197
SH
SOLE
1
0
700197
0
DELAWARE INVS MN MUNI INC FD I
COMMON
24610V103
4383
334436
SH
SOLE
1
0
334436
0
DOUBLELINE OPP CREDIT FD DBL
COMMON
258623107
7095
342576
SH
SOLE
1
0
342576
0
DTF TAX-FREE INCOME INC DTF
COMMON
23334J107
1371
94738
SH
SOLE
1
0
94738
0
DUFF & PHELPS SELECT ENERGY ML
COMMON
26433F108
19
4100
SH
SOLE
1
0
4100
0
DUFF & PHELPS UTILITY AND CORP
COMMON
26432K108
36691
3966599
SH
SOLE
1
0
3966599
0
DWS MUNICIPAL INCOME TRUST KTF
COMMON
233368109
13045
1125557
SH
SOLE
1
0
1125557
0
EATON VANCE CA MUNICIPAL INCOM
COMMON
27826F101
22
1673
SH
SOLE
1
0
1673
0
EATON VANCE FLOATING-RATE INC
COMMON
278284104
784
51564
SH
SOLE
1
0
51564
0
EATON VANCE LIMITED DURATION I
COMMON
27828H105
73322
5865750
SH
SOLE
1
0
5865750
0
EATON VANCE MUNICIPAL BOND FUN
COMMON
27827X101
2936
226534
SH
SOLE
1
0
226534
0
EATON VANCE SHORT DUR DIVERSIF
COMMON
27828V104
69576
5347906
SH
SOLE
1
0
5347906
0
EATON VANCE SR INCOME TR EVF
COMMON
27826S103
132
21500
SH
SOLE
1
0
21500
0
FEDERATED PREMIER MUNI INC FD
COMMON
31423P108
890
62686
SH
SOLE
1
0
62686
0
FIDUCIARY/CLAYMORE MLP OPP FD
COMMON
31647Q106
2830
319404
SH
SOLE
1
0
319404
0
FIRST TR ABERDEEN GLOBAL OPP I
COMMON
337319107
5826
551658
SH
SOLE
1
0
551658
0
FIRST TR HIGH INC LONG/SHORT F
COMMON
33738E109
6987
460911
SH
SOLE
1
0
460911
0
FIRST TR MORTGAGE INCOME FD FM
COMMON
33734E103
23725
1695853
SH
SOLE
1
0
1695853
0
FIRST TRUST ENERGY INC AND GRO
COMMON
33738G104
172
7593
SH
SOLE
1
0
7593
0
FIRST TRUST MLP AND ENERGY INC
COMMON
33739B104
275
23998
SH
SOLE
1
0
23998
0
FIRST TRUST NEW OPPORTUNITIES
COMMON
33739M100
2799
299966
SH
SOLE
1
0
299966
0
FIRST TRUST SENIOR FLOATING RA
COMMON
33733U108
2106
175491
SH
SOLE
1
0
175491
0
FLAHERTY & CRUMRINE PFD SEC IN
COMMON
338478100
230
11000
SH
SOLE
1
0
11000
0
FLAHERTY & CRUMRINE TOTAL RETU
COMMON
338479108
533
23742
SH
SOLE
1
0
23742
0
FRANKLIN LIMITED DURATION INCO
COMMON
35472T101
41350
4441509
SH
SOLE
1
0
4441509
0
GABELLI DIVD & INCOME TR GDV
COMMON
36242H104
496
23042
SH
SOLE
1
0
23042
0
GOLDMAN SACHS MLP ENERGY GER
COMMON
38148G107
38
7866
SH
SOLE
1
0
7866
0
GOLDMAN SACHS MLP INC OPP GMZ
COMMON
38147W103
30
4342
SH
SOLE
1
0
4342
0
HIGH INCOME SECURITIES FUND PC
COMMON
42968F108
178
20986
SH
SOLE
1
0
20986
0
INSIGHT SELECT INCOME FD INSI
COMMON
45781W109
18804
917731
SH
SOLE
1
0
917731
0
INVESCO ADVANTAGE MUNI INC TRU
COMMON
46132E103
10256
912443
SH
SOLE
1
0
912443
0
INVESCO BOND FUND VBF
COMMON
46132L107
11181
565858
SH
SOLE
1
0
565858
0
INVESCO DYNAMIC CREDIT OPPORTU
COMMON
46132R104
25800
2343331
SH
SOLE
1
0
2343331
0
INVESCO HIGH INC 2023 TARGET T
COMMON
46135X108
1926
185342
SH
SOLE
1
0
185342
0
INVESCO HIGH INC 2024 TARGET T
COMMON
46136K105
3032
291526
SH
SOLE
1
0
291526
0
INVESCO HIGH INCOME TR II VLT
COMMON
46131F101
5295
369748
SH
SOLE
1
0
369748
0
INVESCO MUNICIPAL OPPORTUNITY
COMMON
46132C107
10540
842536
SH
SOLE
1
0
842536
0
INVESCO MUNICIPAL TRUST VKQ
COMMON
46131J103
8109
643022
SH
SOLE
1
0
643022
0
INVESCO PA VALUE MUNI INC TR V
COMMON
46132K109
1842
141183
SH
SOLE
1
0
141183
0
INVESCO QUALITY MUNICIPAL INCO
COMMON
46133G107
9345
730619
SH
SOLE
1
0
730619
0
INVESCO SENIOR INCOME TR VVR
COMMON
46131H107
14797
3522991
SH
SOLE
1
0
3522991
0
INVESCO TR FOR INV GRADE NY MU
COMMON
46131T101
211
15500
SH
SOLE
1
0
15500
0
INVESCO TRUST FOR INV GRADE MU
COMMON
46131M106
13126
1019866
SH
SOLE
1
0
1019866
0
INVESCO VALUE MUNICIPAL INCOME
COMMON
46132P108
2083
135618
SH
SOLE
1
0
135618
0
IVY HIGH INC OPPORTUNITIES FD
COMMON
465893105
7020
511999
SH
SOLE
1
0
511999
0
JOHN HANCOCK INCOME SECURITIES
COMMON
410123103
20343
1402997
SH
SOLE
1
0
1402997
0
JOHN HANCOCK TAX-ADV GLB SHARE
COMMON
41013P749
1327
194217
SH
SOLE
1
0
194217
0
KAYNE ANDERSON MIDSTREAM/ENERG
COMMON
48661E108
133
12252
SH
SOLE
1
0
12252
0
KAYNE ANDERSON MLP INVESTMENT
COMMON
486606106
2368
163758
SH
SOLE
1
0
163758
0
MEXICO EQUITY & INCOME FD MXE
COMMON
592834105
1008
95812
SH
SOLE
1
0
95812
0
MFS CALIF INSD MUN FD CCA
COMMON
59318C106
683
53272
SH
SOLE
1
0
53272
0
MFS CHARTER INCOME TRUST MCR
COMMON
552727109
12527
1507463
SH
SOLE
1
0
1507463
0
MFS GOVERNMENT MARKETS INCOME
COMMON
552939100
13230
2869837
SH
SOLE
1
0
2869837
0
MFS INTERMEDIATE INCOME TRUST
COMMON
55273C107
59462
15565854
SH
SOLE
1
0
15565854
0
MFS INVESTMENT GRADE MUNICIPAL
COMMON
59318B108
249
25064
SH
SOLE
1
0
25064
0
MFS MULTIMARKET INCOME TRUST M
COMMON
552737108
3368
569957
SH
SOLE
1
0
569957
0
NEUBERGER BERMAN MLP INCOME FD
COMMON
64129H104
29
4000
SH
SOLE
1
0
4000
0
NEUBERGER BERMN CA INT MUN NBW
COMMON
64123C101
2691
192373
SH
SOLE
1
0
192373
0
NEW AMERICA HIGH INC FD HYB
COMMON
641876800
5844
661791
SH
SOLE
1
0
661791
0
NUVEEN ALL CAP ENE MLP OP JMLP
COMMON
67075E108
388
67985
SH
SOLE
1
0
67985
0
NUVEEN AMT-FREE MUNI CREDIT IN
COMMON
67071L106
3113
186048
SH
SOLE
1
0
186048
0
NUVEEN AMT-FREE QUALITY MUNI I
COMMON
670657105
24943
1743030
SH
SOLE
1
0
1743030
0
NUVEEN BUILD AMERICA BOND FD N
COMMON
67074C103
16862
756501
SH
SOLE
1
0
756501
0
NUVEEN CA DIVIDEND ADV MUNI NA
COMMON
67066Y105
4055
270534
SH
SOLE
1
0
270534
0
NUVEEN CONNECTICUT QUALITY MUN
COMMON
67060D107
22082
1645426
SH
SOLE
1
0
1645426
0
NUVEEN CREDIT STRATEGIES INC F
COMMON
67073D102
10377
1387352
SH
SOLE
1
0
1387352
0
NUVEEN ENERGY MLP TOTAL RETURN
COMMON
67074U103
84
9729
SH
SOLE
1
0
9729
0
NUVEEN FLOATING RATE INC FD JF
COMMON
67072T108
2202
226503
SH
SOLE
1
0
226503
0
NUVEEN FLOATING RATE INC OPP F
COMMON
6706EN100
1870
196034
SH
SOLE
1
0
196034
0
NUVEEN GA DIV ADV MUN FD NKG
COMMON
67072B107
3183
256471
SH
SOLE
1
0
256471
0
NUVEEN GLOBAL HIGH INCOME FD J
COMMON
67075G103
3197
205440
SH
SOLE
1
0
205440
0
NUVEEN MD PREMIUM INCOME MUNIC
COMMON
67061Q107
3283
245923
SH
SOLE
1
0
245923
0
NUVEEN MI QUALITY MUNI INC FD
COMMON
670979103
2614
187263
SH
SOLE
1
0
187263
0
NUVEEN MN QUALITY MUNI INC FD
COMMON
670734102
2280
159408
SH
SOLE
1
0
159408
0
NUVEEN MORTGAGE OPP TERM FD 2
COMMON
67074R100
3901
175975
SH
SOLE
1
0
175975
0
NUVEEN MORTGAGE OPPORTUNITY TE
COMMON
670735109
11259
488243
SH
SOLE
1
0
488243
0
NUVEEN MULTI-MARKET INC FD JMM
COMMON
67075J107
22726
3091993
SH
SOLE
1
0
3091993
0
NUVEEN MUNICIPAL CREDIT INC FD
COMMON
67070X101
1256
77403
SH
SOLE
1
0
77403
0
NUVEEN NC QUALITY MUNI INC FD
COMMON
67060P100
8714
645039
SH
SOLE
1
0
645039
0
NUVEEN NJ QUALITY MUNI INC FD
COMMON
67069Y102
12478
862319
SH
SOLE
1
0
862319
0
NUVEEN NY AMT-FREE MUNICIPAL I
COMMON
670656107
3114
231340
SH
SOLE
1
0
231340
0
NUVEEN OHIO QUALITY INCOME MUN
COMMON
670980101
5863
371573
SH
SOLE
1
0
371573
0
NUVEEN PA QUALITY MUNI INC FD
COMMON
670972108
2706
193305
SH
SOLE
1
0
193305
0
NUVEEN QUALITY MUNICIPAL INC F
COMMON
67066V101
18909
1316816
SH
SOLE
1
0
1316816
0
NUVEEN SENIOR INC FD NSL
COMMON
67067Y104
1089
188676
SH
SOLE
1
0
188676
0
NUVEEN TX QLTY MUNI INC FD NTX
COMMON
670983105
660
47492
SH
SOLE
1
0
47492
0
PGIM GLOBAL SHORT DURATION HIG
COMMON
69346J106
26659
1855165
SH
SOLE
1
0
1855165
0
PGIM SHORT DURATION HI YLD FD
COMMON
69346H100
5631
376652
SH
SOLE
1
0
376652
0
PIONEER DIVERSIFIED HIGH INC T
COMMON
723653101
11221
773835
SH
SOLE
1
0
773835
0
PIONEER FLOATING RATE TR PHD
COMMON
72369J102
1385
131558
SH
SOLE
1
0
131558
0
PIONEER HIGH INCOME TR PHT
COMMON
72369H106
2460
266832
SH
SOLE
1
0
266832
0
PUTNAM MASTER INTERMEDIATE INC
COMMON
746909100
40455
8813702
SH
SOLE
1
0
8813702
0
PUTNAM MUNICIPAL OPPORTUNITIES
COMMON
746922103
772
59100
SH
SOLE
1
0
59100
0
PUTNAM PREMIER INCOME TRUST PP
COMMON
746853100
19469
3701241
SH
SOLE
1
0
3701241
0
SALIENT MIDSTREAM & MLP FUND S
COMMON
79471V105
31
4000
SH
SOLE
1
0
4000
0
SPECIAL OPPORTUNITIES FUND INC
COMMON
84741T104
7947
558051
SH
SOLE
1
0
558051
0
TCW STRATEGIC INCOME FD TSI
COMMON
872340104
10430
1836280
SH
SOLE
1
0
1836280
0
THL CREDIT SENIOR LOAN FD TSLF
COMMON
87244R103
1335
88904
SH
SOLE
1
0
88904
0
TORTOISE ENERGY INFRASTRUCTURE
COMMON
89147L100
3800
185802
SH
SOLE
1
0
185802
0
TORTOISE MLP FUND INC NTG
COMMON
89148B101
458
37300
SH
SOLE
1
0
37300
0
VERTICAL CAP INCOME FUND VCIF
COMMON
92535C104
1798
168387
SH
SOLE
1
0
168387
0
VIRTUS TOTAL RETURN FUND ZF
COMMON
92837G100
4560
405001
SH
SOLE
1
0
405001
0
VOYA PRIME RATE TR PPR
COMMON
92913A100
2689
570866
SH
SOLE
1
0
570866
0
WA GLOBAL CORPORATE DEFINED OP
COMMON
95790C107
626
35943
SH
SOLE
1
0
35943
0
WA INFLATION - LINKED SEC & IN
COMMON
95766Q106
29411
2537627
SH
SOLE
1
0
2537627
0
WA INFLATION-LINKED OPP & INC
COMMON
95766R104
42326
3820059
SH
SOLE
1
0
3820059
0
WA VARIABLE RATE STRATEGIC FD
COMMON
957667108
20271
1247428
SH
SOLE
1
0
1247428
0
WELLS FARGO INC OPPORTUNITIES
COMMON
94987B105
5256
637829
SH
SOLE
1
0
637829
0
WELLS FARGO MULTI-SECTOR INC F
COMMON
94987D101
1071
86702
SH
SOLE
1
0
86702
0
WESTERN ASSET CORPORATE LOAN F
COMMON
95790J102
7093
747460
SH
SOLE
1
0
747460
0
WESTERN ASSET GLOBAL HIGH INC
COMMON
95766B109
13797
1389448
SH
SOLE
1
0
1389448
0
WESTERN ASSET HIGH INC OPP FD
COMMON
95766K109
14525
2876250
SH
SOLE
1
0
2876250
0
WESTERN ASSET MUNI PARTNERS FD
COMMON
95766P108
300
19613
SH
SOLE
1
0
19613
0
WESTERN ASSET PREMIER BOND FUN
COMMON
957664105
3765
264979
SH
SOLE
1
0
264979
0