Vice President

0000897101-19-000765.txt : 20190814 0000897101-19-000765.hdr.sgml : 20190814 20190814085002 ACCESSION NUMBER: 0000897101-19-000765 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 191023061 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000769317 XXXXXXXX 06-30-2019 06-30-2019 false SIT INVESTMENT ASSOCIATES INC

3300 Ids Center 80 South Eighth Street Minneapolis MN 55402

13F HOLDINGS REPORT 028-00180 N Paul E. Rasmussen Vice President 612-331-3223 /s/ Paul E. Rasmussen Minneaplis MN 08-14-2019 1 530 3243543 1 0001086316 028-04373 SIT INVESTMENT FIXED INCOME ADVISORS INC INFORMATION TABLE 2 infotable.xml 3M CO COMMON 88579Y101 5367 30965 SH SOLE 1 30965 0 0 ABBOTT LABORATORIES COMMON 002824100 18466 219570 SH SOLE 1 219570 0 0 ABBVIE INC COMMON 00287Y109 5146 70765 SH SOLE 1 70765 0 0 ABIOMED INC COMMON 003654100 1271 4880 SH SOLE 1 4880 0 0 ACCENTURE PLC CL A COMMON G1151C101 21220 114845 SH SOLE 1 114845 0 0 ACUSHNET HOLDINGS CORP COMMON 005098108 1387 52800 SH SOLE 1 52800 0 0 ADIDAS AG ADR DEPOSITARY RECEI 00687A107 1452 9415 SH SOLE 1 9415 0 0 ADOBE INC COMMON 00724F101 9432 32010 SH SOLE 1 32010 0 0 ADTALEM GLOBAL EDUCATION INC COMMON 00737L103 666 14775 SH SOLE 1 14775 0 0 ADVANCED DISPOSAL SERVICES INC COMMON 00790X101 1773 55575 SH SOLE 1 55575 0 0 ADVANCED MICRO DEVICES INC COMMON 007903107 2515 82800 SH SOLE 1 82800 0 0 AFFILIATED MANAGERS GROUP INC COMMON 008252108 62 675 SH SOLE 1 675 0 0 AFLAC INC COMMON 001055102 440 8025 SH SOLE 1 8025 0 0 AGILENT TECHNOLOGIES INC COMMON 00846U101 8122 108775 SH SOLE 1 108775 0 0 ALASKA AIR GROUP INC COMMON 011659109 2734 42775 SH SOLE 1 42775 0 0 ALCON INC COMMON H01301128 195 3140 SH SOLE 1 3140 0 0 ALIBABA GROUP HOLDING LTD ADR DEPOSITARY RECEI 01609W102 1267 7475 SH SOLE 1 7475 0 0 ALIGN TECHNOLOGY INC COMMON 016255101 3904 14265 SH SOLE 1 14265 0 0 ALLIANZ SE ADR DEPOSITARY RECEI 018805101 5482 227667 SH SOLE 1 227667 0 0 ALLSTATE CORP/THE COMMON 020002101 53 525 SH SOLE 1 525 0 0 ALPHABET INC - CL A COMMON 02079K305 16842 15554 SH SOLE 1 15554 0 0 ALPHABET INC - CL C COMMON 02079K107 11947 11053 SH SOLE 1 11053 0 0 ALTAIR ENGINEERING INC-A COMMON 021369103 3077 76183 SH SOLE 1 76183 0 0 AMAZON.COM INC COMMON 023135106 14598 7709 SH SOLE 1 7709 0 0 AMBEV SA ADR DEPOSITARY RECEI 02319V103 50 10800 SH SOLE 1 10800 0 0 AMCOR PLC COMMON G0250X107 525 46940 SH SOLE 1 46940 0 0 AMERICAN EQUITY INV LIFE HOLDI COMMON 025676206 286 10525 SH SOLE 1 10525 0 0 AMERICAN EXPRESS CO COMMON 025816109 35 282 SH SOLE 1 282 0 0 AMERICAN NATIONAL INSURANCE CO COMMON 028591105 338 2900 SH SOLE 1 2900 0 0 AMERIPRISE FINANCIAL INC COMMON 03076C106 3805 26210 SH SOLE 1 26210 0 0 AMETEK INC COMMON 031100100 2180 24000 SH SOLE 1 24000 0 0 AMGEN INC COMMON 031162100 7516 40785 SH SOLE 1 40785 0 0 ANALOG DEVICES INC COMMON 032654105 313 2775 SH SOLE 1 2775 0 0 ANIXTER INTERNATIONAL INC COMMON 035290105 959 16061 SH SOLE 1 16061 0 0 ANSYS INC COMMON 03662Q105 3820 18650 SH SOLE 1 18650 0 0 APOGEE ENTERPRISES INC COMMON 037598109 198 4550 SH SOLE 1 4550 0 0 APPLE INC COMMON 037833100 52482 265170 SH SOLE 1 265170 0 0 APPLIED INDUSTRIAL TECHNOLOGIE COMMON 03820C105 277 4500 SH SOLE 1 4500 0 0 APPLIED MATERIALS INC COMMON 038222105 21267 473550 SH SOLE 1 473550 0 0 ARISTA NETWORKS INC COMMON 040413106 8971 34555 SH SOLE 1 34555 0 0 ARTHUR J GALLAGHER & CO COMMON 363576109 4204 47995 SH SOLE 1 47995 0 0 ASGN INC COMMON 00191U102 1771 29225 SH SOLE 1 29225 0 0 ASHTEAD GROUP PLC ADR DEPOSITARY RECEI 045055100 4 34 SH SOLE 1 34 0 0 ASML HOLDING NV NY REG SHRS N07059210 650 3126 SH SOLE 1 3126 0 0 ASPEN TECHNOLOGY INC COMMON 045327103 4555 36650 SH SOLE 1 36650 0 0 ASTRAZENECA PLC ADR DEPOSITARY RECEI 046353108 8864 214740 SH SOLE 1 214740 0 0 ATLAS AIR WORLDWIDE HOLDINGS I COMMON 049164205 103 2300 SH SOLE 1 2300 0 0 ATLASSIAN CORP PLC COMMON G06242104 3042 23250 SH SOLE 1 23250 0 0 ATMOS ENERGY CORP COMMON 049560105 251 2375 SH SOLE 1 2375 0 0 AUTODESK INC COMMON 052769106 8036 49330 SH SOLE 1 49330 0 0 AVERY DENNISON CORP COMMON 053611109 11004 95127 SH SOLE 1 95127 0 0 AXIS CAPITAL HOLDINGS LTD COMMON G0692U109 7321 122725 SH SOLE 1 122725 0 0 BAE SYSTEMS PLC ADR DEPOSITARY RECEI 05523R107 980 39100 SH SOLE 1 39100 0 0 BAIDU INC ADR DEPOSITARY RECEI 056752108 622 5300 SH SOLE 1 5300 0 0 BANCO SANTANDER CHILE ADR DEPOSITARY RECEI 05965X109 141 4700 SH SOLE 1 4700 0 0 BANK OF AMERICA CORP COMMON 060505104 4937 170231 SH SOLE 1 170231 0 0 BAXTER INTERNATIONAL INC COMMON 071813109 10835 132300 SH SOLE 1 132300 0 0 BECTON DICKINSON AND CO COMMON 075887109 15788 62650 SH SOLE 1 62650 0 0 BERKSHIRE HATHAWAY INC COMMON 084670702 76 358 SH SOLE 1 358 0 0 BIO-TECHNE CORP COMMON 09073M104 1277 6125 SH SOLE 1 6125 0 0 BLACK HILLS CORP COMMON 092113109 156 2000 SH SOLE 1 2000 0 0 BOEING CO/THE COMMON 097023105 14347 39415 SH SOLE 1 39415 0 0 BOOKING HOLDINGS INC COMMON 09857L108 8174 4360 SH SOLE 1 4360 0 0 BOOZ ALLEN HAMILTON HOLDING CO COMMON 099502106 6260 94550 SH SOLE 1 94550 0 0 BOSTON SCIENTIFIC CORP COMMON 101137107 4844 112705 SH SOLE 1 112705 0 0 BRINK'S CO/THE COMMON 109696104 3945 48600 SH SOLE 1 48600 0 0 BRISTOL-MYERS SQUIBB CO COMMON 110122108 395 8700 SH SOLE 1 8700 0 0 BROADCOM INC COMMON 11135F101 33294 115659 SH SOLE 1 115659 0 0 BRP INC CA SUB VOTING COMMON 05577W200 789 22025 SH SOLE 1 22025 0 0 BT GROUP PLC ADR DEPOSITARY RECEI 05577E101 410 32100 SH SOLE 1 32100 0 0 CABOT MICROELECTRONICS CORP COMMON 12709P103 2441 22175 SH SOLE 1 22175 0 0 CAMPING WORLD HOLDINGS INC COMMON 13462K109 193 15500 SH SOLE 1 15500 0 0 CANOPY GROWTH CORP COMMON 138035100 919 22800 SH SOLE 1 22800 0 0 CARLISLE COS INC COMMON 142339100 2050 14600 SH SOLE 1 14600 0 0 CARLYLE GROUP LP/THE PARTNERSHIP SHAR 14309L102 2427 107325 SH SOLE 1 107325 0 0 CARNIVAL CORP COMMON 143658300 843 18100 SH SOLE 1 18100 0 0 CASEY'S GENERAL STORES INC COMMON 147528103 924 5925 SH SOLE 1 5925 0 0 CATALENT INC COMMON 148806102 771 14225 SH SOLE 1 14225 0 0 CATERPILLAR INC COMMON 149123101 592 4346 SH SOLE 1 4346 0 0 CELGENE CORP COMMON 151020104 2537 27445 SH SOLE 1 27445 0 0 CENTERPOINT ENERGY INC COMMON 15189T107 17567 613595 SH SOLE 1 613595 0 0 CH ROBINSON WORLDWIDE INC COMMON 12541W209 150 1775 SH SOLE 1 1775 0 0 CHEVRON CORP COMMON 166764100 23639 189960 SH SOLE 1 189960 0 0 CHINA LIFE INSURANCE CO LTD AD DEPOSITARY RECEI 16939P106 79 6400 SH SOLE 1 6400 0 0 CHINA MOBILE LTD ADR DEPOSITARY RECEI 16941M109 95 2100 SH SOLE 1 2100 0 0 CHINA PETROLEUM & CHEMICAL COR DEPOSITARY RECEI 16941R108 211 3100 SH SOLE 1 3100 0 0 CHUBB LTD COMMON H1467J104 10659 72365 SH SOLE 1 72365 0 0 CIENA CORP COMMON 171779309 5425 131900 SH SOLE 1 131900 0 0 CINEMARK HOLDINGS INC COMMON 17243V102 1919 53160 SH SOLE 1 53160 0 0 CISCO SYSTEMS INC COMMON 17275R102 7342 134150 SH SOLE 1 134150 0 0 CITIGROUP INC COMMON 172967424 445 6350 SH SOLE 1 6350 0 0 CITRIX SYSTEMS INC COMMON 177376100 775 7900 SH SOLE 1 7900 0 0 CME GROUP INC COMMON 12572Q105 6582 33910 SH SOLE 1 33910 0 0 CNOOC LTD ADR DEPOSITARY RECEI 126132109 166 975 SH SOLE 1 975 0 0 COCA-COLA CO/THE COMMON 191216100 14242 279700 SH SOLE 1 279700 0 0 COCA-COLA EUROPEAN PARTNERS PL COMMON G25839104 3463 61300 SH SOLE 1 61300 0 0 COGNIZANT TECH SOLUTIONS CL A COMMON 192446102 319 5025 SH SOLE 1 5025 0 0 COLOPLAST-B COMMON 00B8FMRX8 469 4150 SH SOLE 1 4150 0 0 COMCAST CORP COMMON 20030N101 10729 253750 SH SOLE 1 253750 0 0 COMERICA INC COMMON 200340107 3327 45800 SH SOLE 1 45800 0 0 COMMERCIAL METALS CO COMMON 201723103 71 3950 SH SOLE 1 3950 0 0 CONAGRA BRANDS INC COMMON 205887102 15670 590875 SH SOLE 1 590875 0 0 CONOCOPHILLIPS COMMON 20825C104 7926 129932 SH SOLE 1 129932 0 0 CONSTELLATION BRANDS INC COMMON 21036P108 12782 64905 SH SOLE 1 64905 0 0 CONTINENTAL RESOURCES INC/OK COMMON 212015101 1442 34250 SH SOLE 1 34250 0 0 CORNING INC COMMON 219350105 10848 326450 SH SOLE 1 326450 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 275 1040 SH SOLE 1 1040 0 0 COVANTA HOLDING CORP COMMON 22282E102 750 41900 SH SOLE 1 41900 0 0 CRANE CO COMMON 224399105 1715 20550 SH SOLE 1 20550 0 0 CRAY INC COMMON 225223304 1690 48525 SH SOLE 1 48525 0 0 CRH PLC ADR DEPOSITARY RECEI 12626K203 1242 37925 SH SOLE 1 37925 0 0 CRONOS GROUP INC COMMON 22717L101 1536 96150 SH SOLE 1 96150 0 0 CSX CORP COMMON 126408103 21 265 SH SOLE 1 265 0 0 CTRIP.COM INTERNATIONAL LTD AD DEPOSITARY RECEI 22943F100 79 2150 SH SOLE 1 2150 0 0 CVS HEALTH CORP COMMON 126650100 5804 106515 SH SOLE 1 106515 0 0 DEERE & CO COMMON 244199105 1020 6155 SH SOLE 1 6155 0 0 DELEK US HOLDINGS INC COMMON 24665A103 1220 30100 SH SOLE 1 30100 0 0 DELTA AIR LINES INC COMMON 247361702 15026 264770 SH SOLE 1 264770 0 0 DELUXE CORP COMMON 248019101 238 5865 SH SOLE 1 5865 0 0 DEVON ENERGY CORP COMMON 25179M103 125 4375 SH SOLE 1 4375 0 0 DEXCOM INC COMMON 252131107 2173 14500 SH SOLE 1 14500 0 0 DIAGEO PLC ADR DEPOSITARY RECEI 25243Q205 5401 31345 SH SOLE 1 31345 0 0 DICKS SPORTING GOODS INC COMMON 253393102 127 3675 SH SOLE 1 3675 0 0 DINE BRANDS GLOBAL INC COMMON 254423106 112 1175 SH SOLE 1 1175 0 0 DOLLAR GENERAL CORP COMMON 256677105 149 1105 SH SOLE 1 1105 0 0 DOMTAR CORP COMMON 257559203 2164 48600 SH SOLE 1 48600 0 0 DONEGAL GROUP INC-CL A COMMON 257701201 211 13800 SH SOLE 1 13800 0 0 DOW INC COMMON 260557103 5578 113122 SH SOLE 1 113122 0 0 DTE ENERGY CO COMMON 233331107 7110 55600 SH SOLE 1 55600 0 0 DUNKIN' BRANDS GROUP INC COMMON 265504100 3117 39125 SH SOLE 1 39125 0 0 DUPONT DE NEMOURS INC COMMON 26614N102 2530 33696 SH SOLE 1 33696 0 0 EAST WEST BANCORP INC COMMON 27579R104 443 9475 SH SOLE 1 9475 0 0 EATON CORP PLC COMMON G29183103 10387 124725 SH SOLE 1 124725 0 0 EATON VANCE CORP COMMON 278265103 151 3500 SH SOLE 1 3500 0 0 ECOLAB INC COMMON 278865100 11904 60290 SH SOLE 1 60290 0 0 EDWARDS LIFESCIENCES CORP COMMON 28176E108 1016 5500 SH SOLE 1 5500 0 0 EMCOR GROUP INC COMMON 29084Q100 1795 20375 SH SOLE 1 20375 0 0 EMERSON ELECTRIC CO COMMON 291011104 13432 201315 SH SOLE 1 201315 0 0 ENCOMPASS HEALTH CORP COMMON 29261A100 3198 50475 SH SOLE 1 50475 0 0 ENERGIZER HOLDINGS INC COMMON 29272W109 163 4225 SH SOLE 1 4225 0 0 EOG RESOURCES INC COMMON 26875P101 827 8880 SH SOLE 1 8880 0 0 EQT CORP COMMON 26884L109 98 6200 SH SOLE 1 6200 0 0 EQUITRANS MIDSTREAM CORP COMMON 294600101 98 4960 SH SOLE 1 4960 0 0 ESTEE LAUDER COS INC COMMON 518439104 8503 46436 SH SOLE 1 46436 0 0 EURONET WORLDWIDE INC COMMON 298736109 8744 51975 SH SOLE 1 51975 0 0 EVERCORE INC - CL A COMMON 29977A105 213 2400 SH SOLE 1 2400 0 0 EVEREST RE GROUP LTD COMMON G3223R108 5850 23665 SH SOLE 1 23665 0 0 EXACT SCIENCES CORP COMMON 30063P105 3689 31250 SH SOLE 1 31250 0 0 EXXON MOBIL CORP COMMON 30231G102 969 12650 SH SOLE 1 12650 0 0 FACEBOOK INC COMMON 30303M102 7691 39850 SH SOLE 1 39850 0 0 FEDEX CORP COMMON 31428X106 41 250 SH SOLE 1 250 0 0 FIDELITY NATIONAL INFO SVCS IN COMMON 31620M106 340 2775 SH SOLE 1 2775 0 0 FIRST REPUBLIC BANK COMMON 33616C100 4013 41095 SH SOLE 1 41095 0 0 FOMENTO ECONOMICO MEXICAN ADR DEPOSITARY RECEI 344419106 104 1075 SH SOLE 1 1075 0 0 FORTIS INC COMMON 349553107 534 13530 SH SOLE 1 13530 0 0 GARMIN LTD COMMON H2906T109 8854 110950 SH SOLE 1 110950 0 0 GENERAL DYNAMICS CORP COMMON 369550108 132 725 SH SOLE 1 725 0 0 GENPACT LTD COMMON G3922B107 216 5675 SH SOLE 1 5675 0 0 GENUINE PARTS CO COMMON 372460105 186 1800 SH SOLE 1 1800 0 0 GEOPARK LTD COMMON G38327105 261 14100 SH SOLE 1 14100 0 0 GILEAD SCIENCES INC COMMON 375558103 601 8900 SH SOLE 1 8900 0 0 GLOBANT SA COMMON L44385109 2660 26325 SH SOLE 1 26325 0 0 GODADDY INC COMMON 380237107 2250 32075 SH SOLE 1 32075 0 0 GOLAR LNG LTD COMMON G9456A100 75 4050 SH SOLE 1 4050 0 0 GOLDMAN SACHS GROUP INC/THE COMMON 38141G104 6275 30670 SH SOLE 1 30670 0 0 GRAND CANYON EDUCATION INC COMMON 38526M106 2741 23425 SH SOLE 1 23425 0 0 GREAT WESTERN BANCORP INC COMMON 391416104 114 3200 SH SOLE 1 3200 0 0 GUIDEWIRE SOFTWARE INC COMMON 40171V100 3325 32800 SH SOLE 1 32800 0 0 HANOVER INSURANCE GROUP INC/TH COMMON 410867105 138 1075 SH SOLE 1 1075 0 0 HARRIS CORP COMMON 413875105 151 800 SH SOLE 1 800 0 0 HARTFORD FINL SVCS GROUP COMMON 416515104 11524 206825 SH SOLE 1 206825 0 0 HCI GROUP INC COMMON 40416E103 441 10900 SH SOLE 1 10900 0 0 HDFC BANK LTD ADR DEPOSITARY RECEI 40415F101 598 4600 SH SOLE 1 4600 0 0 HEALTHCARE SERVICES GROUP INC COMMON 421906108 454 14965 SH SOLE 1 14965 0 0 HERCULES CAPITAL INC COMMON 427096508 168 13100 SH SOLE 1 13100 0 0 HERMAN MILLER INC COMMON 600544100 255 5700 SH SOLE 1 5700 0 0 HILL-ROM HOLDINGS INC COMMON 431475102 276 2640 SH SOLE 1 2640 0 0 HOME DEPOT INC COMMON 437076102 30366 146013 SH SOLE 1 146013 0 0 HONEYWELL INTERNATIONAL INC COMMON 438516106 22645 129705 SH SOLE 1 129705 0 0 HSBC HOLDINGS PLC ADR DEPOSITARY RECEI 404280406 686 16425 SH SOLE 1 16425 0 0 HUBBELL INC COMMON 443510607 4121 31600 SH SOLE 1 31600 0 0 HUBSPOT INC COMMON 443573100 3628 21275 SH SOLE 1 21275 0 0 HUNTINGTON INGALLS INDUSTRIES COMMON 446413106 251 1115 SH SOLE 1 1115 0 0 HUNTSMAN CORP COMMON 447011107 95 4650 SH SOLE 1 4650 0 0 IBERDROLA SA ADR DEPOSITARY RECEI 450737101 2883 72619 SH SOLE 1 72619 0 0 IDEX CORP COMMON 45167R104 1597 9275 SH SOLE 1 9275 0 0 ILLUMINA INC COMMON 452327109 3720 10105 SH SOLE 1 10105 0 0 INDUSTRIA DE DISENO TEXTIL SA DEPOSITARY RECEI 455793109 317 21200 SH SOLE 1 21200 0 0 ING GROEP NV ADR DEPOSITARY RECEI 456837103 2900 250645 SH SOLE 1 250645 0 0 INGERSOLL-RAND PLC COMMON G47791101 9916 78281 SH SOLE 1 78281 0 0 INSULET CORP COMMON 45784P101 4005 33550 SH SOLE 1 33550 0 0 INTEL CORP COMMON 458140100 19244 402012 SH SOLE 1 402012 0 0 INTERCONTINENTAL EXCHANGE INC COMMON 45866F104 2688 31275 SH SOLE 1 31275 0 0 INTL FLAVORS & FRAGRANCES INC COMMON 459506101 221 1520 SH SOLE 1 1520 0 0 INTUIT INC COMMON 461202103 13264 50754 SH SOLE 1 50754 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 3937 7505 SH SOLE 1 7505 0 0 IRHYTHM TECHNOLOGIES INC COMMON 450056106 1095 13850 SH SOLE 1 13850 0 0 ISHARES MSCI INDIA ETF EXCHANGE TRADED 46429B598 959 27175 SH SOLE 1 27175 0 0 JACOBS ENGINEERING GROUP INC COMMON 469814107 11661 138175 SH SOLE 1 138175 0 0 JAZZ PHARMACEUTICALS PLC COMMON G50871105 813 5700 SH SOLE 1 5700 0 0 JD.COM INC ADR DEPOSITARY RECEI 47215P106 283 9350 SH SOLE 1 9350 0 0 JM SMUCKER CO/THE COMMON 832696405 236 2050 SH SOLE 1 2050 0 0 JOHNSON & JOHNSON COMMON 478160104 38923 279460 SH SOLE 1 279460 0 0 JPMORGAN CHASE & CO COMMON 46625H100 27195 243248 SH SOLE 1 243248 0 0 KBR INC COMMON 48242W106 1522 61025 SH SOLE 1 61025 0 0 KEURIG DR PEPPER INC COMMON 49271V100 166 5750 SH SOLE 1 5750 0 0 KINDER MORGAN INC COMMON 49456B101 250 11950 SH SOLE 1 11950 0 0 KINDRED BIOSCIENCES INC COMMON 494577109 807 96850 SH SOLE 1 96850 0 0 KLA-TENCOR CORP COMMON 482480100 163 1375 SH SOLE 1 1375 0 0 KNIGHT-SWIFT TRANSPORT INC COMMON 499049104 1316 40075 SH SOLE 1 40075 0 0 KONINKLIJKE PHILIPS NV ADR DEPOSITARY RECEI 500472303 1523 34950 SH SOLE 1 34950 0 0 LEGG MASON INC COMMON 524901105 3324 86825 SH SOLE 1 86825 0 0 LINCOLN ELECTRIC HOLDINGS INC COMMON 533900106 1116 13560 SH SOLE 1 13560 0 0 LINCOLN NATIONAL CORP COMMON 534187109 15961 247657 SH SOLE 1 247657 0 0 LOCKHEED MARTIN CORP COMMON 539830109 17330 47670 SH SOLE 1 47670 0 0 LOGITECH INTERNATIONAL SA COMMON H50430232 819 20600 SH SOLE 1 20600 0 0 LOWE'S COS INC COMMON 548661107 386 3825 SH SOLE 1 3825 0 0 LYONDELLBASELL INDUSTRIES NV COMMON N53745100 1925 22350 SH SOLE 1 22350 0 0 MACQUARIE INFRASTRUCTURE CORP COMMON 55608B105 607 14985 SH SOLE 1 14985 0 0 MANTECH INTERNATIONAL CORP/VA COMMON 564563104 178 2700 SH SOLE 1 2700 0 0 MARATHON PETROLEUM CORP COMMON 56585A102 20041 358645 SH SOLE 1 358645 0 0 MARRIOTT INTERNATIONAL INC CL COMMON 571903202 5845 41665 SH SOLE 1 41665 0 0 MCDONALD'S CORP COMMON 580135101 6136 29550 SH SOLE 1 29550 0 0 MEDTRONIC PLC COMMON G5960L103 12985 133325 SH SOLE 1 133325 0 0 MERCK & CO INC COMMON 58933Y105 14305 170600 SH SOLE 1 170600 0 0 MICROSOFT CORP COMMON 594918104 73375 547735 SH SOLE 1 547735 0 0 MITSUBISHI UFJ FINL GROUP ADR DEPOSITARY RECEI 606822104 337 71000 SH SOLE 1 71000 0 0 MKS INSTRUMENTS INC COMMON 55306N104 1936 24850 SH SOLE 1 24850 0 0 MONDELEZ INTERNATIONAL INC COMMON 609207105 7105 131825 SH SOLE 1 131825 0 0 MONOLITHIC POWER SYSTEMS INC COMMON 609839105 2357 17360 SH SOLE 1 17360 0 0 MORGAN STANLEY COMMON 617446448 8835 201675 SH SOLE 1 201675 0 0 MOSAIC CO/THE COMMON 61945C103 278 11125 SH SOLE 1 11125 0 0 MSA SAFETY INC COMMON 553498106 1829 17350 SH SOLE 1 17350 0 0 MURPHY USA INC COMMON 626755102 99 1175 SH SOLE 1 1175 0 0 NATIONAL PRESTO INDUSTRIES INC COMMON 637215104 70 750 SH SOLE 1 750 0 0 NEENAH INC COMMON 640079109 105 1550 SH SOLE 1 1550 0 0 NESTLE SA ADR DEPOSITARY RECEI 641069406 7069 68365 SH SOLE 1 68365 0 0 NEW JERSEY RESOURCES CORP COMMON 646025106 158 3175 SH SOLE 1 3175 0 0 NEXSTAR MEDIA GROUP INC COMMON 65336K103 3262 32300 SH SOLE 1 32300 0 0 NEXTERA ENERGY INC COMMON 65339F101 18601 90800 SH SOLE 1 90800 0 0 NICE LTD ADR DEPOSITARY RECEI 653656108 298 2175 SH SOLE 1 2175 0 0 NIKE INC CL B COMMON 654106103 516 6150 SH SOLE 1 6150 0 0 NOKIA CORP ADR DEPOSITARY RECEI 654902204 1635 326300 SH SOLE 1 326300 0 0 NORTHROP GRUMMAN CORP COMMON 666807102 10026 31030 SH SOLE 1 31030 0 0 NOVARTIS AG ADR DEPOSITARY RECEI 66987V109 1434 15700 SH SOLE 1 15700 0 0 NVIDIA CORP COMMON 67066G104 1626 9900 SH SOLE 1 9900 0 0 OCCIDENTAL PETROLEUM CORP COMMON 674599105 938 18650 SH SOLE 1 18650 0 0 OLD NATIONAL BANCORP/IN COMMON 680033107 318 19175 SH SOLE 1 19175 0 0 ORACLE CORP COMMON 68389X105 524 9200 SH SOLE 1 9200 0 0 ORION ENGINEERED CARBONS SA COMMON L72967109 84 3925 SH SOLE 1 3925 0 0 OSHKOSH CORP COMMON 688239201 1530 18325 SH SOLE 1 18325 0 0 PACWEST BANCORP COMMON 695263103 247 6350 SH SOLE 1 6350 0 0 PARKER-HANNIFIN CORP COMMON 701094104 3616 21270 SH SOLE 1 21270 0 0 PAYCOM SOFTWARE INC COMMON 70432V102 2709 11950 SH SOLE 1 11950 0 0 PAYPAL HOLDINGS INC COMMON 70450Y103 6100 53290 SH SOLE 1 53290 0 0 PEOPLES UNITED FINANCIAL INC COMMON 712704105 274 16325 SH SOLE 1 16325 0 0 PEPSICO INC COMMON 713448108 30067 229295 SH SOLE 1 229295 0 0 PERKINELMER INC COMMON 714046109 1274 13225 SH SOLE 1 13225 0 0 PETROCHINA CO LTD ADR DEPOSITARY RECEI 71646E100 52 950 SH SOLE 1 950 0 0 PFIZER INC COMMON 717081103 21635 499430 SH SOLE 1 499430 0 0 PHILIP MORRIS INTERNATIONAL IN COMMON 718172109 1092 13900 SH SOLE 1 13900 0 0 PIONEER NATURAL RESOURCES CO COMMON 723787107 509 3310 SH SOLE 1 3310 0 0 PIPER JAFFRAY COS COMMON 724078100 214 2875 SH SOLE 1 2875 0 0 POWER INTEGRATIONS INC COMMON 739276103 112 1400 SH SOLE 1 1400 0 0 PRIMO WATER CORP COMMON 74165N105 94 7675 SH SOLE 1 7675 0 0 PRINCIPAL FINANCIAL GROUP INC COMMON 74251V102 62 1072 SH SOLE 1 1072 0 0 PROCTER & GAMBLE CO/THE COMMON 742718109 11053 100800 SH SOLE 1 100800 0 0 PRUDENTIAL FINANCIAL INC COMMON 744320102 12646 125210 SH SOLE 1 125210 0 0 PTC INC COMMON 69370C100 5405 60220 SH SOLE 1 60220 0 0 QUALYS INC COMMON 74758T303 2504 28750 SH SOLE 1 28750 0 0 QUEST DIAGNOSTICS INC COMMON 74834L100 9237 90725 SH SOLE 1 90725 0 0 RAYTHEON CO COMMON 755111507 3661 21055 SH SOLE 1 21055 0 0 RED HAT INC COMMON 756577102 4920 26205 SH SOLE 1 26205 0 0 REINSURANCE GROUP OF AMERICA I COMMON 759351604 8459 54215 SH SOLE 1 54215 0 0 RELX PLC - ADR DEPOSITARY RECEI 759530108 2475 101375 SH SOLE 1 101375 0 0 RIO TINTO PLC ADR DEPOSITARY RECEI 767204100 2400 38500 SH SOLE 1 38500 0 0 ROCHE HOLDING AG ADR DEPOSITARY RECEI 771195104 1565 44600 SH SOLE 1 44600 0 0 ROCKWELL AUTOMATION INC COMMON 773903109 4259 25995 SH SOLE 1 25995 0 0 ROSS STORES INC COMMON 778296103 223 2250 SH SOLE 1 2250 0 0 ROYAL DUTCH SHELL PLC ADR DEPOSITARY RECEI 780259107 3233 49175 SH SOLE 1 49175 0 0 ROYAL DUTCH SHELL PLC ADR DEPOSITARY RECEI 780259206 293 4500 SH SOLE 1 4500 0 0 RPM INTERNATIONAL INC COMMON 749685103 197 3225 SH SOLE 1 3225 0 0 S&P GLOBAL INC COMMON 78409V104 6794 29825 SH SOLE 1 29825 0 0 SAFRAN SA ADR DEPOSITARY RECEI 786584102 13 356 SH SOLE 1 356 0 0 SALESFORCE.COM INC COMMON 79466L302 7857 51780 SH SOLE 1 51780 0 0 SAREPTA THERAPEUTICS INC COMMON 803607100 4310 28365 SH SOLE 1 28365 0 0 SCIENCE APPLICATIONS INTL CORP COMMON 808625107 4200 48525 SH SOLE 1 48525 0 0 SCOTTS MIRACLE-GRO CO/THE COMMON 810186106 6249 63440 SH SOLE 1 63440 0 0 SENSIENT TECHNOLOGIES CORP COMMON 81725T100 206 2800 SH SOLE 1 2800 0 0 SERVICE CORP INTERNATIONAL/US COMMON 817565104 4512 96450 SH SOLE 1 96450 0 0 SHENANDOAH TELECOMMUNICATIONS COMMON 82312B106 874 22700 SH SOLE 1 22700 0 0 SHERWIN-WILLIAMS CO/THE COMMON 824348106 13013 28395 SH SOLE 1 28395 0 0 SIEMENS AG ADR DEPOSITARY RECEI 826197501 1964 32920 SH SOLE 1 32920 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 10155 131425 SH SOLE 1 131425 0 0 SONY CORP ADR DEPOSITARY RECEI 835699307 1310 25000 SH SOLE 1 25000 0 0 SOUTHERN COPPER CORP COMMON 84265V105 152 3900 SH SOLE 1 3900 0 0 SPIRE INC COMMON 84857L101 843 10050 SH SOLE 1 10050 0 0 SPLUNK INC COMMON 848637104 2628 20900 SH SOLE 1 20900 0 0 STARBUCKS CORP COMMON 855244109 13737 163865 SH SOLE 1 163865 0 0 STERIS PLC COMMON G8473T100 2587 17375 SH SOLE 1 17375 0 0 STIFEL FINANCIAL CORP COMMON 860630102 446 7550 SH SOLE 1 7550 0 0 STRATEGIC EDUCATION INC COMMON 86272C103 3995 22442 SH SOLE 1 22442 0 0 SUNCOR ENERGY INC COMMON 867224107 14968 480365 SH SOLE 1 480365 0 0 SUPERNUS PHARMACEUTICALS INC COMMON 868459108 654 19750 SH SOLE 1 19750 0 0 SVB FINANCIAL GROUP COMMON 78486Q101 2933 13060 SH SOLE 1 13060 0 0 SYNCHRONY FINANCIAL COMMON 87165B103 11004 317390 SH SOLE 1 317390 0 0 SYNOVUS FINANCIAL CORP COMMON 87161C501 370 10562 SH SOLE 1 10562 0 0 T ROWE PRICE GROUP INC COMMON 74144T108 22045 200940 SH SOLE 1 200940 0 0 TAIWAN SEMICONDUCTOR ADR DEPOSITARY RECEI 874039100 114 2900 SH SOLE 1 2900 0 0 TAKE-TWO INTERACTIVE SOFTWARE COMMON 874054109 2242 19750 SH SOLE 1 19750 0 0 TAL EDUCATION GROUP ADR DEPOSITARY RECEI 874080104 682 17900 SH SOLE 1 17900 0 0 TALEND SA ADR DEPOSITARY RECEI 874224207 253 6550 SH SOLE 1 6550 0 0 TARGA RESOURCES CORP COMMON 87612G101 3503 89225 SH SOLE 1 89225 0 0 TARGET CORP COMMON 87612E106 17068 197064 SH SOLE 1 197064 0 0 TATA MOTORS LTD ADR DEPOSITARY RECEI 876568502 45 3875 SH SOLE 1 3875 0 0 TC ENERGY CORP COMMON 87807B107 9200 185775 SH SOLE 1 185775 0 0 TELADOC HEALTH INC COMMON 87918A105 1655 24925 SH SOLE 1 24925 0 0 TELEFLEX INC COMMON 879369106 177 534 SH SOLE 1 534 0 0 THERMO FISHER SCIENTIFIC INC COMMON 883556102 8348 28425 SH SOLE 1 28425 0 0 THOR INDUSTRIES INC COMMON 885160101 960 16425 SH SOLE 1 16425 0 0 TJX COS INC/THE COMMON 872540109 19112 361415 SH SOLE 1 361415 0 0 TOTAL SYSTEM SERVICES INC COMMON 891906109 4153 32377 SH SOLE 1 32377 0 0 TRAVELERS COS INC/THE COMMON 89417E109 662 4426 SH SOLE 1 4426 0 0 TREX CO INC COMMON 89531P105 3359 46850 SH SOLE 1 46850 0 0 ULTA BEAUTY INC COMMON 90384S303 11460 33035 SH SOLE 1 33035 0 0 UNION PACIFIC CORP COMMON 907818108 24714 146140 SH SOLE 1 146140 0 0 UNITED TECHNOLOGIES CORP COMMON 913017109 16168 124175 SH SOLE 1 124175 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 28414 116446 SH SOLE 1 116446 0 0 US BANCORP COMMON 902973304 14383 274480 SH SOLE 1 274480 0 0 VAIL RESORTS INC COMMON 91879Q109 3225 14450 SH SOLE 1 14450 0 0 VALERO ENERGY CORP COMMON 91913Y100 2737 31975 SH SOLE 1 31975 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 37382 654325 SH SOLE 1 654325 0 0 VERMILION ENERGY INC COMMON 923725105 1090 50175 SH SOLE 1 50175 0 0 VF CORP COMMON 918204108 9646 110430 SH SOLE 1 110430 0 0 VISA INC COMMON 92826C839 32045 184645 SH SOLE 1 184645 0 0 WALMART INC COMMON 931142103 13 119 SH SOLE 1 119 0 0 WALT DISNEY CO/THE COMMON 254687106 17641 126335 SH SOLE 1 126335 0 0 WASTE CONNECTIONS INC COMMON 94106B101 6650 69575 SH SOLE 1 69575 0 0 WASTE MANAGEMENT INC COMMON 94106L109 4147 35945 SH SOLE 1 35945 0 0 WATSCO INC COMMON 942622200 1271 7770 SH SOLE 1 7770 0 0 WEC ENERGY GROUP INC COMMON 92939U106 5287 63415 SH SOLE 1 63415 0 0 WELLS FARGO & CO COMMON 949746101 309 6525 SH SOLE 1 6525 0 0 WESTERN ALLIANCE BANCORP COMMON 957638109 120 2675 SH SOLE 1 2675 0 0 WESTPAC BANKING CORP ADR DEPOSITARY RECEI 961214301 1351 67800 SH SOLE 1 67800 0 0 WINTRUST FINANCIAL CORP COMMON 97650W108 774 10575 SH SOLE 1 10575 0 0 WRIGHT MEDICAL GROUP NV COMMON N96617118 1239 41550 SH SOLE 1 41550 0 0 XILINX INC COMMON 983919101 209 1775 SH SOLE 1 1775 0 0 YETI HOLDINGS INC COMMON 98585X104 5637 194725 SH SOLE 1 194725 0 0 ZIMMER BIOMET HOLDINGS INC COMMON 98956P102 11734 99658 SH SOLE 1 99658 0 0 ZIONS BANCORP NA COMMON 989701107 3 61 SH SOLE 1 61 0 0 ZURICH INSURANCE GROUP AG ADR DEPOSITARY RECEI 989825104 951 27300 SH SOLE 1 27300 0 0 ALERIAN MLP ETF AMLP COMMON 00162Q866 98 10000 SH SOLE 1 0 10000 0 ALEXANDRIA REAL ESTATE EQUITIE COMMON 015271109 95 675 SH SOLE 1 0 675 0 ALLIANCEBERNSTEIN NATIONAL MUN COMMON 01864U106 748 55578 SH SOLE 1 0 55578 0 AMERICAN TOWER CORP COMMON 03027X100 5113 25010 SH SOLE 1 0 25010 0 APOLLO SR FLOATING RATE FD AFT COMMON 037636107 1698 113577 SH SOLE 1 0 113577 0 ARES DYNAMIC CRED ALLOC FD AR COMMON 04014F102 3234 213741 SH SOLE 1 0 213741 0 BARINGS GLOBAL SHORT DUR HI YL COMMON 06760L100 745 42136 SH SOLE 1 0 42136 0 BLACKROCK CA MUNICIPAL INCOME COMMON 09248E102 8550 645277 SH SOLE 1 0 645277 0 BLACKROCK CORE BOND TRUST BHK COMMON 09249E101 22983 1634614 SH SOLE 1 0 1634614 0 BLACKROCK CORP HIGH YIELD FD H COMMON 09255P107 198 18500 SH SOLE 1 0 18500 0 BLACKROCK CREDIT ALLOCATION IN COMMON 092508100 25011 1928404 SH SOLE 1 0 1928404 0 BLACKROCK DEBT STRATEGIES FD D COMMON 09255R202 14011 1300915 SH SOLE 1 0 1300915 0 BLACKROCK ENHANCED GOVERNMENT COMMON 09255K108 26684 2037936 SH SOLE 1 0 2037936 0 BLACKROCK INCOME TRUST INC BKT COMMON 09247F100 57955 9579398 SH SOLE 1 0 9579398 0 BLACKROCK LONG-TERM MUNI ADVAN COMMON 09250B103 8730 691250 SH SOLE 1 0 691250 0 BLACKROCK MUNI INC INV QUALITY COMMON 09250G102 2686 188462 SH SOLE 1 0 188462 0 BLACKROCK MUNI NY INTERMEDIATE COMMON 09255F109 592 41358 SH SOLE 1 0 41358 0 BLACKROCK MUNICIPAL BOND TRUST COMMON 09249H104 2020 135751 SH SOLE 1 0 135751 0 BLACKROCK MUNICIPAL INC QUALIT COMMON 092479104 2883 209504 SH SOLE 1 0 209504 0 BLACKROCK MUNIENHANCED FD MEN COMMON 09253Y100 4274 385061 SH SOLE 1 0 385061 0 BLACKROCK MUNIHOLDINGS CA MUC COMMON 09254L107 2471 181020 SH SOLE 1 0 181020 0 BLACKROCK MUNIHOLDINGS FD II I COMMON 09253P109 4016 266116 SH SOLE 1 0 266116 0 BLACKROCK MUNIHOLDINGS INV QUA COMMON 09254P108 5304 398826 SH SOLE 1 0 398826 0 BLACKROCK MUNIHOLDINGS NJ QUAL COMMON 09254X101 6628 475500 SH SOLE 1 0 475500 0 BLACKROCK MUNIHOLDINGS NY QUAL COMMON 09255C106 164 12500 SH SOLE 1 0 12500 0 BLACKROCK MUNIHOLDINGS QUALITY COMMON 09254C107 7815 621249 SH SOLE 1 0 621249 0 BLACKROCK MUNIHOLDINGS QUALITY COMMON 09254A101 4230 340338 SH SOLE 1 0 340338 0 BLACKROCK MUNIYIELD INV QUALIT COMMON 09254T100 2158 156030 SH SOLE 1 0 156030 0 BLACKROCK MUNIYIELD MI QUALITY COMMON 09254V105 9207 670113 SH SOLE 1 0 670113 0 BLACKROCK MUNIYIELD NJ FUND MY COMMON 09254Y109 5296 357360 SH SOLE 1 0 357360 0 BLACKROCK MUNIYIELD NY QUALITY COMMON 09255E102 394 31000 SH SOLE 1 0 31000 0 BLACKROCK MUNIYIELD PA QUALITY COMMON 09255G107 2313 164985 SH SOLE 1 0 164985 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254G108 6559 522206 SH SOLE 1 0 522206 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254F100 1361 93816 SH SOLE 1 0 93816 0 BLACKROCK MUNIYIELD QUALITY FD COMMON 09254E103 6019 456011 SH SOLE 1 0 456011 0 BLACKROCK NY MUNI INC QLT TRUS COMMON 09249U105 2219 167081 SH SOLE 1 0 167081 0 BLACKROCK NY MUNI INC TR II BF COMMON 09249R102 1032 74675 SH SOLE 1 0 74675 0 BLACKROCK STRATEGIC MUNI TR BS COMMON 09248T109 1809 126610 SH SOLE 1 0 126610 0 BLACKROCK TAXABLE MUNI BOND TR COMMON 09248X100 4725 199193 SH SOLE 1 0 199193 0 BLACKSTONE GROUP L P COMMON 09253U108 395 8900 SH SOLE 1 0 8900 0 BLACKSTONE GSO STRAT CRED FD B COMMON 09257R101 920 62679 SH SOLE 1 0 62679 0 BNY MELLON HIGH YIELD STRATEGI COMMON 09660L105 1722 562677 SH SOLE 1 0 562677 0 BNY MELLON STRATEGIC MUNI BOND COMMON 09662E109 2125 267953 SH SOLE 1 0 267953 0 BNYM STRATEGIC MUNICIPALS INC COMMON 05588W108 3702 453090 SH SOLE 1 0 453090 0 CENTER COAST MLP & INFRASTRUCT COMMON 151461100 94 12000 SH SOLE 1 0 12000 0 CLEARBRIDGE ENERGY MLP FD CEM COMMON 184692101 4042 338214 SH SOLE 1 0 338214 0 CLEARBRIDGE ENERGY MLP OPP FD COMMON 18469P100 6390 694565 SH SOLE 1 0 694565 0 CLEARBRIDGE ENERGY MLP TOTAL R COMMON 18469Q108 700 74661 SH SOLE 1 0 74661 0 CLOUGH GLOBAL DIV & INC FD GLV COMMON 18913Y103 313 28000 SH SOLE 1 0 28000 0 CLOUGH GLOBAL OPP FD GLO COMMON 18914E106 295 31550 SH SOLE 1 0 31550 0 COHEN & STEERS GLOBAL INC INB COMMON 19248M103 2169 242868 SH SOLE 1 0 242868 0 CORESITE REALTY CORP COMMON 21870Q105 222 1925 SH SOLE 1 0 1925 0 CORNERSTONE STRATEGIC VALUE FD COMMON 21924B302 90214 7750351 SH SOLE 1 0 7750351 0 CORNERSTONE TOTAL RETURN FD CR COMMON 21924U300 52441 4632610 SH SOLE 1 0 4632610 0 CREDIT SUISSE ASSET MANAGEMENT COMMON 224916106 1231 395784 SH SOLE 1 0 395784 0 CREDIT SUISSE HIGH YIELD BOND COMMON 22544F103 454 183780 SH SOLE 1 0 183780 0 CUBESMART COMMON 229663109 492 14700 SH SOLE 1 0 14700 0 CUSHING RENAISSANCE FD SZC-R RIGHTS 231647124 195 932787 SH SOLE 1 0 932787 0 CUSHING RENAISSANCE FD/THE SZC COMMON 231647108 309 21882 SH SOLE 1 0 21882 0 DELAWARE INVS MN MUNI INC FD I COMMON 24610V103 4301 334436 SH SOLE 1 0 334436 0 DOUBLELINE OPP CREDIT FD DBL COMMON 258623107 6880 328849 SH SOLE 1 0 328849 0 DTF TAX-FREE INCOME INC DTF COMMON 23334J107 963 69552 SH SOLE 1 0 69552 0 DUFF & PHELPS SELECT ENERGY ML COMMON 26433F108 28 5800 SH SOLE 1 0 5800 0 DUFF & PHELPS UTILITY AND CORP COMMON 26432K108 35631 4072126 SH SOLE 1 0 4072126 0 DWS MUNICIPAL INCOME TRUST KTF COMMON 233368109 10890 966315 SH SOLE 1 0 966315 0 EATON VANCE FLOATING-RATE INC COMMON 278284104 1117 74526 SH SOLE 1 0 74526 0 EATON VANCE LIMITED DURATION I COMMON 27828H105 74199 5865533 SH SOLE 1 0 5865533 0 EATON VANCE MUNICIPAL BOND FUN COMMON 27827X101 4119 331357 SH SOLE 1 0 331357 0 EATON VANCE SENIOR FLOATING-RA COMMON 27828Q105 288 22000 SH SOLE 1 0 22000 0 EATON VANCE SHORT DUR DIVERSIF COMMON 27828V104 68796 5080939 SH SOLE 1 0 5080939 0 EATON VANCE SR INCOME TR EVF COMMON 27826S103 134 21500 SH SOLE 1 0 21500 0 FEDERATED PREMIER MUNI INC FD COMMON 31423P108 2209 160658 SH SOLE 1 0 160658 0 FIDUCIARY/CLAYMORE MLP OPP FD COMMON 31647Q106 2234 231011 SH SOLE 1 0 231011 0 FIRST TR ABERDEEN GLOBAL OPP I COMMON 337319107 2249 216227 SH SOLE 1 0 216227 0 FIRST TR HIGH INC LONG/SHORT F COMMON 33738E109 4514 300514 SH SOLE 1 0 300514 0 FIRST TR INTER DUR PFD & FPF COMMON 33718W103 2403 105633 SH SOLE 1 0 105633 0 FIRST TR MORTGAGE INCOME FD FM COMMON 33734E103 25272 1809037 SH SOLE 1 0 1809037 0 FIRST TRUST ENERGY INC AND GRO COMMON 33738G104 33 1500 SH SOLE 1 0 1500 0 FIRST TRUST NEW OPPORTUNITIES COMMON 33739M100 3520 372468 SH SOLE 1 0 372468 0 FIRST TRUST SENIOR FLOATING RA COMMON 33733U108 4027 334196 SH SOLE 1 0 334196 0 FLAHERTY & CRUMRINE PFD SEC IN COMMON 338478100 219 11000 SH SOLE 1 0 11000 0 FLAHERTY & CRUMRINE TOTAL RETU COMMON 338479108 3758 185283 SH SOLE 1 0 185283 0 FRANKLIN LIMITED DURATION INCO COMMON 35472T101 46531 4831864 SH SOLE 1 0 4831864 0 GABELLI CONV & INCOME SEC GCV COMMON 36240B109 1602 312250 SH SOLE 1 0 312250 0 GOLDMAN SACHS MLP ENERGY GER COMMON 38148G107 17 3266 SH SOLE 1 0 3266 0 GOLDMAN SACHS MLP INC OPP GMZ COMMON 38147W103 18 2248 SH SOLE 1 0 2248 0 INSIGHT SELECT INCOME FD INSI COMMON 45781W109 17730 880349 SH SOLE 1 0 880349 0 INVESCO ADVANTAGE MUNI INC TRU COMMON 46132E103 9916 901443 SH SOLE 1 0 901443 0 INVESCO BOND FUND VBF COMMON 46132L107 10636 571199 SH SOLE 1 0 571199 0 INVESCO DYNAMIC CREDIT OPPORTU COMMON 46132R104 18872 1687998 SH SOLE 1 0 1687998 0 INVESCO HIGH INC 2023 TARGET T COMMON 46135X108 1168 111870 SH SOLE 1 0 111870 0 INVESCO HIGH INC 2024 TARGET T COMMON 46136K105 2707 266439 SH SOLE 1 0 266439 0 INVESCO HIGH INCOME TR II VLT COMMON 46131F101 4863 335113 SH SOLE 1 0 335113 0 INVESCO MUNICIPAL OPPORTUNITY COMMON 46132C107 10308 838036 SH SOLE 1 0 838036 0 INVESCO MUNICIPAL TRUST VKQ COMMON 46131J103 8684 704834 SH SOLE 1 0 704834 0 INVESCO PA VALUE MUNI INC TR V COMMON 46132K109 7972 625309 SH SOLE 1 0 625309 0 INVESCO QUALITY MUNICIPAL INCO COMMON 46133G107 7870 633655 SH SOLE 1 0 633655 0 INVESCO SENIOR INCOME TR VVR COMMON 46131H107 7665 1774332 SH SOLE 1 0 1774332 0 INVESCO TR FOR INV GRADE NY MU COMMON 46131T101 212 15500 SH SOLE 1 0 15500 0 INVESCO TRUST FOR INV GRADE MU COMMON 46131M106 13374 1055566 SH SOLE 1 0 1055566 0 INVESCO VALUE MUNICIPAL INCOME COMMON 46132P108 2064 135618 SH SOLE 1 0 135618 0 IVY HIGH INC OPPORTUNITIES FD COMMON 465893105 2238 164944 SH SOLE 1 0 164944 0 JOHN HANCOCK INCOME SECURITIES COMMON 410123103 17630 1227120 SH SOLE 1 0 1227120 0 JOHN HANCOCK INVESTORS TR JHI COMMON 410142103 168 10273 SH SOLE 1 0 10273 0 KAYNE ANDERSON MIDSTREAM/ENERG COMMON 48661E108 1429 123389 SH SOLE 1 0 123389 0 KAYNE ANDERSON MLP INVESTMENT COMMON 486606106 5205 339946 SH SOLE 1 0 339946 0 MEXICO EQUITY & INCOME FD MXE COMMON 592834105 1006 90588 SH SOLE 1 0 90588 0 MFS CALIF INSD MUN FD CCA COMMON 59318C106 490 41075 SH SOLE 1 0 41075 0 MFS CHARTER INCOME TRUST MCR COMMON 552727109 12577 1543179 SH SOLE 1 0 1543179 0 MFS GOVERNMENT MARKETS INCOME COMMON 552939100 12357 2703898 SH SOLE 1 0 2703898 0 MFS INTERMEDIATE INCOME TRUST COMMON 55273C107 55687 14426681 SH SOLE 1 0 14426681 0 MFS INVESTMENT GRADE MUNICIPAL COMMON 59318B108 336 35064 SH SOLE 1 0 35064 0 MFS MULTIMARKET INCOME TRUST M COMMON 552737108 5360 919343 SH SOLE 1 0 919343 0 NEUBERGER BERMAN MLP INCOME FD COMMON 64129H104 15 2000 SH SOLE 1 0 2000 0 NEUBERGER BERMN CA INT MUN NBW COMMON 64123C101 1709 125705 SH SOLE 1 0 125705 0 NEW AMERICA HIGH INC FD HYB COMMON 641876800 3958 446260 SH SOLE 1 0 446260 0 NUVEEN ALL CAP ENE MLP OP JMLP COMMON 67075E108 189 30585 SH SOLE 1 0 30585 0 NUVEEN AMT-FREE MUNI CREDIT IN COMMON 67071L106 4235 266850 SH SOLE 1 0 266850 0 NUVEEN AMT-FREE QUALITY MUNI I COMMON 670657105 27064 1959709 SH SOLE 1 0 1959709 0 NUVEEN BUILD AMERICA BOND FD N COMMON 67074C103 21472 1010434 SH SOLE 1 0 1010434 0 NUVEEN CA DIVIDEND ADV MUNI NA COMMON 67066Y105 5616 387825 SH SOLE 1 0 387825 0 NUVEEN CONNECTICUT QUALITY MUN COMMON 67060D107 16314 1257801 SH SOLE 1 0 1257801 0 NUVEEN CREDIT STRATEGIES INC F COMMON 67073D102 9255 1168555 SH SOLE 1 0 1168555 0 NUVEEN ENERGY MLP TOTAL RETURN COMMON 67074U103 323 35429 SH SOLE 1 0 35429 0 NUVEEN FLOATING RATE INC FD JF COMMON 67072T108 3943 400313 SH SOLE 1 0 400313 0 NUVEEN FLOATING RATE INC OPP F COMMON 6706EN100 1778 182515 SH SOLE 1 0 182515 0 NUVEEN GA DIV ADV MUN FD NKG COMMON 67072B107 2680 216569 SH SOLE 1 0 216569 0 NUVEEN GLOBAL HIGH INCOME FD J COMMON 67075G103 1595 103100 SH SOLE 1 0 103100 0 NUVEEN MD PREMIUM INCOME MUNIC COMMON 67061Q107 1177 90821 SH SOLE 1 0 90821 0 NUVEEN MI QUALITY MUNI INC FD COMMON 670979103 1372 101188 SH SOLE 1 0 101188 0 NUVEEN MN QUALITY MUNI INC FD COMMON 670734102 2184 159408 SH SOLE 1 0 159408 0 NUVEEN MORTGAGE OPP TERM FD 2 COMMON 67074R100 4266 189705 SH SOLE 1 0 189705 0 NUVEEN MORTGAGE OPPORTUNITY TE COMMON 670735109 3588 154535 SH SOLE 1 0 154535 0 NUVEEN MULTI-MARKET INC FD JMM COMMON 67075J107 23147 3157794 SH SOLE 1 0 3157794 0 NUVEEN MUNICIPAL CREDIT INC FD COMMON 67070X101 1445 91733 SH SOLE 1 0 91733 0 NUVEEN NC QUALITY MUNI INC FD COMMON 67060P100 1290 96779 SH SOLE 1 0 96779 0 NUVEEN NJ QUALITY MUNI INC FD COMMON 67069Y102 12143 861219 SH SOLE 1 0 861219 0 NUVEEN NY AMT-FREE MUNICIPAL I COMMON 670656107 3053 233240 SH SOLE 1 0 233240 0 NUVEEN OHIO QUALITY INCOME MUN COMMON 670980101 2460 164988 SH SOLE 1 0 164988 0 NUVEEN PA QUALITY MUNI INC FD COMMON 670972108 720 52779 SH SOLE 1 0 52779 0 NUVEEN PFD & INCOME TERM FD JP COMMON 67075A106 955 40346 SH SOLE 1 0 40346 0 NUVEEN PREFERRED & INCOME SEC COMMON 67072C105 769 80946 SH SOLE 1 0 80946 0 NUVEEN QUALITY MUNICIPAL INC F COMMON 67066V101 21550 1539312 SH SOLE 1 0 1539312 0 NUVEEN SENIOR INC FD NSL COMMON 67067Y104 2853 481114 SH SOLE 1 0 481114 0 NUVEEN SHORT DUR CREDIT OPP FD COMMON 67074X107 909 57359 SH SOLE 1 0 57359 0 NUVEEN TX QLTY MUNI INC FD NTX COMMON 670983105 10 735 SH SOLE 1 0 735 0 PGIM GLOBAL SHORT DURATION HIG COMMON 69346J106 24003 1661094 SH SOLE 1 0 1661094 0 PGIM SHORT DURATION HI YLD FD COMMON 69346H100 4138 282868 SH SOLE 1 0 282868 0 PHYSICIANS REALTY TRUST COMMON 71943U104 12831 735697 SH SOLE 1 0 735697 0 PIMCO DYNAMIC CREDIT AND MORTG COMMON 72202D106 148 6200 SH SOLE 1 0 6200 0 PIONEER DIVERSIFIED HIGH INC T COMMON 723653101 10635 743726 SH SOLE 1 0 743726 0 PIONEER FLOATING RATE TR PHD COMMON 72369J102 1460 136615 SH SOLE 1 0 136615 0 PIONEER HIGH INCOME TR PHT COMMON 72369H106 1096 121768 SH SOLE 1 0 121768 0 POTLATCHDELTIC CORP COMMON 737630103 83 2135 SH SOLE 1 0 2135 0 PUTNAM MASTER INTERMEDIATE INC COMMON 746909100 36574 7968294 SH SOLE 1 0 7968294 0 PUTNAM MUNICIPAL OPPORTUNITIES COMMON 746922103 748 59100 SH SOLE 1 0 59100 0 PUTNAM PREMIER INCOME TRUST PP COMMON 746853100 22490 4384076 SH SOLE 1 0 4384076 0 QTS REALTY TRUST INC - CL A COMMON 74736A103 296 6400 SH SOLE 1 0 6400 0 RIVERNORTH DOUBLELINE STR OPP COMMON 76882G107 1899 111340 SH SOLE 1 0 111340 0 SPECIAL OPPORTUNITIES FUND INC COMMON 84741T104 7673 558051 SH SOLE 1 0 558051 0 STORE CAPITAL CORP COMMON 862121100 219 6600 SH SOLE 1 0 6600 0 TCW STRATEGIC INCOME FD TSI COMMON 872340104 12368 2150889 SH SOLE 1 0 2150889 0 THL CREDIT SENIOR LOAN FD TSLF COMMON 87244R103 2152 141142 SH SOLE 1 0 141142 0 TORTOISE ENERGY INFRASTRUCTURE COMMON 89147L100 4476 198500 SH SOLE 1 0 198500 0 TORTOISE MLP FUND INC NTG COMMON 89148B101 2781 206169 SH SOLE 1 0 206169 0 VOYA PRIME RATE TR PPR COMMON 92913A100 3020 634414 SH SOLE 1 0 634414 0 WA GLOBAL CORPORATE DEFINED OP COMMON 95790C107 616 35943 SH SOLE 1 0 35943 0 WA INFLATION - LINKED SEC & IN COMMON 95766Q106 27563 2365947 SH SOLE 1 0 2365947 0 WA INFLATION-LINKED OPP & INC COMMON 95766R104 38622 3451447 SH SOLE 1 0 3451447 0 WA VARIABLE RATE STRATEGIC FD COMMON 957667108 20799 1276242 SH SOLE 1 0 1276242 0 WELLS FARGO INC OPPORTUNITIES COMMON 94987B105 11628 1411166 SH SOLE 1 0 1411166 0 WELLS FARGO MULTI-SECTOR INC F COMMON 94987D101 1087 86702 SH SOLE 1 0 86702 0 WESTERN ASSET CORPORATE LOAN F COMMON 95790J102 8291 866359 SH SOLE 1 0 866359 0 WESTERN ASSET GLOBAL HIGH INC COMMON 95766B109 11127 1120523 SH SOLE 1 0 1120523 0 WESTERN ASSET HGH YLD DFN FD H COMMON 95768B107 150 10000 SH SOLE 1 0 10000 0 WESTERN ASSET HIGH INC OPP FD COMMON 95766K109 10976 2139554 SH SOLE 1 0 2139554 0 WESTERN ASSET INV GRA DEF OPP COMMON 95790A101 696 33251 SH SOLE 1 0 33251 0 WESTERN ASSET MUNI PARTNERS FD COMMON 95766P108 292 19613 SH SOLE 1 0 19613 0 WESTERN ASSET PREMIER BOND FUN COMMON 957664105 3537 258573 SH SOLE 1 0 258573 0