0000897101-15-000580.txt : 20150430 0000897101-15-000580.hdr.sgml : 20150430 20150430112307 ACCESSION NUMBER: 0000897101-15-000580 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150430 DATE AS OF CHANGE: 20150430 EFFECTIVENESS DATE: 20150430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 15816124 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000769317 XXXXXXXX 03-31-2015 03-31-2015 false SIT INVESTMENT ASSOCIATES INC

3300 Ids Center 80 South Eighth Street Minneapolis MN 55402

13F HOLDINGS REPORT 028-00180 N Paul E. Rasmussen 612-331-3223 /s/ Paul E. Rasmussen Minneapolis MN 04-30-2015 1 427 5770399 1 0001086316 028-04373 SIT INVESTMENT FIXED INCOME ADVISORS INC INFORMATION TABLE 2 infotable.xml AFLAC INC COMMON 001055102 138 2150 SH SOLE 1 2150 0 0 AMN HEALTHCARE SERVICES I COMMON 001744101 1179 51125 SH SOLE 1 51125 0 0 ABBOTT LABORATORIES COMMON 002824100 42858 925055 SH SOLE 1 925055 0 0 AFFILIATED MANAGERS GROUP INC COMMON 008252108 4773 22225 SH SOLE 1 22225 0 0 AGRIUM INC COMMON 008916108 31742 304425 SH SOLE 1 304425 0 0 AIR METHODS CORP COMMON 009128307 1235 26500 SH SOLE 1 26500 0 0 AIRGAS INC COMMON 009363102 838 7900 SH SOLE 1 7900 0 0 ALASKA AIR GROUP INC COMMON 011659109 4742 71650 SH SOLE 1 71650 0 0 ALEXION PHARMACEUTICALS INC COMMON 015351109 9138 52730 SH SOLE 1 52730 0 0 ALIGN TECHNOLOGY INC COMMON 016255101 1829 34000 SH SOLE 1 34000 0 0 ALLIANZ SE - ADR COMMON 018805101 707 40625 SH SOLE 1 40625 0 0 AMETEK INC COMMON 031100100 2899 55175 SH SOLE 1 55175 0 0 APPLE INC COMMON 037833100 119462 960072 SH SOLE 1 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SOLE 1 39015 0 0 SIGNATURE BANK NY COMMON 82669G104 4490 34650 SH SOLE 1 34650 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 28765 292650 SH SOLE 1 292650 0 0 SOLERA HOLDINGS INC COMMON 83421A104 1595 30875 SH SOLE 1 30875 0 0 SOUTHERN COPPER CORP COMMON 84265V105 99 3400 SH SOLE 1 3400 0 0 SWIFT TRANSPORTATION CO COMMON 87074U101 3267 125550 SH SOLE 1 125550 0 0 SYNAPTICS INC COMMON 87157D109 4242 52175 SH SOLE 1 52175 0 0 SYNAGEVA BIOPHARMA CORP COMMON 87159A103 568 5825 SH SOLE 1 5825 0 0 TEAM HEALTH HOLDINGS INC COMMON 87817A107 2130 36400 SH SOLE 1 36400 0 0 TEKMIRA PHARMACEUTICALS C COMMON 87911B209 1243 71200 SH SOLE 1 71200 0 0 TELEF BRASIL ADR COMMON 87936R106 63 4150 SH SOLE 1 4150 0 0 TEXAS CAPITAL BANCSHARES INC COMMON 88224Q107 326 6700 SH SOLE 1 6700 0 0 3M CO COMMON 88579Y101 37646 228225 SH SOLE 1 228225 0 0 TORTOISE ENERGY INFRSTRCT COMMON 89147L100 10573 251555 SH SOLE 1 251555 0 0 TWENTY FIRST CENTY FOX INC COMMON 90130A101 4759 140640 SH SOLE 1 140640 0 0 ULTA SALON COSMETICS & FRAG COMMON 90384S303 4744 31450 SH SOLE 1 31450 0 0 ULTIMATE SOFTWARE GROUP INC COMMON 90385D107 7066 41575 SH SOLE 1 41575 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 59411 502250 SH SOLE 1 502250 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 97314 2001120 SH SOLE 1 2001120 0 0 VERTEX PHARMACEUTICALS INC COMMON 92532F100 1569 13300 SH SOLE 1 13300 0 0 VISA INC COMMON 92826C839 13005 198820 SH SOLE 1 198820 0 0 ZIMMER HLDGS INC COMMON 98956P102 54794 466255 SH SOLE 1 466255 0 0 ACTAVIS PLC COMMON G0083B108 13811 46405 SH SOLE 1 46405 0 0 AMBARELLA INC COMMON G037AX101 1060 14000 SH SOLE 1 14000 0 0 ACCENTURE PLC COMMON G1151C101 38814 414285 SH SOLE 1 414285 0 0 DELPHI AUTOMOTIVE PLC COMMON G27823106 44049 552410 SH SOLE 1 552410 0 0 GASLOG LTD COMMON G37585109 717 36925 SH SOLE 1 36925 0 0 INGERSOLL-RAND COMPANY LTD CL A G47791101 1450 21300 SH SOLE 1 21300 0 0 INVESCO LTD COMMON G491BT108 39935 1006175 SH SOLE 1 1006175 0 0 JAZZ PHARMACEUTICALS PLC COMMON G50871105 1659 9600 SH SOLE 1 9600 0 0 MEDTRONIC PLC COMMON G5960L103 141874 1819126 SH SOLE 1 1819126 0 0 MICHAEL KORS HOLDINGS LTD COMMON G60754101 3309 50330 SH SOLE 1 50330 0 0 PARTNERRE LTD COMMON G6852T105 297 2600 SH SOLE 1 2600 0 0 TYCO INTERNATIONAL PLC COMMON G91442106 44735 1038890 SH SOLE 1 1038890 0 0 VALIDUS HOLDINGS LTD COMMON G9319H102 17513 415975 SH SOLE 1 415975 0 0 ACE LTD ORD H0023R105 29216 262050 SH SOLE 1 262050 0 0 ASML HOLDING NV COMMON N07059210 465 4600 SH SOLE 1 4600 0 0 LYONDELLBASELL INDUSTRIES COMMON N53745100 23351 265960 SH SOLE 1 265960 0 0 MYLAN NV COMMON N59465109 3647 61450 SH SOLE 1 61450 0 0 NIELSEN NV COMMON N63218106 28747 644975 SH SOLE 1 644975 0 0 AVAGO TECHNOLOGIES LTD COMMON Y0486S104 77898 613470 SH SOLE 1 613470 0 0 ABERDEEN GLBL INC FD FCO COMMON 003013109 598 64300 SH SOLE 1 0 64300 0 ADVENT CLAY CONV SEC INC AGC COMMON 007639107 235 35000 SH SOLE 1 0 35000 0 ALLIANCE NY MUNICIPAL INCOME A COMMON 018714105 142 10200 SH SOLE 1 0 10200 0 BANCROFT FUND LTD BCV COMMON 059695106 173 8257 SH SOLE 1 0 8257 0 BLACKROCK MUNI INC QUAL TR BY COMMON 092479104 467 32509 SH SOLE 1 0 32509 0 BLACKROCK CREDIT ALLOCATION IN COMMON 092508100 22041 1637505 SH SOLE 1 0 1637505 0 CUTWATER SELECT INCOME FUND CS COMMON 232229104 4898 244767 SH SOLE 1 0 244767 0 DOUBLELINE OPP CRED FD DBL COMMON 258623107 27 1100 SH SOLE 1 0 1100 0 DREYFUS STRATEGIC MUNICIPALS L COMMON 261932107 2040 243136 SH SOLE 1 0 243136 0 ELLSWORTH GROWTH & INCOME ECF COMMON 289074106 501 57200 SH SOLE 1 0 57200 0 FEDERATED ENHANCED TREASURY IN COMMON 314162108 38362 2839557 SH SOLE 1 0 2839557 0 FLAHERTY & CRUMRINE PFD SECURI COMMON 338478100 305 15000 SH SOLE 1 0 15000 0 FLAHERTY & CRUMRINE TOTAL RETU COMMON 338479108 203 10000 SH SOLE 1 0 10000 0 GENERAL AMERN INVS CO GAM COMMON 368802104 13105 374652 SH SOLE 1 0 374652 0 JOHN HANCOCK INCOME SECURITIES COMMON 410123103 16482 1151777 SH SOLE 1 0 1151777 0 LIBERTY ALL STAR EQUITY FUND U COMMON 530158104 7573 1296694 SH SOLE 1 0 1296694 0 MFS CHARTER INCOME TRUST MCR COMMON 552727109 12861 1461464 SH SOLE 1 0 1461464 0 MFS GOVERNMENT MARKETS INCOME COMMON 552939100 6107 1090479 SH SOLE 1 0 1090479 0 MONTGOMERY STREET INCOME SECUR COMMON 614115103 7364 436002 SH SOLE 1 0 436002 0 MORGAN STANLEY EM MKTS FD EDD COMMON 617477104 592 63900 SH SOLE 1 0 63900 0 NUVEEN MN MUNI INCOME FD NMS COMMON 670734102 2580 167758 SH SOLE 1 0 167758 0 NUVEEN MORTGAGE OPPORTUNITY TE COMMON 670735109 4146 177995 SH SOLE 1 0 177995 0 NUVEEN PA INVESTMENT QUALITY M COMMON 670972108 734 52779 SH SOLE 1 0 52779 0 NUVEEN MI QUALITY INCOME MUNIC COMMON 670979103 222 15963 SH SOLE 1 0 15963 0 NUVEEN MUNICIPAL OPPORTUNITY F COMMON 670984103 662 45100 SH SOLE 1 0 45100 0 NUVEEN PREMIER MUNICIPAL INCOM COMMON 670988104 1994 143481 SH SOLE 1 0 143481 0 PUTNAM PREMIER INCOME TRUST PP COMMON 746853100 40794 7740885 SH SOLE 1 0 7740885 0 PUTNAM MASTER INTERMEDIATE INC COMMON 746909100 33369 6809945 SH SOLE 1 0 6809945 0 PUTNAM MUNICIPAL OPPORTUNITIES COMMON 746922103 80 6529 SH SOLE 1 0 6529 0 STRATEGIC GLOBAL INCOME F SGL COMMON 862719101 627 74408 SH SOLE 1 0 74408 0 TRANSAMERICA INCOME SHARES TAI COMMON 893506105 5951 291979 SH SOLE 1 0 291979 0 WESTERN ASSET PREMIER WEA COMMON 957664105 3177 227900 SH SOLE 1 0 227900 0 WESTERN ASSET VARIABLE RATE ST COMMON 957667108 16653 1008055 SH SOLE 1 0 1008055 0 WESTERN ASSET WORLDWIDE INC FD COMMON 957668106 432 38068 SH SOLE 1 0 38068 0 WESTERN ASSET INTERMEDIATE MUN COMMON 958435109 100 10000 SH SOLE 1 0 10000 0 ZWEIG TOTAL RETURN FD INC ZTR COMMON 989837208 55193 4034600 SH SOLE 1 0 4034600 0 ALLIANCEBERNSTEIN INCOME FUND COMMON 01881E101 40339 5225291 SH SOLE 1 0 5225291 0 BLACKROCK CORE BOND TRUST BHK COMMON 09249E101 18329 1326289 SH SOLE 1 0 1326289 0 BLACKROCK MUNIYIELD NY QUALITY COMMON 09255E102 573 42800 SH SOLE 1 0 42800 0 BLACKROCK MUNIYIELD QUALITY FU COMMON 09254E103 5643 397372 SH SOLE 1 0 397372 0 FIRST TRUST MORTGAGE INCOME FU COMMON 33734E103 18115 1220672 SH SOLE 1 0 1220672 0 INVESCO ADVANTAGE MUNICIPAL IN COMMON 46132E103 6138 522379 SH SOLE 1 0 522379 0 NUVEEN INVESTMENT QUALITY MUNI COMMON 67062E103 30 1945 SH SOLE 1 0 1945 0 AVENUE INCOME CRED STRAT FD AC COMMON 05358E106 1009 66673 SH SOLE 1 0 66673 0 BLACKROCK INCOME TRUST BKT COMMON 09247F100 31473 4902411 SH SOLE 1 0 4902411 0 BLACKROCK MUNI INC TR BFK COMMON 09248F109 3783 258017 SH SOLE 1 0 258017 0 BLACKROCK PA STRAT MUNI TR BP COMMON 09248R103 612 46362 SH SOLE 1 0 46362 0 BLACKROCK STRATEGIC MUNI TR B COMMON 09248T109 513 37070 SH SOLE 1 0 37070 0 BLACKROCK BUILD AMERICA BOND T COMMON 09248X100 3725 164336 SH SOLE 1 0 164336 0 BLACKROCK MUNICIPAL INCOME TRU COMMON 09249N101 102 6711 SH SOLE 1 0 6711 0 BLACKROCK LONG-TERM MUNICIPAL COMMON 09250B103 8655 753301 SH SOLE 1 0 753301 0 BLACKROCK MUNIHOLDINGS FUND MH COMMON 09253N104 438 25143 SH SOLE 1 0 25143 0 BLACKROCK MUNIVEST FUND MVF COMMON 09253R105 389 38289 SH SOLE 1 0 38289 0 BLACKROCK MUNIYIELD FUND MYD COMMON 09253W104 2993 197163 SH SOLE 1 0 197163 0 BLACKROCK MUNIENHANCED FD MEN COMMON 09253Y100 4256 365336 SH SOLE 1 0 365336 0 BLACKROCK MUNIHOLDNGS QUAL FUN COMMON 09254A101 4460 330897 SH SOLE 1 0 330897 0 BLACKROCK MUNIHOLDINGS QUALITY COMMON 09254C107 4596 334255 SH SOLE 1 0 334255 0 BLACKROCK MUNIYIELD QUAL FD IN COMMON 09254F100 1688 109729 SH SOLE 1 0 109729 0 BLACKROCK MUNIYIELD QUALITY FU COMMON 09254G108 3386 252285 SH SOLE 1 0 252285 0 BLACKROCK MUNIHOLDINGS INVESTM COMMON 09254P108 6590 457025 SH SOLE 1 0 457025 0 BLACKROCK MUNIYIELD INVESTMENT COMMON 09254R104 2303 148889 SH SOLE 1 0 148889 0 BLACKROCK MUNIYIELD INVESTMENT COMMON 09254T100 4385 314340 SH SOLE 1 0 314340 0 BLACKROCK MUNIYIELD MI QUALITY COMMON 09254V105 2985 211559 SH SOLE 1 0 211559 0 BLACKROCK MUNIYIELD MI QUALITY COMMON 09254W103 4177 321024 SH SOLE 1 0 321024 0 BLACKROCK MUNIYLD NJ INSD MJI COMMON 09255A100 222 15229 SH SOLE 1 0 15229 0 BLACKROCK MUNIHOLDINGS NY QUAL COMMON 09255C106 190 13500 SH SOLE 1 0 13500 0 BLACKROCK MUNIYIELD PA QUALITY COMMON 09255G107 781 53800 SH SOLE 1 0 53800 0 BLACKROCK ENHANCED GOVERNMENT COMMON 09255K108 32454 2337826 SH SOLE 1 0 2337826 0 BLACKROCK DEBT STRATEGIES FD D COMMON 09255R103 4331 1161068 SH SOLE 1 0 1161068 0 BLACKROCK MUNI TARGET TERM TR COMMON 09257P105 3550 169300 SH SOLE 1 0 169300 0 BROOKFIELD GLBL LISTED INC FD COMMON 11273Q109 807 39555 SH SOLE 1 0 39555 0 BROOKFIELD TOTAL RETURN FUND H COMMON 11283U108 33350 1374108 SH SOLE 1 0 1374108 0 CLOUGH GLOBAL EQUITY FD GLQ COMMON 18914C100 6848 455631 SH SOLE 1 0 455631 0 CORNERSTONE PROGRESSIVE RETURN COMMON 21925C200 18337 1158348 SH SOLE 1 0 1158348 0 DELAWARE INVESTMENTS MN MUNICI COMMON 24610V103 4062 293300 SH SOLE 1 0 293300 0 DEUTSCHE GLOBAL HIGH INCO LBF COMMON 25158V108 534 63686 SH SOLE 1 0 63686 0 DEUTSCHE HIGH INCOME OPPORT FD COMMON 25158Y102 15920 1108614 SH SOLE 1 0 1108614 0 DEUTSCHE MUNICIPAL INCOME TRUS COMMON 25160C106 10802 770986 SH SOLE 1 0 770986 0 DIVERSIFIED REAL ASSET INCOME COMMON 25533B108 42226 2332928 SH SOLE 1 0 2332928 0 DIVIDEND & INCOME FD INC DNI COMMON 25538A204 199 13205 SH SOLE 1 0 13205 0 DREYFUS STRATEGIC MUNICIPAL BO COMMON 26202F107 3919 484393 SH SOLE 1 0 484393 0 DUFF & PHELPS UTILITY AND CORP COMMON 26432K108 29670 3036807 SH SOLE 1 0 3036807 0 EATON VANCE MUNICIPAL BOND FUN COMMON 27827X101 1518 117545 SH SOLE 1 0 117545 0 EATON VANCE CA MUNICIPAL BOND COMMON 27828C106 343 26547 SH SOLE 1 0 26547 0 EATON VANCE LIMITED DURATION I COMMON 27828H105 27058 1880360 SH SOLE 1 0 1880360 0 EATON VANCE SHORT DUR DIVERSIF COMMON 27828V104 32151 2218840 SH SOLE 1 0 2218840 0 FIRST TR INTER DUR PFD & FPF COMMON 33718W103 842 37500 SH SOLE 1 0 37500 0 FIRSTHAND TECHNOLOGY VALUE FUN COMMON 33766Y100 4820 336140 SH SOLE 1 0 336140 0 FRANKLIN LIMITED DURATION INCO COMMON 35472T101 28357 2330111 SH SOLE 1 0 2330111 0 INVESCO MUNICIPAL TRUST VKQ COMMON 46131J103 1002 78294 SH SOLE 1 0 78294 0 INVESCO TRUST FOR INVESTMENT G COMMON 46131M106 2237 166317 SH SOLE 1 0 166317 0 INVESCO TRUST FOR INVESTMENT G COMMON 46131T101 47 3400 SH SOLE 1 0 3400 0 INVESCO MUNICIPAL OPPORTUNITY COMMON 46132C107 4057 313046 SH SOLE 1 0 313046 0 INVESCO CA VALUE MUNICIPAL INC COMMON 46132H106 1324 98992 SH SOLE 1 0 98992 0 INVESCO BD FD VBF COMMON 46132L107 4022 215072 SH SOLE 1 0 215072 0 INVESCO QUALITY MUNICIPAL INCO COMMON 46133G107 2323 184976 SH SOLE 1 0 184976 0 LMP REAL ESTATE INCOME FD RIT COMMON 50208C108 6419 493032 SH SOLE 1 0 493032 0 MFS INTER INC TRUST MIN COMMON 55273C107 25897 5317651 SH SOLE 1 0 5317651 0 MANAGED DURATION INVESTMENT GR COMMON 56165R103 1563 115059 SH SOLE 1 0 115059 0 MORGAN STANLEY INCOME SECURITI COMMON 61745P874 4523 251283 SH SOLE 1 0 251283 0 NUVEEN QUAL MUNI FD INC NQI COMMON 67062N103 2110 157598 SH SOLE 1 0 157598 0 NUVEEN PERFORMANCE PLUS MUNICI COMMON 67062P108 101 6800 SH SOLE 1 0 6800 0 NUVEEN PREM INCOME MUN FD NPI COMMON 67062T100 3424 244223 SH SOLE 1 0 244223 0 NUVEEN PREMIUM INCOME MUNICIPA COMMON 67063W102 12849 905463 SH SOLE 1 0 905463 0 NUVEEN DIVIDEND ADVANTAGE MUNI COMMON 67066V101 959 67000 SH SOLE 1 0 67000 0 NUVEEN PREM INCOME MUNI NPT COMMON 6706K4105 597 44565 SH SOLE 1 0 44565 0 NUVEEN DIVIDEND ADVANTAGE MUNI COMMON 67070X101 222 15663 SH SOLE 1 0 15663 0 NUVEEN DIVIDEND ADVANTAGE MUNI COMMON 67071L106 79 5426 SH SOLE 1 0 5426 0 NUVEEN QUALITY PREFERRED INCOM COMMON 67072W101 595 68702 SH SOLE 1 0 68702 0 NUVEEN PREFERRED INCOME OPPORT COMMON 67073B106 341 35765 SH SOLE 1 0 35765 0 NUVEEN CRED STRAT INC FD JQC COMMON 67073D102 9041 998995 SH SOLE 1 0 998995 0 NUVEEN BUILD AMERICAN BOND TER COMMON 67074C103 3546 166933 SH SOLE 1 0 166933 0 NUVEEN BUILD AMERICA BOND OPPO COMMON 67074Q102 6541 301142 SH SOLE 1 0 301142 0 NUVEEN MORTGAGE OPPORTUNITY TE COMMON 67074R100 2931 129575 SH SOLE 1 0 129575 0 NUVEEN PFD & INCOME TERM FD JP COMMON 67075A106 832 35500 SH SOLE 1 0 35500 0 NUVEEN GLOBAL HIGH INCOME JGH COMMON 67075G103 5981 350370 SH SOLE 1 0 350370 0 NUVEEN MULTI-MARKET INCOME FD COMMON 67075J107 11856 1565099 SH SOLE 1 0 1565099 0 PIONEER HIGH INCOME TR PHT COMMON 72369H106 1194 92769 SH SOLE 1 0 92769 0 RMR REAL ESTATE INCOME FU RIF COMMON 76970B101 2894 137419 SH SOLE 1 0 137419 0 SPECIAL OPPORTUNITIES FD SPE COMMON 84741T104 5554 360205 SH SOLE 1 0 360205 0 WELLS FARGO ADVANTAGE MULTI-SE COMMON 94987D101 9034 676728 SH SOLE 1 0 676728 0 WESTERN ASSET GLOBAL HIGH INCO COMMON 95766B109 177 15922 SH SOLE 1 0 15922 0 WESTERN ASSET MUNICIPAL PARTNE COMMON 95766P108 344 22077 SH SOLE 1 0 22077 0 WESTERN ASSET MORTGAGE DEFINED COMMON 95790B109 1364 56776 SH SOLE 1 0 56776 0