0000897101-14-001545.txt : 20141027 0000897101-14-001545.hdr.sgml : 20141027 20141027121847 ACCESSION NUMBER: 0000897101-14-001545 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141027 DATE AS OF CHANGE: 20141027 EFFECTIVENESS DATE: 20141027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 141174025 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000769317 XXXXXXXX 09-30-2014 09-30-2014 false SIT INVESTMENT ASSOCIATES INC

3300 Ids Center 80 South Eighth Street Minneapolis MN 55402

13F HOLDINGS REPORT 028-00180 N Paul E. Rasmussen 612-331-3223 /s/ Paul E. Rasmussen Minneapolis MN 10-27-2014 1 430 5730813 1 0001086316 028-04373 SIT INVESTMENT FIXED INCOME ADVISORS INC INFORMATION TABLE 2 infotable.xml AFLAC INC COMMON 001055102 140 2400 SH SOLE 1 2400 0 0 AMN HEALTHCARE SERVICES I COMMON 001744101 1443 91940 SH SOLE 1 91940 0 0 ABBOTT LABORATORIES COMMON 002824100 33349 801840 SH SOLE 1 801840 0 0 AFFILIATED MANAGERS GROUP INC COMMON 008252108 7364 36755 SH SOLE 1 36755 0 0 AIR METHODS CORP COMMON 009128307 1910 34380 SH SOLE 1 34380 0 0 AIRGAS INC COMMON 009363102 929 8400 SH SOLE 1 8400 0 0 ALASKA AIR GROUP INC COMMON 011659109 3962 91000 SH SOLE 1 91000 0 0 ALEXION PHARMACEUTICALS INC COMMON 015351109 13308 80255 SH SOLE 1 80255 0 0 ALIGN TECHNOLOGY INC COMMON 016255101 2675 51770 SH SOLE 1 51770 0 0 ALLERGAN INC COMMON 018490102 12095 67875 SH SOLE 1 67875 0 0 ALLIANZ SE - ADR DEPOSITORY RECEI 018805101 272 16885 SH SOLE 1 16885 0 0 AMAZON.COM INC COMMON 023135106 4745 14715 SH SOLE 1 14715 0 0 AMETEK INC COMMON 031100100 5780 115110 SH SOLE 1 115110 0 0 APPLE INC COMMON 037833100 90002 893317 SH SOLE 1 893317 0 0 APPLIED MATERIALS INC COMMON 038222105 43882 2030635 SH SOLE 1 2030635 0 0 ARCHER DANIELS MIDLAND CO COMMON 039483102 37277 729500 SH SOLE 1 729500 0 0 ASPEN TECHNOLOGY INC COMMON 045327103 3783 100295 SH SOLE 1 100295 0 0 ATWOOD OCEANICS INC COMMON 050095108 2651 60685 SH SOLE 1 60685 0 0 AUTODESK INC COMMON 052769106 377 6850 SH SOLE 1 6850 0 0 AUTOMATIC DATA PROCESSING INC COMMON 053015103 32922 396265 SH SOLE 1 396265 0 0 BANCO BRADESCO-ADR DEPOSITORY RECEI 059460303 1567 109931 SH SOLE 1 109931 0 0 BANK OF NEW YORK MELLON CORP COMMON 064058100 851 21970 SH SOLE 1 21970 0 0 BECTON DICKINSON AND CO COMMON 075887109 51951 456475 SH SOLE 1 456475 0 0 BHP BILLITON ADR DEPOSITORY RECEI 088606108 3806 64640 SH SOLE 1 64640 0 0 BITAUTO HLDGS LTD-ADR COMMON 091727107 1615 20700 SH SOLE 1 20700 0 0 BRISTOL-MYERS SQUIBB CO COMMON 110122108 39616 774045 SH SOLE 1 774045 0 0 BROADCOM CORP CL A 111320107 295 7300 SH SOLE 1 7300 0 0 BUFFALO WILD WINGS INC COMMON 119848109 4708 35065 SH SOLE 1 35065 0 0 CF INDUSTRIES HOLDINGS INC COMMON 125269100 2264 8110 SH SOLE 1 8110 0 0 CNOOC LTD ADR DEPOSITORY RECEI 126132109 2027 11750 SH SOLE 1 11750 0 0 CSX CORP COMMON 126408103 311 9700 SH SOLE 1 9700 0 0 CVS HEALTH CORPORATION COMMON 126650100 73339 921460 SH SOLE 1 921460 0 0 CALPINE CORP COMMON 131347304 1118 51500 SH SOLE 1 51500 0 0 CAPELLA EDUCATION CO COMMON 139594105 2495 39855 SH SOLE 1 39855 0 0 CARDIOVASCULAR SYS INC DE COMMON 141619106 2365 100065 SH SOLE 1 100065 0 0 CARLISLE COS INC COMMON 142339100 1310 16300 SH SOLE 1 16300 0 0 CARRIZO OIL & GAS INC COMMON 144577103 2332 43325 SH SOLE 1 43325 0 0 CASEYS GENERAL STORES INC COMMON 147528103 2255 31445 SH SOLE 1 31445 0 0 CATERPILLAR INC COMMON 149123101 5560 56140 SH SOLE 1 56140 0 0 CELGENE CORP COMMON 151020104 17012 179490 SH SOLE 1 179490 0 0 CHEVRON CORP COMMON 166764100 101270 848725 SH SOLE 1 848725 0 0 CHIPOTLE MEXICAN GRILL INC COMMON 169656105 3533 5300 SH SOLE 1 5300 0 0 CIENA CORP COMMON 171779309 7652 457645 SH SOLE 1 457645 0 0 CITIGROUP INC COMMON 172967424 704 13592 SH SOLE 1 13592 0 0 CLARCOR INC COMMON 179895107 2901 45995 SH SOLE 1 45995 0 0 CLOVIS ONCOLOGY INC COMMON 189464100 483 10650 SH SOLE 1 10650 0 0 COCA-COLA CO/THE COMMON 191216100 1331 31200 SH SOLE 1 31200 0 0 COGNIZANT TECH SOLUTIONS CL A 192446102 9862 220280 SH SOLE 1 220280 0 0 COLGATE-PALMOLIVE CO COMMON 194162103 137 2100 SH SOLE 1 2100 0 0 COMMVAULT SYSTEMS INC COMMON 204166102 3346 66380 SH SOLE 1 66380 0 0 CONCUR TECHNOLOGIES INC COMMON 206708109 7884 62170 SH SOLE 1 62170 0 0 CONTINENTAL RESOURCES INC COMMON 212015101 9730 146355 SH SOLE 1 146355 0 0 CRANE CO COMMON 224399105 2549 40332 SH SOLE 1 40332 0 0 CREDIT SUISSE GROUP AG ADR DEPOSITORY RECEI 225401108 490 17736 SH SOLE 1 17736 0 0 CUBIST PHARMACEUTICALS INC COMMON 229678107 3130 47175 SH SOLE 1 47175 0 0 CUMMINS INC COMMON 231021106 29219 221390 SH SOLE 1 221390 0 0 DANAHER CORP COMMON 235851102 8214 108110 SH SOLE 1 108110 0 0 DEALERTRACK TECHNOLOGIES INC COMMON 242309102 2178 50166 SH SOLE 1 50166 0 0 DEERE & CO COMMON 244199105 287 3500 SH SOLE 1 3500 0 0 DEVRY INC COMMON 251893103 1796 41960 SH SOLE 1 41960 0 0 DICKS SPORTING GOODS INC COMMON 253393102 10879 247915 SH SOLE 1 247915 0 0 DISCOVER FINANCIAL SERVICES COMMON 254709108 46851 727610 SH SOLE 1 727610 0 0 DOVER CORP COMMON 260003108 92 1150 SH SOLE 1 1150 0 0 DUNKIN BRANDS GROUP INC COMMON 265504100 7774 173460 SH SOLE 1 173460 0 0 EMC CORP MASS COMMON 268648102 5865 200455 SH SOLE 1 200455 0 0 ECOLAB INC COMMON 278865100 17870 155620 SH SOLE 1 155620 0 0 EMERSON ELECTRIC CO COMMON 291011104 45940 734100 SH SOLE 1 734100 0 0 EQUIFAX INC COMMON 294429105 33830 452630 SH SOLE 1 452630 0 0 FMC CORP COMMON 302491303 2133 37300 SH SOLE 1 37300 0 0 F5 NETWORKS INC COMMON 315616102 3242 27305 SH SOLE 1 27305 0 0 FRANKLIN RESOURCES INC COMMON 354613101 5898 107995 SH SOLE 1 107995 0 0 GALLAGHER ARTHUR J & CO COMMON 363576109 33917 747730 SH SOLE 1 747730 0 0 GENERAL ELECTRIC CO COMMON 369604103 853 33300 SH SOLE 1 33300 0 0 GENERAL MILLS INC COMMON 370334104 515 10200 SH SOLE 1 10200 0 0 GENUINE PARTS CO COMMON 372460105 28294 322591 SH SOLE 1 322591 0 0 GILEAD SCIENCES INC COMMON 375558103 19307 181370 SH SOLE 1 181370 0 0 GRAINGER W W INC COMMON 384802104 14450 57420 SH SOLE 1 57420 0 0 GRIFOLS S A ADR COMMON 398438408 580 16500 SH SOLE 1 16500 0 0 GULFPORT ENERGY CORP COMMON 402635304 9609 179940 SH SOLE 1 179940 0 0 HSBC HOLDINGS PLC ADR DEPOSITORY RECEI 404280406 2064 40570 SH SOLE 1 40570 0 0 HALLIBURTON CO COMMON 406216101 22914 355200 SH SOLE 1 355200 0 0 HEALTHCARE SERVICES GRP INC COMMON 421906108 3927 137270 SH SOLE 1 137270 0 0 HELMERICH & PAYNE INC COMMON 423452101 29789 304375 SH SOLE 1 304375 0 0 HEXCEL CORP NEW COMMON 428291108 3655 92060 SH SOLE 1 92060 0 0 HOME DEPOT INC COMMON 437076102 76290 831585 SH SOLE 1 831585 0 0 HONDA MOTOR CO LTD ADR DEPOSITORY RECEI 438128308 305 8900 SH SOLE 1 8900 0 0 HONEYWELL INTERNATIONAL INC COMMON 438516106 96713 1038585 SH SOLE 1 1038585 0 0 ITT CORP COMMON 450911201 3074 68410 SH SOLE 1 68410 0 0 ICONIX BRAND GROUP INC COMMON 451055107 8114 219640 SH SOLE 1 219640 0 0 INDITEX-UNSPON ADR DEPOSITORY RECEI 455793109 253 18520 SH SOLE 1 18520 0 0 INTEL CORP COMMON 458140100 74800 2148195 SH SOLE 1 2148195 0 0 INTL BUSINESS MACHINES CORP COMMON 459200101 48127 253525 SH SOLE 1 253525 0 0 INTERNATIONAL PAPER CO COMMON 460146103 45228 947380 SH SOLE 1 947380 0 0 ISHARES MSCI TAIWAN ETF COMMON 464286731 614 40200 SH SOLE 1 40200 0 0 ISHARES MSCI MALAYSIA ETF COMMON 464286830 573 37200 SH SOLE 1 37200 0 0 ISIS PHARMACEUTICALS INC COMMON 464330109 2870 73905 SH SOLE 1 73905 0 0 ITC HOLDINGS CORP COMMON 465685105 1846 51805 SH SOLE 1 51805 0 0 JACOBS ENGINEERING GROUP INC COMMON 469814107 1455 29800 SH SOLE 1 29800 0 0 JOHNSON & JOHNSON COMMON 478160104 128767 1208055 SH SOLE 1 1208055 0 0 KAYNE ANDERSON MLP INVSM COMMON 486606106 53543 1311035 SH SOLE 1 1311035 0 0 KNIGHT TRANSPORTATION INC COMMON 499064103 2864 104560 SH SOLE 1 104560 0 0 KUBOTA CORP ADR DEPOSITORY RECEI 501173207 132 1675 SH SOLE 1 1675 0 0 LACLEDE GROUP INC COMMON 505597104 29470 635130 SH SOLE 1 635130 0 0 LAUDER ESTEE COS INC COMMON 518439104 134 1800 SH SOLE 1 1800 0 0 LINCOLN ELECTRIC HLDGS INC COMMON 533900106 2530 36600 SH SOLE 1 36600 0 0 LIONS GATE ENTMNT CORP COMMON 535919203 4623 140225 SH SOLE 1 140225 0 0 LOCKHEED MARTIN CORP COMMON 539830109 36278 198480 SH SOLE 1 198480 0 0 MSC INDL DIRECT INC CL A 553530106 3776 44180 SH SOLE 1 44180 0 0 MANHATTAN ASSOCIATES INC COMMON 562750109 2792 83555 SH SOLE 1 83555 0 0 MARSH & MCLENNAN COS INC COMMON 571748102 44029 841210 SH SOLE 1 841210 0 0 MARRIOTT INTERNATIONAL INC/DE CL A 571903202 2763 39532 SH SOLE 1 39532 0 0 MCDONALDS CORP COMMON 580135101 256 2700 SH SOLE 1 2700 0 0 MEDTRONIC INC COMMON 585055106 83252 1343855 SH SOLE 1 1343855 0 0 MICROSOFT CORP COMMON 594918104 117152 2527005 SH SOLE 1 2527005 0 0 MOODYS CORP COMMON 615369105 30447 322190 SH SOLE 1 322190 0 0 MURPHY USA INC COMMON 626755102 62 1175 SH SOLE 1 1175 0 0 MYLAN INC COMMON 628530107 4027 88525 SH SOLE 1 88525 0 0 NESTLE SA-SPONS ADR DEPOSITORY RECEI 641069406 1691 22970 SH SOLE 1 22970 0 0 NEW ORIENTAL ED & TECH GR ADR DEPOSITORY RECEI 647581107 1264 54500 SH SOLE 1 54500 0 0 NICE SYSTEMS LTD ADR DEPOSITORY RECEI 653656108 783 19200 SH SOLE 1 19200 0 0 NIKE INC CL B 654106103 43382 486340 SH SOLE 1 486340 0 0 NORDSTROM INC COMMON 655664100 1251 18300 SH SOLE 1 18300 0 0 OCCIDENTAL PETROLEUM CORP COMMON 674599105 80406 836255 SH SOLE 1 836255 0 0 OCEANEERING INTERNATIONAL INC COMMON 675232102 24201 371350 SH SOLE 1 371350 0 0 ON ASSIGNMENT INC COMMON 682159108 3236 120505 SH SOLE 1 120505 0 0 PNC FINL SVCS GROUP INC/THE COMMON 693475105 38796 453335 SH SOLE 1 453335 0 0 POSCO ADR DEPOSITORY RECEI 693483109 615 8100 SH SOLE 1 8100 0 0 PEPSICO INC 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640285 SH SOLE 1 640285 0 0 ROCHE HLDG LTD- SPONS ADR COMMON 771195104 921 24910 SH SOLE 1 24910 0 0 ROGERS COMMUNICATIONS INC COMMON 775109200 67 1800 SH SOLE 1 1800 0 0 ROYAL DUTCH SHELL PLC ADR DEPOSITORY RECEI 780259107 372 4700 SH SOLE 1 4700 0 0 ROYAL DUTCH SHELL PLC-ADR DEPOSITORY RECEI 780259206 464 6100 SH SOLE 1 6100 0 0 RYDER SYS INC COMMON 783549108 35423 393723 SH SOLE 1 393723 0 0 SPX CORP COMMON 784635104 1634 17400 SH SOLE 1 17400 0 0 ST JUDE MEDICAL INC COMMON 790849103 55879 929305 SH SOLE 1 929305 0 0 SANGAMO BIOSCIENCES INC COMMON 800677106 518 48005 SH SOLE 1 48005 0 0 SASOL LTD - ADR DEPOSITORY RECEI 803866300 1973 36200 SH SOLE 1 36200 0 0 SCHLUMBERGER LTD COMMON 806857108 17883 175855 SH SOLE 1 175855 0 0 SCOTTS MIRACLE GRO CO COMMON 810186106 3848 69970 SH SOLE 1 69970 0 0 SGS SA-UNSPONS ADR DEPOSITORY RECEI 818800104 334 16185 SH SOLE 1 16185 0 0 SIEMENS A G - ADR DEPOSITORY RECEI 826197501 347 2915 SH SOLE 1 2915 0 0 JM SMUCKER CO COMMON 832696405 34661 350150 SH SOLE 1 350150 0 0 SNAP-ON INC COMMON 833034101 57730 476790 SH SOLE 1 476790 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 713 20400 SH SOLE 1 20400 0 0 STARBUCKS CORP COMMON 855244109 8407 111410 SH SOLE 1 111410 0 0 STERICYCLE INC COMMON 858912108 5218 44770 SH SOLE 1 44770 0 0 STERIS CORP COMMON 859152100 2787 51650 SH SOLE 1 51650 0 0 STIFEL FINANCIAL CORP COMMON 860630102 2002 42698 SH SOLE 1 42698 0 0 SUNCOR ENERGY INC COMMON 867224107 51902 1435740 SH SOLE 1 1435740 0 0 TCF FINANCIAL CORP COMMON 872275102 1675 107850 SH SOLE 1 107850 0 0 TJX COS INC COMMON 872540109 51559 871365 SH SOLE 1 871365 0 0 TAIWAN SEMICONDUCTOR ADR DEPOSITORY RECEI 874039100 1709 84700 SH SOLE 1 84700 0 0 TATA MOTORS LTD-SPON ADR COMMON 876568502 1442 33000 SH SOLE 1 33000 0 0 TECHNE CORP COMMON 878377100 1816 19410 SH SOLE 1 19410 0 0 THERMO FISHER SCIENTIFIC INC COMMON 883556102 8657 71130 SH SOLE 1 71130 0 0 TIME WARNER INC COMMON 887317303 54931 730365 SH SOLE 1 730365 0 0 TOWERS WATSON & CO-CL A COMMON 891894107 1383 13900 SH SOLE 1 13900 0 0 TRIMBLE NAVIGATION LTD COMMON 896239100 3790 124275 SH SOLE 1 124275 0 0 TRINITY INDS INC COMMON 896522109 7477 160040 SH SOLE 1 160040 0 0 TUTOR PERINI CORP COMMON 901109108 2529 95810 SH SOLE 1 95810 0 0 US BANCORP COMMON 902973304 46993 1123435 SH SOLE 1 1123435 0 0 UNION PACIFIC CORP COMMON 907818108 56559 521670 SH SOLE 1 521670 0 0 UNITED PARCEL SERVICE INC CL B 911312106 35933 365579 SH SOLE 1 365579 0 0 UNITED TECHNOLOGIES CORP COMMON 913017109 53881 510239 SH SOLE 1 510239 0 0 WABTEC CORP/DE COMMON 929740108 3528 43535 SH SOLE 1 43535 0 0 WADDELL & REED FINANCIAL INC CL A 930059100 16577 320700 SH SOLE 1 320700 0 0 WASTE CONNECTIONS INC COMMON 941053100 6986 143980 SH SOLE 1 143980 0 0 WELLS FARGO & CO COMMON 949746101 1586 30575 SH SOLE 1 30575 0 0 WESTERN REFINING INC COMMON 959319104 3140 74785 SH SOLE 1 74785 0 0 WESTPAC BANKING CORP-ADR DEPOSITORY RECEI 961214301 1759 62590 SH SOLE 1 62590 0 0 WISCONSIN ENERGY CORP COMMON 976657106 41912 974700 SH SOLE 1 974700 0 0 XILINX INC COMMON 983919101 36672 865920 SH SOLE 1 865920 0 0 PETROCHINA CO LTD ADR DEPOSITORY RECEI 71646E100 1089 8475 SH SOLE 1 8475 0 0 VALE SA ADR DEPOSITORY RECEI 91912E105 762 69200 SH SOLE 1 69200 0 0 TARGET CORP COMMON 87612E106 26267 419069 SH SOLE 1 419069 0 0 TRAVELERS COS INC/THE COMMON 89417E109 479 5100 SH SOLE 1 5100 0 0 BARCLAYS PLC-SPONS ADR COMMON 06738E204 446 30120 SH SOLE 1 30120 0 0 AMC NETWORKS INC COMMON 00164V103 1338 22900 SH SOLE 1 22900 0 0 ACADIA HEALTHCARE COMPANY COMMON 00404A109 5980 123290 SH SOLE 1 123290 0 0 ADOBE SYSTEMS INC COMMON 00724F101 11017 159225 SH SOLE 1 159225 0 0 ADVISORY BRD CO COMMON 00762W107 3032 65085 SH SOLE 1 65085 0 0 AETNA INC NEW COMMON 00817Y108 33221 410135 SH SOLE 1 410135 0 0 ALIBABA GROUP HOLDING LTD ADR COMMON 01609W102 89 1000 SH SOLE 1 1000 0 0 ALLIANCEBERNSTEIN HOLDING LP COMMON 01881G106 130 5000 SH SOLE 1 5000 0 0 AMBEV SA-ADR COMMON 02319V103 2382 363700 SH SOLE 1 363700 0 0 AMERIPRISE FINANCIAL INC COMMON 03076C106 31494 255262 SH SOLE 1 255262 0 0 ANHEUSER BUSCH INBEV SA/N ADR COMMON 03524A108 2118 19105 SH SOLE 1 19105 0 0 ANSYS INC COMMON 03662Q105 10631 140490 SH SOLE 1 140490 0 0 ARES CAPITAL CORP COMMON 04010L103 19217 1189150 SH SOLE 1 1189150 0 0 ATHENAHEALTH INC COMMON 04685W103 1460 11083 SH SOLE 1 11083 0 0 BNP PARIBAS - ADR DEPOSITORY RECEI 05565A202 310 9410 SH SOLE 1 9410 0 0 BANCO BILBAO VIZCAYA ARG ADR DEPOSITORY RECEI 05946K101 3313 276100 SH SOLE 1 276100 0 0 BANCO SANTANDER CHILE ADR DEPOSITORY RECEI 05965X109 898 40673 SH SOLE 1 40673 0 0 CARDINAL HEALTH INC COMMON 14149Y108 57487 767310 SH SOLE 1 767310 0 0 CARDTRONICS INC COMMON 14161H108 5389 153085 SH SOLE 1 153085 0 0 CELLDEX THERAPEUTICS INC COMMON 15117B103 1458 112520 SH SOLE 1 112520 0 0 CENTERPOINT ENERGY INC COMMON 15189T107 26694 1090880 SH SOLE 1 1090880 0 0 CHINA LIFE INS CO LTD ADR DEPOSITORY RECEI 16939P106 1760 42200 SH SOLE 1 42200 0 0 CHINA MOBILE LIMITED - ADR DEPOSITORY RECEI 16941M109 990 16850 SH SOLE 1 16850 0 0 COCA-COLA ENTERPRISES INC COMMON 19122T109 2316 52200 SH SOLE 1 52200 0 0 COMP BRASIL-PAO DE ACUCA ADR DEPOSITORY RECEI 20440T201 1483 34000 SH SOLE 1 34000 0 0 COMSCORE INC COMMON 20564W105 1351 37110 SH SOLE 1 37110 0 0 CONOCOPHILLIPS COMMON 20825C104 617 8062 SH SOLE 1 8062 0 0 DEVON ENERGY CORP COMMON 25179M103 38339 562320 SH SOLE 1 562320 0 0 DIAGEO PLC ADR DEPOSITORY RECEI 25243Q205 30479 264115 SH SOLE 1 264115 0 0 DIGITALGLOBE INC COMMON 25389M877 1575 55270 SH SOLE 1 55270 0 0 EOG RESOURCES INC COMMON 26875P101 1598 16135 SH SOLE 1 16135 0 0 EQT CORP COMMON 26884L109 860 9400 SH SOLE 1 9400 0 0 EAGLE MATERIALS INC COMMON 26969P108 3876 38065 SH SOLE 1 38065 0 0 EMBRAER SA ADR DEPOSITORY RECEI 29082A107 2696 68750 SH SOLE 1 68750 0 0 EMCOR GROUP INC COMMON 29084Q100 2845 71185 SH SOLE 1 71185 0 0 EXPRESS SCRIPTS HOLDING CO COMMON 30219G108 7074 100160 SH SOLE 1 100160 0 0 EXXON MOBIL CORP COMMON 30231G102 1371 14582 SH SOLE 1 14582 0 0 FACEBOOK INC-A COMMON 30303M102 4909 62110 SH SOLE 1 62110 0 0 FIRST REPUBLIC BANK/CA COMMON 33616C100 29429 595976 SH SOLE 1 595976 0 0 FLOWSERVE CORP COMMON 34354P105 5843 82850 SH SOLE 1 82850 0 0 GDF SUEZ-SPON ADR COMMON 36160B105 466 18570 SH SOLE 1 18570 0 0 G-III APPAREL GROUP LTD COMMON 36237H101 2486 29998 SH SOLE 1 29998 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 33520 182600 SH SOLE 1 182600 0 0 GOOGLE INC CL A 38259P508 14001 23795 SH SOLE 1 23795 0 0 GOOGLE INC CL C 38259P706 13077 22650 SH SOLE 1 22650 0 0 GRUPO TELEVISA SA DE CV ADR DEPOSITORY RECEI 40049J206 752 22200 SH SOLE 1 22200 0 0 HCA HOLDINGS INC COMMON 40412C101 3455 48995 SH SOLE 1 48995 0 0 ICICI BANK LTD ADR DEPOSITORY RECEI 45104G104 1930 39300 SH SOLE 1 39300 0 0 IDEX CORP COMMON 45167R104 4238 58560 SH SOLE 1 58560 0 0 IDEXX LABORATORIES INC COMMON 45168D104 860 7300 SH SOLE 1 7300 0 0 INFORMATICA CORP COMMON 45666Q102 7223 210960 SH SOLE 1 210960 0 0 INTERCONTINENTALEXCHANGE INC COMMON 45866F104 1404 7200 SH SOLE 1 7200 0 0 INVENSENSE INC COMMON 46123D205 2601 131815 SH SOLE 1 131815 0 0 ISHARES MSCI INDIA ETF COMMON 46429B598 1629 53800 SH SOLE 1 53800 0 0 JPMORGAN CHASE & CO COMMON 46625H100 95134 1579242 SH SOLE 1 1579242 0 0 JD.COM INC COMMON 47215P106 769 29800 SH SOLE 1 29800 0 0 KINDER MORGAN INC COMMON 49456B101 45056 1175170 SH SOLE 1 1175170 0 0 MACQUARIE INFRASTRUCTURE COMMON 55608B105 24089 361160 SH SOLE 1 361160 0 0 MACYS INC COMMON 55616P104 45577 783380 SH SOLE 1 783380 0 0 MARATHON PETROLEUM CORP COMMON 56585A102 35132 414930 SH SOLE 1 414930 0 0 MCKESSON CORP COMMON 58155Q103 8759 44995 SH SOLE 1 44995 0 0 MERCK & CO INC COMMON 58933Y105 62848 1060195 SH SOLE 1 1060195 0 0 METLIFE INC COMMON 59156R108 897 16700 SH SOLE 1 16700 0 0 MOSAIC CO/THE COMMON 61945C103 673 15150 SH SOLE 1 15150 0 0 NEXTERA ENERGY INC COMMON 65339F101 40966 436365 SH SOLE 1 436365 0 0 ORACLE CORP COMMON 68389X105 38159 996850 SH SOLE 1 996850 0 0 PETROLEO BRASILEIRO SA ADR DEPOSITORY RECEI 71654V408 690 48600 SH SOLE 1 48600 0 0 PRAXAIR INC COMMON 74005P104 4910 38060 SH SOLE 1 38060 0 0 T ROWE PRICE GROUP INC COMMON 74144T108 48802 622480 SH SOLE 1 622480 0 0 PUMA BIOTECHNOLOGY INC COMMON 74587V107 2560 10730 SH SOLE 1 10730 0 0 RBC BEARINGS INC COMMON 75524B104 1502 26484 SH SOLE 1 26484 0 0 REGENERON PHARMACEUTICALS COMMON 75886F107 3007 8340 SH SOLE 1 8340 0 0 REXNORD CORP NEW COMMON 76169B102 1425 50085 SH SOLE 1 50085 0 0 SBA COMMUNICATIONS CORP COMMON 78388J106 11761 106055 SH SOLE 1 106055 0 0 SIGNATURE BANK NY COMMON 82669G104 5986 53420 SH SOLE 1 53420 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 11050 190345 SH SOLE 1 190345 0 0 SOLERA HOLDINGS INC COMMON 83421A104 3302 58595 SH SOLE 1 58595 0 0 SOUTHERN COPPER CORP COMMON 84265V105 718 24201 SH SOLE 1 24201 0 0 SWIFT TRANSPORTATION CO COMMON 87074U101 3980 189695 SH SOLE 1 189695 0 0 SYNAPTICS INC COMMON 87157D109 5599 76485 SH SOLE 1 76485 0 0 SYNAGEVA BIOPHARMA CORP COMMON 87159A103 719 10455 SH SOLE 1 10455 0 0 SYNTEL INC COMMON 87162H103 4577 52050 SH SOLE 1 52050 0 0 TELEF BRASIL ADR DEPOSITORY RECEI 87936R106 709 36050 SH SOLE 1 36050 0 0 TERADATA CORP COMMON 88076W103 235 5600 SH SOLE 1 5600 0 0 TETRA TECH INC NEW COMMON 88162G103 1888 75570 SH SOLE 1 75570 0 0 TETRAPHASE PHARMACEUTICAL COMMON 88165N105 705 35340 SH SOLE 1 35340 0 0 TEXAS CAPITAL BANCSHARES INC COMMON 88224Q107 2265 39265 SH SOLE 1 39265 0 0 3D SYSTEMS CORP COMMON 88554D205 6879 148345 SH SOLE 1 148345 0 0 3M CO COMMON 88579Y101 44466 313845 SH SOLE 1 313845 0 0 TORTOISE ENERGY INFRSTRCT COMMON 89147L100 12503 259945 SH SOLE 1 259945 0 0 TWENTY FIRST CENTY FOX INC COMMON 90130A101 6486 189150 SH SOLE 1 189150 0 0 ULTA SALON COSMETICS & FRAG COMMON 90384S303 5085 43030 SH SOLE 1 43030 0 0 ULTIMATE SOFTWARE GROUP INC COMMON 90385D107 8671 61275 SH SOLE 1 61275 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 43655 506145 SH SOLE 1 506145 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 104489 2090200 SH SOLE 1 2090200 0 0 VERTEX PHARMACEUTICALS INC COMMON 92532F100 1595 14200 SH SOLE 1 14200 0 0 VISA INC COMMON 92826C839 15668 73430 SH SOLE 1 73430 0 0 ACTAVIS PLC COMMON G0083B108 10219 42355 SH SOLE 1 42355 0 0 ACCENTURE PLC COMMON G1151C101 40388 496650 SH SOLE 1 496650 0 0 COVIDIEN PLC COMMON G2554F113 38936 450075 SH SOLE 1 450075 0 0 DELPHI AUTOMOTIVE PLC COMMON G27823106 34364 560225 SH SOLE 1 560225 0 0 GASLOG LTD COMMON G37585109 2198 99850 SH SOLE 1 99850 0 0 INGERSOLL-RAND COMPANY LTD CL A G47791101 845 15000 SH SOLE 1 15000 0 0 JAZZ PHARMACEUTICALS PLC COMMON G50871105 1654 10300 SH SOLE 1 10300 0 0 MICHAEL KORS HOLDINGS LTD COMMON G60754101 8851 123980 SH SOLE 1 123980 0 0 PARTNERRE LTD COMMON G6852T105 286 2600 SH SOLE 1 2600 0 0 SEADRILL LTD COMMON G7945E105 8321 310950 SH SOLE 1 310950 0 0 VALIDUS HOLDINGS LTD COMMON G9319H102 20997 536470 SH SOLE 1 536470 0 0 XL GROUP PLC COMMON G98290102 30810 928850 SH SOLE 1 928850 0 0 ACE LTD ORD H0023R105 28787 274500 SH SOLE 1 274500 0 0 TYCO INTERNATIONAL LTD COMMON H89128104 36393 816525 SH SOLE 1 816525 0 0 ASML HOLDING NV DEPOSITORY RECEI N07059210 368 3725 SH SOLE 1 3725 0 0 CORE LABORATORIES NV COMMON N22717107 1622 11080 SH SOLE 1 11080 0 0 LYONDELLBASELL INDUSTRIES COMMON N53745100 43440 399780 SH SOLE 1 399780 0 0 NIELSEN NV COMMON N63218106 29945 675495 SH SOLE 1 675495 0 0 AVAGO TECHNOLOGIES LTD COMMON Y0486S104 68986 792940 SH SOLE 1 792940 0 0 AMERICAN MUNICIPAL INCOME PORT COMMON 027649102 30 2000 SH SOLE 1 0 2000 0 BLACKROCK INCOME OPPORTUNITY T COMMON 092475102 9017 870320 SH SOLE 1 0 870320 0 BLACKROCK CREDIT ALLOCATION IN COMMON 092508100 14794 1111460 SH SOLE 1 0 1111460 0 CUTWATER SELECT INCOME FUND CS COMMON 232229104 5111 258783 SH SOLE 1 0 258783 0 DOUBLELINE OPP CRED FD DBL COMMON 258623107 439 18600 SH SOLE 1 0 18600 0 DREYFUS STRATEGIC MUNICIPALS L COMMON 261932107 276 33000 SH SOLE 1 0 33000 0 FEDERATED ENHANCED TREASURY IN COMMON 314162108 23629 1754208 SH SOLE 1 0 1754208 0 FLAHERTY & CRUMRINE PFD SECURI COMMON 338478100 290 15000 SH SOLE 1 0 15000 0 FLAHERTY & CRUMRINE TOTAL RETU COMMON 338479108 197 10000 SH SOLE 1 0 10000 0 GABELLI EQUITY TR INC GAB COMMON 362397101 489 76717 SH SOLE 1 0 76717 0 GUGGENHEIM BLD AMR BDS MN GBAB COMMON 401664107 2937 137815 SH SOLE 1 0 137815 0 JOHN HANCOCK INCOME SECURITIES COMMON 410123103 13954 989678 SH SOLE 1 0 989678 0 LIBERTY ALL STAR EQUITY FUND U COMMON 530158104 4951 849215 SH SOLE 1 0 849215 0 MFS CHARTER INCOME TRUST MCR COMMON 552727109 7129 804589 SH SOLE 1 0 804589 0 MFS GOVERNMENT MARKETS INCOME COMMON 552939100 6105 1071079 SH SOLE 1 0 1071079 0 MN MUNICIPAL INCOME PORTFOLIO COMMON 604062109 1293 83329 SH SOLE 1 0 83329 0 MONTGOMERY STREET INCOME SECUR COMMON 614115103 6253 383140 SH SOLE 1 0 383140 0 NUVEEN MORTGAGE OPPORTUNITY TE COMMON 670735109 849 35766 SH SOLE 1 0 35766 0 NUVEEN NJ INVESTMENT QUALITY M COMMON 670971100 143 10700 SH SOLE 1 0 10700 0 NUVEEN PA INVESTMENT QUALITY M COMMON 670972108 719 52779 SH SOLE 1 0 52779 0 NUVEEN MI QUALITY INCOME MUNIC COMMON 670979103 218 15963 SH SOLE 1 0 15963 0 NUVEEN MUNICIPAL OPPORTUNITY F COMMON 670984103 557 39100 SH SOLE 1 0 39100 0 NUVEEN PREMIER MUNICIPAL INCOM COMMON 670988104 2785 207044 SH SOLE 1 0 207044 0 OXFORD LANE CAPITAL CORP OXLC COMMON 691543102 4255 277537 SH SOLE 1 0 277537 0 PUTNAM PREMIER INCOME TRUST PP COMMON 746853100 26629 4859258 SH SOLE 1 0 4859258 0 PUTNAM MASTER INTERMEDIATE INC COMMON 746909100 21569 4288082 SH SOLE 1 0 4288082 0 PUTNAM MUNICIPAL OPPORTUNITIES COMMON 746922103 76 6529 SH SOLE 1 0 6529 0 TRANSAMERICA INCOME SHARES TAI COMMON 893506105 1905 93446 SH SOLE 1 0 93446 0 WESTERN ASSET PREMIER WEA COMMON 957664105 3969 277192 SH SOLE 1 0 277192 0 WESTERN ASSET VARIABLE RATE ST COMMON 957667108 15173 888340 SH SOLE 1 0 888340 0 WESTERN ASSET WORLDWIDE INC FD COMMON 957668106 726 59353 SH SOLE 1 0 59353 0 WESTERN ASSET INTERMEDIATE MUN COMMON 958435109 97 10000 SH SOLE 1 0 10000 0 ZWEIG TOTAL RETURN FD INC ZTR COMMON 989837208 41859 3022327 SH SOLE 1 0 3022327 0 ALLIANCEBERNSTEIN INCOME FUND COMMON 01881E101 22113 2948397 SH SOLE 1 0 2948397 0 BLACKROCK CORE BOND TRUST BHK COMMON 09249E101 5730 428593 SH SOLE 1 0 428593 0 BLACKROCK MUNIYIELD NY QUALITY COMMON 09255E102 549 42800 SH SOLE 1 0 42800 0 BLACKROCK MUNIYIELD QUALITY FU COMMON 09254E103 6065 442376 SH SOLE 1 0 442376 0 FIRST TRUST MORTGAGE INCOME FU COMMON 33734E103 16235 1072485 SH SOLE 1 0 1072485 0 INVESCO ADVANTAGE MUNICIPAL IN COMMON 46132E103 6230 547440 SH SOLE 1 0 547440 0 AVENUE INCOME CRED STRAT FD AC COMMON 05358E106 927 55173 SH SOLE 1 0 55173 0 FLAHERTY & CRUMRINE PFD INC P COMMON 33848E106 445 40956 SH SOLE 1 0 40956 0 BLACKROCK INVESTMENT QUALITY M COMMON 09247D105 842 55300 SH SOLE 1 0 55300 0 BLACKROCK INCOME TRUST BKT COMMON 09247F100 27572 4342004 SH SOLE 1 0 4342004 0 BLACKROCK MUNI INC TR BFK COMMON 09248F109 3558 260264 SH SOLE 1 0 260264 0 BLACKROCK STRATEGIC MUNI TR B COMMON 09248T109 896 67402 SH SOLE 1 0 67402 0 BLACKROCK BUILD AMERICA BOND T COMMON 09248X100 7674 365081 SH SOLE 1 0 365081 0 BLACKROCK MUNICIPAL INCOME TRU COMMON 09249N101 2533 176282 SH SOLE 1 0 176282 0 BLACKROCK NY MUNI INC TR II BF COMMON 09249R102 357 25679 SH SOLE 1 0 25679 0 BLACKROCK LONG-TERM MUNICIPAL COMMON 09250B103 7554 670842 SH SOLE 1 0 670842 0 BLACKROCK MUNIHOLDINGS FUND MH COMMON 09253N104 4464 277241 SH SOLE 1 0 277241 0 BLACKROCK MUNIVEST FUND MVF COMMON 09253R105 3057 318438 SH SOLE 1 0 318438 0 BLACKROCK MUNIVEST MVT COMMON 09253T101 287 18282 SH SOLE 1 0 18282 0 BLACKROCK MUNIYIELD FUND MYD COMMON 09253W104 4427 311994 SH SOLE 1 0 311994 0 BLACKROCK MUNIENHANCED FD MEN COMMON 09253Y100 4654 415567 SH SOLE 1 0 415567 0 BLACKROCK MUNIHOLDNGS QUAL FUN COMMON 09254A101 3308 255066 SH SOLE 1 0 255066 0 BLACKROCK MUNIHOLDINGS QUALITY COMMON 09254C107 5578 420004 SH SOLE 1 0 420004 0 BLACKROCK MUNIYIELD QUAL FD IN COMMON 09254F100 2502 167702 SH SOLE 1 0 167702 0 BLACKROCK MUNIYIELD QUALITY FU COMMON 09254G108 5111 399594 SH SOLE 1 0 399594 0 BLACKROCK MUNIHOLDINGS INVESTM COMMON 09254P108 7193 517497 SH SOLE 1 0 517497 0 BLACKROCK MUNIYIELD INVESTMENT COMMON 09254R104 3871 263525 SH SOLE 1 0 263525 0 BLACKROCK MUNIYIELD INVESTMENT COMMON 09254T100 4466 335044 SH SOLE 1 0 335044 0 BLACKROCK MUNIYIELD MI QUALITY COMMON 09254V105 1085 81179 SH SOLE 1 0 81179 0 BLACKROCK MUNIYIELD MI QUALITY COMMON 09254W103 1900 151544 SH SOLE 1 0 151544 0 BLACKROCK MUNIHOLDINGS NY QUAL COMMON 09255C106 180 13500 SH SOLE 1 0 13500 0 BLACKROCK MUNIYIELD PA QUALITY COMMON 09255G107 769 54700 SH SOLE 1 0 54700 0 BLACKROCK ENHANCED GOVERNMENT COMMON 09255K108 32972 2348430 SH SOLE 1 0 2348430 0 BROOKFIELD HIGH INCOME FD HHY COMMON 11272P102 6341 676731 SH SOLE 1 0 676731 0 BROOKFIELD TOTAL RETURN FUND H COMMON 11283U108 30297 1213356 SH SOLE 1 0 1213356 0 COHEN & STEERS TOTAL RT REALTY COMMON 19247R103 7497 627380 SH SOLE 1 0 627380 0 CORNERSTONE PROGRESSIVE RETURN COMMON 21925C101 17981 4374988 SH SOLE 1 0 4374988 0 DELAWARE INVESTMENTS MN MUNICI COMMON 24610V103 3960 293300 SH SOLE 1 0 293300 0 DEUTSCHE HIGH INCOME OPPORT FD COMMON 25158Y102 4755 324817 SH SOLE 1 0 324817 0 DEUTSCHE MUNICIPAL INCOME TRUS COMMON 25160C106 10166 770761 SH SOLE 1 0 770761 0 DIVERSIFIED REAL ASSET INCOME COMMON 25533B108 64743 3651627 SH SOLE 1 0 3651627 0 DREYFUS MUNICIPAL INCOME DMF COMMON 26201R102 215 23579 SH SOLE 1 0 23579 0 DREYFUS STRATEGIC MUNICIPAL BO COMMON 26202F107 599 74452 SH SOLE 1 0 74452 0 DUFF & PHELPS UTILITY AND CORP COMMON 26432K108 18407 1880195 SH SOLE 1 0 1880195 0 EATON VANCE NJ MUNICIPAL INCOM COMMON 27826V106 97 7900 SH SOLE 1 0 7900 0 EATON VANCE CA MUNICIPAL BOND COMMON 27828C106 807 66800 SH SOLE 1 0 66800 0 EATON VANCE LIMITED DURATION I COMMON 27828H105 20551 1409526 SH SOLE 1 0 1409526 0 EATON VANCE SHORT DUR DIVERSIF COMMON 27828V104 17407 1186594 SH SOLE 1 0 1186594 0 FIRST AMERICAN MN MUNICIPAL IN COMMON 31849P104 1302 90269 SH SOLE 1 0 90269 0 FIRST TR INTER DUR PFD & FPF COMMON 33718W103 615 28300 SH SOLE 1 0 28300 0 FIRSTHAND TECHNOLOGY VALUE FUN COMMON 33766Y100 10716 446311 SH SOLE 1 0 446311 0 FRANKLIN TEMPLETON LIMITED DUR COMMON 35472T101 18704 1510790 SH SOLE 1 0 1510790 0 GABELLI MULTIMEDIA TRUST GGT COMMON 36239Q109 972 103540 SH SOLE 1 0 103540 0 HERZFELD CARIBBEAN BASIN FD C COMMON 42804T106 48 6000 SH SOLE 1 0 6000 0 INVESCO TRUST FOR INVESTMENT G COMMON 46131M106 131 10000 SH SOLE 1 0 10000 0 INVESCO TRUST FOR INVESTMENT G COMMON 46131T101 129 9600 SH SOLE 1 0 9600 0 INVESCO MUNICIPAL OPPORTUNITY COMMON 46132C107 1903 151869 SH SOLE 1 0 151869 0 INVESCO CA VALUE MUNICIPAL INC COMMON 46132H106 995 81468 SH SOLE 1 0 81468 0 INVESCO QUALITY MUNICIPAL INCO COMMON 46133G107 928 76564 SH SOLE 1 0 76564 0 LMP REAL ESTATE INCOME FD RIT COMMON 50208C108 551 49086 SH SOLE 1 0 49086 0 MFS INTER INC TRUST MIN COMMON 55273C107 15273 3048437 SH SOLE 1 0 3048437 0 MAINSTAY DEFINEDTERM MUNI O MM COMMON 56064K100 646 36200 SH SOLE 1 0 36200 0 MANAGED DURATION INVESTMENT GR COMMON 56165R103 1289 96371 SH SOLE 1 0 96371 0 MORGAN STANLEY INCOME SECURITI COMMON 61745P874 2488 139794 SH SOLE 1 0 139794 0 NUVEEN MUNICIPAL ADVANTAGE FUN COMMON 67062H106 204 15114 SH SOLE 1 0 15114 0 NUVEEN PREM INCOME MUN FD NPI COMMON 67062T100 134 10000 SH SOLE 1 0 10000 0 NUVEEN PREMIUM INCOME MUNICIPA COMMON 67063W102 6688 486417 SH SOLE 1 0 486417 0 NUVEEN DIVIDEND ADVANTAGE MUNI COMMON 67066V101 138 10000 SH SOLE 1 0 10000 0 NUVEEN CA DIVIDEND ADV MUNI NA COMMON 67066Y105 1680 117889 SH SOLE 1 0 117889 0 NUVEEN NJ DIVIDEND ADVANTAGE M COMMON 67069Y102 169 12600 SH SOLE 1 0 12600 0 NUVEEN EQUITY PREM ADV FD JLA COMMON 6706ET107 7512 575227 SH SOLE 1 0 575227 0 NUVEEN PREM INCOME MUNI NPT COMMON 6706K4105 855 67159 SH SOLE 1 0 67159 0 NUVEEN DIVIDEND ADVANTAGE MUNI COMMON 67070X101 1046 76513 SH SOLE 1 0 76513 0 NUVEEN DIVIDEND ADVANTAGE MUNI COMMON 67071L106 1243 88110 SH SOLE 1 0 88110 0 NUVEEN QUALITY PREFERRED INCOM COMMON 67071S101 255 31251 SH SOLE 1 0 31251 0 NUVEEN QUALITY PREFERRED INCOM COMMON 67072C105 475 54589 SH SOLE 1 0 54589 0 NUVEEN QUALITY PREFERRED INCOM COMMON 67072W101 601 71802 SH SOLE 1 0 71802 0 NUVEEN PREFERRED INCOME OPPORT COMMON 67073B106 1206 131080 SH SOLE 1 0 131080 0 NUVEEN GBL INCOME OPPORTU JGG COMMON 67073C104 7575 612903 SH SOLE 1 0 612903 0 NUVEEN BUILD AMERICAN BOND TER COMMON 67074C103 8532 418433 SH SOLE 1 0 418433 0 NUVEEN BUILD AMERICA BOND OPPO COMMON 67074Q102 7751 365616 SH SOLE 1 0 365616 0 NUVEEN MORTGAGE OPPORTUNITY TE COMMON 67074R100 915 39299 SH SOLE 1 0 39299 0 NUVEEN MULTI-MARKET INCOME FD COMMON 67075J107 10664 1412494 SH SOLE 1 0 1412494 0 PIMCO DYNAMIC INCOME FUND PDI COMMON 72201Y101 9454 299561 SH SOLE 1 0 299561 0 SALIENT MIDSTREAM & MLP FD SM COMMON 79471V105 4286 146882 SH SOLE 1 0 146882 0 SPECIAL OPPORTUNITIES FD SPE COMMON 84741T104 2422 145297 SH SOLE 1 0 145297 0 WELLS FARGO ADVANTAGE MULTI-SE COMMON 94987D101 6779 485572 SH SOLE 1 0 485572 0 WESTERN ASSET MANAGED MUNICIPA COMMON 95766M105 288 22000 SH SOLE 1 0 22000 0 WESTERN ASSET MUNICIPAL PARTNE COMMON 95766P108 328 22077 SH SOLE 1 0 22077 0 WESTERN ASSET INV GRA DEF OPP COMMON 95790A101 6730 331864 SH SOLE 1 0 331864 0 WESTERN ASSET MORTGAGE DEFINED COMMON 95790B109 2658 110553 SH SOLE 1 0 110553 0