Vice President

0000897101-14-000489.txt : 20140424 0000897101-14-000489.hdr.sgml : 20140424 20140424074323 ACCESSION NUMBER: 0000897101-14-000489 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140424 DATE AS OF CHANGE: 20140424 EFFECTIVENESS DATE: 20140424 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 14780149 BUSINESS ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 3300 IDS CENTER STREET 2: 80 SOUTH EIGHTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000769317 XXXXXXXX 03-31-2014 03-31-2014 false SIT INVESTMENT ASSOCIATES INC

3300 Ids Center 80 South Eighth Street Minneapolis MN 55402

13F HOLDINGS REPORT 028-00180 N Paul E. Rasmussen Vice President 612-331-3223 /s/ Paul E. Rasmussen Minneapolis MN 04-24-2014 1 447 5694979 1 0001086316 028-04373 SIT INVESTMENT FIXED INCOME ADVISORS INC INFORMATION TABLE 2 infotable.xml AFLAC INC COMMON 001055102 151 2400 SH SOLE 1 2400 0 0 AGCO CORP COMMON 001084102 6810 123455 SH SOLE 1 123455 0 0 ABBOTT LABORATORIES COMMON 002824100 31080 807074 SH SOLE 1 807074 0 0 AFFILIATED MANAGERS GROUP INC COMMON 008252108 11250 56235 SH SOLE 1 56235 0 0 AIR METHODS CORP COMMON 009128307 2841 53180 SH SOLE 1 53180 0 0 AIRGAS INC COMMON 009363102 1832 17200 SH SOLE 1 17200 0 0 ALASKA AIR GROUP INC COMMON 011659109 7451 79850 SH SOLE 1 79850 0 0 ALEXION PHARMACEUTICALS INC COMMON 015351109 15235 100142 SH SOLE 1 100142 0 0 ALIGN TECHNOLOGY INC COMMON 016255101 3033 58570 SH SOLE 1 58570 0 0 ALLERGAN INC COMMON 018490102 8776 70715 SH SOLE 1 70715 0 0 ALLIANZ SE - ADR DEPOSITORY RECEI 018805101 382 22675 SH SOLE 1 22675 0 0 AMAZON.COM INC COMMON 023135106 7595 22580 SH SOLE 1 22580 0 0 AMETEK INC COMMON 031100100 9489 184282 SH SOLE 1 184282 0 0 ANALOG DEVICES INC COMMON 032654105 399 7500 SH SOLE 1 7500 0 0 APPLE INC COMMON 037833100 63746 118766 SH SOLE 1 118766 0 0 APPLIED MATERIALS INC COMMON 038222105 40094 1963965 SH SOLE 1 1963965 0 0 ASPEN TECHNOLOGY INC COMMON 045327103 4395 103755 SH SOLE 1 103755 0 0 ATWOOD OCEANICS INC COMMON 050095108 5329 105765 SH SOLE 1 105765 0 0 AUTODESK INC COMMON 052769106 337 6850 SH SOLE 1 6850 0 0 AUTOLIV INC COMMON 052800109 2025 20180 SH SOLE 1 20180 0 0 AUTOMATIC DATA PROCESSING INC COMMON 053015103 27278 353070 SH SOLE 1 353070 0 0 BANCO BRADESCO-ADR DEPOSITORY RECEI 059460303 1619 118431 SH SOLE 1 118431 0 0 BANK OF NEW YORK MELLON CORP COMMON 064058100 775 21970 SH SOLE 1 21970 0 0 BECTON DICKINSON AND CO COMMON 075887109 19587 167300 SH SOLE 1 167300 0 0 BHP BILLITON ADR DEPOSITORY RECEI 088606108 4544 67055 SH SOLE 1 67055 0 0 BRISTOL-MYERS SQUIBB CO COMMON 110122108 50129 964955 SH SOLE 1 964955 0 0 BROADCOM CORP CL A 111320107 230 7300 SH SOLE 1 7300 0 0 BUFFALO WILD WINGS INC COMMON 119848109 8916 59880 SH SOLE 1 59880 0 0 CF INDUSTRIES HOLDINGS INC COMMON 125269100 8945 34318 SH SOLE 1 34318 0 0 CNOOC LTD ADR DEPOSITORY RECEI 126132109 1753 11550 SH SOLE 1 11550 0 0 CSX CORP COMMON 126408103 281 9700 SH SOLE 1 9700 0 0 CVS CAREMARK CORP COMMON 126650100 67981 908114 SH SOLE 1 908114 0 0 CALPINE CORP COMMON 131347304 1077 51500 SH SOLE 1 51500 0 0 CARRIZO OIL & GAS INC COMMON 144577103 497 9300 SH SOLE 1 9300 0 0 CASEYS GENERAL STORES INC COMMON 147528103 3214 47545 SH SOLE 1 47545 0 0 CATERPILLAR INC COMMON 149123101 24041 241930 SH SOLE 1 241930 0 0 CELGENE CORP COMMON 151020104 16755 120022 SH SOLE 1 120022 0 0 CHEVRON CORP COMMON 166764100 101744 855640 SH SOLE 1 855640 0 0 CHICAGO BRIDGE AND IRON CO NV NY REGISTRY SHAR 167250109 10027 115060 SH SOLE 1 115060 0 0 CHIPOTLE MEXICAN GRILL INC COMMON 169656105 3011 5300 SH SOLE 1 5300 0 0 CIENA CORP COMMON 171779309 16099 707965 SH SOLE 1 707965 0 0 CITIGROUP INC COMMON 172967424 647 13592 SH SOLE 1 13592 0 0 CLARCOR INC COMMON 179895107 3341 58255 SH SOLE 1 58255 0 0 CLOVIS ONCOLOGY INC COMMON 189464100 1112 16050 SH SOLE 1 16050 0 0 COCA-COLA CO/THE COMMON 191216100 9454 244545 SH SOLE 1 244545 0 0 COGNIZANT TECH SOLUTIONS CL A 192446102 11947 236100 SH SOLE 1 236100 0 0 COLGATE-PALMOLIVE CO COMMON 194162103 15778 243225 SH SOLE 1 243225 0 0 COMMVAULT SYSTEMS INC COMMON 204166102 6729 103600 SH SOLE 1 103600 0 0 CONCUR TECHNOLOGIES INC COMMON 206708109 8695 87770 SH SOLE 1 87770 0 0 CONTINENTAL RESOURCES INC COMMON 212015101 11329 91165 SH SOLE 1 91165 0 0 CRANE CO COMMON 224399105 4328 60832 SH SOLE 1 60832 0 0 CREDIT SUISSE GROUP AG ADR DEPOSITORY RECEI 225401108 597 18436 SH SOLE 1 18436 0 0 CUBIST PHARMACEUTICALS INC COMMON 229678107 4914 67175 SH SOLE 1 67175 0 0 CUMMINS INC COMMON 231021106 23732 159285 SH SOLE 1 159285 0 0 DANAHER CORP COMMON 235851102 9983 133110 SH SOLE 1 133110 0 0 DEERE & CO COMMON 244199105 318 3500 SH SOLE 1 3500 0 0 DICKS SPORTING GOODS INC COMMON 253393102 21550 394620 SH SOLE 1 394620 0 0 DISCOVER FINANCIAL SERVICES COMMON 254709108 43033 739530 SH SOLE 1 739530 0 0 DOLLAR TREE INC COMMON 256746108 684 13100 SH SOLE 1 13100 0 0 DOVER CORP COMMON 260003108 94 1150 SH SOLE 1 1150 0 0 DUNKIN BRANDS GROUP INC COMMON 265504100 11509 229360 SH SOLE 1 229360 0 0 EMC CORP MASS COMMON 268648102 12730 464420 SH SOLE 1 464420 0 0 EBAY INC COMMON 278642103 6010 108805 SH SOLE 1 108805 0 0 ECOLAB INC COMMON 278865100 17765 164505 SH SOLE 1 164505 0 0 EMERSON ELECTRIC CO COMMON 291011104 40477 605945 SH SOLE 1 605945 0 0 EQUIFAX INC COMMON 294429105 27151 399110 SH SOLE 1 399110 0 0 FMC CORP COMMON 302491303 2856 37300 SH SOLE 1 37300 0 0 F5 NETWORKS INC COMMON 315616102 3786 35505 SH SOLE 1 35505 0 0 FLUOR CORP COMMON 343412102 33627 432610 SH SOLE 1 432610 0 0 FRANKLIN RESOURCES INC COMMON 354613101 38160 704315 SH SOLE 1 704315 0 0 GALLAGHER ARTHUR J & CO COMMON 363576109 24247 509600 SH SOLE 1 509600 0 0 GENERAL ELECTRIC CO COMMON 369604103 2153 83145 SH SOLE 1 83145 0 0 GENERAL MILLS INC COMMON 370334104 529 10200 SH SOLE 1 10200 0 0 GILEAD SCIENCES INC COMMON 375558103 13855 195525 SH SOLE 1 195525 0 0 GRAINGER W W INC COMMON 384802104 32424 128330 SH SOLE 1 128330 0 0 GULFPORT ENERGY CORP COMMON 402635304 20048 281655 SH SOLE 1 281655 0 0 HSBC HOLDINGS PLC ADR DEPOSITORY RECEI 404280406 2473 48650 SH SOLE 1 48650 0 0 HEALTHCARE SERVICES GRP INC COMMON 421906108 5326 183260 SH SOLE 1 183260 0 0 HELMERICH & PAYNE INC COMMON 423452101 1718 15975 SH SOLE 1 15975 0 0 HOME DEPOT INC COMMON 437076102 58420 738275 SH SOLE 1 738275 0 0 HONDA MOTOR CO LTD ADR DEPOSITORY RECEI 438128308 456 12900 SH SOLE 1 12900 0 0 HONEYWELL INTERNATIONAL INC COMMON 438516106 93257 1005355 SH SOLE 1 1005355 0 0 ITT CORP COMMON 450911201 4704 110000 SH SOLE 1 110000 0 0 ICONIX BRAND GROUP INC COMMON 451055107 12223 311260 SH SOLE 1 311260 0 0 INDITEX-UNSPON ADR DEPOSITORY RECEI 455793109 250 8325 SH SOLE 1 8325 0 0 INTEL CORP 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57600 0 0 LINEAR TECHNOLOGY CORP COMMON 535678106 1436 29500 SH SOLE 1 29500 0 0 LIONS GATE ENTMNT CORP COMMON 535919203 4932 184525 SH SOLE 1 184525 0 0 LULULEMON ATHLETICA INC COMMON 550021109 4680 88995 SH SOLE 1 88995 0 0 MSC INDL DIRECT INC CL A 553530106 4384 50665 SH SOLE 1 50665 0 0 MARSH & MCLENNAN COS INC COMMON 571748102 50190 1018050 SH SOLE 1 1018050 0 0 MARRIOTT INTERNATIONAL INC/DE CL A 571903202 2215 39532 SH SOLE 1 39532 0 0 MCDONALDS CORP COMMON 580135101 24848 253470 SH SOLE 1 253470 0 0 MEDTRONIC INC COMMON 585055106 37610 611140 SH SOLE 1 611140 0 0 MICROSOFT CORP COMMON 594918104 99438 2425920 SH SOLE 1 2425920 0 0 MOODYS CORP COMMON 615369105 36172 456025 SH SOLE 1 456025 0 0 MURPHY OIL CORP COMMON 626717102 295 4700 SH SOLE 1 4700 0 0 MURPHY USA INC COMMON 626755102 48 1175 SH SOLE 1 1175 0 0 MYLAN INC COMMON 628530107 54 1100 SH SOLE 1 1100 0 0 NESTLE SA-SPONS ADR DEPOSITORY RECEI 641069406 1303 17325 SH SOLE 1 17325 0 0 NEW ORIENTAL ED & TECH GR ADR DEPOSITORY RECEI 647581107 2054 70000 SH SOLE 1 70000 0 0 NICE SYSTEMS LTD ADR DEPOSITORY RECEI 653656108 759 17000 SH SOLE 1 17000 0 0 NIKE INC CL B 654106103 45285 613120 SH SOLE 1 613120 0 0 NORDSTROM INC COMMON 655664100 1143 18300 SH SOLE 1 18300 0 0 NUVASIVE INC COMMON 670704105 2212 57601 SH SOLE 1 57601 0 0 OCCIDENTAL PETROLEUM CORP COMMON 674599105 74010 776685 SH SOLE 1 776685 0 0 OCEANEERING INTERNATIONAL INC COMMON 675232102 26483 368530 SH SOLE 1 368530 0 0 ON ASSIGNMENT INC COMMON 682159108 7830 202895 SH SOLE 1 202895 0 0 POSCO ADR DEPOSITORY RECEI 693483109 562 8100 SH SOLE 1 8100 0 0 PAREXEL INTL CORP COMMON 699462107 3604 66625 SH SOLE 1 66625 0 0 PEPSICO INC COMMON 713448108 86515 1036105 SH SOLE 1 1036105 0 0 PERKINELMER INC COMMON 714046109 3012 66850 SH SOLE 1 66850 0 0 PFIZER INC COMMON 717081103 77885 2424820 SH SOLE 1 2424820 0 0 PHILIP MORRIS INTERNATIONAL IN COMMON 718172109 36920 450953 SH SOLE 1 450953 0 0 POLARIS INDUSTRIES INC COMMON 731068102 17126 122585 SH SOLE 1 122585 0 0 PRECISION CASTPARTS CORP COMMON 740189105 8193 32415 SH SOLE 1 32415 0 0 PRICELINE.COM INC COMMON 741503403 15783 13242 SH SOLE 1 13242 0 0 PROCTER & GAMBLE CO/THE COMMON 742718109 72000 893305 SH SOLE 1 893305 0 0 PROTO LABS INC COMMON 743713109 3591 53070 SH SOLE 1 53070 0 0 QUALCOMM INC COMMON 747525103 65665 832680 SH SOLE 1 832680 0 0 RIO TINTO PLC ADR DEPOSITORY RECEI 767204100 1005 18000 SH SOLE 1 18000 0 0 ROBERT HALF INTL INC COMMON 770323103 28873 688265 SH SOLE 1 688265 0 0 ROGERS COMMUNICATIONS INC COMMON 775109200 38334 925045 SH SOLE 1 925045 0 0 ROYAL DUTCH SHELL PLC ADR DEPOSITORY RECEI 780259107 297 3800 SH SOLE 1 3800 0 0 ROYAL DUTCH SHELL PLC-ADR DEPOSITORY RECEI 780259206 205 2800 SH SOLE 1 2800 0 0 RYDER SYS INC COMMON 783549108 30951 387270 SH SOLE 1 387270 0 0 SPX CORP COMMON 784635104 1711 17400 SH SOLE 1 17400 0 0 SANGAMO BIOSCIENCES INC COMMON 800677106 869 48055 SH SOLE 1 48055 0 0 SAP AKTIENGESELLSCHAFT ADR DEPOSITORY RECEI 803054204 207 2550 SH SOLE 1 2550 0 0 SASOL LTD - ADR DEPOSITORY RECEI 803866300 2068 37000 SH SOLE 1 37000 0 0 SCHLUMBERGER LTD COMMON 806857108 18046 185085 SH SOLE 1 185085 0 0 SCOTTS MIRACLE GRO CO COMMON 810186106 4364 71215 SH SOLE 1 71215 0 0 SGS SA-UNSPONS ADR DEPOSITORY RECEI 818800104 326 13225 SH SOLE 1 13225 0 0 SIEMENS A G - ADR DEPOSITORY RECEI 826197501 1981 14660 SH SOLE 1 14660 0 0 SNAP-ON INC COMMON 833034101 61258 539810 SH SOLE 1 539810 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 939 20400 SH SOLE 1 20400 0 0 STARBUCKS CORP COMMON 855244109 5207 70960 SH SOLE 1 70960 0 0 STERICYCLE INC COMMON 858912108 7308 64320 SH SOLE 1 64320 0 0 STERIS CORP COMMON 859152100 2912 60980 SH SOLE 1 60980 0 0 STIFEL FINANCIAL CORP COMMON 860630102 2638 53008 SH SOLE 1 53008 0 0 STRYKER CORP COMMON 863667101 69434 852260 SH SOLE 1 852260 0 0 SUNCOR ENERGY INC COMMON 867224107 43163 1234650 SH SOLE 1 1234650 0 0 TCF FINANCIAL CORP COMMON 872275102 2525 151550 SH SOLE 1 151550 0 0 TJX COS INC COMMON 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29020 SH SOLE 1 29020 0 0 VOLCANO CORP COMMON 928645100 1904 96625 SH SOLE 1 96625 0 0 WABTEC CORP/DE COMMON 929740108 5118 66035 SH SOLE 1 66035 0 0 WADDELL & REED FINANCIAL INC CL A 930059100 20393 277000 SH SOLE 1 277000 0 0 WASTE CONNECTIONS INC COMMON 941053100 8960 204280 SH SOLE 1 204280 0 0 WATERS CORP COMMON 941848103 54 500 SH SOLE 1 500 0 0 WELLS FARGO & CO COMMON 949746101 1616 32495 SH SOLE 1 32495 0 0 WESTERN REFINING INC COMMON 959319104 4593 118985 SH SOLE 1 118985 0 0 WESTPAC BANKING CORP-ADR DEPOSITORY RECEI 961214301 3110 97020 SH SOLE 1 97020 0 0 WISCONSIN ENERGY CORP COMMON 976657106 30853 662800 SH SOLE 1 662800 0 0 PETROCHINA CO LTD ADR DEPOSITORY RECEI 71646E100 385 3550 SH SOLE 1 3550 0 0 VALE SA ADR DEPOSITORY RECEI 91912E105 1050 75900 SH SOLE 1 75900 0 0 TARGET CORP COMMON 87612E106 25725 425129 SH SOLE 1 425129 0 0 TRAVELERS COS INC/THE COMMON 89417E109 434 5100 SH SOLE 1 5100 0 0 AMC NETWORKS INC COMMON 00164V103 1169 16000 SH SOLE 1 16000 0 0 ABBVIE INC COMMON 00287Y109 922 17930 SH SOLE 1 17930 0 0 ADOBE SYSTEMS INC COMMON 00724F101 5137 78135 SH SOLE 1 78135 0 0 ADVISORY BRD CO COMMON 00762W107 7018 109235 SH SOLE 1 109235 0 0 ALLIANCEBERNSTEIN HOLDING LP COMMON 01881G106 125 5000 SH SOLE 1 5000 0 0 AMBEV SA-ADR COMMON 02319V103 2695 363700 SH SOLE 1 363700 0 0 AMERICA MOVIL ADR DEPOSITORY RECEI 02364W105 680 34200 SH SOLE 1 34200 0 0 AMERIPRISE FINANCIAL INC COMMON 03076C106 30484 276947 SH SOLE 1 276947 0 0 ANSYS INC COMMON 03662Q105 12511 162440 SH SOLE 1 162440 0 0 APPLIED INDL TECHNOLOGIES COMMON 03820C105 1039 21545 SH SOLE 1 21545 0 0 ARES CAPITAL CORP COMMON 04010L103 19806 1124050 SH SOLE 1 1124050 0 0 ATHENAHEALTH INC COMMON 04685W103 2689 16783 SH SOLE 1 16783 0 0 BNP PARIBAS - ADR DEPOSITORY RECEI 05565A202 336 8680 SH SOLE 1 8680 0 0 BANCO BILBAO VIZCAYA ARG ADR DEPOSITORY RECEI 05946K101 3003 250075 SH SOLE 1 250075 0 0 BANCO SANTANDER CHILE ADR DEPOSITORY RECEI 05965X109 1028 43873 SH SOLE 1 43873 0 0 CARDINAL HEALTH INC COMMON 14149Y108 51600 737355 SH SOLE 1 737355 0 0 CARDTRONICS INC COMMON 14161H108 6007 154620 SH SOLE 1 154620 0 0 CELLDEX THERAPEUTICS INC COMMON 15117B103 3001 169820 SH SOLE 1 169820 0 0 CHINA LIFE INS CO LTD ADR DEPOSITORY RECEI 16939P106 1766 41700 SH SOLE 1 41700 0 0 CHINA UNICOM (HK) - ADR DEPOSITORY RECEI 16945R104 370 28100 SH SOLE 1 28100 0 0 COCA-COLA ENTERPRISES INC COMMON 19122T109 2493 52200 SH SOLE 1 52200 0 0 COMP BRASIL-PAO DE ACUCA ADR DEPOSITORY RECEI 20440T201 1665 38050 SH SOLE 1 38050 0 0 CONOCOPHILLIPS COMMON 20825C104 567 8062 SH SOLE 1 8062 0 0 DEVON ENERGY CORP COMMON 25179M103 450 6720 SH SOLE 1 6720 0 0 DIAGEO PLC ADR DEPOSITORY RECEI 25243Q205 24698 198235 SH SOLE 1 198235 0 0 DIGITALGLOBE INC COMMON 25389M877 2410 83070 SH SOLE 1 83070 0 0 ENI SPA ADR DEPOSITORY RECEI 26874R108 338 6730 SH SOLE 1 6730 0 0 EPL OIL & GAS INC COMMON 26883D108 2309 59830 SH SOLE 1 59830 0 0 EQT CORP COMMON 26884L109 912 9400 SH SOLE 1 9400 0 0 EAGLE MATERIALS INC COMMON 26969P108 2856 32215 SH SOLE 1 32215 0 0 EMBRAER SA ADR DEPOSITORY RECEI 29082A107 2440 68750 SH SOLE 1 68750 0 0 EMCOR GROUP INC COMMON 29084Q100 4490 95955 SH SOLE 1 95955 0 0 EXPRESS SCRIPTS HOLDING CO COMMON 30219G108 8236 109688 SH SOLE 1 109688 0 0 EXXON MOBIL CORP COMMON 30231G102 1590 16282 SH SOLE 1 16282 0 0 FIRST REPUBLIC BANK/CA COMMON 33616C100 38206 707651 SH SOLE 1 707651 0 0 FLOWSERVE CORP COMMON 34354P105 6551 83625 SH SOLE 1 83625 0 0 FOSSIL GROUP INC COMMON 34988V106 4179 35850 SH SOLE 1 35850 0 0 G-III APPAREL GROUP LTD COMMON 36237H101 1826 25515 SH SOLE 1 25515 0 0 GLAXOSMITHKLINE PLC ADR DEPOSITORY RECEI 37733W105 3665 68600 SH SOLE 1 68600 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 39265 239640 SH SOLE 1 239640 0 0 GOOGLE INC CL C 38259P706 25567 22940 SH SOLE 1 22940 0 0 GRUPO TELEVISA SA DE CV ADR DEPOSITORY RECEI 40049J206 479 14400 SH SOLE 1 14400 0 0 HANGER INC COMMON 41043F208 1047 31090 SH SOLE 1 31090 0 0 ICICI BANK LTD ADR DEPOSITORY RECEI 45104G104 1459 33300 SH SOLE 1 33300 0 0 IDEX CORP COMMON 45167R104 7427 101900 SH SOLE 1 101900 0 0 IDEXX LABORATORIES INC COMMON 45168D104 1627 13400 SH SOLE 1 13400 0 0 INFORMATICA CORP COMMON 45666Q102 10182 269500 SH SOLE 1 269500 0 0 INTERCONTINENTALEXCHANGE INC COMMON 45866F104 1424 7200 SH SOLE 1 7200 0 0 INVENSENSE INC COMMON 46123D205 4122 174145 SH SOLE 1 174145 0 0 JPMORGAN CHASE & CO COMMON 46625H100 94907 1563290 SH SOLE 1 1563290 0 0 KINDER MORGAN INC COMMON 49456B101 38964 1199250 SH SOLE 1 1199250 0 0 KNOWLES CORP COMMON 49926D109 18 575 SH SOLE 1 575 0 0 LINKEDIN CORP - A COMMON 53578A108 3668 19835 SH SOLE 1 19835 0 0 MACQUARIE INFRASTRUCTURE COMMON 55608B105 21883 382110 SH SOLE 1 382110 0 0 MACYS INC COMMON 55616P104 40473 682625 SH SOLE 1 682625 0 0 MARATHON PETROLEUM CORP COMMON 56585A102 36022 413860 SH SOLE 1 413860 0 0 MCKESSON CORP COMMON 58155Q103 40407 228845 SH SOLE 1 228845 0 0 MERCK & CO INC COMMON 58933Y105 59443 1047080 SH SOLE 1 1047080 0 0 METLIFE INC COMMON 59156R108 43868 830835 SH SOLE 1 830835 0 0 MOSAIC CO/THE COMMON 61945C103 816 16310 SH SOLE 1 16310 0 0 NEXTERA ENERGY INC COMMON 65339F101 38897 406790 SH SOLE 1 406790 0 0 ORACLE CORP COMMON 68389X105 32896 804100 SH SOLE 1 804100 0 0 PETROLEO BRASILEIRO SA ADR DEPOSITORY RECEI 71654V408 639 48600 SH SOLE 1 48600 0 0 PRAXAIR INC COMMON 74005P104 5370 41005 SH SOLE 1 41005 0 0 PRESTIGE BRANDS HLDGS INC COMMON 74112D101 3318 121765 SH SOLE 1 121765 0 0 T ROWE PRICE GROUP INC COMMON 74144T108 44461 539905 SH SOLE 1 539905 0 0 PUBLIC STORAGE COMMON 74460D109 16864 100088 SH SOLE 1 100088 0 0 PUMA BIOTECHNOLOGY INC COMMON 74587V107 2402 23065 SH SOLE 1 23065 0 0 RBC BEARINGS INC COMMON 75524B104 1937 30410 SH SOLE 1 30410 0 0 REGENERON PHARMACEUTICALS COMMON 75886F107 2537 8450 SH SOLE 1 8450 0 0 SBA COMMUNICATIONS CORP COMMON 78388J106 12899 141810 SH SOLE 1 141810 0 0 SIGNATURE BANK NY COMMON 82669G104 9560 76120 SH SOLE 1 76120 0 0 SIRIUS XM HOLDINGS INC COMMON 82968B103 2777 867800 SH SOLE 1 867800 0 0 SKYWORKS SOLUTIONS INC COMMON 83088M102 11111 296140 SH SOLE 1 296140 0 0 SOLERA HOLDINGS INC COMMON 83421A104 3768 59495 SH SOLE 1 59495 0 0 SOUTHERN COPPER CORP COMMON 84265V105 704 24201 SH SOLE 1 24201 0 0 STILLWATER MINING CO COMMON 86074Q102 1052 71005 SH SOLE 1 71005 0 0 SWIFT TRANSPORTATION CO COMMON 87074U101 4615 186475 SH SOLE 1 186475 0 0 SYNAPTICS INC COMMON 87157D109 7383 123015 SH SOLE 1 123015 0 0 SYNAGEVA BIOPHARMA CORP COMMON 87159A103 1307 15755 SH SOLE 1 15755 0 0 SYNGENTA AG - ADR DEPOSITORY RECEI 87160A100 2156 28455 SH SOLE 1 28455 0 0 SYNTEL INC COMMON 87162H103 6789 75520 SH SOLE 1 75520 0 0 TW TELECOM INC COMMON 87311L104 3168 101340 SH SOLE 1 101340 0 0 TELEF BRASIL ADR DEPOSITORY RECEI 87936R106 927 43650 SH SOLE 1 43650 0 0 TENARIS S A ADR DEPOSITORY RECEI 88031M109 270 6100 SH SOLE 1 6100 0 0 TERADATA CORP COMMON 88076W103 275 5600 SH SOLE 1 5600 0 0 TETRA TECH INC NEW COMMON 88162G103 3384 114370 SH SOLE 1 114370 0 0 TEXAS CAPITAL BANCSHARES INC COMMON 88224Q107 4973 76575 SH SOLE 1 76575 0 0 3D SYSTEMS CORP COMMON 88554D205 11230 189860 SH SOLE 1 189860 0 0 3M CO COMMON 88579Y101 45984 338965 SH SOLE 1 338965 0 0 TORTOISE ENERGY CAPITAL CORP COMMON 89147U100 8940 269691 SH SOLE 1 269691 0 0 TWENTY FIRST CENTY FOX INC COMMON 90130A101 6328 197930 SH SOLE 1 197930 0 0 ULTA SALON COSMETICS & FRAG COMMON 90384S303 5930 60855 SH SOLE 1 60855 0 0 ULTIMATE SOFTWARE GROUP INC COMMON 90385D107 11856 86540 SH SOLE 1 86540 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 46650 568975 SH SOLE 1 568975 0 0 VERIZON COMMUNICATIONS INC COMMON 92343V104 84432 1774910 SH SOLE 1 1774910 0 0 VERTEX PHARMACEUTICALS INC COMMON 92532F100 1004 14200 SH SOLE 1 14200 0 0 VIACOM INC COMMON 92553P201 37901 445945 SH SOLE 1 445945 0 0 VISA INC COMMON 92826C839 17453 80855 SH SOLE 1 80855 0 0 VODAFONE GROUP ADR DEPOSITORY RECEI 92857W308 112 3054 SH SOLE 1 3054 0 0 WEB.COM GROUP INC COMMON 94733A104 5921 173985 SH SOLE 1 173985 0 0 ACTAVIS PLC COMMON G0083B108 6212 30175 SH SOLE 1 30175 0 0 AXIS CAPITAL HOLDINGS COMMON G0692U109 2261 49305 SH SOLE 1 49305 0 0 ACCENTURE PLC COMMON G1151C101 59404 745157 SH SOLE 1 745157 0 0 COVIDIEN PLC COMMON G2554F113 81363 1104580 SH SOLE 1 1104580 0 0 EATON CORP PLC COMMON G29183103 56946 758061 SH SOLE 1 758061 0 0 JAZZ PHARMACEUTICALS PLC COMMON G50871105 1428 10300 SH SOLE 1 10300 0 0 MICHAEL KORS HOLDINGS LTD COMMON G60754101 12155 130320 SH SOLE 1 130320 0 0 PARTNERRE LTD COMMON G6852T105 269 2600 SH SOLE 1 2600 0 0 SEADRILL LTD COMMON G7945E105 20941 595585 SH SOLE 1 595585 0 0 VALIDUS HOLDINGS LTD COMMON G9319H102 27126 719325 SH SOLE 1 719325 0 0 XL GROUP PLC COMMON G98290102 31745 1015850 SH SOLE 1 1015850 0 0 ACE LTD ORD H0023R105 27740 280030 SH SOLE 1 280030 0 0 TE CONNECTIVITY LTD COMMON H84989104 16252 269920 SH SOLE 1 269920 0 0 TYCO INTERNATIONAL LTD COMMON H89128104 45803 1080250 SH SOLE 1 1080250 0 0 ASML HOLDING NV DEPOSITORY RECEI N07059210 413 4425 SH SOLE 1 4425 0 0 CORE LABORATORIES NV COMMON N22717107 4228 21305 SH SOLE 1 21305 0 0 LYONDELLBASELL INDUSTRIES COMMON N53745100 26817 301520 SH SOLE 1 301520 0 0 NIELSEN HOLDINGS NV COMMON N63218106 27004 605075 SH SOLE 1 605075 0 0 AVAGO TECHNOLOGIES LTD COMMON Y0486S104 55553 862486 SH SOLE 1 862486 0 0 AMERICAN MUNICIPAL INCOME PORT COMMON 027649102 923 65100 SH SOLE 1 0 65100 0 AMERICAN SELECT PORTFOLIO SLA COMMON 029570108 4947 497897 SH SOLE 1 0 497897 0 AMERICAN STRATEGIC INCOME PORT COMMON 030098107 7184 727912 SH SOLE 1 0 727912 0 AMERICAN STRATEGIC INCOME PORT COMMON 030099105 22400 2695501 SH SOLE 1 0 2695501 0 BLACKROCK INCOME OPPORTUNITY T COMMON 092475102 7501 726160 SH SOLE 1 0 726160 0 BLACKROCK CREDIT ALLOCATION IN COMMON 092508100 17384 1285784 SH SOLE 1 0 1285784 0 BROOKFIELD MTG OPP INC FD BOI COMMON 112792106 3462 205836 SH SOLE 1 0 205836 0 CUTWATER SELECT INCOME FUND CS COMMON 232229104 5326 274251 SH SOLE 1 0 274251 0 DREYFUS STRATEGIC MUNICIPALS L COMMON 261932107 267 33000 SH SOLE 1 0 33000 0 FEDERATED ENHANCED TREASURY IN COMMON 314162108 16711 1226044 SH SOLE 1 0 1226044 0 FLAHERTY & CRUMRINE PFD SECURI COMMON 338478100 288 15000 SH SOLE 1 0 15000 0 FLAHERTY & CRUMRINE TOTAL RETU COMMON 338479108 198 10000 SH SOLE 1 0 10000 0 FLAHERTY & CRUMRINE PFD INC PF COMMON 338480106 36 2619 SH SOLE 1 0 2619 0 FORT DEARBORN INCOME SECURITIE COMMON 347200107 2321 161050 SH SOLE 1 0 161050 0 GUGGENHEIM BLD AMR BDS MN GBAB COMMON 401664107 1325 63955 SH SOLE 1 0 63955 0 H & Q HEALTHCARE INVESTOR HQH COMMON 404052102 582 21400 SH SOLE 1 0 21400 0 H & Q LIFE SCIENCES INVS HQL COMMON 404053100 685 31500 SH SOLE 1 0 31500 0 JOHN HANCOCK INCOME SECURITIES COMMON 410123103 10414 718240 SH SOLE 1 0 718240 0 LIBERTY ALL STAR EQUITY FUND U COMMON 530158104 4976 846329 SH SOLE 1 0 846329 0 MFS CHARTER INCOME TRUST MCR COMMON 552727109 7004 767174 SH SOLE 1 0 767174 0 MFS GOVERNMENT MARKETS INCOME COMMON 552939100 6408 1124157 SH SOLE 1 0 1124157 0 MN MUNICIPAL INCOME PORTFOLIO COMMON 604062109 1633 96839 SH SOLE 1 0 96839 0 MONTGOMERY STREET INCOME SECUR COMMON 614115103 9771 607280 SH SOLE 1 0 607280 0 NUVEEN INT DUR QUAL MUN T NIQ COMMON 670677103 617 50897 SH SOLE 1 0 50897 0 NUVEEN MORTGAGE OPPORTUNITY TE COMMON 670735109 596 25400 SH SOLE 1 0 25400 0 NUVEEN NJ INVESTMENT QUALITY M COMMON 670971100 142 10700 SH SOLE 1 0 10700 0 NUVEEN PA INVESTMENT QUALITY M COMMON 670972108 704 52779 SH SOLE 1 0 52779 0 NUVEEN MI QUALITY INCOME MUNIC COMMON 670979103 216 15963 SH SOLE 1 0 15963 0 NUVEEN MUNICIPAL OPPORTUNITY F COMMON 670984103 538 39100 SH SOLE 1 0 39100 0 NUVEEN PREMIER MUNICIPAL INCOM COMMON 670988104 2722 207183 SH SOLE 1 0 207183 0 OXFORD LANE CAPITAL CORP OXLC COMMON 691543102 10419 623900 SH SOLE 1 0 623900 0 PUTNAM PREMIER INCOME TRUST PP COMMON 746853100 24560 4441209 SH SOLE 1 0 4441209 0 PUTNAM MASTER INTERMEDIATE INC COMMON 746909100 21112 4099396 SH SOLE 1 0 4099396 0 PUTNAM MUNICIPAL OPPORTUNITIES COMMON 746922103 74 6529 SH SOLE 1 0 6529 0 TCW STRATEGIC INCOME FUND TSI COMMON 872340104 241 44200 SH SOLE 1 0 44200 0 TRANSAMERICA INCOME SHARES TAI COMMON 893506105 2299 110536 SH SOLE 1 0 110536 0 WESTERN ASSET PREMIER WEA COMMON 957664105 2949 202802 SH SOLE 1 0 202802 0 WESTERN ASSET VARIABLE RATE ST COMMON 957667108 15921 931079 SH SOLE 1 0 931079 0 WESTERN ASSET WORLDWIDE INC FD COMMON 957668106 732 59353 SH SOLE 1 0 59353 0 WESTERN ASSET INTERMEDIATE MUN COMMON 958435109 95 10000 SH SOLE 1 0 10000 0 ZWEIG TOTAL RETURN FD INC ZTR COMMON 989837208 35553 2528697 SH SOLE 1 0 2528697 0 ALLIANCEBERNSTEIN INCOME FUND COMMON 01881E101 15443 2103948 SH SOLE 1 0 2103948 0 BLACKROCK CORE BOND TRUST BHK COMMON 09249E101 5515 410370 SH SOLE 1 0 410370 0 BLACKROCK MUNIYIELD NY QUALITY COMMON 09255E102 556 42800 SH SOLE 1 0 42800 0 BLACKROCK MUNIYIELD QUALITY FU COMMON 09254E103 4637 340949 SH SOLE 1 0 340949 0 FIRST TRUST MORTGAGE INCOME FU COMMON 33734E103 16670 1059054 SH SOLE 1 0 1059054 0 INVESCO ADVANTAGE MUNICIPAL IN COMMON 46132E103 6908 628542 SH SOLE 1 0 628542 0 FLAHERTY & CRUMRINE PFD INC P COMMON 33848E106 2257 198847 SH SOLE 1 0 198847 0 ALLIANCEBERNSTEIN NATIONAL MUN COMMON 01864U106 353 26600 SH SOLE 1 0 26600 0 AMERICAN INCOME FUND MRF COMMON 02672T109 10023 1322343 SH SOLE 1 0 1322343 0 AMERICAN STRATEGIC INCOME PORT COMMON 03009T101 27175 3822093 SH SOLE 1 0 3822093 0 BLACKROCK INCOME TRUST BKT COMMON 09247F100 23920 3668746 SH SOLE 1 0 3668746 0 BLACKROCK MUNI INC TR BFK COMMON 09248F109 333 25000 SH SOLE 1 0 25000 0 BLACKROCK BUILD AMERICA BOND T COMMON 09248X100 7779 384324 SH SOLE 1 0 384324 0 BLACKROCK MUNICIPAL BOND TRUST COMMON 09249H104 3471 234385 SH SOLE 1 0 234385 0 BLACKROCK MUNICIPAL INCOME TRU COMMON 09249N101 3404 242782 SH SOLE 1 0 242782 0 BLACKROCK NY MUNI INC TR II BF COMMON 09249R102 1362 99750 SH SOLE 1 0 99750 0 BLACKROCK LONG-TERM MUNICIPAL COMMON 09250B103 9473 873100 SH SOLE 1 0 873100 0 BLACKROCK MUNIHOLDINGS FUND MH COMMON 09253N104 3830 245503 SH SOLE 1 0 245503 0 BLACKROCK MUNIHOLDINGS FUND II COMMON 09253P109 531 36689 SH SOLE 1 0 36689 0 BLACKROCK MUNIVEST FUND MVF COMMON 09253R105 3999 420086 SH SOLE 1 0 420086 0 BLACKROCK MUNIVEST MVT COMMON 09253T101 876 58847 SH SOLE 1 0 58847 0 BLACKROCK MUNIYIELD FUND MYD COMMON 09253W104 5629 409407 SH SOLE 1 0 409407 0 BLACKROCK MUNIENHANCED FD MEN COMMON 09253Y100 4704 430767 SH SOLE 1 0 430767 0 BLACKROCK MUNIHOLDNGS QUAL FUN COMMON 09254A101 3491 276166 SH SOLE 1 0 276166 0 BLACKROCK MUNIHOLDINGS QUALITY COMMON 09254C107 5117 401660 SH SOLE 1 0 401660 0 BLACKROCK MUNIYIELD QUAL FD IN COMMON 09254F100 2287 158035 SH SOLE 1 0 158035 0 BLACKROCK MUNIYIELD QUALITY FU COMMON 09254G108 6417 513390 SH SOLE 1 0 513390 0 BLACKROCK MUNIHOLDINGS INVESTM COMMON 09254P108 6199 462600 SH SOLE 1 0 462600 0 BLACKROCK MUNIYIELD INVESTMENT COMMON 09254R104 2292 161986 SH SOLE 1 0 161986 0 BLACKROCK MUNIYIELD INVESTMENT COMMON 09254T100 4009 306031 SH SOLE 1 0 306031 0 BLACKROCK MUNIYIELD MI QUALITY COMMON 09254V105 1075 81179 SH SOLE 1 0 81179 0 BLACKROCK MUNIYIELD MI QUALITY COMMON 09254W103 2011 161544 SH SOLE 1 0 161544 0 BLACKROCK MUNI NY INTERMEDIATE COMMON 09255F109 77 5700 SH SOLE 1 0 5700 0 BLACKROCK MUNIYIELD PA QUALITY COMMON 09255G107 763 54700 SH SOLE 1 0 54700 0 BLACKROCK ENHANCED GOVERNMENT COMMON 09255K108 29577 2105113 SH SOLE 1 0 2105113 0 BROOKFIELD TOTAL RETURN FUND H COMMON 11283U108 30379 1254291 SH SOLE 1 0 1254291 0 COHEN & STEERS DIV MJRS FD DVM COMMON 19248G106 11743 760557 SH SOLE 1 0 760557 0 CORNERSTONE STRATEGIC VAL FD I COMMON 21924B203 7898 1220752 SH SOLE 1 0 1220752 0 CORNERSTONE TOTAL RETURN CRF COMMON 21924U201 1823 307467 SH SOLE 1 0 307467 0 DNP SELECT INCOME FD DNP COMMON 23325P104 358 36501 SH SOLE 1 0 36501 0 DWS MULTI MKT INCOME TR KMM COMMON 23338L108 200 21000 SH SOLE 1 0 21000 0 DWS MUNICIPAL INCOME TRUST KTF COMMON 23338M106 13002 995524 SH SOLE 1 0 995524 0 DELAWARE INVESTMENTS MN MUNICI COMMON 24610V103 3913 293300 SH SOLE 1 0 293300 0 DIVIDEND & INCOME FD INC DNI COMMON 25538A204 6559 428955 SH SOLE 1 0 428955 0 DREYFUS MUNICIPAL INCOME DMF COMMON 26201R102 486 53879 SH SOLE 1 0 53879 0 DREYFUS STRATEGIC MUNICIPAL BO COMMON 26202F107 1155 148071 SH SOLE 1 0 148071 0 DUFF & PHELPS UTILITY AND CORP COMMON 26432K108 18804 1820311 SH SOLE 1 0 1820311 0 EATON VANCE NJ MUNICIPAL INCOM COMMON 27826V106 98 7900 SH SOLE 1 0 7900 0 EATON VANCE CA MUNICIPAL BOND COMMON 27828C106 776 66800 SH SOLE 1 0 66800 0 EATON VANCE LIMITED DURATION I COMMON 27828H105 15376 1008275 SH SOLE 1 0 1008275 0 EATON VANCE SHORT DUR DIVERSIF COMMON 27828V104 16446 1082699 SH SOLE 1 0 1082699 0 EATON VANCE RISK-MANAGED DIVER COMMON 27829G106 19181 1697428 SH SOLE 1 0 1697428 0 FIRST AMERICAN MN MUNICIPAL IN COMMON 31849P104 618 43696 SH SOLE 1 0 43696 0 FIRST TR INTER DUR PFD & FPF COMMON 33718W103 399 18000 SH SOLE 1 0 18000 0 FIRSTHAND TECHNOLOGY VALUE FUN COMMON 33766Y100 3523 165010 SH SOLE 1 0 165010 0 FRANKLIN TEMPLETON LIMITED DUR COMMON 35472T101 18379 1408358 SH SOLE 1 0 1408358 0 GABELLI UTILITY TRUST GUT COMMON 36240A101 2167 319583 SH SOLE 1 0 319583 0 GABELLI GLOBAL UTIL & INC TR COMMON 36242L105 2871 144324 SH SOLE 1 0 144324 0 HELIOS ADVANTAGE INCOME FUND H COMMON 42327W206 1016 108692 SH SOLE 1 0 108692 0 HELIOS HIGH INCOME FD INC HIH COMMON 42327X204 1017 117864 SH SOLE 1 0 117864 0 HELIOS STRATEGIC INCOME FUND H COMMON 42328A203 2087 307751 SH SOLE 1 0 307751 0 INVESCO TRUST FOR INVESTMENT G COMMON 46131M106 7054 551088 SH SOLE 1 0 551088 0 INVESCO TRUST FOR INVESTMENT G COMMON 46131T101 139 9600 SH SOLE 1 0 9600 0 INVESCO MUNICIPAL OPPORTUNITY COMMON 46132C107 1853 151869 SH SOLE 1 0 151869 0 INVESCO CA VALUE MUNICIPAL INC COMMON 46132H106 945 80068 SH SOLE 1 0 80068 0 INVESCO QUALITY MUNICIPAL INCO COMMON 46133G107 904 76564 SH SOLE 1 0 76564 0 MFS INTER INC TRUST MIN COMMON 55273C107 13442 2594969 SH SOLE 1 0 2594969 0 MANAGED DURATION INVESTMENT GR COMMON 56165R103 1809 140315 SH SOLE 1 0 140315 0 MORGAN STANLEY INCOME SECURITI COMMON 61745P874 3038 173214 SH SOLE 1 0 173214 0 NUVEEN CA INVESTMENT QUALITY M COMMON 67062A101 3509 252428 SH SOLE 1 0 252428 0 NUVEEN CA PERFORMANCE PLUS MUN COMMON 67062Q106 1325 95736 SH SOLE 1 0 95736 0 NUVEEN PREM INCOME MUN FD NPI COMMON 67062T100 201 15324 SH SOLE 1 0 15324 0 NUVEEN CA MUNICIPAL MARKET OPP COMMON 67062U107 1291 90654 SH SOLE 1 0 90654 0 NUVEEN PREMIUM INCOME MUNICIPA COMMON 67063W102 7015 523921 SH SOLE 1 0 523921 0 NUVEEN DIVIDEND ADVANTAGE MUNI COMMON 67066V101 134 10000 SH SOLE 1 0 10000 0 NUVEEN NJ DIVIDEND ADVANTAGE M COMMON 67069Y102 167 12600 SH SOLE 1 0 12600 0 NUVEEN DIVIDEND ADVANTAGE MUNI COMMON 67070X101 427 32560 SH SOLE 1 0 32560 0 NUVEEN DIVIDEND ADVANTAGE MUNI COMMON 67071L106 93 7000 SH SOLE 1 0 7000 0 NUVEEN QUALITY PREFERRED INCOM COMMON 67071S101 1261 156619 SH SOLE 1 0 156619 0 NUVEEN QUALITY PREFERRED INCOM COMMON 67072C105 1271 146387 SH SOLE 1 0 146387 0 NUVEEN QUALITY PREFERRED INCOM COMMON 67072W101 1554 185621 SH SOLE 1 0 185621 0 NUVEEN PREFERRED INCOME OPPORT COMMON 67073B106 2905 312733 SH SOLE 1 0 312733 0 NUVEEN BUILD AMERICAN BOND TER COMMON 67074C103 1057 53897 SH SOLE 1 0 53897 0 NUVEEN BUILD AMERICA BOND OPPO COMMON 67074Q102 5674 276795 SH SOLE 1 0 276795 0 NUVEEN MORTGAGE OPPORTUNITY TE COMMON 67074R100 598 25597 SH SOLE 1 0 25597 0 PIMCO MUNI INCOME FUND II PML COMMON 72200W106 1182 101962 SH SOLE 1 0 101962 0 PIMCO STRATEGIC INCOME FUND RC COMMON 72200X104 3595 353152 SH SOLE 1 0 353152 0 PIMCO CA MUNICIPAL INCOME FUND COMMON 72201C109 1392 139600 SH SOLE 1 0 139600 0 PIMCO INCOME STRATEGY FUND PFL COMMON 72201H108 1782 151902 SH SOLE 1 0 151902 0 PIMCO INCOME STRATEGY FUND II COMMON 72201J104 1525 146682 SH SOLE 1 0 146682 0 PIMCO DYNAMIC INCOME FUND PDI COMMON 72201Y101 22003 725704 SH SOLE 1 0 725704 0 SPECIAL OPPORTUNITIES FD SPE COMMON 84741T104 2001 123135 SH SOLE 1 0 123135 0 TORTOISE NORTH AMRN ENRGY TYN COMMON 89147T103 2882 98974 SH SOLE 1 0 98974 0 VIRTUS TOTAL RETURN FD DCA COMMON 92829A103 1908 431568 SH SOLE 1 0 431568 0 WELLS FARGO ADVANTAGE MULTI-SE COMMON 94987D101 10274 708581 SH SOLE 1 0 708581 0 WESTERN ASSET MANAGED MUNICIPA COMMON 95766M105 280 22000 SH SOLE 1 0 22000 0 WESTERN ASSET MUNICIPAL PARTNE COMMON 95766P108 554 38366 SH SOLE 1 0 38366 0 WA/CLAY US TSY INFL WIA COMMON 95766Q106 407 34900 SH SOLE 1 0 34900 0 WESTERN ASSET/CLAYMORE INFL-LI COMMON 95766R104 312 26800 SH SOLE 1 0 26800 0 WESTERN ASSET INFLATION MANAGE COMMON 95766U107 2289 128169 SH SOLE 1 0 128169 0 WESTERN ASSET INV GRA DEF OPP COMMON 95790A101 6998 346958 SH SOLE 1 0 346958 0 WESTERN ASSET MORTGAGE DEFINED COMMON 95790B109 3884 168205 SH SOLE 1 0 168205 0