0000897101-14-001545.txt : 20141027
0000897101-14-001545.hdr.sgml : 20141027
20141027121847
ACCESSION NUMBER: 0000897101-14-001545
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141027
DATE AS OF CHANGE: 20141027
EFFECTIVENESS DATE: 20141027
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC
CENTRAL INDEX KEY: 0000769317
IRS NUMBER: 411404829
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00180
FILM NUMBER: 141174025
BUSINESS ADDRESS:
STREET 1: 3300 IDS CENTER
STREET 2: 80 SOUTH EIGHTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 6123323223
MAIL ADDRESS:
STREET 1: 3300 IDS CENTER
STREET 2: 80 SOUTH EIGHTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000769317
XXXXXXXX
09-30-2014
09-30-2014
false
SIT INVESTMENT ASSOCIATES INC
3300 Ids Center
80 South Eighth Street
Minneapolis
MN
55402
13F HOLDINGS REPORT
028-00180
N
Paul E. Rasmussen
Vice President
612-331-3223
/s/ Paul E. Rasmussen
Minneapolis
MN
10-27-2014
1
430
5730813
1
0001086316
028-04373
SIT INVESTMENT FIXED INCOME ADVISORS INC
INFORMATION TABLE
2
infotable.xml
AFLAC INC
COMMON
001055102
140
2400
SH
SOLE
1
2400
0
0
AMN HEALTHCARE SERVICES I
COMMON
001744101
1443
91940
SH
SOLE
1
91940
0
0
ABBOTT LABORATORIES
COMMON
002824100
33349
801840
SH
SOLE
1
801840
0
0
AFFILIATED MANAGERS GROUP INC
COMMON
008252108
7364
36755
SH
SOLE
1
36755
0
0
AIR METHODS CORP
COMMON
009128307
1910
34380
SH
SOLE
1
34380
0
0
AIRGAS INC
COMMON
009363102
929
8400
SH
SOLE
1
8400
0
0
ALASKA AIR GROUP INC
COMMON
011659109
3962
91000
SH
SOLE
1
91000
0
0
ALEXION PHARMACEUTICALS INC
COMMON
015351109
13308
80255
SH
SOLE
1
80255
0
0
ALIGN TECHNOLOGY INC
COMMON
016255101
2675
51770
SH
SOLE
1
51770
0
0
ALLERGAN INC
COMMON
018490102
12095
67875
SH
SOLE
1
67875
0
0
ALLIANZ SE - ADR
DEPOSITORY RECEI
018805101
272
16885
SH
SOLE
1
16885
0
0
AMAZON.COM INC
COMMON
023135106
4745
14715
SH
SOLE
1
14715
0
0
AMETEK INC
COMMON
031100100
5780
115110
SH
SOLE
1
115110
0
0
APPLE INC
COMMON
037833100
90002
893317
SH
SOLE
1
893317
0
0
APPLIED MATERIALS INC
COMMON
038222105
43882
2030635
SH
SOLE
1
2030635
0
0
ARCHER DANIELS MIDLAND CO
COMMON
039483102
37277
729500
SH
SOLE
1
729500
0
0
ASPEN TECHNOLOGY INC
COMMON
045327103
3783
100295
SH
SOLE
1
100295
0
0
ATWOOD OCEANICS INC
COMMON
050095108
2651
60685
SH
SOLE
1
60685
0
0
AUTODESK INC
COMMON
052769106
377
6850
SH
SOLE
1
6850
0
0
AUTOMATIC DATA PROCESSING INC
COMMON
053015103
32922
396265
SH
SOLE
1
396265
0
0
BANCO BRADESCO-ADR
DEPOSITORY RECEI
059460303
1567
109931
SH
SOLE
1
109931
0
0
BANK OF NEW YORK MELLON CORP
COMMON
064058100
851
21970
SH
SOLE
1
21970
0
0
BECTON DICKINSON AND CO
COMMON
075887109
51951
456475
SH
SOLE
1
456475
0
0
BHP BILLITON ADR
DEPOSITORY RECEI
088606108
3806
64640
SH
SOLE
1
64640
0
0
BITAUTO HLDGS LTD-ADR
COMMON
091727107
1615
20700
SH
SOLE
1
20700
0
0
BRISTOL-MYERS SQUIBB CO
COMMON
110122108
39616
774045
SH
SOLE
1
774045
0
0
BROADCOM CORP
CL A
111320107
295
7300
SH
SOLE
1
7300
0
0
BUFFALO WILD WINGS INC
COMMON
119848109
4708
35065
SH
SOLE
1
35065
0
0
CF INDUSTRIES HOLDINGS INC
COMMON
125269100
2264
8110
SH
SOLE
1
8110
0
0
CNOOC LTD ADR
DEPOSITORY RECEI
126132109
2027
11750
SH
SOLE
1
11750
0
0
CSX CORP
COMMON
126408103
311
9700
SH
SOLE
1
9700
0
0
CVS HEALTH CORPORATION
COMMON
126650100
73339
921460
SH
SOLE
1
921460
0
0
CALPINE CORP
COMMON
131347304
1118
51500
SH
SOLE
1
51500
0
0
CAPELLA EDUCATION CO
COMMON
139594105
2495
39855
SH
SOLE
1
39855
0
0
CARDIOVASCULAR SYS INC DE
COMMON
141619106
2365
100065
SH
SOLE
1
100065
0
0
CARLISLE COS INC
COMMON
142339100
1310
16300
SH
SOLE
1
16300
0
0
CARRIZO OIL & GAS INC
COMMON
144577103
2332
43325
SH
SOLE
1
43325
0
0
CASEYS GENERAL STORES INC
COMMON
147528103
2255
31445
SH
SOLE
1
31445
0
0
CATERPILLAR INC
COMMON
149123101
5560
56140
SH
SOLE
1
56140
0
0
CELGENE CORP
COMMON
151020104
17012
179490
SH
SOLE
1
179490
0
0
CHEVRON CORP
COMMON
166764100
101270
848725
SH
SOLE
1
848725
0
0
CHIPOTLE MEXICAN GRILL INC
COMMON
169656105
3533
5300
SH
SOLE
1
5300
0
0
CIENA CORP
COMMON
171779309
7652
457645
SH
SOLE
1
457645
0
0
CITIGROUP INC
COMMON
172967424
704
13592
SH
SOLE
1
13592
0
0
CLARCOR INC
COMMON
179895107
2901
45995
SH
SOLE
1
45995
0
0
CLOVIS ONCOLOGY INC
COMMON
189464100
483
10650
SH
SOLE
1
10650
0
0
COCA-COLA CO/THE
COMMON
191216100
1331
31200
SH
SOLE
1
31200
0
0
COGNIZANT TECH SOLUTIONS
CL A
192446102
9862
220280
SH
SOLE
1
220280
0
0
COLGATE-PALMOLIVE CO
COMMON
194162103
137
2100
SH
SOLE
1
2100
0
0
COMMVAULT SYSTEMS INC
COMMON
204166102
3346
66380
SH
SOLE
1
66380
0
0
CONCUR TECHNOLOGIES INC
COMMON
206708109
7884
62170
SH
SOLE
1
62170
0
0
CONTINENTAL RESOURCES INC
COMMON
212015101
9730
146355
SH
SOLE
1
146355
0
0
CRANE CO
COMMON
224399105
2549
40332
SH
SOLE
1
40332
0
0
CREDIT SUISSE GROUP AG ADR
DEPOSITORY RECEI
225401108
490
17736
SH
SOLE
1
17736
0
0
CUBIST PHARMACEUTICALS INC
COMMON
229678107
3130
47175
SH
SOLE
1
47175
0
0
CUMMINS INC
COMMON
231021106
29219
221390
SH
SOLE
1
221390
0
0
DANAHER CORP
COMMON
235851102
8214
108110
SH
SOLE
1
108110
0
0
DEALERTRACK TECHNOLOGIES INC
COMMON
242309102
2178
50166
SH
SOLE
1
50166
0
0
DEERE & CO
COMMON
244199105
287
3500
SH
SOLE
1
3500
0
0
DEVRY INC
COMMON
251893103
1796
41960
SH
SOLE
1
41960
0
0
DICKS SPORTING GOODS INC
COMMON
253393102
10879
247915
SH
SOLE
1
247915
0
0
DISCOVER FINANCIAL SERVICES
COMMON
254709108
46851
727610
SH
SOLE
1
727610
0
0
DOVER CORP
COMMON
260003108
92
1150
SH
SOLE
1
1150
0
0
DUNKIN BRANDS GROUP INC
COMMON
265504100
7774
173460
SH
SOLE
1
173460
0
0
EMC CORP MASS
COMMON
268648102
5865
200455
SH
SOLE
1
200455
0
0
ECOLAB INC
COMMON
278865100
17870
155620
SH
SOLE
1
155620
0
0
EMERSON ELECTRIC CO
COMMON
291011104
45940
734100
SH
SOLE
1
734100
0
0
EQUIFAX INC
COMMON
294429105
33830
452630
SH
SOLE
1
452630
0
0
FMC CORP
COMMON
302491303
2133
37300
SH
SOLE
1
37300
0
0
F5 NETWORKS INC
COMMON
315616102
3242
27305
SH
SOLE
1
27305
0
0
FRANKLIN RESOURCES INC
COMMON
354613101
5898
107995
SH
SOLE
1
107995
0
0
GALLAGHER ARTHUR J & CO
COMMON
363576109
33917
747730
SH
SOLE
1
747730
0
0
GENERAL ELECTRIC CO
COMMON
369604103
853
33300
SH
SOLE
1
33300
0
0
GENERAL MILLS INC
COMMON
370334104
515
10200
SH
SOLE
1
10200
0
0
GENUINE PARTS CO
COMMON
372460105
28294
322591
SH
SOLE
1
322591
0
0
GILEAD SCIENCES INC
COMMON
375558103
19307
181370
SH
SOLE
1
181370
0
0
GRAINGER W W INC
COMMON
384802104
14450
57420
SH
SOLE
1
57420
0
0
GRIFOLS S A ADR
COMMON
398438408
580
16500
SH
SOLE
1
16500
0
0
GULFPORT ENERGY CORP
COMMON
402635304
9609
179940
SH
SOLE
1
179940
0
0
HSBC HOLDINGS PLC ADR
DEPOSITORY RECEI
404280406
2064
40570
SH
SOLE
1
40570
0
0
HALLIBURTON CO
COMMON
406216101
22914
355200
SH
SOLE
1
355200
0
0
HEALTHCARE SERVICES GRP INC
COMMON
421906108
3927
137270
SH
SOLE
1
137270
0
0
HELMERICH & PAYNE INC
COMMON
423452101
29789
304375
SH
SOLE
1
304375
0
0
HEXCEL CORP NEW
COMMON
428291108
3655
92060
SH
SOLE
1
92060
0
0
HOME DEPOT INC
COMMON
437076102
76290
831585
SH
SOLE
1
831585
0
0
HONDA MOTOR CO LTD ADR
DEPOSITORY RECEI
438128308
305
8900
SH
SOLE
1
8900
0
0
HONEYWELL INTERNATIONAL INC
COMMON
438516106
96713
1038585
SH
SOLE
1
1038585
0
0
ITT CORP
COMMON
450911201
3074
68410
SH
SOLE
1
68410
0
0
ICONIX BRAND GROUP INC
COMMON
451055107
8114
219640
SH
SOLE
1
219640
0
0
INDITEX-UNSPON ADR
DEPOSITORY RECEI
455793109
253
18520
SH
SOLE
1
18520
0
0
INTEL CORP
COMMON
458140100
74800
2148195
SH
SOLE
1
2148195
0
0
INTL BUSINESS MACHINES CORP
COMMON
459200101
48127
253525
SH
SOLE
1
253525
0
0
INTERNATIONAL PAPER CO
COMMON
460146103
45228
947380
SH
SOLE
1
947380
0
0
ISHARES MSCI TAIWAN ETF
COMMON
464286731
614
40200
SH
SOLE
1
40200
0
0
ISHARES MSCI MALAYSIA ETF
COMMON
464286830
573
37200
SH
SOLE
1
37200
0
0
ISIS PHARMACEUTICALS INC
COMMON
464330109
2870
73905
SH
SOLE
1
73905
0
0
ITC HOLDINGS CORP
COMMON
465685105
1846
51805
SH
SOLE
1
51805
0
0
JACOBS ENGINEERING GROUP INC
COMMON
469814107
1455
29800
SH
SOLE
1
29800
0
0
JOHNSON & JOHNSON
COMMON
478160104
128767
1208055
SH
SOLE
1
1208055
0
0
KAYNE ANDERSON MLP INVSM
COMMON
486606106
53543
1311035
SH
SOLE
1
1311035
0
0
KNIGHT TRANSPORTATION INC
COMMON
499064103
2864
104560
SH
SOLE
1
104560
0
0
KUBOTA CORP ADR
DEPOSITORY RECEI
501173207
132
1675
SH
SOLE
1
1675
0
0
LACLEDE GROUP INC
COMMON
505597104
29470
635130
SH
SOLE
1
635130
0
0
LAUDER ESTEE COS INC
COMMON
518439104
134
1800
SH
SOLE
1
1800
0
0
LINCOLN ELECTRIC HLDGS INC
COMMON
533900106
2530
36600
SH
SOLE
1
36600
0
0
LIONS GATE ENTMNT CORP
COMMON
535919203
4623
140225
SH
SOLE
1
140225
0
0
LOCKHEED MARTIN CORP
COMMON
539830109
36278
198480
SH
SOLE
1
198480
0
0
MSC INDL DIRECT INC
CL A
553530106
3776
44180
SH
SOLE
1
44180
0
0
MANHATTAN ASSOCIATES INC
COMMON
562750109
2792
83555
SH
SOLE
1
83555
0
0
MARSH & MCLENNAN COS INC
COMMON
571748102
44029
841210
SH
SOLE
1
841210
0
0
MARRIOTT INTERNATIONAL INC/DE
CL A
571903202
2763
39532
SH
SOLE
1
39532
0
0
MCDONALDS CORP
COMMON
580135101
256
2700
SH
SOLE
1
2700
0
0
MEDTRONIC INC
COMMON
585055106
83252
1343855
SH
SOLE
1
1343855
0
0
MICROSOFT CORP
COMMON
594918104
117152
2527005
SH
SOLE
1
2527005
0
0
MOODYS CORP
COMMON
615369105
30447
322190
SH
SOLE
1
322190
0
0
MURPHY USA INC
COMMON
626755102
62
1175
SH
SOLE
1
1175
0
0
MYLAN INC
COMMON
628530107
4027
88525
SH
SOLE
1
88525
0
0
NESTLE SA-SPONS ADR
DEPOSITORY RECEI
641069406
1691
22970
SH
SOLE
1
22970
0
0
NEW ORIENTAL ED & TECH GR ADR
DEPOSITORY RECEI
647581107
1264
54500
SH
SOLE
1
54500
0
0
NICE SYSTEMS LTD ADR
DEPOSITORY RECEI
653656108
783
19200
SH
SOLE
1
19200
0
0
NIKE INC
CL B
654106103
43382
486340
SH
SOLE
1
486340
0
0
NORDSTROM INC
COMMON
655664100
1251
18300
SH
SOLE
1
18300
0
0
OCCIDENTAL PETROLEUM CORP
COMMON
674599105
80406
836255
SH
SOLE
1
836255
0
0
OCEANEERING INTERNATIONAL INC
COMMON
675232102
24201
371350
SH
SOLE
1
371350
0
0
ON ASSIGNMENT INC
COMMON
682159108
3236
120505
SH
SOLE
1
120505
0
0
PNC FINL SVCS GROUP INC/THE
COMMON
693475105
38796
453335
SH
SOLE
1
453335
0
0
POSCO ADR
DEPOSITORY RECEI
693483109
615
8100
SH
SOLE
1
8100
0
0
PEPSICO INC
COMMON
713448108
98822
1061580
SH
SOLE
1
1061580
0
0
PERKINELMER INC
COMMON
714046109
2155
49430
SH
SOLE
1
49430
0
0
PFIZER INC
COMMON
717081103
48889
1653325
SH
SOLE
1
1653325
0
0
PHILIP MORRIS INTERNATIONAL IN
COMMON
718172109
30078
360645
SH
SOLE
1
360645
0
0
POLARIS INDUSTRIES INC
COMMON
731068102
13933
93015
SH
SOLE
1
93015
0
0
PRECISION CASTPARTS CORP
COMMON
740189105
1729
7300
SH
SOLE
1
7300
0
0
PRICELINE.COM INC
COMMON
741503403
14244
12294
SH
SOLE
1
12294
0
0
PROCTER & GAMBLE CO
COMMON
742718109
67477
805790
SH
SOLE
1
805790
0
0
PROTO LABS INC
COMMON
743713109
2067
29960
SH
SOLE
1
29960
0
0
PRUDENTIAL FINANCIAL INC
COMMON
744320102
9311
105878
SH
SOLE
1
105878
0
0
QUALCOMM INC
COMMON
747525103
66679
891790
SH
SOLE
1
891790
0
0
RAYTHEON CO
COMMON
755111507
19816
195000
SH
SOLE
1
195000
0
0
REPUBLIC SERVICES INC
COMMON
760759100
22953
588225
SH
SOLE
1
588225
0
0
RIO TINTO PLC ADR
DEPOSITORY RECEI
767204100
580
11800
SH
SOLE
1
11800
0
0
ROBERT HALF INTL INC
COMMON
770323103
31374
640285
SH
SOLE
1
640285
0
0
ROCHE HLDG LTD- SPONS ADR
COMMON
771195104
921
24910
SH
SOLE
1
24910
0
0
ROGERS COMMUNICATIONS INC
COMMON
775109200
67
1800
SH
SOLE
1
1800
0
0
ROYAL DUTCH SHELL PLC ADR
DEPOSITORY RECEI
780259107
372
4700
SH
SOLE
1
4700
0
0
ROYAL DUTCH SHELL PLC-ADR
DEPOSITORY RECEI
780259206
464
6100
SH
SOLE
1
6100
0
0
RYDER SYS INC
COMMON
783549108
35423
393723
SH
SOLE
1
393723
0
0
SPX CORP
COMMON
784635104
1634
17400
SH
SOLE
1
17400
0
0
ST JUDE MEDICAL INC
COMMON
790849103
55879
929305
SH
SOLE
1
929305
0
0
SANGAMO BIOSCIENCES INC
COMMON
800677106
518
48005
SH
SOLE
1
48005
0
0
SASOL LTD - ADR
DEPOSITORY RECEI
803866300
1973
36200
SH
SOLE
1
36200
0
0
SCHLUMBERGER LTD
COMMON
806857108
17883
175855
SH
SOLE
1
175855
0
0
SCOTTS MIRACLE GRO CO
COMMON
810186106
3848
69970
SH
SOLE
1
69970
0
0
SGS SA-UNSPONS ADR
DEPOSITORY RECEI
818800104
334
16185
SH
SOLE
1
16185
0
0
SIEMENS A G - ADR
DEPOSITORY RECEI
826197501
347
2915
SH
SOLE
1
2915
0
0
JM SMUCKER CO
COMMON
832696405
34661
350150
SH
SOLE
1
350150
0
0
SNAP-ON INC
COMMON
833034101
57730
476790
SH
SOLE
1
476790
0
0
SOUTHWESTERN ENERGY CO
COMMON
845467109
713
20400
SH
SOLE
1
20400
0
0
STARBUCKS CORP
COMMON
855244109
8407
111410
SH
SOLE
1
111410
0
0
STERICYCLE INC
COMMON
858912108
5218
44770
SH
SOLE
1
44770
0
0
STERIS CORP
COMMON
859152100
2787
51650
SH
SOLE
1
51650
0
0
STIFEL FINANCIAL CORP
COMMON
860630102
2002
42698
SH
SOLE
1
42698
0
0
SUNCOR ENERGY INC
COMMON
867224107
51902
1435740
SH
SOLE
1
1435740
0
0
TCF FINANCIAL CORP
COMMON
872275102
1675
107850
SH
SOLE
1
107850
0
0
TJX COS INC
COMMON
872540109
51559
871365
SH
SOLE
1
871365
0
0
TAIWAN SEMICONDUCTOR ADR
DEPOSITORY RECEI
874039100
1709
84700
SH
SOLE
1
84700
0
0
TATA MOTORS LTD-SPON ADR
COMMON
876568502
1442
33000
SH
SOLE
1
33000
0
0
TECHNE CORP
COMMON
878377100
1816
19410
SH
SOLE
1
19410
0
0
THERMO FISHER SCIENTIFIC INC
COMMON
883556102
8657
71130
SH
SOLE
1
71130
0
0
TIME WARNER INC
COMMON
887317303
54931
730365
SH
SOLE
1
730365
0
0
TOWERS WATSON & CO-CL A
COMMON
891894107
1383
13900
SH
SOLE
1
13900
0
0
TRIMBLE NAVIGATION LTD
COMMON
896239100
3790
124275
SH
SOLE
1
124275
0
0
TRINITY INDS INC
COMMON
896522109
7477
160040
SH
SOLE
1
160040
0
0
TUTOR PERINI CORP
COMMON
901109108
2529
95810
SH
SOLE
1
95810
0
0
US BANCORP
COMMON
902973304
46993
1123435
SH
SOLE
1
1123435
0
0
UNION PACIFIC CORP
COMMON
907818108
56559
521670
SH
SOLE
1
521670
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
35933
365579
SH
SOLE
1
365579
0
0
UNITED TECHNOLOGIES CORP
COMMON
913017109
53881
510239
SH
SOLE
1
510239
0
0
WABTEC CORP/DE
COMMON
929740108
3528
43535
SH
SOLE
1
43535
0
0
WADDELL & REED FINANCIAL INC
CL A
930059100
16577
320700
SH
SOLE
1
320700
0
0
WASTE CONNECTIONS INC
COMMON
941053100
6986
143980
SH
SOLE
1
143980
0
0
WELLS FARGO & CO
COMMON
949746101
1586
30575
SH
SOLE
1
30575
0
0
WESTERN REFINING INC
COMMON
959319104
3140
74785
SH
SOLE
1
74785
0
0
WESTPAC BANKING CORP-ADR
DEPOSITORY RECEI
961214301
1759
62590
SH
SOLE
1
62590
0
0
WISCONSIN ENERGY CORP
COMMON
976657106
41912
974700
SH
SOLE
1
974700
0
0
XILINX INC
COMMON
983919101
36672
865920
SH
SOLE
1
865920
0
0
PETROCHINA CO LTD ADR
DEPOSITORY RECEI
71646E100
1089
8475
SH
SOLE
1
8475
0
0
VALE SA ADR
DEPOSITORY RECEI
91912E105
762
69200
SH
SOLE
1
69200
0
0
TARGET CORP
COMMON
87612E106
26267
419069
SH
SOLE
1
419069
0
0
TRAVELERS COS INC/THE
COMMON
89417E109
479
5100
SH
SOLE
1
5100
0
0
BARCLAYS PLC-SPONS ADR
COMMON
06738E204
446
30120
SH
SOLE
1
30120
0
0
AMC NETWORKS INC
COMMON
00164V103
1338
22900
SH
SOLE
1
22900
0
0
ACADIA HEALTHCARE COMPANY
COMMON
00404A109
5980
123290
SH
SOLE
1
123290
0
0
ADOBE SYSTEMS INC
COMMON
00724F101
11017
159225
SH
SOLE
1
159225
0
0
ADVISORY BRD CO
COMMON
00762W107
3032
65085
SH
SOLE
1
65085
0
0
AETNA INC NEW
COMMON
00817Y108
33221
410135
SH
SOLE
1
410135
0
0
ALIBABA GROUP HOLDING LTD ADR
COMMON
01609W102
89
1000
SH
SOLE
1
1000
0
0
ALLIANCEBERNSTEIN HOLDING LP
COMMON
01881G106
130
5000
SH
SOLE
1
5000
0
0
AMBEV SA-ADR
COMMON
02319V103
2382
363700
SH
SOLE
1
363700
0
0
AMERIPRISE FINANCIAL INC
COMMON
03076C106
31494
255262
SH
SOLE
1
255262
0
0
ANHEUSER BUSCH INBEV SA/N ADR
COMMON
03524A108
2118
19105
SH
SOLE
1
19105
0
0
ANSYS INC
COMMON
03662Q105
10631
140490
SH
SOLE
1
140490
0
0
ARES CAPITAL CORP
COMMON
04010L103
19217
1189150
SH
SOLE
1
1189150
0
0
ATHENAHEALTH INC
COMMON
04685W103
1460
11083
SH
SOLE
1
11083
0
0
BNP PARIBAS - ADR
DEPOSITORY RECEI
05565A202
310
9410
SH
SOLE
1
9410
0
0
BANCO BILBAO VIZCAYA ARG ADR
DEPOSITORY RECEI
05946K101
3313
276100
SH
SOLE
1
276100
0
0
BANCO SANTANDER CHILE ADR
DEPOSITORY RECEI
05965X109
898
40673
SH
SOLE
1
40673
0
0
CARDINAL HEALTH INC
COMMON
14149Y108
57487
767310
SH
SOLE
1
767310
0
0
CARDTRONICS INC
COMMON
14161H108
5389
153085
SH
SOLE
1
153085
0
0
CELLDEX THERAPEUTICS INC
COMMON
15117B103
1458
112520
SH
SOLE
1
112520
0
0
CENTERPOINT ENERGY INC
COMMON
15189T107
26694
1090880
SH
SOLE
1
1090880
0
0
CHINA LIFE INS CO LTD ADR
DEPOSITORY RECEI
16939P106
1760
42200
SH
SOLE
1
42200
0
0
CHINA MOBILE LIMITED - ADR
DEPOSITORY RECEI
16941M109
990
16850
SH
SOLE
1
16850
0
0
COCA-COLA ENTERPRISES INC
COMMON
19122T109
2316
52200
SH
SOLE
1
52200
0
0
COMP BRASIL-PAO DE ACUCA ADR
DEPOSITORY RECEI
20440T201
1483
34000
SH
SOLE
1
34000
0
0
COMSCORE INC
COMMON
20564W105
1351
37110
SH
SOLE
1
37110
0
0
CONOCOPHILLIPS
COMMON
20825C104
617
8062
SH
SOLE
1
8062
0
0
DEVON ENERGY CORP
COMMON
25179M103
38339
562320
SH
SOLE
1
562320
0
0
DIAGEO PLC ADR
DEPOSITORY RECEI
25243Q205
30479
264115
SH
SOLE
1
264115
0
0
DIGITALGLOBE INC
COMMON
25389M877
1575
55270
SH
SOLE
1
55270
0
0
EOG RESOURCES INC
COMMON
26875P101
1598
16135
SH
SOLE
1
16135
0
0
EQT CORP
COMMON
26884L109
860
9400
SH
SOLE
1
9400
0
0
EAGLE MATERIALS INC
COMMON
26969P108
3876
38065
SH
SOLE
1
38065
0
0
EMBRAER SA ADR
DEPOSITORY RECEI
29082A107
2696
68750
SH
SOLE
1
68750
0
0
EMCOR GROUP INC
COMMON
29084Q100
2845
71185
SH
SOLE
1
71185
0
0
EXPRESS SCRIPTS HOLDING CO
COMMON
30219G108
7074
100160
SH
SOLE
1
100160
0
0
EXXON MOBIL CORP
COMMON
30231G102
1371
14582
SH
SOLE
1
14582
0
0
FACEBOOK INC-A
COMMON
30303M102
4909
62110
SH
SOLE
1
62110
0
0
FIRST REPUBLIC BANK/CA
COMMON
33616C100
29429
595976
SH
SOLE
1
595976
0
0
FLOWSERVE CORP
COMMON
34354P105
5843
82850
SH
SOLE
1
82850
0
0
GDF SUEZ-SPON ADR
COMMON
36160B105
466
18570
SH
SOLE
1
18570
0
0
G-III APPAREL GROUP LTD
COMMON
36237H101
2486
29998
SH
SOLE
1
29998
0
0
GOLDMAN SACHS GROUP INC
COMMON
38141G104
33520
182600
SH
SOLE
1
182600
0
0
GOOGLE INC
CL A
38259P508
14001
23795
SH
SOLE
1
23795
0
0
GOOGLE INC
CL C
38259P706
13077
22650
SH
SOLE
1
22650
0
0
GRUPO TELEVISA SA DE CV ADR
DEPOSITORY RECEI
40049J206
752
22200
SH
SOLE
1
22200
0
0
HCA HOLDINGS INC
COMMON
40412C101
3455
48995
SH
SOLE
1
48995
0
0
ICICI BANK LTD ADR
DEPOSITORY RECEI
45104G104
1930
39300
SH
SOLE
1
39300
0
0
IDEX CORP
COMMON
45167R104
4238
58560
SH
SOLE
1
58560
0
0
IDEXX LABORATORIES INC
COMMON
45168D104
860
7300
SH
SOLE
1
7300
0
0
INFORMATICA CORP
COMMON
45666Q102
7223
210960
SH
SOLE
1
210960
0
0
INTERCONTINENTALEXCHANGE INC
COMMON
45866F104
1404
7200
SH
SOLE
1
7200
0
0
INVENSENSE INC
COMMON
46123D205
2601
131815
SH
SOLE
1
131815
0
0
ISHARES MSCI INDIA ETF
COMMON
46429B598
1629
53800
SH
SOLE
1
53800
0
0
JPMORGAN CHASE & CO
COMMON
46625H100
95134
1579242
SH
SOLE
1
1579242
0
0
JD.COM INC
COMMON
47215P106
769
29800
SH
SOLE
1
29800
0
0
KINDER MORGAN INC
COMMON
49456B101
45056
1175170
SH
SOLE
1
1175170
0
0
MACQUARIE INFRASTRUCTURE
COMMON
55608B105
24089
361160
SH
SOLE
1
361160
0
0
MACYS INC
COMMON
55616P104
45577
783380
SH
SOLE
1
783380
0
0
MARATHON PETROLEUM CORP
COMMON
56585A102
35132
414930
SH
SOLE
1
414930
0
0
MCKESSON CORP
COMMON
58155Q103
8759
44995
SH
SOLE
1
44995
0
0
MERCK & CO INC
COMMON
58933Y105
62848
1060195
SH
SOLE
1
1060195
0
0
METLIFE INC
COMMON
59156R108
897
16700
SH
SOLE
1
16700
0
0
MOSAIC CO/THE
COMMON
61945C103
673
15150
SH
SOLE
1
15150
0
0
NEXTERA ENERGY INC
COMMON
65339F101
40966
436365
SH
SOLE
1
436365
0
0
ORACLE CORP
COMMON
68389X105
38159
996850
SH
SOLE
1
996850
0
0
PETROLEO BRASILEIRO SA ADR
DEPOSITORY RECEI
71654V408
690
48600
SH
SOLE
1
48600
0
0
PRAXAIR INC
COMMON
74005P104
4910
38060
SH
SOLE
1
38060
0
0
T ROWE PRICE GROUP INC
COMMON
74144T108
48802
622480
SH
SOLE
1
622480
0
0
PUMA BIOTECHNOLOGY INC
COMMON
74587V107
2560
10730
SH
SOLE
1
10730
0
0
RBC BEARINGS INC
COMMON
75524B104
1502
26484
SH
SOLE
1
26484
0
0
REGENERON PHARMACEUTICALS
COMMON
75886F107
3007
8340
SH
SOLE
1
8340
0
0
REXNORD CORP NEW
COMMON
76169B102
1425
50085
SH
SOLE
1
50085
0
0
SBA COMMUNICATIONS CORP
COMMON
78388J106
11761
106055
SH
SOLE
1
106055
0
0
SIGNATURE BANK NY
COMMON
82669G104
5986
53420
SH
SOLE
1
53420
0
0
SKYWORKS SOLUTIONS INC
COMMON
83088M102
11050
190345
SH
SOLE
1
190345
0
0
SOLERA HOLDINGS INC
COMMON
83421A104
3302
58595
SH
SOLE
1
58595
0
0
SOUTHERN COPPER CORP
COMMON
84265V105
718
24201
SH
SOLE
1
24201
0
0
SWIFT TRANSPORTATION CO
COMMON
87074U101
3980
189695
SH
SOLE
1
189695
0
0
SYNAPTICS INC
COMMON
87157D109
5599
76485
SH
SOLE
1
76485
0
0
SYNAGEVA BIOPHARMA CORP
COMMON
87159A103
719
10455
SH
SOLE
1
10455
0
0
SYNTEL INC
COMMON
87162H103
4577
52050
SH
SOLE
1
52050
0
0
TELEF BRASIL ADR
DEPOSITORY RECEI
87936R106
709
36050
SH
SOLE
1
36050
0
0
TERADATA CORP
COMMON
88076W103
235
5600
SH
SOLE
1
5600
0
0
TETRA TECH INC NEW
COMMON
88162G103
1888
75570
SH
SOLE
1
75570
0
0
TETRAPHASE PHARMACEUTICAL
COMMON
88165N105
705
35340
SH
SOLE
1
35340
0
0
TEXAS CAPITAL BANCSHARES INC
COMMON
88224Q107
2265
39265
SH
SOLE
1
39265
0
0
3D SYSTEMS CORP
COMMON
88554D205
6879
148345
SH
SOLE
1
148345
0
0
3M CO
COMMON
88579Y101
44466
313845
SH
SOLE
1
313845
0
0
TORTOISE ENERGY INFRSTRCT
COMMON
89147L100
12503
259945
SH
SOLE
1
259945
0
0
TWENTY FIRST CENTY FOX INC
COMMON
90130A101
6486
189150
SH
SOLE
1
189150
0
0
ULTA SALON COSMETICS & FRAG
COMMON
90384S303
5085
43030
SH
SOLE
1
43030
0
0
ULTIMATE SOFTWARE GROUP INC
COMMON
90385D107
8671
61275
SH
SOLE
1
61275
0
0
UNITEDHEALTH GROUP INC
COMMON
91324P102
43655
506145
SH
SOLE
1
506145
0
0
VERIZON COMMUNICATIONS INC
COMMON
92343V104
104489
2090200
SH
SOLE
1
2090200
0
0
VERTEX PHARMACEUTICALS INC
COMMON
92532F100
1595
14200
SH
SOLE
1
14200
0
0
VISA INC
COMMON
92826C839
15668
73430
SH
SOLE
1
73430
0
0
ACTAVIS PLC
COMMON
G0083B108
10219
42355
SH
SOLE
1
42355
0
0
ACCENTURE PLC
COMMON
G1151C101
40388
496650
SH
SOLE
1
496650
0
0
COVIDIEN PLC
COMMON
G2554F113
38936
450075
SH
SOLE
1
450075
0
0
DELPHI AUTOMOTIVE PLC
COMMON
G27823106
34364
560225
SH
SOLE
1
560225
0
0
GASLOG LTD
COMMON
G37585109
2198
99850
SH
SOLE
1
99850
0
0
INGERSOLL-RAND COMPANY LTD
CL A
G47791101
845
15000
SH
SOLE
1
15000
0
0
JAZZ PHARMACEUTICALS PLC
COMMON
G50871105
1654
10300
SH
SOLE
1
10300
0
0
MICHAEL KORS HOLDINGS LTD
COMMON
G60754101
8851
123980
SH
SOLE
1
123980
0
0
PARTNERRE LTD
COMMON
G6852T105
286
2600
SH
SOLE
1
2600
0
0
SEADRILL LTD
COMMON
G7945E105
8321
310950
SH
SOLE
1
310950
0
0
VALIDUS HOLDINGS LTD
COMMON
G9319H102
20997
536470
SH
SOLE
1
536470
0
0
XL GROUP PLC
COMMON
G98290102
30810
928850
SH
SOLE
1
928850
0
0
ACE LTD
ORD
H0023R105
28787
274500
SH
SOLE
1
274500
0
0
TYCO INTERNATIONAL LTD
COMMON
H89128104
36393
816525
SH
SOLE
1
816525
0
0
ASML HOLDING NV
DEPOSITORY RECEI
N07059210
368
3725
SH
SOLE
1
3725
0
0
CORE LABORATORIES NV
COMMON
N22717107
1622
11080
SH
SOLE
1
11080
0
0
LYONDELLBASELL INDUSTRIES
COMMON
N53745100
43440
399780
SH
SOLE
1
399780
0
0
NIELSEN NV
COMMON
N63218106
29945
675495
SH
SOLE
1
675495
0
0
AVAGO TECHNOLOGIES LTD
COMMON
Y0486S104
68986
792940
SH
SOLE
1
792940
0
0
AMERICAN MUNICIPAL INCOME PORT
COMMON
027649102
30
2000
SH
SOLE
1
0
2000
0
BLACKROCK INCOME OPPORTUNITY T
COMMON
092475102
9017
870320
SH
SOLE
1
0
870320
0
BLACKROCK CREDIT ALLOCATION IN
COMMON
092508100
14794
1111460
SH
SOLE
1
0
1111460
0
CUTWATER SELECT INCOME FUND CS
COMMON
232229104
5111
258783
SH
SOLE
1
0
258783
0
DOUBLELINE OPP CRED FD DBL
COMMON
258623107
439
18600
SH
SOLE
1
0
18600
0
DREYFUS STRATEGIC MUNICIPALS L
COMMON
261932107
276
33000
SH
SOLE
1
0
33000
0
FEDERATED ENHANCED TREASURY IN
COMMON
314162108
23629
1754208
SH
SOLE
1
0
1754208
0
FLAHERTY & CRUMRINE PFD SECURI
COMMON
338478100
290
15000
SH
SOLE
1
0
15000
0
FLAHERTY & CRUMRINE TOTAL RETU
COMMON
338479108
197
10000
SH
SOLE
1
0
10000
0
GABELLI EQUITY TR INC GAB
COMMON
362397101
489
76717
SH
SOLE
1
0
76717
0
GUGGENHEIM BLD AMR BDS MN GBAB
COMMON
401664107
2937
137815
SH
SOLE
1
0
137815
0
JOHN HANCOCK INCOME SECURITIES
COMMON
410123103
13954
989678
SH
SOLE
1
0
989678
0
LIBERTY ALL STAR EQUITY FUND U
COMMON
530158104
4951
849215
SH
SOLE
1
0
849215
0
MFS CHARTER INCOME TRUST MCR
COMMON
552727109
7129
804589
SH
SOLE
1
0
804589
0
MFS GOVERNMENT MARKETS INCOME
COMMON
552939100
6105
1071079
SH
SOLE
1
0
1071079
0
MN MUNICIPAL INCOME PORTFOLIO
COMMON
604062109
1293
83329
SH
SOLE
1
0
83329
0
MONTGOMERY STREET INCOME SECUR
COMMON
614115103
6253
383140
SH
SOLE
1
0
383140
0
NUVEEN MORTGAGE OPPORTUNITY TE
COMMON
670735109
849
35766
SH
SOLE
1
0
35766
0
NUVEEN NJ INVESTMENT QUALITY M
COMMON
670971100
143
10700
SH
SOLE
1
0
10700
0
NUVEEN PA INVESTMENT QUALITY M
COMMON
670972108
719
52779
SH
SOLE
1
0
52779
0
NUVEEN MI QUALITY INCOME MUNIC
COMMON
670979103
218
15963
SH
SOLE
1
0
15963
0
NUVEEN MUNICIPAL OPPORTUNITY F
COMMON
670984103
557
39100
SH
SOLE
1
0
39100
0
NUVEEN PREMIER MUNICIPAL INCOM
COMMON
670988104
2785
207044
SH
SOLE
1
0
207044
0
OXFORD LANE CAPITAL CORP OXLC
COMMON
691543102
4255
277537
SH
SOLE
1
0
277537
0
PUTNAM PREMIER INCOME TRUST PP
COMMON
746853100
26629
4859258
SH
SOLE
1
0
4859258
0
PUTNAM MASTER INTERMEDIATE INC
COMMON
746909100
21569
4288082
SH
SOLE
1
0
4288082
0
PUTNAM MUNICIPAL OPPORTUNITIES
COMMON
746922103
76
6529
SH
SOLE
1
0
6529
0
TRANSAMERICA INCOME SHARES TAI
COMMON
893506105
1905
93446
SH
SOLE
1
0
93446
0
WESTERN ASSET PREMIER WEA
COMMON
957664105
3969
277192
SH
SOLE
1
0
277192
0
WESTERN ASSET VARIABLE RATE ST
COMMON
957667108
15173
888340
SH
SOLE
1
0
888340
0
WESTERN ASSET WORLDWIDE INC FD
COMMON
957668106
726
59353
SH
SOLE
1
0
59353
0
WESTERN ASSET INTERMEDIATE MUN
COMMON
958435109
97
10000
SH
SOLE
1
0
10000
0
ZWEIG TOTAL RETURN FD INC ZTR
COMMON
989837208
41859
3022327
SH
SOLE
1
0
3022327
0
ALLIANCEBERNSTEIN INCOME FUND
COMMON
01881E101
22113
2948397
SH
SOLE
1
0
2948397
0
BLACKROCK CORE BOND TRUST BHK
COMMON
09249E101
5730
428593
SH
SOLE
1
0
428593
0
BLACKROCK MUNIYIELD NY QUALITY
COMMON
09255E102
549
42800
SH
SOLE
1
0
42800
0
BLACKROCK MUNIYIELD QUALITY FU
COMMON
09254E103
6065
442376
SH
SOLE
1
0
442376
0
FIRST TRUST MORTGAGE INCOME FU
COMMON
33734E103
16235
1072485
SH
SOLE
1
0
1072485
0
INVESCO ADVANTAGE MUNICIPAL IN
COMMON
46132E103
6230
547440
SH
SOLE
1
0
547440
0
AVENUE INCOME CRED STRAT FD AC
COMMON
05358E106
927
55173
SH
SOLE
1
0
55173
0
FLAHERTY & CRUMRINE PFD INC P
COMMON
33848E106
445
40956
SH
SOLE
1
0
40956
0
BLACKROCK INVESTMENT QUALITY M
COMMON
09247D105
842
55300
SH
SOLE
1
0
55300
0
BLACKROCK INCOME TRUST BKT
COMMON
09247F100
27572
4342004
SH
SOLE
1
0
4342004
0
BLACKROCK MUNI INC TR BFK
COMMON
09248F109
3558
260264
SH
SOLE
1
0
260264
0
BLACKROCK STRATEGIC MUNI TR B
COMMON
09248T109
896
67402
SH
SOLE
1
0
67402
0
BLACKROCK BUILD AMERICA BOND T
COMMON
09248X100
7674
365081
SH
SOLE
1
0
365081
0
BLACKROCK MUNICIPAL INCOME TRU
COMMON
09249N101
2533
176282
SH
SOLE
1
0
176282
0
BLACKROCK NY MUNI INC TR II BF
COMMON
09249R102
357
25679
SH
SOLE
1
0
25679
0
BLACKROCK LONG-TERM MUNICIPAL
COMMON
09250B103
7554
670842
SH
SOLE
1
0
670842
0
BLACKROCK MUNIHOLDINGS FUND MH
COMMON
09253N104
4464
277241
SH
SOLE
1
0
277241
0
BLACKROCK MUNIVEST FUND MVF
COMMON
09253R105
3057
318438
SH
SOLE
1
0
318438
0
BLACKROCK MUNIVEST MVT
COMMON
09253T101
287
18282
SH
SOLE
1
0
18282
0
BLACKROCK MUNIYIELD FUND MYD
COMMON
09253W104
4427
311994
SH
SOLE
1
0
311994
0
BLACKROCK MUNIENHANCED FD MEN
COMMON
09253Y100
4654
415567
SH
SOLE
1
0
415567
0
BLACKROCK MUNIHOLDNGS QUAL FUN
COMMON
09254A101
3308
255066
SH
SOLE
1
0
255066
0
BLACKROCK MUNIHOLDINGS QUALITY
COMMON
09254C107
5578
420004
SH
SOLE
1
0
420004
0
BLACKROCK MUNIYIELD QUAL FD IN
COMMON
09254F100
2502
167702
SH
SOLE
1
0
167702
0
BLACKROCK MUNIYIELD QUALITY FU
COMMON
09254G108
5111
399594
SH
SOLE
1
0
399594
0
BLACKROCK MUNIHOLDINGS INVESTM
COMMON
09254P108
7193
517497
SH
SOLE
1
0
517497
0
BLACKROCK MUNIYIELD INVESTMENT
COMMON
09254R104
3871
263525
SH
SOLE
1
0
263525
0
BLACKROCK MUNIYIELD INVESTMENT
COMMON
09254T100
4466
335044
SH
SOLE
1
0
335044
0
BLACKROCK MUNIYIELD MI QUALITY
COMMON
09254V105
1085
81179
SH
SOLE
1
0
81179
0
BLACKROCK MUNIYIELD MI QUALITY
COMMON
09254W103
1900
151544
SH
SOLE
1
0
151544
0
BLACKROCK MUNIHOLDINGS NY QUAL
COMMON
09255C106
180
13500
SH
SOLE
1
0
13500
0
BLACKROCK MUNIYIELD PA QUALITY
COMMON
09255G107
769
54700
SH
SOLE
1
0
54700
0
BLACKROCK ENHANCED GOVERNMENT
COMMON
09255K108
32972
2348430
SH
SOLE
1
0
2348430
0
BROOKFIELD HIGH INCOME FD HHY
COMMON
11272P102
6341
676731
SH
SOLE
1
0
676731
0
BROOKFIELD TOTAL RETURN FUND H
COMMON
11283U108
30297
1213356
SH
SOLE
1
0
1213356
0
COHEN & STEERS TOTAL RT REALTY
COMMON
19247R103
7497
627380
SH
SOLE
1
0
627380
0
CORNERSTONE PROGRESSIVE RETURN
COMMON
21925C101
17981
4374988
SH
SOLE
1
0
4374988
0
DELAWARE INVESTMENTS MN MUNICI
COMMON
24610V103
3960
293300
SH
SOLE
1
0
293300
0
DEUTSCHE HIGH INCOME OPPORT FD
COMMON
25158Y102
4755
324817
SH
SOLE
1
0
324817
0
DEUTSCHE MUNICIPAL INCOME TRUS
COMMON
25160C106
10166
770761
SH
SOLE
1
0
770761
0
DIVERSIFIED REAL ASSET INCOME
COMMON
25533B108
64743
3651627
SH
SOLE
1
0
3651627
0
DREYFUS MUNICIPAL INCOME DMF
COMMON
26201R102
215
23579
SH
SOLE
1
0
23579
0
DREYFUS STRATEGIC MUNICIPAL BO
COMMON
26202F107
599
74452
SH
SOLE
1
0
74452
0
DUFF & PHELPS UTILITY AND CORP
COMMON
26432K108
18407
1880195
SH
SOLE
1
0
1880195
0
EATON VANCE NJ MUNICIPAL INCOM
COMMON
27826V106
97
7900
SH
SOLE
1
0
7900
0
EATON VANCE CA MUNICIPAL BOND
COMMON
27828C106
807
66800
SH
SOLE
1
0
66800
0
EATON VANCE LIMITED DURATION I
COMMON
27828H105
20551
1409526
SH
SOLE
1
0
1409526
0
EATON VANCE SHORT DUR DIVERSIF
COMMON
27828V104
17407
1186594
SH
SOLE
1
0
1186594
0
FIRST AMERICAN MN MUNICIPAL IN
COMMON
31849P104
1302
90269
SH
SOLE
1
0
90269
0
FIRST TR INTER DUR PFD & FPF
COMMON
33718W103
615
28300
SH
SOLE
1
0
28300
0
FIRSTHAND TECHNOLOGY VALUE FUN
COMMON
33766Y100
10716
446311
SH
SOLE
1
0
446311
0
FRANKLIN TEMPLETON LIMITED DUR
COMMON
35472T101
18704
1510790
SH
SOLE
1
0
1510790
0
GABELLI MULTIMEDIA TRUST GGT
COMMON
36239Q109
972
103540
SH
SOLE
1
0
103540
0
HERZFELD CARIBBEAN BASIN FD C
COMMON
42804T106
48
6000
SH
SOLE
1
0
6000
0
INVESCO TRUST FOR INVESTMENT G
COMMON
46131M106
131
10000
SH
SOLE
1
0
10000
0
INVESCO TRUST FOR INVESTMENT G
COMMON
46131T101
129
9600
SH
SOLE
1
0
9600
0
INVESCO MUNICIPAL OPPORTUNITY
COMMON
46132C107
1903
151869
SH
SOLE
1
0
151869
0
INVESCO CA VALUE MUNICIPAL INC
COMMON
46132H106
995
81468
SH
SOLE
1
0
81468
0
INVESCO QUALITY MUNICIPAL INCO
COMMON
46133G107
928
76564
SH
SOLE
1
0
76564
0
LMP REAL ESTATE INCOME FD RIT
COMMON
50208C108
551
49086
SH
SOLE
1
0
49086
0
MFS INTER INC TRUST MIN
COMMON
55273C107
15273
3048437
SH
SOLE
1
0
3048437
0
MAINSTAY DEFINEDTERM MUNI O MM
COMMON
56064K100
646
36200
SH
SOLE
1
0
36200
0
MANAGED DURATION INVESTMENT GR
COMMON
56165R103
1289
96371
SH
SOLE
1
0
96371
0
MORGAN STANLEY INCOME SECURITI
COMMON
61745P874
2488
139794
SH
SOLE
1
0
139794
0
NUVEEN MUNICIPAL ADVANTAGE FUN
COMMON
67062H106
204
15114
SH
SOLE
1
0
15114
0
NUVEEN PREM INCOME MUN FD NPI
COMMON
67062T100
134
10000
SH
SOLE
1
0
10000
0
NUVEEN PREMIUM INCOME MUNICIPA
COMMON
67063W102
6688
486417
SH
SOLE
1
0
486417
0
NUVEEN DIVIDEND ADVANTAGE MUNI
COMMON
67066V101
138
10000
SH
SOLE
1
0
10000
0
NUVEEN CA DIVIDEND ADV MUNI NA
COMMON
67066Y105
1680
117889
SH
SOLE
1
0
117889
0
NUVEEN NJ DIVIDEND ADVANTAGE M
COMMON
67069Y102
169
12600
SH
SOLE
1
0
12600
0
NUVEEN EQUITY PREM ADV FD JLA
COMMON
6706ET107
7512
575227
SH
SOLE
1
0
575227
0
NUVEEN PREM INCOME MUNI NPT
COMMON
6706K4105
855
67159
SH
SOLE
1
0
67159
0
NUVEEN DIVIDEND ADVANTAGE MUNI
COMMON
67070X101
1046
76513
SH
SOLE
1
0
76513
0
NUVEEN DIVIDEND ADVANTAGE MUNI
COMMON
67071L106
1243
88110
SH
SOLE
1
0
88110
0
NUVEEN QUALITY PREFERRED INCOM
COMMON
67071S101
255
31251
SH
SOLE
1
0
31251
0
NUVEEN QUALITY PREFERRED INCOM
COMMON
67072C105
475
54589
SH
SOLE
1
0
54589
0
NUVEEN QUALITY PREFERRED INCOM
COMMON
67072W101
601
71802
SH
SOLE
1
0
71802
0
NUVEEN PREFERRED INCOME OPPORT
COMMON
67073B106
1206
131080
SH
SOLE
1
0
131080
0
NUVEEN GBL INCOME OPPORTU JGG
COMMON
67073C104
7575
612903
SH
SOLE
1
0
612903
0
NUVEEN BUILD AMERICAN BOND TER
COMMON
67074C103
8532
418433
SH
SOLE
1
0
418433
0
NUVEEN BUILD AMERICA BOND OPPO
COMMON
67074Q102
7751
365616
SH
SOLE
1
0
365616
0
NUVEEN MORTGAGE OPPORTUNITY TE
COMMON
67074R100
915
39299
SH
SOLE
1
0
39299
0
NUVEEN MULTI-MARKET INCOME FD
COMMON
67075J107
10664
1412494
SH
SOLE
1
0
1412494
0
PIMCO DYNAMIC INCOME FUND PDI
COMMON
72201Y101
9454
299561
SH
SOLE
1
0
299561
0
SALIENT MIDSTREAM & MLP FD SM
COMMON
79471V105
4286
146882
SH
SOLE
1
0
146882
0
SPECIAL OPPORTUNITIES FD SPE
COMMON
84741T104
2422
145297
SH
SOLE
1
0
145297
0
WELLS FARGO ADVANTAGE MULTI-SE
COMMON
94987D101
6779
485572
SH
SOLE
1
0
485572
0
WESTERN ASSET MANAGED MUNICIPA
COMMON
95766M105
288
22000
SH
SOLE
1
0
22000
0
WESTERN ASSET MUNICIPAL PARTNE
COMMON
95766P108
328
22077
SH
SOLE
1
0
22077
0
WESTERN ASSET INV GRA DEF OPP
COMMON
95790A101
6730
331864
SH
SOLE
1
0
331864
0
WESTERN ASSET MORTGAGE DEFINED
COMMON
95790B109
2658
110553
SH
SOLE
1
0
110553
0