0000897101-14-001125.txt : 20140813
0000897101-14-001125.hdr.sgml : 20140813
20140813084223
ACCESSION NUMBER: 0000897101-14-001125
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140813
DATE AS OF CHANGE: 20140813
EFFECTIVENESS DATE: 20140813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC
CENTRAL INDEX KEY: 0000769317
IRS NUMBER: 411404829
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-00180
FILM NUMBER: 141035786
BUSINESS ADDRESS:
STREET 1: 3300 IDS CENTER
STREET 2: 80 SOUTH EIGHTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: 6123323223
MAIL ADDRESS:
STREET 1: 3300 IDS CENTER
STREET 2: 80 SOUTH EIGHTH STREET
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0000769317
XXXXXXXX
06-30-2014
06-30-2014
false
SIT INVESTMENT ASSOCIATES INC
3300 Ids Center
80 South Eighth Street
Minneapolis
MN
55402
13F HOLDINGS REPORT
028-00180
N
Paul E. Rasmussen
Vice President
612-331-3223
/s/ Paul E. Rasmussen
Minneapolis
MN
08-13-2014
1
442
5876889
1
0001086316
028-04373
SIT INVESTMENT FIXED INCOME ADVISORS INC
INFORMATION TABLE
2
infotable.xml
AFLAC INC
COMMON
001055102
149
2400
SH
SOLE
1
2400
0
0
AGCO CORP
COMMON
001084102
4720
83950
SH
SOLE
1
83950
0
0
ABBOTT LABORATORIES
COMMON
002824100
28410
694630
SH
SOLE
1
694630
0
0
AFFILIATED MANAGERS GROUP INC
COMMON
008252108
10774
52455
SH
SOLE
1
52455
0
0
AIR METHODS CORP
COMMON
009128307
2705
52380
SH
SOLE
1
52380
0
0
AIRGAS INC
COMMON
009363102
915
8400
SH
SOLE
1
8400
0
0
ALASKA AIR GROUP INC
COMMON
011659109
7590
79850
SH
SOLE
1
79850
0
0
ALEXION PHARMACEUTICALS INC
COMMON
015351109
15582
99727
SH
SOLE
1
99727
0
0
ALIGN TECHNOLOGY INC
COMMON
016255101
3641
64970
SH
SOLE
1
64970
0
0
ALLERGAN INC
COMMON
018490102
11586
68470
SH
SOLE
1
68470
0
0
ALLIANZ SE - ADR
DEPOSITORY RECEI
018805101
470
27985
SH
SOLE
1
27985
0
0
AMAZON.COM INC
COMMON
023135106
7311
22510
SH
SOLE
1
22510
0
0
AMETEK INC
COMMON
031100100
8026
153510
SH
SOLE
1
153510
0
0
ANALOG DEVICES INC
COMMON
032654105
406
7500
SH
SOLE
1
7500
0
0
APPLE INC
COMMON
037833100
69878
751942
SH
SOLE
1
751942
0
0
APPLIED MATERIALS INC
COMMON
038222105
43513
1929630
SH
SOLE
1
1929630
0
0
ARCHER DANIELS MIDLAND CO
COMMON
039483102
28589
648140
SH
SOLE
1
648140
0
0
ASPEN TECHNOLOGY INC
COMMON
045327103
5169
111405
SH
SOLE
1
111405
0
0
ATWOOD OCEANICS INC
COMMON
050095108
4833
92085
SH
SOLE
1
92085
0
0
AUTODESK INC
COMMON
052769106
386
6850
SH
SOLE
1
6850
0
0
AUTOMATIC DATA PROCESSING INC
COMMON
053015103
32542
410465
SH
SOLE
1
410465
0
0
BANCO BRADESCO-ADR
DEPOSITORY RECEI
059460303
1720
118431
SH
SOLE
1
118431
0
0
BANK OF NEW YORK MELLON CORP
COMMON
064058100
823
21970
SH
SOLE
1
21970
0
0
BECTON DICKINSON AND CO
COMMON
075887109
35894
303415
SH
SOLE
1
303415
0
0
BHP BILLITON ADR
DEPOSITORY RECEI
088606108
4661
68090
SH
SOLE
1
68090
0
0
BITAUTO HLDGS LTD-ADR
COMMON
091727107
974
20000
SH
SOLE
1
20000
0
0
BRISTOL-MYERS SQUIBB CO
COMMON
110122108
38818
800205
SH
SOLE
1
800205
0
0
BROADCOM CORP
CL A
111320107
271
7300
SH
SOLE
1
7300
0
0
BUFFALO WILD WINGS INC
COMMON
119848109
8827
53265
SH
SOLE
1
53265
0
0
CF INDUSTRIES HOLDINGS INC
COMMON
125269100
7787
32373
SH
SOLE
1
32373
0
0
CNOOC LTD ADR
DEPOSITORY RECEI
126132109
2293
12790
SH
SOLE
1
12790
0
0
CSX CORP
COMMON
126408103
299
9700
SH
SOLE
1
9700
0
0
CVS CAREMARK CORP
COMMON
126650100
67030
889340
SH
SOLE
1
889340
0
0
CALPINE CORP
COMMON
131347304
1226
51500
SH
SOLE
1
51500
0
0
CAPELLA EDUCATION CO
COMMON
139594105
2364
43455
SH
SOLE
1
43455
0
0
CARDIOVASCULAR SYS INC DE
COMMON
141619106
641
20580
SH
SOLE
1
20580
0
0
CARRIZO OIL & GAS INC
COMMON
144577103
644
9300
SH
SOLE
1
9300
0
0
CASEYS GENERAL STORES INC
COMMON
147528103
3342
47545
SH
SOLE
1
47545
0
0
CATERPILLAR INC
COMMON
149123101
25751
236965
SH
SOLE
1
236965
0
0
CELGENE CORP
COMMON
151020104
16995
197890
SH
SOLE
1
197890
0
0
CHEVRON CORP
COMMON
166764100
110896
849450
SH
SOLE
1
849450
0
0
CHICAGO BRIDGE & IRON CO NV
NY REGISTRY SHAR
167250109
3391
49725
SH
SOLE
1
49725
0
0
CHIPOTLE MEXICAN GRILL INC
COMMON
169656105
3140
5300
SH
SOLE
1
5300
0
0
CIENA CORP
COMMON
171779309
14853
685730
SH
SOLE
1
685730
0
0
CITIGROUP INC
COMMON
172967424
640
13592
SH
SOLE
1
13592
0
0
CLARCOR INC
COMMON
179895107
3578
57855
SH
SOLE
1
57855
0
0
CLOVIS ONCOLOGY INC
COMMON
189464100
665
16050
SH
SOLE
1
16050
0
0
COCA-COLA CO/THE
COMMON
191216100
1457
34400
SH
SOLE
1
34400
0
0
COGNIZANT TECH SOLUTIONS
CL A
192446102
11073
226395
SH
SOLE
1
226395
0
0
COLGATE-PALMOLIVE CO
COMMON
194162103
16607
243575
SH
SOLE
1
243575
0
0
COMMVAULT SYSTEMS INC
COMMON
204166102
4464
90780
SH
SOLE
1
90780
0
0
CONCUR TECHNOLOGIES INC
COMMON
206708109
8192
87770
SH
SOLE
1
87770
0
0
CONTINENTAL RESOURCES INC
COMMON
212015101
11289
71430
SH
SOLE
1
71430
0
0
CRANE CO
COMMON
224399105
4523
60832
SH
SOLE
1
60832
0
0
CREDIT SUISSE GROUP AG ADR
DEPOSITORY RECEI
225401108
503
17736
SH
SOLE
1
17736
0
0
CUBIST PHARMACEUTICALS INC
COMMON
229678107
4690
67175
SH
SOLE
1
67175
0
0
CUMMINS INC
COMMON
231021106
21653
140340
SH
SOLE
1
140340
0
0
DANAHER CORP
COMMON
235851102
10029
127380
SH
SOLE
1
127380
0
0
DEALERTRACK TECHNOLOGIES INC
COMMON
242309102
1602
35330
SH
SOLE
1
35330
0
0
DEERE & CO
COMMON
244199105
317
3500
SH
SOLE
1
3500
0
0
DICKS SPORTING GOODS INC
COMMON
253393102
14929
320635
SH
SOLE
1
320635
0
0
DISCOVER FINANCIAL SERVICES
COMMON
254709108
43757
705985
SH
SOLE
1
705985
0
0
DOVER CORP
COMMON
260003108
105
1150
SH
SOLE
1
1150
0
0
DUNKIN BRANDS GROUP INC
COMMON
265504100
10507
229360
SH
SOLE
1
229360
0
0
EMC CORP MASS
COMMON
268648102
5567
211355
SH
SOLE
1
211355
0
0
EBAY INC
COMMON
278642103
5367
107205
SH
SOLE
1
107205
0
0
ECOLAB INC
COMMON
278865100
17780
159695
SH
SOLE
1
159695
0
0
EMERSON ELECTRIC CO
COMMON
291011104
42461
639860
SH
SOLE
1
639860
0
0
EQUIFAX INC
COMMON
294429105
32857
452955
SH
SOLE
1
452955
0
0
FMC CORP
COMMON
302491303
2655
37300
SH
SOLE
1
37300
0
0
F5 NETWORKS INC
COMMON
315616102
3957
35505
SH
SOLE
1
35505
0
0
FLUOR CORP
COMMON
343412102
32062
416925
SH
SOLE
1
416925
0
0
FRANKLIN RESOURCES INC
COMMON
354613101
28407
491130
SH
SOLE
1
491130
0
0
GALLAGHER ARTHUR J & CO
COMMON
363576109
29305
628865
SH
SOLE
1
628865
0
0
GENERAL ELECTRIC CO
COMMON
369604103
1275
48500
SH
SOLE
1
48500
0
0
GENERAL MILLS INC
COMMON
370334104
536
10200
SH
SOLE
1
10200
0
0
GENUINE PARTS CO
COMMON
372460105
22677
258284
SH
SOLE
1
258284
0
0
GILEAD SCIENCES INC
COMMON
375558103
15132
182510
SH
SOLE
1
182510
0
0
GRAINGER W W INC
COMMON
384802104
18417
72430
SH
SOLE
1
72430
0
0
GRIFOLS S A ADR
COMMON
398438408
401
9100
SH
SOLE
1
9100
0
0
GULFPORT ENERGY CORP
COMMON
402635304
16988
270510
SH
SOLE
1
270510
0
0
HSBC HOLDINGS PLC ADR
DEPOSITORY RECEI
404280406
2061
40570
SH
SOLE
1
40570
0
0
HALLIBURTON CO
COMMON
406216101
22611
318425
SH
SOLE
1
318425
0
0
HEALTHCARE SERVICES GRP INC
COMMON
421906108
5031
170880
SH
SOLE
1
170880
0
0
HELMERICH & PAYNE INC
COMMON
423452101
21318
183600
SH
SOLE
1
183600
0
0
HEXCEL CORP NEW
COMMON
428291108
6834
167090
SH
SOLE
1
167090
0
0
HOME DEPOT INC
COMMON
437076102
70247
867675
SH
SOLE
1
867675
0
0
HONDA MOTOR CO LTD ADR
DEPOSITORY RECEI
438128308
413
11800
SH
SOLE
1
11800
0
0
HONEYWELL INTERNATIONAL INC
COMMON
438516106
92701
997325
SH
SOLE
1
997325
0
0
ITT CORP
COMMON
450911201
5918
123030
SH
SOLE
1
123030
0
0
ICONIX BRAND GROUP INC
COMMON
451055107
13048
303860
SH
SOLE
1
303860
0
0
INDITEX-UNSPON ADR
DEPOSITORY RECEI
455793109
286
9260
SH
SOLE
1
9260
0
0
INTEL CORP
COMMON
458140100
64529
2088315
SH
SOLE
1
2088315
0
0
INTL BUSINESS MACHINES CORP
COMMON
459200101
48829
269372
SH
SOLE
1
269372
0
0
INTERNATIONAL PAPER CO
COMMON
460146103
50656
1003695
SH
SOLE
1
1003695
0
0
ISHARES MSCI TAIWAN ETF
COMMON
464286731
635
40200
SH
SOLE
1
40200
0
0
ISHARES MSCI MALAYSIA ETF
COMMON
464286830
591
37200
SH
SOLE
1
37200
0
0
ISIS PHARMACEUTICALS INC
COMMON
464330109
3848
111705
SH
SOLE
1
111705
0
0
ITC HOLDINGS CORP
COMMON
465685105
3068
84105
SH
SOLE
1
84105
0
0
JACOBS ENGINEERING GROUP INC
COMMON
469814107
1220
22900
SH
SOLE
1
22900
0
0
JOHNSON & JOHNSON
COMMON
478160104
121687
1163130
SH
SOLE
1
1163130
0
0
KAYNE ANDERSON MLP INVSM
COMMON
486606106
52081
1321514
SH
SOLE
1
1321514
0
0
KNIGHT TRANSPORTATION INC
COMMON
499064103
3546
149160
SH
SOLE
1
149160
0
0
KUBOTA CORP ADR
DEPOSITORY RECEI
501173207
133
1875
SH
SOLE
1
1875
0
0
LACLEDE GROUP INC
COMMON
505597104
18329
377535
SH
SOLE
1
377535
0
0
LAUDER ESTEE COS INC
COMMON
518439104
134
1800
SH
SOLE
1
1800
0
0
LINCOLN ELECTRIC HLDGS INC
COMMON
533900106
3892
55700
SH
SOLE
1
55700
0
0
LIONS GATE ENTMNT CORP
COMMON
535919203
5274
184525
SH
SOLE
1
184525
0
0
LOCKHEED MARTIN CORP
COMMON
539830109
28108
174875
SH
SOLE
1
174875
0
0
LULULEMON ATHLETICA INC
COMMON
550021109
3603
88995
SH
SOLE
1
88995
0
0
MSC INDL DIRECT INC
CL A
553530106
4731
49465
SH
SOLE
1
49465
0
0
MANHATTAN ASSOCIATES INC
COMMON
562750109
4368
126855
SH
SOLE
1
126855
0
0
MARSH & MCLENNAN COS INC
COMMON
571748102
47838
923160
SH
SOLE
1
923160
0
0
MARRIOTT INTERNATIONAL INC/DE
CL A
571903202
2534
39532
SH
SOLE
1
39532
0
0
MCDONALDS CORP
COMMON
580135101
21010
208560
SH
SOLE
1
208560
0
0
MEDTRONIC INC
COMMON
585055106
63857
1001525
SH
SOLE
1
1001525
0
0
MICROSOFT CORP
COMMON
594918104
105254
2524065
SH
SOLE
1
2524065
0
0
MOODYS CORP
COMMON
615369105
36483
416190
SH
SOLE
1
416190
0
0
MURPHY OIL CORP
COMMON
626717102
312
4700
SH
SOLE
1
4700
0
0
MURPHY USA INC
COMMON
626755102
57
1175
SH
SOLE
1
1175
0
0
MYLAN INC
COMMON
628530107
4604
89300
SH
SOLE
1
89300
0
0
NESTLE SA-SPONS ADR
DEPOSITORY RECEI
641069406
1400
18020
SH
SOLE
1
18020
0
0
NEW ORIENTAL ED & TECH GR ADR
DEPOSITORY RECEI
647581107
1791
67400
SH
SOLE
1
67400
0
0
NICE SYSTEMS LTD ADR
DEPOSITORY RECEI
653656108
784
19200
SH
SOLE
1
19200
0
0
NIKE INC
CL B
654106103
42735
551066
SH
SOLE
1
551066
0
0
NORDSTROM INC
COMMON
655664100
1243
18300
SH
SOLE
1
18300
0
0
OCCIDENTAL PETROLEUM CORP
COMMON
674599105
82394
802830
SH
SOLE
1
802830
0
0
OCEANEERING INTERNATIONAL INC
COMMON
675232102
28004
358430
SH
SOLE
1
358430
0
0
ON ASSIGNMENT INC
COMMON
682159108
6506
182905
SH
SOLE
1
182905
0
0
PNC FINL SVCS GROUP INC/THE
COMMON
693475105
20821
233818
SH
SOLE
1
233818
0
0
POSCO ADR
DEPOSITORY RECEI
693483109
603
8100
SH
SOLE
1
8100
0
0
PEPSICO INC
COMMON
713448108
91806
1027605
SH
SOLE
1
1027605
0
0
PERKINELMER INC
COMMON
714046109
3636
77630
SH
SOLE
1
77630
0
0
PFIZER INC
COMMON
717081103
51967
1750914
SH
SOLE
1
1750914
0
0
PHILIP MORRIS INTERNATIONAL IN
COMMON
718172109
31907
378450
SH
SOLE
1
378450
0
0
POLARIS INDUSTRIES INC
COMMON
731068102
15819
121460
SH
SOLE
1
121460
0
0
PRECISION CASTPARTS CORP
COMMON
740189105
7360
29160
SH
SOLE
1
29160
0
0
PRICELINE.COM INC
COMMON
741503403
14940
12419
SH
SOLE
1
12419
0
0
PROCTER & GAMBLE CO
COMMON
742718109
71044
903980
SH
SOLE
1
903980
0
0
PROTO LABS INC
COMMON
743713109
4347
53070
SH
SOLE
1
53070
0
0
QUALCOMM INC
COMMON
747525103
69576
878490
SH
SOLE
1
878490
0
0
RIO TINTO PLC ADR
DEPOSITORY RECEI
767204100
684
12600
SH
SOLE
1
12600
0
0
ROBERT HALF INTL INC
COMMON
770323103
30732
643735
SH
SOLE
1
643735
0
0
ROGERS COMMUNICATIONS INC
COMMON
775109200
72
1800
SH
SOLE
1
1800
0
0
ROYAL DUTCH SHELL PLC ADR
DEPOSITORY RECEI
780259107
331
3800
SH
SOLE
1
3800
0
0
ROYAL DUTCH SHELL PLC-ADR
DEPOSITORY RECEI
780259206
231
2800
SH
SOLE
1
2800
0
0
RYDER SYS INC
COMMON
783549108
34281
389158
SH
SOLE
1
389158
0
0
SPX CORP
COMMON
784635104
1883
17400
SH
SOLE
1
17400
0
0
ST JUDE MEDICAL INC
COMMON
790849103
45388
655425
SH
SOLE
1
655425
0
0
SANGAMO BIOSCIENCES INC
COMMON
800677106
1112
72805
SH
SOLE
1
72805
0
0
SASOL LTD - ADR
DEPOSITORY RECEI
803866300
2187
37000
SH
SOLE
1
37000
0
0
SCHLUMBERGER LTD
COMMON
806857108
21220
179910
SH
SOLE
1
179910
0
0
SCOTTS MIRACLE GRO CO
COMMON
810186106
5246
92270
SH
SOLE
1
92270
0
0
SGS SA-UNSPONS ADR
DEPOSITORY RECEI
818800104
446
18645
SH
SOLE
1
18645
0
0
SIEMENS A G - ADR
DEPOSITORY RECEI
826197501
273
2065
SH
SOLE
1
2065
0
0
SNAP-ON INC
COMMON
833034101
59052
498245
SH
SOLE
1
498245
0
0
SOUTHWESTERN ENERGY CO
COMMON
845467109
928
20400
SH
SOLE
1
20400
0
0
STARBUCKS CORP
COMMON
855244109
7942
102635
SH
SOLE
1
102635
0
0
STERICYCLE INC
COMMON
858912108
7173
60570
SH
SOLE
1
60570
0
0
STERIS CORP
COMMON
859152100
4196
78450
SH
SOLE
1
78450
0
0
STIFEL FINANCIAL CORP
COMMON
860630102
3073
64898
SH
SOLE
1
64898
0
0
STRYKER CORP
COMMON
863667101
25142
298175
SH
SOLE
1
298175
0
0
SUNCOR ENERGY INC
COMMON
867224107
51211
1201295
SH
SOLE
1
1201295
0
0
TCF FINANCIAL CORP
COMMON
872275102
2481
151550
SH
SOLE
1
151550
0
0
TJX COS INC
COMMON
872540109
43701
822215
SH
SOLE
1
822215
0
0
TAIWAN SEMICONDUCTOR ADR
DEPOSITORY RECEI
874039100
1812
84700
SH
SOLE
1
84700
0
0
TATA MOTORS LTD-SPON ADR
COMMON
876568502
844
21600
SH
SOLE
1
21600
0
0
TECHNE CORP
COMMON
878377100
3056
33010
SH
SOLE
1
33010
0
0
THERMO FISHER SCIENTIFIC INC
COMMON
883556102
8672
73490
SH
SOLE
1
73490
0
0
THORATEC CORP
COMMON
885175307
3174
91040
SH
SOLE
1
91040
0
0
TIME WARNER INC
COMMON
887317303
54366
773890
SH
SOLE
1
773890
0
0
TOWERS WATSON & CO-CL A
COMMON
891894107
1449
13900
SH
SOLE
1
13900
0
0
TRIMBLE NAVIGATION LTD
COMMON
896239100
5933
160575
SH
SOLE
1
160575
0
0
TRINITY INDS INC
COMMON
896522109
6624
151515
SH
SOLE
1
151515
0
0
TUTOR PERINI CORP
COMMON
901109108
4615
145410
SH
SOLE
1
145410
0
0
US BANCORP
COMMON
902973304
47558
1097825
SH
SOLE
1
1097825
0
0
UNION PACIFIC CORP
COMMON
907818108
57659
578040
SH
SOLE
1
578040
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
33103
322449
SH
SOLE
1
322449
0
0
UNITED TECHNOLOGIES CORP
COMMON
913017109
64261
556615
SH
SOLE
1
556615
0
0
WABTEC CORP/DE
COMMON
929740108
5338
64635
SH
SOLE
1
64635
0
0
WADDELL & REED FINANCIAL INC
CL A
930059100
19071
304700
SH
SOLE
1
304700
0
0
WASTE CONNECTIONS INC
COMMON
941053100
9277
191080
SH
SOLE
1
191080
0
0
WATERS CORP
COMMON
941848103
52
500
SH
SOLE
1
500
0
0
WELLS FARGO & CO
COMMON
949746101
1690
32145
SH
SOLE
1
32145
0
0
WESTERN REFINING INC
COMMON
959319104
4415
117585
SH
SOLE
1
117585
0
0
WESTPAC BANKING CORP-ADR
DEPOSITORY RECEI
961214301
2936
91410
SH
SOLE
1
91410
0
0
WISCONSIN ENERGY CORP
COMMON
976657106
32842
699950
SH
SOLE
1
699950
0
0
XILINX INC
COMMON
983919101
23009
486345
SH
SOLE
1
486345
0
0
PETROCHINA CO LTD ADR
DEPOSITORY RECEI
71646E100
446
3550
SH
SOLE
1
3550
0
0
VALE SA ADR
DEPOSITORY RECEI
91912E105
1004
75900
SH
SOLE
1
75900
0
0
TARGET CORP
COMMON
87612E106
24337
419969
SH
SOLE
1
419969
0
0
TRAVELERS COS INC/THE
COMMON
89417E109
480
5100
SH
SOLE
1
5100
0
0
BARCLAYS PLC-SPONS ADR
COMMON
06738E204
329
22495
SH
SOLE
1
22495
0
0
AMC NETWORKS INC
COMMON
00164V103
1408
22900
SH
SOLE
1
22900
0
0
ABBVIE INC
COMMON
00287Y109
1012
17930
SH
SOLE
1
17930
0
0
ACADIA HEALTHCARE COMPANY
COMMON
00404A109
2151
47265
SH
SOLE
1
47265
0
0
ADOBE SYSTEMS INC
COMMON
00724F101
7485
103435
SH
SOLE
1
103435
0
0
ADVISORY BRD CO
COMMON
00762W107
5127
98885
SH
SOLE
1
98885
0
0
AETNA INC NEW
COMMON
00817Y108
33381
411700
SH
SOLE
1
411700
0
0
ALLIANCEBERNSTEIN HOLDING LP
COMMON
01881G106
129
5000
SH
SOLE
1
5000
0
0
AMBEV SA-ADR
COMMON
02319V103
2560
363700
SH
SOLE
1
363700
0
0
AMERIPRISE FINANCIAL INC
COMMON
03076C106
31678
263982
SH
SOLE
1
263982
0
0
ANSYS INC
COMMON
03662Q105
11300
149040
SH
SOLE
1
149040
0
0
ARES CAPITAL CORP
COMMON
04010L103
16161
904850
SH
SOLE
1
904850
0
0
ATHENAHEALTH INC
COMMON
04685W103
2100
16783
SH
SOLE
1
16783
0
0
BNP PARIBAS - ADR
DEPOSITORY RECEI
05565A202
320
9410
SH
SOLE
1
9410
0
0
BANCO BILBAO VIZCAYA ARG ADR
DEPOSITORY RECEI
05946K101
3354
262610
SH
SOLE
1
262610
0
0
BANCO SANTANDER CHILE ADR
DEPOSITORY RECEI
05965X109
1160
43873
SH
SOLE
1
43873
0
0
CARDINAL HEALTH INC
COMMON
14149Y108
51897
756955
SH
SOLE
1
756955
0
0
CARDTRONICS INC
COMMON
14161H108
6880
201885
SH
SOLE
1
201885
0
0
CELLDEX THERAPEUTICS INC
COMMON
15117B103
2771
169820
SH
SOLE
1
169820
0
0
CHINA LIFE INS CO LTD ADR
DEPOSITORY RECEI
16939P106
1635
41700
SH
SOLE
1
41700
0
0
CHINA UNICOM (HK) - ADR
DEPOSITORY RECEI
16945R104
431
28100
SH
SOLE
1
28100
0
0
COCA-COLA ENTERPRISES INC
COMMON
19122T109
2494
52200
SH
SOLE
1
52200
0
0
COMP BRASIL-PAO DE ACUCA ADR
DEPOSITORY RECEI
20440T201
1575
34000
SH
SOLE
1
34000
0
0
CONOCOPHILLIPS
COMMON
20825C104
691
8062
SH
SOLE
1
8062
0
0
DEVON ENERGY CORP
COMMON
25179M103
34036
428670
SH
SOLE
1
428670
0
0
DIAGEO PLC ADR
DEPOSITORY RECEI
25243Q205
27163
213425
SH
SOLE
1
213425
0
0
DIGITALGLOBE INC
COMMON
25389M877
2309
83070
SH
SOLE
1
83070
0
0
ENI SPA ADR
DEPOSITORY RECEI
26874R108
351
6390
SH
SOLE
1
6390
0
0
EQT CORP
COMMON
26884L109
1005
9400
SH
SOLE
1
9400
0
0
EAGLE MATERIALS INC
COMMON
26969P108
4814
51065
SH
SOLE
1
51065
0
0
EMBRAER SA ADR
DEPOSITORY RECEI
29082A107
2505
68750
SH
SOLE
1
68750
0
0
EMCOR GROUP INC
COMMON
29084Q100
4813
108085
SH
SOLE
1
108085
0
0
EXPRESS SCRIPTS HOLDING CO
COMMON
30219G108
7264
104770
SH
SOLE
1
104770
0
0
EXXON MOBIL CORP
COMMON
30231G102
1639
16282
SH
SOLE
1
16282
0
0
FIRST REPUBLIC BANK/CA
COMMON
33616C100
35469
645001
SH
SOLE
1
645001
0
0
FLOWSERVE CORP
COMMON
34354P105
6209
83505
SH
SOLE
1
83505
0
0
FOSSIL GROUP INC
COMMON
34988V106
2691
25750
SH
SOLE
1
25750
0
0
GDF SUEZ-SPON ADR
COMMON
36160B105
282
10170
SH
SOLE
1
10170
0
0
G-III APPAREL GROUP LTD
COMMON
36237H101
3482
42635
SH
SOLE
1
42635
0
0
GLAXOSMITHKLINE PLC ADR
DEPOSITORY RECEI
37733W105
3623
67750
SH
SOLE
1
67750
0
0
GOLDMAN SACHS GROUP INC
COMMON
38141G104
38557
230272
SH
SOLE
1
230272
0
0
GOOGLE INC
CL A
38259P508
13436
22980
SH
SOLE
1
22980
0
0
GOOGLE INC
CL C
38259P706
13151
22860
SH
SOLE
1
22860
0
0
GRUPO TELEVISA SA DE CV ADR
DEPOSITORY RECEI
40049J206
762
22200
SH
SOLE
1
22200
0
0
HCA HOLDINGS INC
COMMON
40412C101
4200
74490
SH
SOLE
1
74490
0
0
ICICI BANK LTD ADR
DEPOSITORY RECEI
45104G104
1961
39300
SH
SOLE
1
39300
0
0
IDEX CORP
COMMON
45167R104
8171
101200
SH
SOLE
1
101200
0
0
IDEXX LABORATORIES INC
COMMON
45168D104
1282
9600
SH
SOLE
1
9600
0
0
INFORMATICA CORP
COMMON
45666Q102
9594
269130
SH
SOLE
1
269130
0
0
INTERCONTINENTALEXCHANGE INC
COMMON
45866F104
1360
7200
SH
SOLE
1
7200
0
0
INVENSENSE INC
COMMON
46123D205
4527
199515
SH
SOLE
1
199515
0
0
ISHARES MSCI INDIA ETF
COMMON
46429B598
1279
43000
SH
SOLE
1
43000
0
0
JPMORGAN CHASE & CO
COMMON
46625H100
92730
1609337
SH
SOLE
1
1609337
0
0
JD.COM INC
COMMON
47215P106
439
15400
SH
SOLE
1
15400
0
0
KINDER MORGAN INC
COMMON
49456B101
40321
1112000
SH
SOLE
1
1112000
0
0
MACQUARIE INFRASTRUCTURE
COMMON
55608B105
22229
356400
SH
SOLE
1
356400
0
0
MACYS INC
COMMON
55616P104
41258
711100
SH
SOLE
1
711100
0
0
MARATHON PETROLEUM CORP
COMMON
56585A102
40962
524685
SH
SOLE
1
524685
0
0
MCKESSON CORP
COMMON
58155Q103
8458
45420
SH
SOLE
1
45420
0
0
MERCK & CO INC
COMMON
58933Y105
60765
1050395
SH
SOLE
1
1050395
0
0
METLIFE INC
COMMON
59156R108
928
16700
SH
SOLE
1
16700
0
0
MOSAIC CO/THE
COMMON
61945C103
807
16310
SH
SOLE
1
16310
0
0
NEXTERA ENERGY INC
COMMON
65339F101
40029
390600
SH
SOLE
1
390600
0
0
ORACLE CORP
COMMON
68389X105
33461
825585
SH
SOLE
1
825585
0
0
PETROLEO BRASILEIRO SA ADR
DEPOSITORY RECEI
71654V408
711
48600
SH
SOLE
1
48600
0
0
PRAXAIR INC
COMMON
74005P104
5123
38565
SH
SOLE
1
38565
0
0
PRESTIGE BRANDS HLDGS INC
COMMON
74112D101
1270
37486
SH
SOLE
1
37486
0
0
T ROWE PRICE GROUP INC
COMMON
74144T108
53694
636105
SH
SOLE
1
636105
0
0
PUMA BIOTECHNOLOGY INC
COMMON
74587V107
1522
23065
SH
SOLE
1
23065
0
0
RBC BEARINGS INC
COMMON
75524B104
2567
40084
SH
SOLE
1
40084
0
0
REGENERON PHARMACEUTICALS
COMMON
75886F107
2384
8440
SH
SOLE
1
8440
0
0
SBA COMMUNICATIONS CORP
COMMON
78388J106
14198
138785
SH
SOLE
1
138785
0
0
SIGNATURE BANK NY
COMMON
82669G104
9226
73120
SH
SOLE
1
73120
0
0
SKYWORKS SOLUTIONS INC
COMMON
83088M102
13077
278470
SH
SOLE
1
278470
0
0
SOLERA HOLDINGS INC
COMMON
83421A104
4455
66345
SH
SOLE
1
66345
0
0
SOUTHERN COPPER CORP
COMMON
84265V105
735
24201
SH
SOLE
1
24201
0
0
SWIFT TRANSPORTATION CO
COMMON
87074U101
6582
260895
SH
SOLE
1
260895
0
0
SYNAPTICS INC
COMMON
87157D109
11150
123015
SH
SOLE
1
123015
0
0
SYNAGEVA BIOPHARMA CORP
COMMON
87159A103
1651
15755
SH
SOLE
1
15755
0
0
SYNGENTA AG - ADR
DEPOSITORY RECEI
87160A100
1889
25255
SH
SOLE
1
25255
0
0
SYNTEL INC
COMMON
87162H103
6795
79050
SH
SOLE
1
79050
0
0
TELEF BRASIL ADR
DEPOSITORY RECEI
87936R106
739
36050
SH
SOLE
1
36050
0
0
TENARIS S A ADR
DEPOSITORY RECEI
88031M109
212
4500
SH
SOLE
1
4500
0
0
TERADATA CORP
COMMON
88076W103
225
5600
SH
SOLE
1
5600
0
0
TETRA TECH INC NEW
COMMON
88162G103
3145
114370
SH
SOLE
1
114370
0
0
TEXAS CAPITAL BANCSHARES INC
COMMON
88224Q107
3548
65765
SH
SOLE
1
65765
0
0
3D SYSTEMS CORP
COMMON
88554D205
11337
189590
SH
SOLE
1
189590
0
0
3M CO
COMMON
88579Y101
46468
324405
SH
SOLE
1
324405
0
0
TORTOISE ENERGY INFRSTRCT
COMMON
89147L100
10906
220554
SH
SOLE
1
220554
0
0
TWENTY FIRST CENTY FOX INC
COMMON
90130A101
6727
191370
SH
SOLE
1
191370
0
0
ULTA SALON COSMETICS & FRAG
COMMON
90384S303
5058
55330
SH
SOLE
1
55330
0
0
ULTIMATE SOFTWARE GROUP INC
COMMON
90385D107
11575
83775
SH
SOLE
1
83775
0
0
UNITEDHEALTH GROUP INC
COMMON
91324P102
40010
489420
SH
SOLE
1
489420
0
0
VERIZON COMMUNICATIONS INC
COMMON
92343V104
99048
2024285
SH
SOLE
1
2024285
0
0
VERTEX PHARMACEUTICALS INC
COMMON
92532F100
1344
14200
SH
SOLE
1
14200
0
0
VIACOM INC
COMMON
92553P201
35323
407270
SH
SOLE
1
407270
0
0
VISA INC
COMMON
92826C839
16600
78780
SH
SOLE
1
78780
0
0
WEB.COM GROUP INC
COMMON
94733A104
5003
173285
SH
SOLE
1
173285
0
0
ACTAVIS PLC
COMMON
G0083B108
9408
42180
SH
SOLE
1
42180
0
0
ENERGY XXI BERMUDA LTD
COMMON
G10082140
791
33471
SH
SOLE
1
33471
0
0
ACCENTURE PLC
COMMON
G1151C101
53502
661820
SH
SOLE
1
661820
0
0
COVIDIEN PLC
COMMON
G2554F113
56195
623145
SH
SOLE
1
623145
0
0
DELPHI AUTOMOTIVE PLC
COMMON
G27823106
36220
526920
SH
SOLE
1
526920
0
0
EATON CORP PLC
COMMON
G29183103
47307
612940
SH
SOLE
1
612940
0
0
INGERSOLL-RAND COMPANY LTD
CL A
G47791101
938
15000
SH
SOLE
1
15000
0
0
JAZZ PHARMACEUTICALS PLC
COMMON
G50871105
1514
10300
SH
SOLE
1
10300
0
0
MICHAEL KORS HOLDINGS LTD
COMMON
G60754101
11270
127130
SH
SOLE
1
127130
0
0
PARTNERRE LTD
COMMON
G6852T105
284
2600
SH
SOLE
1
2600
0
0
SEADRILL LTD
COMMON
G7945E105
21359
534645
SH
SOLE
1
534645
0
0
VALIDUS HOLDINGS LTD
COMMON
G9319H102
21624
565470
SH
SOLE
1
565470
0
0
XL GROUP PLC
COMMON
G98290102
30297
925650
SH
SOLE
1
925650
0
0
ACE LTD
ORD
H0023R105
26784
258285
SH
SOLE
1
258285
0
0
TYCO INTERNATIONAL LTD
COMMON
H89128104
40213
881865
SH
SOLE
1
881865
0
0
ASML HOLDING NV
DEPOSITORY RECEI
N07059210
564
6050
SH
SOLE
1
6050
0
0
CORE LABORATORIES NV
COMMON
N22717107
2803
16780
SH
SOLE
1
16780
0
0
LYONDELLBASELL INDUSTRIES
COMMON
N53745100
37798
387075
SH
SOLE
1
387075
0
0
NIELSEN NV
COMMON
N63218106
25850
533975
SH
SOLE
1
533975
0
0
AVAGO TECHNOLOGIES LTD
COMMON
Y0486S104
60496
839400
SH
SOLE
1
839400
0
0
ALLIANCEBERNSTEIN INCOME FUND
COMMON
01881E101
12678
1685848
SH
SOLE
1
0
1685848
0
AMERICAN STRATEGIC INCOME PORT
COMMON
030098107
7468
727912
SH
SOLE
1
0
727912
0
BLACKROCK MUNICIPAL BOND TRUST
COMMON
09249H104
1366
86865
SH
SOLE
1
0
86865
0
CORNERSTONE TOTAL RETURN CRF
COMMON
21924U201
22
3851
SH
SOLE
1
0
3851
0
CUTWATER SELECT INCOME FUND CS
COMMON
232229104
5443
270252
SH
SOLE
1
0
270252
0
AMERICAN STRATEGIC INCOME PORT
COMMON
03009T101
27623
3773639
SH
SOLE
1
0
3773639
0
DOUBLELINE OPP CRED FD DBL
COMMON
258623107
440
18600
SH
SOLE
1
0
18600
0
VIRTUS TOTAL RETURN FD DCA
COMMON
92829A103
670
139497
SH
SOLE
1
0
139497
0
BLACKROCK BUILD AMERICA BOND T
COMMON
09248X100
11728
540476
SH
SOLE
1
0
540476
0
BLACKROCK MUNI INC TR BFK
COMMON
09248F109
3284
239364
SH
SOLE
1
0
239364
0
BLACKROCK NY MUNI INC TR II BF
COMMON
09249R102
573
40714
SH
SOLE
1
0
40714
0
BLACKROCK CORE BOND TRUST BHK
COMMON
09249E101
6792
486555
SH
SOLE
1
0
486555
0
BLACKROCK INVESTMENT QUALITY M
COMMON
09247D105
838
55300
SH
SOLE
1
0
55300
0
BLACKROCK INCOME TRUST BKT
COMMON
09247F100
25439
3831208
SH
SOLE
1
0
3831208
0
BLACKROCK MUNICIPAL INCOME TRU
COMMON
09249N101
2191
150682
SH
SOLE
1
0
150682
0
BLACKROCK INCOME OPPORTUNITY T
COMMON
092475102
7057
649810
SH
SOLE
1
0
649810
0
AMERICAN STRATEGIC INCOME PORT
COMMON
030099105
23854
2716901
SH
SOLE
1
0
2716901
0
BLACKROCK LONG-TERM MUNICIPAL
COMMON
09250B103
8013
709713
SH
SOLE
1
0
709713
0
BLACKROCK CREDIT ALLOCATION IN
COMMON
092508100
15484
1126114
SH
SOLE
1
0
1126114
0
CORNERSTONE PROGRESSIVE RETURN
COMMON
21925C101
23978
5224005
SH
SOLE
1
0
5224005
0
CORNERSTONE STRATEGIC VAL FD I
COMMON
21924B203
35
5729
SH
SOLE
1
0
5729
0
DWS HIGH INCOME OPPORT FD DHG
COMMON
23339M204
150
10125
SH
SOLE
1
0
10125
0
DREYFUS MUNICIPAL INCOME DMF
COMMON
26201R102
223
23879
SH
SOLE
1
0
23879
0
WESTERN ASSET MORTGAGE DEFINED
COMMON
95790B109
3485
141679
SH
SOLE
1
0
141679
0
DIVIDEND & INCOME FD INC DNI
COMMON
25538A204
2549
159739
SH
SOLE
1
0
159739
0
DREYFUS STRATEGIC MUNICIPAL BO
COMMON
26202F107
774
93371
SH
SOLE
1
0
93371
0
DUFF & PHELPS UTILITY AND CORP
COMMON
26432K108
20132
1921004
SH
SOLE
1
0
1921004
0
BLACKROCK ENHANCED GOVERNMENT
COMMON
09255K108
30851
2158952
SH
SOLE
1
0
2158952
0
EATON VANCE CA MUNICIPAL BOND
COMMON
27828C106
820
66800
SH
SOLE
1
0
66800
0
WELLS FARGO ADVANTAGE MULTI-SE
COMMON
94987D101
7769
521430
SH
SOLE
1
0
521430
0
EATON VANCE RISK-MANAGED DIVER
COMMON
27829G106
7096
614898
SH
SOLE
1
0
614898
0
EATON VANCE SHORT DUR DIVERSIF
COMMON
27828V104
18466
1203803
SH
SOLE
1
0
1203803
0
EATON VANCE NJ MUNICIPAL INCOM
COMMON
27826V106
100
7900
SH
SOLE
1
0
7900
0
EATON VANCE LIMITED DURATION I
COMMON
27828H105
20355
1306478
SH
SOLE
1
0
1306478
0
FLAHERTY & CRUMRINE PFD SECURI
COMMON
338478100
294
15000
SH
SOLE
1
0
15000
0
FLAHERTY & CRUMRINE TOTAL RETU
COMMON
338479108
200
10000
SH
SOLE
1
0
10000
0
FIRST TRUST MORTGAGE INCOME FU
COMMON
33734E103
17123
1079652
SH
SOLE
1
0
1079652
0
FIRST TR INTER DUR PFD & FPF
COMMON
33718W103
412
18000
SH
SOLE
1
0
18000
0
FRANKLIN TEMPLETON LIMITED DUR
COMMON
35472T101
20109
1537370
SH
SOLE
1
0
1537370
0
FEDERATED ENHANCED TREASURY IN
COMMON
314162108
20014
1483585
SH
SOLE
1
0
1483585
0
GUGGENHEIM BLD AMR BDS MN GBAB
COMMON
401664107
3662
166168
SH
SOLE
1
0
166168
0
WESTERN ASSET VARIABLE RATE ST
COMMON
957667108
16767
959756
SH
SOLE
1
0
959756
0
GABELLI HLTHCARE GRX RT
COMMON
36246K137
15
38485
SH
SOLE
1
0
38485
0
GABELLI UTILITY TRUST GUT
COMMON
36240A101
1777
242223
SH
SOLE
1
0
242223
0
HELIOS HIGH INCOME FD INC HIH
COMMON
42327X204
3133
341690
SH
SOLE
1
0
341690
0
H & Q HEALTHCARE INVESTOR HQH
COMMON
404052102
15410
584587
SH
SOLE
1
0
584587
0
H & Q LIFE SCIENCES INVS HQL
COMMON
404053100
8251
397457
SH
SOLE
1
0
397457
0
HELIOS STRATEGIC INCOME FUND H
COMMON
42328A203
6073
881400
SH
SOLE
1
0
881400
0
BROOKFIELD TOTAL RETURN FUND H
COMMON
11283U108
29843
1185206
SH
SOLE
1
0
1185206
0
MORGAN STANLEY INCOME SECURITI
COMMON
61745P874
2913
161359
SH
SOLE
1
0
161359
0
WESTERN ASSET INV GRA DEF OPP
COMMON
95790A101
8171
384160
SH
SOLE
1
0
384160
0
INVESCO QUALITY MUNICIPAL INCO
COMMON
46133G107
940
76564
SH
SOLE
1
0
76564
0
NUVEEN QUALITY PREFERRED INCOM
COMMON
67072W101
596
68702
SH
SOLE
1
0
68702
0
JOHN HANCOCK INCOME SECURITIES
COMMON
410123103
12361
843728
SH
SOLE
1
0
843728
0
NUVEEN EQUITY PREM ADV FD JLA
COMMON
6706ET107
7236
544433
SH
SOLE
1
0
544433
0
NUVEEN MORTGAGE OPPORTUNITY TE
COMMON
670735109
940
38214
SH
SOLE
1
0
38214
0
NUVEEN MORTGAGE OPPORTUNITY TE
COMMON
67074R100
1027
43163
SH
SOLE
1
0
43163
0
NUVEEN PREFERRED INCOME OPPORT
COMMON
67073B106
1271
131080
SH
SOLE
1
0
131080
0
NUVEEN QUALITY PREFERRED INCOM
COMMON
67072C105
267
29589
SH
SOLE
1
0
29589
0
NUVEEN QUALITY PREFERRED INCOM
COMMON
67071S101
266
31251
SH
SOLE
1
0
31251
0
DWS MUNICIPAL INCOME TRUST KTF
COMMON
23338M106
10876
797358
SH
SOLE
1
0
797358
0
DREYFUS STRATEGIC MUNICIPALS L
COMMON
261932107
279
33000
SH
SOLE
1
0
33000
0
MFS CHARTER INCOME TRUST MCR
COMMON
552727109
7217
781023
SH
SOLE
1
0
781023
0
BLACKROCK MUNIENHANCED FD MEN
COMMON
09253Y100
4713
421564
SH
SOLE
1
0
421564
0
BLACKROCK MUNIHOLDINGS INVESTM
COMMON
09254P108
6721
484200
SH
SOLE
1
0
484200
0
BLACKROCK MUNIYIELD INVESTMENT
COMMON
09254T100
3802
282903
SH
SOLE
1
0
282903
0
MFS GOVERNMENT MARKETS INCOME
COMMON
552939100
6673
1148605
SH
SOLE
1
0
1148605
0
BLACKROCK MUNIHOLDINGS FUND MH
COMMON
09253N104
4121
253894
SH
SOLE
1
0
253894
0
BLACKROCK MUNIHOLDINGS NY QUAL
COMMON
09255C106
186
13500
SH
SOLE
1
0
13500
0
MFS INTER INC TRUST MIN
COMMON
55273C107
14275
2703639
SH
SOLE
1
0
2703639
0
BLACKROCK MUNIYIELD MI QUALITY
COMMON
09254V105
1136
81179
SH
SOLE
1
0
81179
0
WESTERN ASSET MANAGED MUNICIPA
COMMON
95766M105
288
22000
SH
SOLE
1
0
22000
0
WESTERN ASSET MUNICIPAL PARTNE
COMMON
95766P108
565
38366
SH
SOLE
1
0
38366
0
BLACKROCK MUNIYIELD PA QUALITY
COMMON
09255G107
771
54700
SH
SOLE
1
0
54700
0
BLACKROCK MUNIYIELD QUALITY FU
COMMON
09254G108
5195
406213
SH
SOLE
1
0
406213
0
BLACKROCK MUNIYIELD QUAL FD IN
COMMON
09254F100
3120
207034
SH
SOLE
1
0
207034
0
AMERICAN INCOME FUND MRF
COMMON
02672T109
11041
1420947
SH
SOLE
1
0
1420947
0
MONTGOMERY STREET INCOME SECUR
COMMON
614115103
9711
582181
SH
SOLE
1
0
582181
0
BLACKROCK MUNIHOLDINGS QUALITY
COMMON
09254C107
5716
431397
SH
SOLE
1
0
431397
0
BLACKROCK MUNIHOLDINGS FUND II
COMMON
09253P109
188
12349
SH
SOLE
1
0
12349
0
BLACKROCK MUNIHOLDNGS QUAL FUN
COMMON
09254A101
3237
245066
SH
SOLE
1
0
245066
0
BLACKROCK MUNIVEST FUND MVF
COMMON
09253R105
3370
341086
SH
SOLE
1
0
341086
0
BLACKROCK MUNIVEST MVT
COMMON
09253T101
839
53634
SH
SOLE
1
0
53634
0
MN MUNICIPAL INCOME PORTFOLIO
COMMON
604062109
1373
83329
SH
SOLE
1
0
83329
0
FIRST AMERICAN MN MUNICIPAL IN
COMMON
31849P104
1059
69529
SH
SOLE
1
0
69529
0
BLACKROCK MUNIYIELD FUND MYD
COMMON
09253W104
4732
328807
SH
SOLE
1
0
328807
0
BLACKROCK MUNIYIELD INVESTMENT
COMMON
09254R104
3506
238681
SH
SOLE
1
0
238681
0
BLACKROCK MUNIYIELD QUALITY FU
COMMON
09254E103
4906
355249
SH
SOLE
1
0
355249
0
BLACKROCK MUNIYIELD MI QUALITY
COMMON
09254W103
2095
161544
SH
SOLE
1
0
161544
0
BLACKROCK MUNIYIELD NY QUALITY
COMMON
09255E102
564
42800
SH
SOLE
1
0
42800
0
MANAGED DURATION INVESTMENT GR
COMMON
56165R103
1331
96371
SH
SOLE
1
0
96371
0
NUVEEN CA DIVIDEND ADV MUNI NA
COMMON
67066Y105
1648
117989
SH
SOLE
1
0
117989
0
NUVEEN DIVIDEND ADVANTAGE MUNI
COMMON
67066V101
141
10000
SH
SOLE
1
0
10000
0
NUVEEN BUILD AMERICAN BOND TER
COMMON
67074C103
6771
330313
SH
SOLE
1
0
330313
0
NUVEEN BUILD AMERICA BOND OPPO
COMMON
67074Q102
8327
386778
SH
SOLE
1
0
386778
0
NUVEEN MUNICIPAL OPPORTUNITY F
COMMON
670984103
552
39100
SH
SOLE
1
0
39100
0
NUVEEN INTERM DURATION QLTY MU
COMMON
670677103
577
44997
SH
SOLE
1
0
44997
0
NUVEEN PREMIER MUNICIPAL INCOM
COMMON
670988104
2866
210283
SH
SOLE
1
0
210283
0
NUVEEN PREMIUM INCOME MUNICIPA
COMMON
67063W102
6732
486417
SH
SOLE
1
0
486417
0
NUVEEN PREM INCOME MUNI NPT
COMMON
6706K4105
853
66501
SH
SOLE
1
0
66501
0
NUVEEN NJ INVESTMENT QUALITY M
COMMON
670971100
147
10700
SH
SOLE
1
0
10700
0
NUVEEN PA INVESTMENT QUALITY M
COMMON
670972108
734
52779
SH
SOLE
1
0
52779
0
NUVEEN MI QUALITY INCOME MUNIC
COMMON
670979103
231
15963
SH
SOLE
1
0
15963
0
NUVEEN DIVIDEND ADVANTAGE MUNI
COMMON
67071L106
99
7000
SH
SOLE
1
0
7000
0
NUVEEN NJ DIVIDEND ADVANTAGE M
COMMON
67069Y102
171
12600
SH
SOLE
1
0
12600
0
OXFORD LANE CAPITAL CORP OXLC
COMMON
691543102
7696
454823
SH
SOLE
1
0
454823
0
PIMCO DYNAMIC INCOME FUND PDI
COMMON
72201Y101
27265
799804
SH
SOLE
1
0
799804
0
PIMCO INCOME STRATEGY FUND PFL
COMMON
72201H108
1981
160502
SH
SOLE
1
0
160502
0
PIMCO INCOME STRATEGY FUND II
COMMON
72201J104
1746
157882
SH
SOLE
1
0
157882
0
FLAHERTY & CRUMRINE PFD INC P
COMMON
33848E106
782
67380
SH
SOLE
1
0
67380
0
PUTNAM MASTER INTERMEDIATE INC
COMMON
746909100
22081
4287574
SH
SOLE
1
0
4287574
0
PIMCO MUNI INCOME FUND II PML
COMMON
72200W106
1218
101962
SH
SOLE
1
0
101962
0
PUTNAM MUNICIPAL OPPORTUNITIES
COMMON
746922103
77
6529
SH
SOLE
1
0
6529
0
PUTNAM PREMIER INCOME TRUST PP
COMMON
746853100
25547
4603031
SH
SOLE
1
0
4603031
0
PIMCO CA MUNICIPAL INCOME FUND
COMMON
72201C109
633
59800
SH
SOLE
1
0
59800
0
PIMCO STRATEGIC INCOME FUND RC
COMMON
72200X104
1013
94645
SH
SOLE
1
0
94645
0
COHEN & STEERS TOTAL RT REALTY
COMMON
19247R103
5964
481167
SH
SOLE
1
0
481167
0
WESTERN ASSET INTERMEDIATE MUN
COMMON
958435109
98
10000
SH
SOLE
1
0
10000
0
WESTERN ASSET WORLDWIDE INC FD
COMMON
957668106
780
59353
SH
SOLE
1
0
59353
0
AMERICAN SELECT PORTFOLIO SLA
COMMON
029570108
6212
580566
SH
SOLE
1
0
580566
0
SPECIAL OPPORTUNITIES FD SPE
COMMON
84741T104
2056
123135
SH
SOLE
1
0
123135
0
FIRSTHAND TECHNOLOGY VALUE FUN
COMMON
33766Y100
8382
394457
SH
SOLE
1
0
394457
0
TRANSAMERICA INCOME SHARES TAI
COMMON
893506105
2384
112572
SH
SOLE
1
0
112572
0
LIBERTY ALL STAR EQUITY FUND U
COMMON
530158104
4485
746329
SH
SOLE
1
0
746329
0
INVESCO CA VALUE MUNICIPAL INC
COMMON
46132H106
928
74968
SH
SOLE
1
0
74968
0
INVESCO ADVANTAGE MUNICIPAL IN
COMMON
46132E103
5546
488640
SH
SOLE
1
0
488640
0
DELAWARE INVESTMENTS MN MUNICI
COMMON
24610V103
4150
293300
SH
SOLE
1
0
293300
0
INVESCO MUNICIPAL OPPORTUNITY
COMMON
46132C107
1914
151869
SH
SOLE
1
0
151869
0
INVESCO TRUST FOR INVESTMENT G
COMMON
46131T101
136
9600
SH
SOLE
1
0
9600
0
WESTERN ASSET PREMIER WEA
COMMON
957664105
3063
205130
SH
SOLE
1
0
205130
0
AMERICAN MUNICIPAL INCOME PORT
COMMON
027649102
462
31764
SH
SOLE
1
0
31764
0
ZWEIG TOTAL RETURN FD INC ZTR
COMMON
989837208
40524
2816152
SH
SOLE
1
0
2816152
0