0001181431-14-035439.txt : 20141104 0001181431-14-035439.hdr.sgml : 20141104 20141104170059 ACCESSION NUMBER: 0001181431-14-035439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141031 FILED AS OF DATE: 20141104 DATE AS OF CHANGE: 20141104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PMC SIERRA INC CENTRAL INDEX KEY: 0000767920 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 942925073 STATE OF INCORPORATION: DE FISCAL YEAR END: 1226 BUSINESS ADDRESS: STREET 1: 1380 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-369-1176 MAIL ADDRESS: STREET 1: ATTENTION: TREASURER STREET 2: 1380 BORDEAUX DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: SIERRA SEMICONDUCTOR CORP DATE OF NAME CHANGE: 19950419 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LISZT ROBERT M CENTRAL INDEX KEY: 0001360685 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-19084 FILM NUMBER: 141194011 MAIL ADDRESS: STREET 1: 3975 FREEDOM CIRCLE CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 rrd418231.xml STOCK OPTION EXERCISE X0306 4 2014-10-31 0 0000767920 PMC SIERRA INC PMCS 0001360685 LISZT ROBERT M 1380 BORDEAUX DRIVE SUNNYVALE CA 94089 0 1 0 0 VP of Worldwide Sales Common Stock 2014-10-31 4 M 0 41319 7.22 A 112646 D Common Stock 2014-10-31 4 M 0 100000 4.98 A 212646 D Common Stock 2014-10-31 4 S 0 141319 7.8120 D 71327 D Common Stock 2014-11-03 4 M 0 9152 5.71 A 80479 D Common Stock 2014-11-03 4 M 0 50556 7.22 A 131035 D Common Stock 2014-11-03 4 S 0 59708 7.8090 D 71327 D Common Stock 7.22 2014-10-31 4 A 0 41319 0 D 2021-04-05 Common Stock 41319 50556 D Common Stock 4.98 2014-10-31 4 A 0 100000 0 D 2019-03-03 Common Stock 100000 0 D Common Stock 5.71 2014-11-03 4 A 0 9152 0 D 2022-08-07 Common Stock 9152 12514 D Common Stock 7.22 2014-11-03 4 A 0 50556 0 D 2021-04-05 Common Stock 50556 0 D The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $7.80 to $7.895 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. One-fourth of the shares subject to the option vested on April 5, 2012 and one forty-eighth of the shares shall vest monthly thereafter. Fully vested. One-fourth of the shares subject to the option vested on August 7, 2013 and one forty-eighth of the shares shall vest monthly thereafter. The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $7.80 to $7.85 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. /s/ Alinka Flaminia, Attorney-in-fact 2014-11-04