0001181431-14-035439.txt : 20141104
0001181431-14-035439.hdr.sgml : 20141104
20141104170059
ACCESSION NUMBER: 0001181431-14-035439
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141031
FILED AS OF DATE: 20141104
DATE AS OF CHANGE: 20141104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PMC SIERRA INC
CENTRAL INDEX KEY: 0000767920
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 942925073
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1226
BUSINESS ADDRESS:
STREET 1: 1380 BORDEAUX DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-369-1176
MAIL ADDRESS:
STREET 1: ATTENTION: TREASURER
STREET 2: 1380 BORDEAUX DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
FORMER COMPANY:
FORMER CONFORMED NAME: SIERRA SEMICONDUCTOR CORP
DATE OF NAME CHANGE: 19950419
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LISZT ROBERT M
CENTRAL INDEX KEY: 0001360685
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-19084
FILM NUMBER: 141194011
MAIL ADDRESS:
STREET 1: 3975 FREEDOM CIRCLE
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
rrd418231.xml
STOCK OPTION EXERCISE
X0306
4
2014-10-31
0
0000767920
PMC SIERRA INC
PMCS
0001360685
LISZT ROBERT M
1380 BORDEAUX DRIVE
SUNNYVALE
CA
94089
0
1
0
0
VP of Worldwide Sales
Common Stock
2014-10-31
4
M
0
41319
7.22
A
112646
D
Common Stock
2014-10-31
4
M
0
100000
4.98
A
212646
D
Common Stock
2014-10-31
4
S
0
141319
7.8120
D
71327
D
Common Stock
2014-11-03
4
M
0
9152
5.71
A
80479
D
Common Stock
2014-11-03
4
M
0
50556
7.22
A
131035
D
Common Stock
2014-11-03
4
S
0
59708
7.8090
D
71327
D
Common Stock
7.22
2014-10-31
4
A
0
41319
0
D
2021-04-05
Common Stock
41319
50556
D
Common Stock
4.98
2014-10-31
4
A
0
100000
0
D
2019-03-03
Common Stock
100000
0
D
Common Stock
5.71
2014-11-03
4
A
0
9152
0
D
2022-08-07
Common Stock
9152
12514
D
Common Stock
7.22
2014-11-03
4
A
0
50556
0
D
2021-04-05
Common Stock
50556
0
D
The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $7.80 to $7.895 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
One-fourth of the shares subject to the option vested on April 5, 2012 and one forty-eighth of the shares shall vest monthly thereafter.
Fully vested.
One-fourth of the shares subject to the option vested on August 7, 2013 and one forty-eighth of the shares shall vest monthly thereafter.
The sale price reported in Table 1 represents the weighted average sale price of the shares sold ranging from $7.80 to $7.85 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
/s/ Alinka Flaminia, Attorney-in-fact
2014-11-04