FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
HICKORY TECH CORP [ HTCO ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 04/02/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 12,595(3)(2) | I | Rabbi Trust | |||||||
Common Stock | 04/02/2004 | S | 25 | D | $12.64 | 3,914(1) | D | |||
Common Stock | 04/02/2004 | S | 175 | D | $12.71 | 3,739 | D | |||
Common Stock | 04/02/2004 | S | 200 | D | $12.4 | 3,539 | D | |||
Common Stock | 04/02/2004 | S | 600 | D | $12.22 | 2,939 | D | |||
Common Stock | 04/02/2004 | S | 600 | D | $12.9 | 2,339 | D | |||
Common Stock | 04/02/2004 | S | 2,078 | D | $12.21 | 261 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (Right to Buy) | $10.5625 | (4) | 05/31/2009 | Common Stock | 2,500 | 2,500 | D | ||||||||
Option (Right to Buy) | $14.0625 | (5) | 05/31/2010 | Common Stock | 2,500 | 2,500 | D | ||||||||
Option (Right to Buy) | $13.16 | (6) | 05/31/2012 | Common Stock | 12,000 | 12,000 | D | ||||||||
Option (Right to Buy) | $8.02 | (7) | 02/15/2013 | Common Stock | 5,000 | 5,000 | D | ||||||||
Option (Right to Buy) | $11.68 | (8) | 02/15/2014 | Common Stock | 5,000 | 5,000 | D |
Explanation of Responses: |
1. Includes shares acquired under the Company's Employee Stock Purchase Plan as of December 31, 2003. |
2. Represents shares of stock that were granted as a part of the officer's annual incentive payment. The shares of stock become payable in common stock upon the reporting person's termination of employment with the company. |
3. Includes 114 shares of stock that were credited to the officer's account under the company's deferred compensation program in connection with the reinvestment of cash dividends paid on shares of common stock held in the rabbi trust as of March 2004. |
4. Grant date: May 31, 1999; 100% vested and exercisable. |
5. Grant date: May 31,2000; 100% vested and exercisable. |
6. Grant date: May 31, 2002; 1/3 vested; the remainder exercisable in cumulative annual installments of 4,000 shares on each of 6/1/04 and 6/1/05. |
7. Grant date: February 15, 2003; 1/3 vested; the remainder exercisable in cumulative annual installments of 1,666 shares on each of 2/16/05 and 2/16/06. |
8. Grant date: February 15, 2004; exercisable in cumulative annual installments of 1,667 shares on 2/15/05, 1,666 shares on 2/15/06 and 1,666 shares on 2/15/07. |
/s/ David A. Christensen, Attorney-in-fact for Jon L. Anderson | 04/06/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |