0001246360-17-000808.txt : 20170216
0001246360-17-000808.hdr.sgml : 20170216
20170216194911
ACCESSION NUMBER: 0001246360-17-000808
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170214
FILED AS OF DATE: 20170216
DATE AS OF CHANGE: 20170216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC.
CENTRAL INDEX KEY: 0000766421
STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512]
IRS NUMBER: 911292054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
BUSINESS PHONE: 206-392-5040
MAIL ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
FORMER COMPANY:
FORMER CONFORMED NAME: ALASKA AIR GROUP INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELIASEN MARK G
CENTRAL INDEX KEY: 0001544109
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08957
FILM NUMBER: 17619484
MAIL ADDRESS:
STREET 1: C/O ALASKA AIRLINES, INC.
STREET 2: 19300 INTERNATIONAL BLVD
CITY: SEATTLE
STATE: WA
ZIP: 98188
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2017-02-14
false
0000766421
ALASKA AIR GROUP, INC.
ALK
0001544109
ELIASEN MARK G
19300 INTERNATIONAL BLVD
SEATTLE
WA
98188
false
true
false
false
VP/FINANCE & TREASURER
COMMON STOCK 401(K)
783
I
ESOP TRUST
COMMON STOCK
6517
D
COMMON STOCK
2017-02-14
4
A
false
2372
0
A
8261
D
COMMON STOCK
2017-02-14
4
F
false
649
96.3
D
7612
D
COMMON STOCK
2017-02-16
4
S
false
1095
96.72
D
6517
D
RESTRICTED STOCK UNITS
0
2017-02-14
4
A
false
710
0
A
2020-02-14
2027-02-14
COMMON STOCK
710
710
D
EMPLOYEE STOCK OPTION (RT TO BUY)
96.3
2017-02-14
4
A
false
1630
0
A
2018-02-14
2027-02-14
COMMON STOCK
1630
1630
D
COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/16.
INCLUDES 4,937 SHARES ACQUIRED UNDER THE ISSUER'S EMPLOYEE STOCK PURCHASE PLAN, AS WELL AS 910 AND 670 UNVESTED RESTRICTED STOCK UNITS GRANTED ON 2/10/2015 AND 2/9/2016, RESPECTIVELY, UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN.
COMMON SHARES ISSUED UPON ATTAINING PERFORMANCE GOALS SET FOR A THREE-YEAR PERIOD ENDING 12/31/2016 IN ACCORDANCE WITH THE TERMS OF A PERFORMANCE STOCK UNIT AWARD GRANTED ON 2/11/2014 UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN; PER APPROVAL BY THE BOARD'S COMPENSATION COMMITTEE ON 2/14/2017.
RESTRICTED STOCK UNITS CONVERT INTO COMMON STOCK ON A ONE-FOR-ONE BASIS.
OPTIONS VEST IN 25% INCREMENTS OVER FOUR YEARS (02/14/2018, 02/14/2019, 02/14/2020 and 02/14/2021).
COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF PERFORMANCE STOCK UNITS ON 2/14/2017. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.
/S/ JEANNE E GAMMON, ATTORNEY IN FACT FOR MARK G. ELIASEN
2017-02-16