0001246360-17-000658.txt : 20170214 0001246360-17-000658.hdr.sgml : 20170214 20170214213511 ACCESSION NUMBER: 0001246360-17-000658 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170211 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC. CENTRAL INDEX KEY: 0000766421 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 911292054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 BUSINESS PHONE: 206-392-5040 MAIL ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 FORMER COMPANY: FORMER CONFORMED NAME: ALASKA AIR GROUP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PEDERSEN BRANDON CENTRAL INDEX KEY: 0001274498 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08957 FILM NUMBER: 17612732 4 1 form.xml PRIMARY DOCUMENT X0306 4 2017-02-11 false 0000766421 ALASKA AIR GROUP, INC. ALK 0001274498 PEDERSEN BRANDON 19300 INTERNATIONAL BLVD SEATTLE WA 98188 false true false false EXEC VP/FINANCE & CFO COMMON STOCK 2017-02-11 4 A false 5180 0 A 21180 D RESTRICTED STOCK UNIT 2017-02-11 4 J false 5180 0 D 8180 D COMMON STOCK 2017-02-11 4 F false 1727 97.35 D 19453 D COMMON STOCK 2017-02-13 4 M false 1972 38.755 A 21425 D COMMON STOCK 2017-02-13 4 S false 1972 97.46 D 19453 D EMPLOYEE STOCK OPTION (RT TO BUY) 38.755 2017-02-13 4 M false 1972 0 D 2015-02-11 2024-02-11 COMMON STOCK 1972 2918 D COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS AWARDED UNDER THE ISSUER'S 2008 PERFORMANCE INCENTIVE PLAN. FULLY VESTED RESTRICTED STOCK UNITS ISSUED IN ALASKA AIR GROUP COMMON STOCK. COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS. PRICE PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE. SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. PEDERSEN ON 4/26/2016. REMAINING OPTIONS INCLUDE 472 VESTED AND 2,446 VESTING ON 02/11/2018. /S/ JEANNE E. GAMMON, ATTORNEY IN FACT FOR BRANDON S. PEDERSEN 2017-02-14