0001246360-16-006882.txt : 20161003
0001246360-16-006882.hdr.sgml : 20161003
20161003200011
ACCESSION NUMBER: 0001246360-16-006882
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160831
FILED AS OF DATE: 20161003
DATE AS OF CHANGE: 20161003
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC.
CENTRAL INDEX KEY: 0000766421
STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512]
IRS NUMBER: 911292054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
BUSINESS PHONE: 206-392-5040
MAIL ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
FORMER COMPANY:
FORMER CONFORMED NAME: ALASKA AIR GROUP INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ELIASEN MARK G
CENTRAL INDEX KEY: 0001544109
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08957
FILM NUMBER: 161916999
MAIL ADDRESS:
STREET 1: C/O ALASKA AIRLINES, INC.
STREET 2: 19300 INTERNATIONAL BLVD
CITY: SEATTLE
STATE: WA
ZIP: 98188
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2016-08-31
false
0000766421
ALASKA AIR GROUP, INC.
ALK
0001544109
ELIASEN MARK G
19300 INTERNATIONAL BLVD
SEATTLE
WA
98188
false
true
false
false
VP/FINANCE & TREASURER
COMMON STOCK 401(K)
783
I
ESOP TRUST
RESTRICTED STOCK UNIT
3040
D
COMMON STOCK ESPP
2016-08-31
5
A
false
135
57.4005
A
5437
D
COMMON STOCK
2016-10-03
4
M
false
1320
8.315
A
1320
D
COMMON STOCK
2016-10-03
4
M
false
880
15.325
A
2200
D
COMMON STOCK
2016-10-03
4
S
false
2200
65.6
D
0
D
EMPLOYEE STOCK OPTION (RT TO BUY)
8.315
2016-10-03
4
M
false
1320
0
D
2011-02-03
2020-02-03
COMMON STOCK
1320
0
D
EMPLOYEE STOCK OPTION (RT TO BUY)
15.325
2016-10-03
4
M
false
880
0
D
2012-02-07
2021-02-07
COMMON STOCK
880
0
D
COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/15.
STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE.
SHARES ACQUIRED UNDER ALASKA AIR GROUP'S 2010 EMPLOYEE STOCK PURCHASE PLAN THAT ARE EXEMPT UNDER BOTH RULE 16b-3(D) AND RULE 6b-3(c).
SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. ELIASEN ON 11/23/2015.
/S/ JEANNE E GAMMON, ATTORNEY IN FACT FOR MARK G. ELIASEN
2016-10-03