0001246360-16-006882.txt : 20161003 0001246360-16-006882.hdr.sgml : 20161003 20161003200011 ACCESSION NUMBER: 0001246360-16-006882 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160831 FILED AS OF DATE: 20161003 DATE AS OF CHANGE: 20161003 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC. CENTRAL INDEX KEY: 0000766421 STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512] IRS NUMBER: 911292054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 BUSINESS PHONE: 206-392-5040 MAIL ADDRESS: STREET 1: 19300 INTERNATIONAL BOULEVARD CITY: SEATTLE STATE: WA ZIP: 98188 FORMER COMPANY: FORMER CONFORMED NAME: ALASKA AIR GROUP INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ELIASEN MARK G CENTRAL INDEX KEY: 0001544109 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08957 FILM NUMBER: 161916999 MAIL ADDRESS: STREET 1: C/O ALASKA AIRLINES, INC. STREET 2: 19300 INTERNATIONAL BLVD CITY: SEATTLE STATE: WA ZIP: 98188 4 1 form.xml PRIMARY DOCUMENT X0306 4 2016-08-31 false 0000766421 ALASKA AIR GROUP, INC. ALK 0001544109 ELIASEN MARK G 19300 INTERNATIONAL BLVD SEATTLE WA 98188 false true false false VP/FINANCE & TREASURER COMMON STOCK 401(K) 783 I ESOP TRUST RESTRICTED STOCK UNIT 3040 D COMMON STOCK ESPP 2016-08-31 5 A false 135 57.4005 A 5437 D COMMON STOCK 2016-10-03 4 M false 1320 8.315 A 1320 D COMMON STOCK 2016-10-03 4 M false 880 15.325 A 2200 D COMMON STOCK 2016-10-03 4 S false 2200 65.6 D 0 D EMPLOYEE STOCK OPTION (RT TO BUY) 8.315 2016-10-03 4 M false 1320 0 D 2011-02-03 2020-02-03 COMMON STOCK 1320 0 D EMPLOYEE STOCK OPTION (RT TO BUY) 15.325 2016-10-03 4 M false 880 0 D 2012-02-07 2021-02-07 COMMON STOCK 880 0 D COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST, AS OF 12/31/15. STOCK UNITS AWARDED UNDER ALASKA AIR GROUP'S 2008 PERFORMANCE INCENTIVE PLAN; SUBJECT TO FORFEITURE. SHARES ACQUIRED UNDER ALASKA AIR GROUP'S 2010 EMPLOYEE STOCK PURCHASE PLAN THAT ARE EXEMPT UNDER BOTH RULE 16b-3(D) AND RULE 6b-3(c). SAME-DAY EXERCISE OF OPTIONS AND SALE EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. ELIASEN ON 11/23/2015. /S/ JEANNE E GAMMON, ATTORNEY IN FACT FOR MARK G. ELIASEN 2016-10-03