0001246360-15-000940.txt : 20150219
0001246360-15-000940.hdr.sgml : 20150219
20150218180713
ACCESSION NUMBER: 0001246360-15-000940
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150213
FILED AS OF DATE: 20150218
DATE AS OF CHANGE: 20150218
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALASKA AIR GROUP, INC.
CENTRAL INDEX KEY: 0000766421
STANDARD INDUSTRIAL CLASSIFICATION: AIR TRANSPORTATION, SCHEDULED [4512]
IRS NUMBER: 911292054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
BUSINESS PHONE: 206-392-5040
MAIL ADDRESS:
STREET 1: 19300 INTERNATIONAL BOULEVARD
CITY: SEATTLE
STATE: WA
ZIP: 98188
FORMER COMPANY:
FORMER CONFORMED NAME: ALASKA AIR GROUP INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TILDEN BRADLEY D
CENTRAL INDEX KEY: 0001188835
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-08957
FILM NUMBER: 15629415
MAIL ADDRESS:
STREET 1: ALASKA AIR GROUP
STREET 2: 19300 PACIFIC HIGHWAY SOUTH
CITY: SEATTLE
STATE: WA
ZIP: 98188
4
1
form.xml
PRIMARY DOCUMENT
X0306
4
2015-02-13
false
0000766421
ALASKA AIR GROUP, INC.
ALK
0001188835
TILDEN BRADLEY D
19300 INTERNATIONAL BLVD
SEATTLE
WA
98188
false
true
false
false
CHAIRMAN, PRESIDENT AND CEO
COMMON STOCK 401(K)
15473
I
ESOP TRUST
COMMON STOCK
2015-02-13
4
S
false
38897
62.1187
D
271642
D
COMMON STOCK
2015-02-13
4
S
false
7150
62.5171
D
264492
D
COMMON STOCK
2015-02-14
4
A
false
22400
0
A
286892
D
RESTRICTED STOCK UNIT
2015-02-14
4
J
false
22400
0
D
35980
D
COMMON STOCK
2015-02-14
4
F
false
8871
62.56
D
278021
D
COMMON SHARES HELD IN THE ALASKA AIR GROUP INC. EMPLOYEE STOCK OWNERSHIP 401(K) PLAN TRUST AS OF 12/31/14.
TOTAL SHARES BENEFICIALLY HELD HAVE BEEN ADJUSTED TO GIVE EFFECT TO THE 2-FOR-1 STOCK SPLIT THAT OCCURRED ON 7/9/2014.
SALE OF ALASKA AIR GROUP COMMON SHARES EFFECTED PURSUANT TO A RULE 10b5-1 TRADING PLAN ADOPTED BY MR. TILDEN ON 12-05-2014.
THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $61.45 TO $62.4467, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.
THE PRICE REPORTED IN COLUMN 4 IS A WEIGHTED AVERAGE PRICE. THESE SHARES SOLD IN MULTIPLE TRANSACTIONS AT PRICES RANGING FROM $62.45 TO $62.58, INCLUSIVE. THE REPORTING PERSON UNDERTAKES TO PROVIDE TO ALASKA AIR GROUP, ANY SECURITY HOLDER OF ALASKA AIR GROUP, OR THE STAFF OF THE SECURITIES AND EXCHANGE COMMISSION, UPON REQUEST, FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE WITHIN THE RANGES SET FORTH IN THIS FOOTNOTE.
COMMON SHARES ACQUIRED UPON VESTING OF RESTRICTED STOCK UNITS ON 02/14/2015.
FULLY VESTED STOCK UNITS GRANTED UNDER THE ISSUER'S 2018 PERFORMANCE INCENTIVE PLAN; PAYABLE IN SHARES OF THE ISSUER'S COMMON STOCK EFFECTIVE 02/14/2015.
COMMON SHARES FORFEITED TO COVER PAYROLL TAXES UPON VESTING OF RESTRICTED STOCK UNITS ON 02/14/2015. AMOUNT PROVIDED IN COLUMN 4 REPRESENTS THE FMV OF THE SHARES ON THE DATE OF FORFEITURE.
/S/ JEANNE E. GAMMON, ATTORNEY IN FACT FOR BRADLEY D. TILDEN
2015-02-18