8-K 1 cfsc8kmtnlegalityopin51719.htm 8-K RE MTN LEGALITY OPINION 5/17/2019 Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
catfincolor3a14.jpg
FORM 8-K 
CURRENT REPORT 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 
Date of Report (Date of earliest event reported): May 17, 2019 
CATERPILLAR FINANCIAL SERVICES CORPORATION
(Exact name of Registrant as specified in its charter) 
Delaware
 
001-11241
 
37-1105865
(State or other jurisdiction of incorporation)
 
(Commission File Number)
 
(IRS Employer Identification Number)
 
 
 
 
 
2120 West End Avenue, Nashville, Tennessee
 
 
 37203-0001
(Address of principal executive offices)
 
 
 
(Zip Code)
 
 
 
 
 
Registrant's telephone number, including area code: (615) 341-1000

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
 
 
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
 
 
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
 
 
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
Securities registered pursuant to Section 12(b) of the Act:

Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Medium-Term Notes, Series H,
3.300% Notes Due 2024

CAT/24
New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company o
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o   


Item 8.01 Other Events.

Exhibits are filed herewith in connection with the issuance on May 17, 2019 by Caterpillar Financial Services Corporation (the “Company”) of (i) $750,000,000 aggregate principal amount of its Medium-Term Notes, Series I, Floating Rate Notes due 2021 (the “Floating Rate Notes”), (ii) $750,000,000 aggregate principal amount of its Medium-Term Notes, Series I, 2.650% Notes due 2021 (the “2021 Notes”) and (iii) $500,000,000 aggregate principal amount of its Medium-Term Notes, Series I, 2.850% Notes due 2024 (the “2024 Notes” and, together with the Floating Rate Notes and the 2021 Notes, the “Notes”) pursuant to the Company’s previously filed Registration Statement on Form S-3 (Registration No. 333-217029) (the “Registration Statement”) and the related Prospectus dated March 30, 2017 (the “Base Prospectus”), Prospectus Supplement dated March 30, 2017 and Pricing Supplements, each dated May 14, 2019, relating to the Floating Rate Notes, the 2021 Notes and the 2024 Notes, respectively.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits. The following Exhibits are filed as part of this Report and as Exhibits to the Registration Statement:


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SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto hereunto duly authorized.
 
 
 
CATERPILLAR FINANCIAL SERVICES CORPORATION
 
 
Date:  May 17, 2019
By:  /s/ Michael G. Sposato
 
            Michael G. Sposato
 
            Secretary
 


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