0000764106-11-000005.txt : 20111013 0000764106-11-000005.hdr.sgml : 20111013 20111013131842 ACCESSION NUMBER: 0000764106-11-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111013 DATE AS OF CHANGE: 20111013 EFFECTIVENESS DATE: 20111013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST HAWAIIAN BANK CENTRAL INDEX KEY: 0000764106 IRS NUMBER: 990034327 STATE OF INCORPORATION: HI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04029 FILM NUMBER: 111139093 BUSINESS ADDRESS: STREET 1: 999 BISHOP STREET 3RD FLOOR CITY: HONOLULU STATE: HI ZIP: 96813 BUSINESS PHONE: 8085255158 MAIL ADDRESS: STREET 1: FIRST HAWAIIAN BANK STREET 2: 999 BISHOP STREET 3RD FLOOR CITY: HONONLULU STATE: HI ZIP: 96813 FORMER COMPANY: FORMER CONFORMED NAME: BANCWEST CORP DATE OF NAME CHANGE: 20030220 FORMER COMPANY: FORMER CONFORMED NAME: FIRST HAWAIIAN BANK DATE OF NAME CHANGE: 19950524 FORMER COMPANY: FORMER CONFORMED NAME: FIRST HAWAIIAN BANK TRUST DIVISION DATE OF NAME CHANGE: 19890214 13F-HR 1 a092011.txt SUBMISSION TYPE 13F-HR PERIOD 9/30/11 FILER CIK 0000764106 CCC d4bkfh*n FILER SROS NONE NAME Stefanie M. Higa PHONE (808)525-5158 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 9/30/11 CHECK HERE IF AMENDMENT ( ); AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE.): ( ) IS A RESTATEMENT. ( ) ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: First Hawaiian Bank ADDRESS: 999 Bishop Street 3rd Floor Honolulu, HI 96813 13F FILE NUMBER: 028-04029 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS FORM. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: Stefanie M. Higa TITLE: Compliance Officer PHONE: (808)525-5158 SIGNATURE,PLACE,AND DATE OF SIGNING: Stefanie M. Higa Honolulu, HI 10/11/11 REPORT TYPE (CHECK ONLY ONE.): ( X) 13F HOLDINGS REPORT ( ) 13F NOTICE ( ) 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: 1. BISHOP STREET CAPITAL MANAGEMENT, 028-0653 I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 208 FORM 13F INFORMATION TABLE VALUE TOTAL: $331,572 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COMMON STOCK 002824100 396 7746 SH SOLE 7063 0 683 ABBOTT LABS COMMON STOCK 002824100 608 11890 SH OTHER 685 0 11205 ADOBE SYS INC COMMON STOCK 00724F101 259 10700 SH SOLE 0 0 10700 AFLAC INC COMMON STOCK 001055102 532 15214 SH SOLE 6000 0 9214 AFLAC INC COMMON STOCK 001055102 5 150 SH OTHER 0 0 150 ALEXANDER & BALDWIN INC COMMON STOCK 014482103 1158 31713 SH SOLE 31713 0 0 ALEXANDER & BALDWIN INC COMMON STOCK 014482103 1488 40747 SH OTHER 0 0 40747 ALLIANCE DATA SYSTEMS CORP COMMON STOCK 018581108 289 3115 SH SOLE 0 0 3115 AMAZON.COM INC COMMON STOCK 023135106 219 1015 SH SOLE 0 0 1015 AMERICAN EXPRESS CO COMMON STOCK 025816109 339 7556 SH SOLE 32 0 7524 AMERICAN EXPRESS CO COMMON STOCK 025816109 35 777 SH OTHER 0 0 777 AMERISOURCEBERGEN CORP COMMON STOCK 03073E105 458 12287 SH SOLE 0 0 12287 AMPHENOL CORP CL A COMMON STOCK 032095101 241 5911 SH SOLE 0 0 5911 APPLE INC COMMON STOCK 037833100 762 1998 SH SOLE 18 0 1980 APPLE INC COMMON STOCK 037833100 232 609 SH OTHER 0 0 609 AT & T INC COMMON STOCK 00206R102 139 4874 SH SOLE 3797 0 1077 AT & T INC COMMON STOCK 00206R102 278 9752 SH OTHER 0 0 9752 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 311 6600 SH SOLE 6600 0 0 AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 26 547 SH OTHER 547 0 0 AUTOZONE INC COMMON STOCK 053332102 298 934 SH SOLE 0 0 934 BAKER HUGHES INC COMMON STOCK 057224107 240 5210 SH SOLE 0 0 5210 BANK OF HAWAII CORP COMMON STOCK 062540109 8110 222797 SH SOLE 221847 0 950 BANK OF HAWAII CORP COMMON STOCK 062540109 1873 51451 SH OTHER 0 0 51451 BED BATH & BEYOND INC COMMON STOCK 075896100 287 5000 SH SOLE 0 0 5000 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 515 16399 SH SOLE 11937 0 4462 BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 157 4988 SH OTHER 0 0 4988 CATERPILLAR INC COMMON STOCK 149123101 1360 18416 SH SOLE 17896 0 520 CBS CORPORATION CLASS B W/I COMMON STOCK 124857202 330 16193 SH SOLE 542 0 15651 CBS CORPORATION CLASS B W/I COMMON STOCK 124857202 19 946 SH OTHER 0 0 946 CF INDUSTRIES HOLDINGS INC COMMON STOCK 125269100 210 1700 SH SOLE 0 0 1700 CHEVRON CORPORATION COMMON STOCK 166764100 1950 21063 SH SOLE 18438 0 2625 CHEVRON CORPORATION COMMON STOCK 166764100 403 4351 SH OTHER 0 0 4351 CISCO SYSTEMS INC COMMON STOCK 17275R102 172 11065 SH SOLE 4918 0 6147 CISCO SYSTEMS INC COMMON STOCK 17275R102 35 2242 SH OTHER 0 0 2242 CLECO CORP NEW COMMON STOCK 12561W105 163 4770 SH SOLE 0 0 4770 CLECO CORP NEW COMMON STOCK 12561W105 69 2008 SH OTHER 0 0 2008 COACH INC COMMON STOCK 189754104 302 5821 SH SOLE 0 0 5821 COCA COLA CO COMMON STOCK 191216100 360 5323 SH SOLE 3000 0 2323 COGNIZANT TECHNOLOGY SOLUTIONS COMMON STOCK 192446102 375 5985 SH SOLE 5000 0 985 COLGATE PALMOLIVE CO COMMON STOCK 194162103 240 2702 SH SOLE 145 0 2557 COLGATE PALMOLIVE CO COMMON STOCK 194162103 29 325 SH OTHER 0 0 325 CONOCOPHILLIPS COMMON STOCK 20825C104 227 3589 SH SOLE 101 0 3488 CONOCOPHILLIPS COMMON STOCK 20825C104 21 335 SH OTHER 0 0 335 CORNING INC COMMON STOCK 219350105 340 27481 SH SOLE 978 0 26503 COSTCO WHOLESALE CORP NEW COMMON STOCK 22160K105 287 3500 SH SOLE 0 0 3500 DEERE & CO COMMON STOCK 244199105 306 4739 SH SOLE 0 0 4739 DEERE & CO COMMON STOCK 244199105 15 226 SH OTHER 0 0 226 DOVER CORP COMMON STOCK 260003108 319 6836 SH SOLE 0 0 6836 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 371 9275 SH SOLE 0 0 9275 DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 72 1813 SH OTHER 0 0 1813 EATON CORP COMMON STOCK 278058102 393 11072 SH SOLE 0 0 11072 EBAY INC COM COMMON STOCK 278642103 198 6700 SH SOLE 32 0 6668 EBAY INC COM COMMON STOCK 278642103 22 739 SH OTHER 0 0 739 EMERSON ELEC CO COMMON STOCK 291011104 300 7263 SH SOLE 7170 0 93 EXPRESS SCRIPTS INC CL A COMMON STOCK 302182100 333 8987 SH SOLE 0 0 8987 EXPRESS SCRIPTS INC CL A COMMON STOCK 302182100 13 340 SH OTHER 0 0 340 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 1621 22320 SH SOLE 16748 0 5572 EXXON MOBIL CORPORATION COMMON STOCK 30231G102 551 7585 SH OTHER 300 0 7285 GAMESTOP CORP-A COMMON STOCK 36467W109 265 11455 SH SOLE 0 0 11455 GENERAL ELECTRIC CORP COMMON STOCK 369604103 891 58560 SH SOLE 58491 0 69 GENERAL ELECTRIC CORP COMMON STOCK 369604103 282 18554 SH OTHER 894 0 17660 GOOGLE INC-CL A COMMON STOCK 38259P508 309 599 SH SOLE 4 0 595 GOOGLE INC-CL A COMMON STOCK 38259P508 39 76 SH OTHER 0 0 76 GRAINGER W W INC COMMON STOCK 384802104 324 2169 SH SOLE 0 0 2169 GRAINGER W W INC COMMON STOCK 384802104 17 111 SH OTHER 0 0 111 HALLIBURTON CO COMMON STOCK 406216101 383 12543 SH SOLE 211 0 12332 HALLIBURTON CO COMMON STOCK 406216101 87 2852 SH OTHER 0 0 2852 HAWAIIAN ELECTRIC INDS INC COMMON STOCK 419870100 1410 58088 SH SOLE 58088 0 0 HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 246 5600 SH SOLE 0 0 5600 INTEL CORP COMMON STOCK 458140100 137 6441 SH SOLE 785 0 5656 INTEL CORP COMMON STOCK 458140100 142 6651 SH OTHER 0 0 6651 INTERNATIONAL BUSINESS MACHINE COMMON STOCK 459200101 1471 8412 SH SOLE 4151 0 4261 INTERNATIONAL BUSINESS MACHINE COMMON STOCK 459200101 709 4053 SH OTHER 0 0 4053 INTERPUBLIC GROUP COS INC COMMON STOCK 460690100 102 14139 SH SOLE 0 0 14139 INTUIT COMMON STOCK 461202103 375 7901 SH SOLE 105 0 7796 INTUIT COMMON STOCK 461202103 18 378 SH OTHER 0 0 378 ITT INDUSTRIES INC COMMON STOCK 450911102 251 5965 SH SOLE 0 0 5965 JOHNSON & JOHNSON COMMON STOCK 478160104 635 9976 SH SOLE 7680 0 2296 JOHNSON & JOHNSON COMMON STOCK 478160104 337 5284 SH OTHER 547 0 4737 JOY GLOBAL INC COMMON STOCK 481165108 243 3900 SH SOLE 0 0 3900 LORILLARD, INC COMMON STOCK 544147101 255 2303 SH SOLE 0 0 2303 MASTERCARD INC-A COMMON STOCK 57636Q104 271 856 SH SOLE 0 0 856 MASTERCARD INC-A COMMON STOCK 57636Q104 17 53 SH OTHER 0 0 53 MCDONALDS CORP COMMON STOCK 580135101 681 7755 SH SOLE 5424 0 2331 MCDONALDS CORP COMMON STOCK 580135101 659 7508 SH OTHER 561 0 6947 MERCK & CO INC COMMON STOCK 58933Y105 172 5270 SH SOLE 2200 0 3070 MERCK & CO INC COMMON STOCK 58933Y105 136 4156 SH OTHER 750 0 3406 MICROSOFT CORP COMMON STOCK 594918104 721 28953 SH SOLE 2708 0 26245 MICROSOFT CORP COMMON STOCK 594918104 144 5786 SH OTHER 0 0 5786 NATIONAL-OILWELL INC COMMON STOCK 637071101 293 5723 SH SOLE 0 0 5723 NATIONAL-OILWELL INC COMMON STOCK 637071101 12 235 SH OTHER 0 0 235 ORACLE CORPORATION COMMON STOCK 68389X105 434 15102 SH SOLE 39 0 15063 ORACLE CORPORATION COMMON STOCK 68389X105 47 1632 SH OTHER 0 0 1632 PEPSICO INC COMMON STOCK 713448108 372 6014 SH SOLE 2734 0 3280 PEPSICO INC COMMON STOCK 713448108 227 3660 SH OTHER 405 0 3255 PETSMART INC COMMON STOCK 716768106 264 6200 SH SOLE 0 0 6200 PFIZER INC COMMON STOCK 717081103 523 29588 SH SOLE 19405 0 10183 PFIZER INC COMMON STOCK 717081103 141 7957 SH OTHER 0 0 7957 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 569 9125 SH SOLE 7158 0 1967 PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 125 2005 SH OTHER 925 0 1080 PRICELINE.COM INC COMMON STOCK 741503403 326 725 SH SOLE 0 0 725 PROCTER & GAMBLE CO COMMON STOCK 742718109 635 10044 SH SOLE 5479 0 4565 PROCTER & GAMBLE CO COMMON STOCK 742718109 116 1837 SH OTHER 0 0 1837 QUALCOMM INC COMMON STOCK 747525103 398 8183 SH SOLE 39 0 8144 QUALCOMM INC COMMON STOCK 747525103 67 1375 SH OTHER 0 0 1375 SCHLUMBERGER LTD COMMON STOCK 806857108 514 8601 SH SOLE 2548 0 6053 SCHLUMBERGER LTD COMMON STOCK 806857108 45 757 SH OTHER 0 0 757 SEMPRA ENERGY COMMON STOCK 816851109 397 7700 SH SOLE 7700 0 0 SOUTHERN COMPANY COMMON STOCK 842587107 187 4423 SH SOLE 3703 0 720 SOUTHERN COMPANY COMMON STOCK 842587107 43 1020 SH OTHER 0 0 1020 STERICYCLE INC COMMON STOCK 858912108 274 3400 SH SOLE 0 0 3400 THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 343 6770 SH SOLE 0 0 6770 TIBCO SOFTWARE INC COMMON STOCK 88632Q103 257 11500 SH SOLE 0 0 11500 TJX COS INC COMMON STOCK 872540109 451 8128 SH SOLE 0 0 8128 UNION PAC CORP COMMON STOCK 907818108 553 6775 SH SOLE 0 0 6775 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 383 5447 SH SOLE 127 0 5320 UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 92 1313 SH OTHER 0 0 1313 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 363 7871 SH SOLE 41 0 7830 UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 88 1899 SH OTHER 0 0 1899 VARIAN MEDICAL SYSTEMS INC COMMON STOCK 92220P105 334 6406 SH SOLE 0 0 6406 VERIFONE SYSTEMS, INC COMMON STOCK 92342Y109 256 7300 SH SOLE 0 0 7300 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 354 9623 SH SOLE 5745 0 3878 VERIZON COMMUNICATIONS COMMON STOCK 92343V104 98 2666 SH OTHER 0 0 2666 VIACOM INC-B W/I COMMON STOCK 92553P201 203 5251 SH SOLE 542 0 4709 VIACOM INC-B W/I COMMON STOCK 92553P201 10 259 SH OTHER 0 0 259 WAL MART STORES INC COMMON STOCK 931142103 432 8325 SH SOLE 8060 0 265 WAL MART STORES INC COMMON STOCK 931142103 346 6660 SH OTHER 475 0 6185 WATERS CORP COMMON STOCK 941848103 272 3600 SH SOLE 0 0 3600 WELLPOINT INC COMMON STOCK 94973V107 167 2557 SH SOLE 19 0 2538 WELLPOINT INC COMMON STOCK 94973V107 46 699 SH OTHER 0 0 699 XEROX CORP COMMON STOCK 984121103 194 27893 SH SOLE 0 0 27893 YUM! BRANDS INC COMMON STOCK 988498101 287 5820 SH SOLE 400 0 5420 BHP BILLITON LTD ADR COMMON STOCK 088606108 372 5604 SH SOLE 2852 0 2752 BHP BILLITON LTD ADR COMMON STOCK 088606108 3 42 SH OTHER 0 0 42 BRADESCO-ADR COMMON STOCK 059460303 150 10173 SH SOLE 0 0 10173 BRADESCO-ADR COMMON STOCK 059460303 2 159 SH OTHER 0 0 159 CANON INC SPONS ADR COMMON STOCK 138006309 197 4358 SH SOLE 0 0 4358 CANON INC SPONS ADR COMMON STOCK 138006309 3 66 SH OTHER 0 0 66 CNOOC LTD SPONS ADR COMMON STOCK 126132109 210 1309 SH SOLE 0 0 1309 CNOOC LTD SPONS ADR COMMON STOCK 126132109 3 17 SH OTHER 0 0 17 ERICSSON (LM) TEL-SPONS ADR COMMON STOCK 294821608 110 11514 SH SOLE 0 0 11514 ERICSSON (LM) TEL-SPONS ADR COMMON STOCK 294821608 2 183 SH OTHER 0 0 183 ROYAL CARIBBEAN CRUISES LTD COMMON STOCK V7780T103 251 11600 SH SOLE 0 0 11600 TAIWAN SEMICONDUCTOR SPONS ADR COMMON STOCK 874039100 141 12313 SH SOLE 4 0 12309 TAIWAN SEMICONDUCTOR SPONS ADR COMMON STOCK 874039100 2 189 SH OTHER 0 0 189 TEVA PHARMACEUTICAL INDS LTD A COMMON STOCK 881624209 218 5854 SH SOLE 0 0 5854 TEVA PHARMACEUTICAL INDS LTD A COMMON STOCK 881624209 3 69 SH OTHER 0 0 69 ACE LIMITED OTHER H0023R105 417 6877 SH SOLE 0 0 6877 INVESCO LIMITED OTHER G491BT108 301 19396 SH SOLE 0 0 19396 GUGGENHEIM MULTI-ASSET INCOME OTHER 18383M506 320 17100 SH SOLE N.A. N.A. N.A. ISHARES MSCI EAFE INDEX FUND OTHER 464287465 44848 938632 SH SOLE N.A. N.A. N.A. ISHARES MSCI EAFE INDEX FUND OTHER 464287465 5062 105952 SH OTHER N.A. N.A. N.A. ISHARES MSCI EAFE VALUE INDEX OTHER 464288877 236 5700 SH SOLE N.A. N.A. N.A. ISHARES MSCI EMERGING MARKETS OTHER 464287234 237 6762 SH SOLE N.A. N.A. N.A. ISHARES MSCI EMERGING MARKETS OTHER 464287234 201 5727 SH OTHER N.A. N.A. N.A. ISHARES RUSSELL MIDCAP INDEX F OTHER 464287499 56 638 SH SOLE N.A. N.A. N.A. ISHARES RUSSELL MIDCAP INDEX F OTHER 464287499 260 2942 SH OTHER N.A. N.A. N.A. ISHARES RUSSELL 1000 GROWTH IN OTHER 464287614 387 7358 SH SOLE N.A. N.A. N.A. ISHARES RUSSELL 1000 VALUE OTHER 464287598 340 6007 SH SOLE N.A. N.A. N.A. ISHARES RUSSELL 1000 VALUE OTHER 464287598 496 8758 SH OTHER N.A. N.A. N.A. ISHARES RUSSELL 2000 INDEX FUN OTHER 464287655 477 7420 SH SOLE N.A. N.A. N.A. ISHARES RUSSELL 2000 INDEX FUN OTHER 464287655 71 1100 SH OTHER N.A. N.A. N.A. ISHARES RUSSELL 3000 INDEX FUN OTHER 464287689 3839 57537 SH SOLE N.A. N.A. N.A. ISHARES RUSSELL 3000 VALUE OTHER 464287663 208 2816 SH SOLE N.A. N.A. N.A. ISHARES RUSSELL 3000 VALUE OTHER 464287663 208 2816 SH OTHER N.A. N.A. N.A. ISHARES S&P MIDCAP 400 GROWTH OTHER 464287606 12203 135827 SH SOLE N.A. N.A. N.A. ISHARES S&P MIDCAP 400 GROWTH OTHER 464287606 962 10713 SH OTHER N.A. N.A. N.A. ISHARES S&P MIDCAP 400/VALUE I OTHER 464287705 14070 213151 SH SOLE N.A. N.A. N.A. ISHARES S&P MIDCAP 400/VALUE I OTHER 464287705 1090 16517 SH OTHER N.A. N.A. N.A. ISHARES S&P SMALLCAP 600 INDEX OTHER 464287804 4584 78313 SH SOLE N.A. N.A. N.A. ISHARES S&P SMALLCAP 600 INDEX OTHER 464287804 232 3971 SH OTHER N.A. N.A. N.A. ISHARES S&P SMALLCAP 600/VAL OTHER 464287879 8870 149858 SH SOLE N.A. N.A. N.A. ISHARES S&P SMALLCAP 600/VAL OTHER 464287879 771 13025 SH OTHER N.A. N.A. N.A. ISHARES S&P SMALLCAP/600 GROWT OTHER 464287887 7197 111657 SH SOLE N.A. N.A. N.A. ISHARES S&P SMALLCAP/600 GROWT OTHER 464287887 603 9362 SH OTHER N.A. N.A. N.A. ISHARES S&P 400 MIDCAP INDEX F OTHER 464287507 8917 114336 SH SOLE N.A. N.A. N.A. ISHARES S&P 400 MIDCAP INDEX F OTHER 464287507 126 1617 SH OTHER N.A. N.A. N.A. ISHARES S&P 500 GROWTH INDEX F OTHER 464287309 27617 450962 SH SOLE N.A. N.A. N.A. ISHARES S&P 500 GROWTH INDEX F OTHER 464287309 3048 49767 SH OTHER N.A. N.A. N.A. ISHARES S&P 500 INDEX FUND OTHER 464287200 243 2134 SH SOLE N.A. N.A. N.A. ISHARES S&P 500 VALUE INDEX FU OTHER 464287408 29846 578629 SH SOLE N.A. N.A. N.A. ISHARES S&P 500 VALUE INDEX FU OTHER 464287408 2045 39642 SH OTHER N.A. N.A. N.A. POWERSHARES DB COMMODITY INDEX OTHER 73935S105 20655 802147 SH SOLE N.A. N.A. N.A. POWERSHARES DB COMMODITY INDEX OTHER 73935S105 3001 116533 SH OTHER N.A. N.A. N.A. POWERSHARES FTSE RAFI US 1K OTHER 73935X583 5132 104931 SH SOLE N.A. N.A. N.A. RYDEX S&P EQUAL WEIGHT ETF OTHER 78355W106 1294 31262 SH OTHER N.A. N.A. N.A. SPDR DJIA TRUST OTHER 78467X109 8 76 SH SOLE N.A. N.A. N.A. SPDR DJIA TRUST OTHER 78467X109 303 2785 SH OTHER N.A. N.A. N.A. SPDR GOLD TRUST OTHER 78463V107 390 2465 SH SOLE N.A. N.A. N.A. SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 227 1595 SH OTHER N.A. N.A. N.A. SPDR S&P 500 ETF TRUST OTHER 78462F103 2407 21270 SH SOLE N.A. N.A. N.A. SPDR S&P 500 ETF TRUST OTHER 78462F103 2346 20731 SH OTHER N.A. N.A. N.A. VANGUARD LARGE-CAP ETF OTHER 922908637 220 4258 SH SOLE N.A. N.A. N.A. VANGUARD MSCI EMERGING MARKETS OTHER 922042858 10011 279393 SH SOLE N.A. N.A. N.A. VANGUARD MSCI EMERGING MARKETS OTHER 922042858 611 17045 SH OTHER N.A. N.A. N.A. VANGUARD REIT ETF OTHER 922908553 5546 109016 SH SOLE N.A. N.A. N.A. VANGUARD REIT ETF OTHER 922908553 72 1407 SH OTHER N.A. N.A. N.A. ABERDEEN ASIA PAC PRIME INC OTHER 003009107 106 15375 SH SOLE N.A. N.A. N.A. ISHARES BARCLAYS AGGREGATE BON OTHER 464287226 14199 128955 SH SOLE N.A. N.A. N.A. ISHARES BARCLAYS AGGREGATE BON OTHER 464287226 889 8073 SH OTHER N.A. N.A. N.A. ISHARES BARCLAYS INTERMEDIATE OTHER 464288612 1419 12765 SH SOLE N.A. N.A. N.A. ISHARES BARCLAYS TIPS BOND FUN OTHER 464287176 12338 107940 SH SOLE N.A. N.A. N.A. ISHARES BARCLAYS TIPS BOND FUN OTHER 464287176 261 2287 SH OTHER N.A. N.A. N.A. ISHARES BARCLAYS 1-3 YEAR CRED OTHER 464288646 4462 42911 SH SOLE N.A. N.A. N.A. ISHARES BARCLAYS 1-3 YEAR CRED OTHER 464288646 339 3260 SH OTHER N.A. N.A. N.A. ISHARES BARCLAYS 1-3 YEAR TREA OTHER 464287457 8663 102437 SH SOLE N.A. N.A. N.A. ISHARES BARCLAYS 1-3 YEAR TREA OTHER 464287457 418 4939 SH OTHER N.A. N.A. N.A. TEMPLETON GLOBAL INCOME FD INC OTHER 880198106 274 29033 SH SOLE N.A. N.A. N.A.