0000764106-11-000005.txt : 20111013
0000764106-11-000005.hdr.sgml : 20111013
20111013131842
ACCESSION NUMBER: 0000764106-11-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111013
DATE AS OF CHANGE: 20111013
EFFECTIVENESS DATE: 20111013
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: FIRST HAWAIIAN BANK
CENTRAL INDEX KEY: 0000764106
IRS NUMBER: 990034327
STATE OF INCORPORATION: HI
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-04029
FILM NUMBER: 111139093
BUSINESS ADDRESS:
STREET 1: 999 BISHOP STREET 3RD FLOOR
CITY: HONOLULU
STATE: HI
ZIP: 96813
BUSINESS PHONE: 8085255158
MAIL ADDRESS:
STREET 1: FIRST HAWAIIAN BANK
STREET 2: 999 BISHOP STREET 3RD FLOOR
CITY: HONONLULU
STATE: HI
ZIP: 96813
FORMER COMPANY:
FORMER CONFORMED NAME: BANCWEST CORP
DATE OF NAME CHANGE: 20030220
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST HAWAIIAN BANK
DATE OF NAME CHANGE: 19950524
FORMER COMPANY:
FORMER CONFORMED NAME: FIRST HAWAIIAN BANK TRUST DIVISION
DATE OF NAME CHANGE: 19890214
13F-HR
1
a092011.txt
SUBMISSION
TYPE 13F-HR
PERIOD 9/30/11
FILER
CIK 0000764106
CCC d4bkfh*n
FILER
SROS NONE
NAME Stefanie M. Higa
PHONE (808)525-5158
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: 9/30/11
CHECK HERE IF AMENDMENT ( ); AMENDMENT NUMBER:
THIS AMENDMENT (CHECK ONLY ONE.): ( ) IS A RESTATEMENT.
( ) ADDS NEW HOLDINGS ENTRIES
INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT:
NAME: First Hawaiian Bank
ADDRESS: 999 Bishop Street
3rd Floor
Honolulu, HI 96813
13F FILE NUMBER: 028-04029
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE
PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON
SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL
INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND
THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENTS
SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF
THIS FORM.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
NAME: Stefanie M. Higa
TITLE: Compliance Officer
PHONE: (808)525-5158
SIGNATURE,PLACE,AND DATE OF SIGNING:
Stefanie M. Higa Honolulu, HI 10/11/11
REPORT TYPE (CHECK ONLY ONE.):
( X) 13F HOLDINGS REPORT
( ) 13F NOTICE
( ) 13F COMBINATION REPORT
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER:
1. BISHOP STREET CAPITAL MANAGEMENT, 028-0653
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 208
FORM 13F INFORMATION TABLE VALUE TOTAL: $331,572
FORM 13F
INFORMATION TABLE
VALUE SHARES/ SH/
PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X1000) PRN AMT PRN
CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- ---
---- ------- ------------ -------- -------- --------
ABBOTT LABS COMMON STOCK 002824100 396 7746 SH
SOLE 7063 0 683
ABBOTT LABS COMMON STOCK 002824100 608 11890 SH
OTHER 685 0 11205
ADOBE SYS INC COMMON STOCK 00724F101 259 10700 SH
SOLE 0 0 10700
AFLAC INC COMMON STOCK 001055102 532 15214 SH
SOLE 6000 0 9214
AFLAC INC COMMON STOCK 001055102 5 150 SH
OTHER 0 0 150
ALEXANDER & BALDWIN INC COMMON STOCK 014482103 1158 31713 SH
SOLE 31713 0 0
ALEXANDER & BALDWIN INC COMMON STOCK 014482103 1488 40747 SH
OTHER 0 0 40747
ALLIANCE DATA SYSTEMS CORP COMMON STOCK 018581108 289 3115 SH
SOLE 0 0 3115
AMAZON.COM INC COMMON STOCK 023135106 219 1015 SH
SOLE 0 0 1015
AMERICAN EXPRESS CO COMMON STOCK 025816109 339 7556 SH
SOLE 32 0 7524
AMERICAN EXPRESS CO COMMON STOCK 025816109 35 777 SH
OTHER 0 0 777
AMERISOURCEBERGEN CORP COMMON STOCK 03073E105 458 12287 SH
SOLE 0 0 12287
AMPHENOL CORP CL A COMMON STOCK 032095101 241 5911 SH
SOLE 0 0 5911
APPLE INC COMMON STOCK 037833100 762 1998 SH
SOLE 18 0 1980
APPLE INC COMMON STOCK 037833100 232 609 SH
OTHER 0 0 609
AT & T INC COMMON STOCK 00206R102 139 4874 SH
SOLE 3797 0 1077
AT & T INC COMMON STOCK 00206R102 278 9752 SH
OTHER 0 0 9752
AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 311 6600 SH
SOLE 6600 0 0
AUTOMATIC DATA PROCESSING INC COMMON STOCK 053015103 26 547 SH
OTHER 547 0 0
AUTOZONE INC COMMON STOCK 053332102 298 934 SH
SOLE 0 0 934
BAKER HUGHES INC COMMON STOCK 057224107 240 5210 SH
SOLE 0 0 5210
BANK OF HAWAII CORP COMMON STOCK 062540109 8110 222797 SH
SOLE 221847 0 950
BANK OF HAWAII CORP COMMON STOCK 062540109 1873 51451 SH
OTHER 0 0 51451
BED BATH & BEYOND INC COMMON STOCK 075896100 287 5000 SH
SOLE 0 0 5000
BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 515 16399 SH
SOLE 11937 0 4462
BRISTOL MYERS SQUIBB CO COMMON STOCK 110122108 157 4988 SH
OTHER 0 0 4988
CATERPILLAR INC COMMON STOCK 149123101 1360 18416 SH
SOLE 17896 0 520
CBS CORPORATION CLASS B W/I COMMON STOCK 124857202 330 16193 SH
SOLE 542 0 15651
CBS CORPORATION CLASS B W/I COMMON STOCK 124857202 19 946 SH
OTHER 0 0 946
CF INDUSTRIES HOLDINGS INC COMMON STOCK 125269100 210 1700 SH
SOLE 0 0 1700
CHEVRON CORPORATION COMMON STOCK 166764100 1950 21063 SH
SOLE 18438 0 2625
CHEVRON CORPORATION COMMON STOCK 166764100 403 4351 SH
OTHER 0 0 4351
CISCO SYSTEMS INC COMMON STOCK 17275R102 172 11065 SH
SOLE 4918 0 6147
CISCO SYSTEMS INC COMMON STOCK 17275R102 35 2242 SH
OTHER 0 0 2242
CLECO CORP NEW COMMON STOCK 12561W105 163 4770 SH
SOLE 0 0 4770
CLECO CORP NEW COMMON STOCK 12561W105 69 2008 SH
OTHER 0 0 2008
COACH INC COMMON STOCK 189754104 302 5821 SH
SOLE 0 0 5821
COCA COLA CO COMMON STOCK 191216100 360 5323 SH
SOLE 3000 0 2323
COGNIZANT TECHNOLOGY SOLUTIONS COMMON STOCK 192446102 375 5985 SH
SOLE 5000 0 985
COLGATE PALMOLIVE CO COMMON STOCK 194162103 240 2702 SH
SOLE 145 0 2557
COLGATE PALMOLIVE CO COMMON STOCK 194162103 29 325 SH
OTHER 0 0 325
CONOCOPHILLIPS COMMON STOCK 20825C104 227 3589 SH
SOLE 101 0 3488
CONOCOPHILLIPS COMMON STOCK 20825C104 21 335 SH
OTHER 0 0 335
CORNING INC COMMON STOCK 219350105 340 27481 SH
SOLE 978 0 26503
COSTCO WHOLESALE CORP NEW COMMON STOCK 22160K105 287 3500 SH
SOLE 0 0 3500
DEERE & CO COMMON STOCK 244199105 306 4739 SH
SOLE 0 0 4739
DEERE & CO COMMON STOCK 244199105 15 226 SH
OTHER 0 0 226
DOVER CORP COMMON STOCK 260003108 319 6836 SH
SOLE 0 0 6836
DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 371 9275 SH
SOLE 0 0 9275
DU PONT E I DE NEMOURS & CO COMMON STOCK 263534109 72 1813 SH
OTHER 0 0 1813
EATON CORP COMMON STOCK 278058102 393 11072 SH
SOLE 0 0 11072
EBAY INC COM COMMON STOCK 278642103 198 6700 SH
SOLE 32 0 6668
EBAY INC COM COMMON STOCK 278642103 22 739 SH
OTHER 0 0 739
EMERSON ELEC CO COMMON STOCK 291011104 300 7263 SH
SOLE 7170 0 93
EXPRESS SCRIPTS INC CL A COMMON STOCK 302182100 333 8987 SH
SOLE 0 0 8987
EXPRESS SCRIPTS INC CL A COMMON STOCK 302182100 13 340 SH
OTHER 0 0 340
EXXON MOBIL CORPORATION COMMON STOCK 30231G102 1621 22320 SH
SOLE 16748 0 5572
EXXON MOBIL CORPORATION COMMON STOCK 30231G102 551 7585 SH
OTHER 300 0 7285
GAMESTOP CORP-A COMMON STOCK 36467W109 265 11455 SH
SOLE 0 0 11455
GENERAL ELECTRIC CORP COMMON STOCK 369604103 891 58560 SH
SOLE 58491 0 69
GENERAL ELECTRIC CORP COMMON STOCK 369604103 282 18554 SH
OTHER 894 0 17660
GOOGLE INC-CL A COMMON STOCK 38259P508 309 599 SH
SOLE 4 0 595
GOOGLE INC-CL A COMMON STOCK 38259P508 39 76 SH
OTHER 0 0 76
GRAINGER W W INC COMMON STOCK 384802104 324 2169 SH
SOLE 0 0 2169
GRAINGER W W INC COMMON STOCK 384802104 17 111 SH
OTHER 0 0 111
HALLIBURTON CO COMMON STOCK 406216101 383 12543 SH
SOLE 211 0 12332
HALLIBURTON CO COMMON STOCK 406216101 87 2852 SH
OTHER 0 0 2852
HAWAIIAN ELECTRIC INDS INC COMMON STOCK 419870100 1410 58088 SH
SOLE 58088 0 0
HONEYWELL INTERNATIONAL INC COMMON STOCK 438516106 246 5600 SH
SOLE 0 0 5600
INTEL CORP COMMON STOCK 458140100 137 6441 SH
SOLE 785 0 5656
INTEL CORP COMMON STOCK 458140100 142 6651 SH
OTHER 0 0 6651
INTERNATIONAL BUSINESS MACHINE COMMON STOCK 459200101 1471 8412 SH
SOLE 4151 0 4261
INTERNATIONAL BUSINESS MACHINE COMMON STOCK 459200101 709 4053 SH
OTHER 0 0 4053
INTERPUBLIC GROUP COS INC COMMON STOCK 460690100 102 14139 SH
SOLE 0 0 14139
INTUIT COMMON STOCK 461202103 375 7901 SH
SOLE 105 0 7796
INTUIT COMMON STOCK 461202103 18 378 SH
OTHER 0 0 378
ITT INDUSTRIES INC COMMON STOCK 450911102 251 5965 SH
SOLE 0 0 5965
JOHNSON & JOHNSON COMMON STOCK 478160104 635 9976 SH
SOLE 7680 0 2296
JOHNSON & JOHNSON COMMON STOCK 478160104 337 5284 SH
OTHER 547 0 4737
JOY GLOBAL INC COMMON STOCK 481165108 243 3900 SH
SOLE 0 0 3900
LORILLARD, INC COMMON STOCK 544147101 255 2303 SH
SOLE 0 0 2303
MASTERCARD INC-A COMMON STOCK 57636Q104 271 856 SH
SOLE 0 0 856
MASTERCARD INC-A COMMON STOCK 57636Q104 17 53 SH
OTHER 0 0 53
MCDONALDS CORP COMMON STOCK 580135101 681 7755 SH
SOLE 5424 0 2331
MCDONALDS CORP COMMON STOCK 580135101 659 7508 SH
OTHER 561 0 6947
MERCK & CO INC COMMON STOCK 58933Y105 172 5270 SH
SOLE 2200 0 3070
MERCK & CO INC COMMON STOCK 58933Y105 136 4156 SH
OTHER 750 0 3406
MICROSOFT CORP COMMON STOCK 594918104 721 28953 SH
SOLE 2708 0 26245
MICROSOFT CORP COMMON STOCK 594918104 144 5786 SH
OTHER 0 0 5786
NATIONAL-OILWELL INC COMMON STOCK 637071101 293 5723 SH
SOLE 0 0 5723
NATIONAL-OILWELL INC COMMON STOCK 637071101 12 235 SH
OTHER 0 0 235
ORACLE CORPORATION COMMON STOCK 68389X105 434 15102 SH
SOLE 39 0 15063
ORACLE CORPORATION COMMON STOCK 68389X105 47 1632 SH
OTHER 0 0 1632
PEPSICO INC COMMON STOCK 713448108 372 6014 SH
SOLE 2734 0 3280
PEPSICO INC COMMON STOCK 713448108 227 3660 SH
OTHER 405 0 3255
PETSMART INC COMMON STOCK 716768106 264 6200 SH
SOLE 0 0 6200
PFIZER INC COMMON STOCK 717081103 523 29588 SH
SOLE 19405 0 10183
PFIZER INC COMMON STOCK 717081103 141 7957 SH
OTHER 0 0 7957
PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 569 9125 SH
SOLE 7158 0 1967
PHILIP MORRIS INTERNATIONAL COMMON STOCK 718172109 125 2005 SH
OTHER 925 0 1080
PRICELINE.COM INC COMMON STOCK 741503403 326 725 SH
SOLE 0 0 725
PROCTER & GAMBLE CO COMMON STOCK 742718109 635 10044 SH
SOLE 5479 0 4565
PROCTER & GAMBLE CO COMMON STOCK 742718109 116 1837 SH
OTHER 0 0 1837
QUALCOMM INC COMMON STOCK 747525103 398 8183 SH
SOLE 39 0 8144
QUALCOMM INC COMMON STOCK 747525103 67 1375 SH
OTHER 0 0 1375
SCHLUMBERGER LTD COMMON STOCK 806857108 514 8601 SH
SOLE 2548 0 6053
SCHLUMBERGER LTD COMMON STOCK 806857108 45 757 SH
OTHER 0 0 757
SEMPRA ENERGY COMMON STOCK 816851109 397 7700 SH
SOLE 7700 0 0
SOUTHERN COMPANY COMMON STOCK 842587107 187 4423 SH
SOLE 3703 0 720
SOUTHERN COMPANY COMMON STOCK 842587107 43 1020 SH
OTHER 0 0 1020
STERICYCLE INC COMMON STOCK 858912108 274 3400 SH
SOLE 0 0 3400
THERMO FISHER SCIENTIFIC INC COMMON STOCK 883556102 343 6770 SH
SOLE 0 0 6770
TIBCO SOFTWARE INC COMMON STOCK 88632Q103 257 11500 SH
SOLE 0 0 11500
TJX COS INC COMMON STOCK 872540109 451 8128 SH
SOLE 0 0 8128
UNION PAC CORP COMMON STOCK 907818108 553 6775 SH
SOLE 0 0 6775
UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 383 5447 SH
SOLE 127 0 5320
UNITED TECHNOLOGIES CORP COMMON STOCK 913017109 92 1313 SH
OTHER 0 0 1313
UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 363 7871 SH
SOLE 41 0 7830
UNITEDHEALTH GROUP INC COMMON STOCK 91324P102 88 1899 SH
OTHER 0 0 1899
VARIAN MEDICAL SYSTEMS INC COMMON STOCK 92220P105 334 6406 SH
SOLE 0 0 6406
VERIFONE SYSTEMS, INC COMMON STOCK 92342Y109 256 7300 SH
SOLE 0 0 7300
VERIZON COMMUNICATIONS COMMON STOCK 92343V104 354 9623 SH
SOLE 5745 0 3878
VERIZON COMMUNICATIONS COMMON STOCK 92343V104 98 2666 SH
OTHER 0 0 2666
VIACOM INC-B W/I COMMON STOCK 92553P201 203 5251 SH
SOLE 542 0 4709
VIACOM INC-B W/I COMMON STOCK 92553P201 10 259 SH
OTHER 0 0 259
WAL MART STORES INC COMMON STOCK 931142103 432 8325 SH
SOLE 8060 0 265
WAL MART STORES INC COMMON STOCK 931142103 346 6660 SH
OTHER 475 0 6185
WATERS CORP COMMON STOCK 941848103 272 3600 SH
SOLE 0 0 3600
WELLPOINT INC COMMON STOCK 94973V107 167 2557 SH
SOLE 19 0 2538
WELLPOINT INC COMMON STOCK 94973V107 46 699 SH
OTHER 0 0 699
XEROX CORP COMMON STOCK 984121103 194 27893 SH
SOLE 0 0 27893
YUM! BRANDS INC COMMON STOCK 988498101 287 5820 SH
SOLE 400 0 5420
BHP BILLITON LTD ADR COMMON STOCK 088606108 372 5604 SH
SOLE 2852 0 2752
BHP BILLITON LTD ADR COMMON STOCK 088606108 3 42 SH
OTHER 0 0 42
BRADESCO-ADR COMMON STOCK 059460303 150 10173 SH
SOLE 0 0 10173
BRADESCO-ADR COMMON STOCK 059460303 2 159 SH
OTHER 0 0 159
CANON INC SPONS ADR COMMON STOCK 138006309 197 4358 SH
SOLE 0 0 4358
CANON INC SPONS ADR COMMON STOCK 138006309 3 66 SH
OTHER 0 0 66
CNOOC LTD SPONS ADR COMMON STOCK 126132109 210 1309 SH
SOLE 0 0 1309
CNOOC LTD SPONS ADR COMMON STOCK 126132109 3 17 SH
OTHER 0 0 17
ERICSSON (LM) TEL-SPONS ADR COMMON STOCK 294821608 110 11514 SH
SOLE 0 0 11514
ERICSSON (LM) TEL-SPONS ADR COMMON STOCK 294821608 2 183 SH
OTHER 0 0 183
ROYAL CARIBBEAN CRUISES LTD COMMON STOCK V7780T103 251 11600 SH
SOLE 0 0 11600
TAIWAN SEMICONDUCTOR SPONS ADR COMMON STOCK 874039100 141 12313 SH
SOLE 4 0 12309
TAIWAN SEMICONDUCTOR SPONS ADR COMMON STOCK 874039100 2 189 SH
OTHER 0 0 189
TEVA PHARMACEUTICAL INDS LTD A COMMON STOCK 881624209 218 5854 SH
SOLE 0 0 5854
TEVA PHARMACEUTICAL INDS LTD A COMMON STOCK 881624209 3 69 SH
OTHER 0 0 69
ACE LIMITED OTHER H0023R105 417 6877 SH
SOLE 0 0 6877
INVESCO LIMITED OTHER G491BT108 301 19396 SH
SOLE 0 0 19396
GUGGENHEIM MULTI-ASSET INCOME OTHER 18383M506 320 17100 SH
SOLE N.A. N.A. N.A.
ISHARES MSCI EAFE INDEX FUND OTHER 464287465 44848 938632 SH
SOLE N.A. N.A. N.A.
ISHARES MSCI EAFE INDEX FUND OTHER 464287465 5062 105952 SH
OTHER N.A. N.A. N.A.
ISHARES MSCI EAFE VALUE INDEX OTHER 464288877 236 5700 SH
SOLE N.A. N.A. N.A.
ISHARES MSCI EMERGING MARKETS OTHER 464287234 237 6762 SH
SOLE N.A. N.A. N.A.
ISHARES MSCI EMERGING MARKETS OTHER 464287234 201 5727 SH
OTHER N.A. N.A. N.A.
ISHARES RUSSELL MIDCAP INDEX F OTHER 464287499 56 638 SH
SOLE N.A. N.A. N.A.
ISHARES RUSSELL MIDCAP INDEX F OTHER 464287499 260 2942 SH
OTHER N.A. N.A. N.A.
ISHARES RUSSELL 1000 GROWTH IN OTHER 464287614 387 7358 SH
SOLE N.A. N.A. N.A.
ISHARES RUSSELL 1000 VALUE OTHER 464287598 340 6007 SH
SOLE N.A. N.A. N.A.
ISHARES RUSSELL 1000 VALUE OTHER 464287598 496 8758 SH
OTHER N.A. N.A. N.A.
ISHARES RUSSELL 2000 INDEX FUN OTHER 464287655 477 7420 SH
SOLE N.A. N.A. N.A.
ISHARES RUSSELL 2000 INDEX FUN OTHER 464287655 71 1100 SH
OTHER N.A. N.A. N.A.
ISHARES RUSSELL 3000 INDEX FUN OTHER 464287689 3839 57537 SH
SOLE N.A. N.A. N.A.
ISHARES RUSSELL 3000 VALUE OTHER 464287663 208 2816 SH
SOLE N.A. N.A. N.A.
ISHARES RUSSELL 3000 VALUE OTHER 464287663 208 2816 SH
OTHER N.A. N.A. N.A.
ISHARES S&P MIDCAP 400 GROWTH OTHER 464287606 12203 135827 SH
SOLE N.A. N.A. N.A.
ISHARES S&P MIDCAP 400 GROWTH OTHER 464287606 962 10713 SH
OTHER N.A. N.A. N.A.
ISHARES S&P MIDCAP 400/VALUE I OTHER 464287705 14070 213151 SH
SOLE N.A. N.A. N.A.
ISHARES S&P MIDCAP 400/VALUE I OTHER 464287705 1090 16517 SH
OTHER N.A. N.A. N.A.
ISHARES S&P SMALLCAP 600 INDEX OTHER 464287804 4584 78313 SH
SOLE N.A. N.A. N.A.
ISHARES S&P SMALLCAP 600 INDEX OTHER 464287804 232 3971 SH
OTHER N.A. N.A. N.A.
ISHARES S&P SMALLCAP 600/VAL OTHER 464287879 8870 149858 SH
SOLE N.A. N.A. N.A.
ISHARES S&P SMALLCAP 600/VAL OTHER 464287879 771 13025 SH
OTHER N.A. N.A. N.A.
ISHARES S&P SMALLCAP/600 GROWT OTHER 464287887 7197 111657 SH
SOLE N.A. N.A. N.A.
ISHARES S&P SMALLCAP/600 GROWT OTHER 464287887 603 9362 SH
OTHER N.A. N.A. N.A.
ISHARES S&P 400 MIDCAP INDEX F OTHER 464287507 8917 114336 SH
SOLE N.A. N.A. N.A.
ISHARES S&P 400 MIDCAP INDEX F OTHER 464287507 126 1617 SH
OTHER N.A. N.A. N.A.
ISHARES S&P 500 GROWTH INDEX F OTHER 464287309 27617 450962 SH
SOLE N.A. N.A. N.A.
ISHARES S&P 500 GROWTH INDEX F OTHER 464287309 3048 49767 SH
OTHER N.A. N.A. N.A.
ISHARES S&P 500 INDEX FUND OTHER 464287200 243 2134 SH
SOLE N.A. N.A. N.A.
ISHARES S&P 500 VALUE INDEX FU OTHER 464287408 29846 578629 SH
SOLE N.A. N.A. N.A.
ISHARES S&P 500 VALUE INDEX FU OTHER 464287408 2045 39642 SH
OTHER N.A. N.A. N.A.
POWERSHARES DB COMMODITY INDEX OTHER 73935S105 20655 802147 SH
SOLE N.A. N.A. N.A.
POWERSHARES DB COMMODITY INDEX OTHER 73935S105 3001 116533 SH
OTHER N.A. N.A. N.A.
POWERSHARES FTSE RAFI US 1K OTHER 73935X583 5132 104931 SH
SOLE N.A. N.A. N.A.
RYDEX S&P EQUAL WEIGHT ETF OTHER 78355W106 1294 31262 SH
OTHER N.A. N.A. N.A.
SPDR DJIA TRUST OTHER 78467X109 8 76 SH
SOLE N.A. N.A. N.A.
SPDR DJIA TRUST OTHER 78467X109 303 2785 SH
OTHER N.A. N.A. N.A.
SPDR GOLD TRUST OTHER 78463V107 390 2465 SH
SOLE N.A. N.A. N.A.
SPDR S&P MIDCAP 400 ETF TRUST OTHER 78467Y107 227 1595 SH
OTHER N.A. N.A. N.A.
SPDR S&P 500 ETF TRUST OTHER 78462F103 2407 21270 SH
SOLE N.A. N.A. N.A.
SPDR S&P 500 ETF TRUST OTHER 78462F103 2346 20731 SH
OTHER N.A. N.A. N.A.
VANGUARD LARGE-CAP ETF OTHER 922908637 220 4258 SH
SOLE N.A. N.A. N.A.
VANGUARD MSCI EMERGING MARKETS OTHER 922042858 10011 279393 SH
SOLE N.A. N.A. N.A.
VANGUARD MSCI EMERGING MARKETS OTHER 922042858 611 17045 SH
OTHER N.A. N.A. N.A.
VANGUARD REIT ETF OTHER 922908553 5546 109016 SH
SOLE N.A. N.A. N.A.
VANGUARD REIT ETF OTHER 922908553 72 1407 SH
OTHER N.A. N.A. N.A.
ABERDEEN ASIA PAC PRIME INC OTHER 003009107 106 15375 SH
SOLE N.A. N.A. N.A.
ISHARES BARCLAYS AGGREGATE BON OTHER 464287226 14199 128955 SH
SOLE N.A. N.A. N.A.
ISHARES BARCLAYS AGGREGATE BON OTHER 464287226 889 8073 SH
OTHER N.A. N.A. N.A.
ISHARES BARCLAYS INTERMEDIATE OTHER 464288612 1419 12765 SH
SOLE N.A. N.A. N.A.
ISHARES BARCLAYS TIPS BOND FUN OTHER 464287176 12338 107940 SH
SOLE N.A. N.A. N.A.
ISHARES BARCLAYS TIPS BOND FUN OTHER 464287176 261 2287 SH
OTHER N.A. N.A. N.A.
ISHARES BARCLAYS 1-3 YEAR CRED OTHER 464288646 4462 42911 SH
SOLE N.A. N.A. N.A.
ISHARES BARCLAYS 1-3 YEAR CRED OTHER 464288646 339 3260 SH
OTHER N.A. N.A. N.A.
ISHARES BARCLAYS 1-3 YEAR TREA OTHER 464287457 8663 102437 SH
SOLE N.A. N.A. N.A.
ISHARES BARCLAYS 1-3 YEAR TREA OTHER 464287457 418 4939 SH
OTHER N.A. N.A. N.A.
TEMPLETON GLOBAL INCOME FD INC OTHER 880198106 274 29033 SH
SOLE N.A. N.A. N.A.