Chief Investment Officer

0000950123-20-008750.txt : 20200814 0000950123-20-008750.hdr.sgml : 20200814 20200814073027 ACCESSION NUMBER: 0000950123-20-008750 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWQ INVESTMENT MANAGEMENT COMPANY, LLC CENTRAL INDEX KEY: 0000763848 IRS NUMBER: 470875103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01474 FILM NUMBER: 201101356 BUSINESS ADDRESS: STREET 1: 2029 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2029 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO LLC DATE OF NAME CHANGE: 20030416 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO /CA/ DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE 0000763848 XXXXXXXX 06-30-2020 06-30-2020 false NWQ INVESTMENT MANAGEMENT COMPANY, LLC

2029 CENTURY PARK EAST 16TH FLOOR LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-01474 N Jon D. Bosse Chief Investment Officer 310.552.5114 /s/ Jon D. Bosse Los Angeles CA 08-14-2020 2 155 2990551 false 1 028-11405 Nuveen Investments, Inc. 2 028-16475 SEI Investments Management Corporation INFORMATION TABLE 2 941.xml INFORMATION TABLE FOR FORM 13F ACTIVISION BLIZZARD INC COM 00507V109 40396 532223 SH DFND 1 523379 0 8844 ADVANCE AUTO PARTS INC COM 00751Y106 28264 198413 SH DFND 1 195114 0 3299 ALAMO GROUP INC COM 011311107 5861 57098 SH DFND 1 57098 0 0 ALBANY INTL CORP CL A 012348108 7942 135274 SH DFND 1 135274 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 16352 100785 SH DFND 1 99692 0 1093 ALPHABET INC CAP STK CL A 02079K305 27539 19420 SH DFND 1 19225 0 195 AMDOCS LTD SHS G02602103 32255 529820 SH DFND 1 523095 0 6725 AMERICAN EAGLE OUTFITTERS IN COM 02553E106 16409 1505415 SH DFND 1 1484844 0 20571 AMERICAN INTL GROUP INC COM NEW 026874784 17862 572855 SH DFND 1 566652 0 6203 AMERIS BANCORP COM 03076K108 9611 407406 SH DFND 1 407406 0 0 ANTHEM INC COM 036752103 42357 161064 SH DFND 1 159140 0 1924 AON PLC SHS CL A G0403H108 21458 111411 SH DFND 1 108989 0 2422 APARTMENT INVT & MGMT CO CL A 03748R754 4911 130460 SH DFND 1 130460 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 15527 389138 SH DFND 1 385404 0 3734 ARES CAPITAL CORP COM 04010L103 8535 590630 SH DFND 1 590630 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 33641 636056 SH DFND 1 636056 0 0 AVERY DENNISON CORP COM 053611109 928 8136 SH DFND 1 8136 0 0 AXIS CAPITAL HOLDINGS LTD SHS G0692U109 30350 748270 SH DFND 1,2 747727 0 543 B. RILEY FINANCIAL INC COM 05580M108 5284 242815 SH DFND 1 235322 0 7493 BAIDU INC SPON ADR REP A 056752108 19145 159687 SH DFND 1,2 159544 0 143 BANC OF CALIFORNIA INC COM 05990K106 2609 240927 SH DFND 1 240927 0 0 BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 13890 569487 SH DFND 1 563306 0 6181 BHP GROUP PLC SPONSORED ADR 05545E209 14726 357853 SH DFND 1,2 355204 0 2649 BIO RAD LABS INC CL A 090572207 31815 70467 SH DFND 1 69204 0 1263 BK OF AMERICA CORP COM 060505104 39225 1651599 SH DFND 1 1632125 0 19474 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 20 14621 PRN DFND 1 14621 0 0 BMC STK HLDGS INC COM 05591B109 9767 388506 SH DFND 1 388506 0 0 BORGWARNER INC COM 099724106 2024 57339 SH DFND 1 57339 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 8004 734996 SH DFND 1 734996 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 73658 1252695 SH DFND 1 1246162 0 6533 BROADCOM INC COM 11135F101 25815 81793 SH DFND 1 81136 0 657 CENTERPOINT ENERGY INC COM 15189T107 28055 1502662 SH DFND 1 1476851 0 25811 CENTERPOINT ENERGY INC DEP RP PFD CV B 15189T503 30 844395 PRN DFND 1 844395 0 0 CHANGE HEALTHCARE INC COM 15912K100 9085 811160 SH DFND 1 794257 0 16903 CHANGE HEALTHCARE INC UNIT 99/99/9999 15912K209 21 486870 PRN DFND 1 486870 0 0 CHENIERE ENERGY INC COM NEW 16411R208 15091 312315 SH DFND 1 307243 0 5072 CHEVRON CORP NEW COM 166764100 29781 333752 SH DFND 1 329560 0 4192 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 3185 75905 SH DFND 1 75698 0 207 CISCO SYS INC COM 17275R102 20135 431713 SH DFND 1 431713 0 0 CITIGROUP INC COM NEW 172967424 58646 1147662 SH DFND 1 1133110 0 14552 CLOUDERA INC COM 18914U100 1647 129508 SH DFND 1 129508 0 0 CNA FINL CORP COM 126117100 4118 128100 SH DFND 1 128100 0 0 COCA COLA CO COM 191216100 23543 526935 SH DFND 1 520944 0 5991 COHERENT INC COM 192479103 5549 42365 SH DFND 1 42365 0 0 COHERUS BIOSCIENCES INC COM 19249H103 4448 249053 SH DFND 1 249053 0 0 COMCAST CORP NEW CL A 20030N101 41913 1075243 SH DFND 1 1063079 0 12164 CREDIT SUISSE GROUP SPONSORED ADR 225401108 1124 109008 SH DFND 1 108897 0 111 DISCOVER FINL SVCS COM 254709108 21421 427649 SH DFND 1 420357 0 7292 DUPONT DE NEMOURS INC COM 26614N102 46274 870960 SH DFND 1 859255 0 11705 EASTERLY GOVT PPTYS INC COM 27616P103 2917 126150 SH DFND 1 126150 0 0 EATON CORP PLC SHS G29183103 18715 213934 SH DFND 1 212575 0 1359 EL POLLO LOCO HLDGS INC COM 268603107 4241 287313 SH DFND 1 287313 0 0 ENERSYS COM 29275Y102 10102 156914 SH DFND 1 156914 0 0 ENTEGRIS INC COM 29362U104 5722 96908 SH DFND 1 96908 0 0 ENTERGY CORP NEW COM 29364G103 17924 191070 SH DFND 1 190049 0 1021 ENTERPRISE PRODS PARTNERS L COM 293792107 13031 717152 SH DFND 1 717152 0 0 EURONET WORLDWIDE INC COM 298736109 1493 15578 SH DFND 1 15578 0 0 EVERCORE INC CLASS A 29977A105 2856 48475 SH DFND 1 48475 0 0 EVEREST RE GROUP LTD COM G3223R108 8040 38992 SH DFND 1 38992 0 0 FABRINET SHS G3323L100 5188 83114 SH DFND 1 83114 0 0 FEDERAL SIGNAL CORP COM 313855108 4850 163127 SH DFND 1 163127 0 0 FIRST HAWAIIAN INC COM 32051X108 1991 115477 SH DFND 1 115477 0 0 FIRST HORIZON NATL CORP COM 320517105 21764 2185135 SH DFND 1 2170728 0 14407 FIRSTENERGY CORP COM 337932107 88325 2277592 SH DFND 1 2256996 0 20596 FISERV INC COM 337738108 22022 225585 SH DFND 1 221731 0 3854 FLEX LTD ORD Y2573F102 19984 1949642 SH DFND 1,2 1947823 0 1819 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 10634 245703 SH DFND 1,2 244941 0 762 GENERAL DYNAMICS CORP COM 369550108 34109 228212 SH DFND 1 226676 0 1536 GENERAL MTRS CO COM 37045V100 29526 1167025 SH DFND 1 1147082 0 19943 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 80031 1962014 SH DFND 1,2 1949304 0 12710 GLOBE LIFE INC COM 37959E102 21738 292847 SH DFND 1 288249 0 4598 GLOBUS MED INC CL A 379577208 4583 96057 SH DFND 1 96057 0 0 HEALTHCARE RLTY TR COM 421946104 13789 470778 SH DFND 1 465452 0 5326 HESS CORP COM 42809H107 13604 262583 SH DFND 1 258514 0 4069 HNI CORP COM 404251100 3396 111089 SH DFND 1 111089 0 0 HOMESTREET INC COM 43785V102 5920 240545 SH DFND 1 240545 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 5912 253407 SH DFND 1 252679 0 728 HUBBELL INC COM 443510607 642 5119 SH DFND 1 5119 0 0 HUNTSMAN CORP COM 447011107 916 50992 SH DFND 1 50992 0 0 IDACORP INC COM 451107106 3303 37809 SH DFND 1 37809 0 0 INCYTE CORP COM 45337C102 19609 188603 SH DFND 1 185435 0 3168 ING GROEP N.V. SPONSORED ADR 456837103 12134 1758508 SH DFND 1,2 1754627 0 3881 INNOSPEC INC COM 45768S105 6509 84254 SH DFND 1 81802 0 2452 ISHARES TR MSCI EAFE ETF 464287465 1176 19326 SH DFND 1 19326 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 536 4757 SH DFND 1 4757 0 0 JACOBS ENGR GROUP INC COM 469814107 1565 18460 SH DFND 1 18460 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 623 5642 SH DFND 1 5642 0 0 JPMORGAN CHASE & CO COM 46625H100 52149 554428 SH DFND 1 547395 0 7033 KENNAMETAL INC COM 489170100 3989 138935 SH DFND 1 138935 0 0 KNIGHT SWIFT TRANSN HLDGS IN CL A 499049104 12251 293717 SH DFND 1 293717 0 0 LANDEC CORP COM 514766104 7109 893126 SH DFND 1 893126 0 0 LIBERTY MEDIA CORP DEB 3.750% 2/1 530715AL5 1312 19300 PRN DFND 1 19300 0 0 LIVANOVA PLC SHS G5509L101 6902 143400 SH DFND 1 141049 0 2351 LOEWS CORP COM 540424108 13663 398449 SH DFND 1 389549 0 8900 LOWES COS INC COM 548661107 7759 57420 SH DFND 1 57420 0 0 MATERION CORP COM 576690101 7724 125620 SH DFND 1 125620 0 0 METHODE ELECTRS INC COM 591520200 5817 186074 SH DFND 1 186074 0 0 MICRON TECHNOLOGY INC COM 595112103 530 10291 SH DFND 1 10291 0 0 MICROSOFT CORP COM 594918104 16734 82227 SH DFND 1 82227 0 0 NATIONAL GRID PLC SPONSORED ADR NE 636274409 9104 149878 SH DFND 1,2 149437 0 441 NEENAH INC COM 640079109 3332 67376 SH DFND 1 67376 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 35 714000 PRN DFND 1 714000 0 0 NORTONLIFELOCK INC COM 668771108 27326 1378004 SH DFND 1 1355362 0 22642 NUTRIEN LTD COM 67077M108 6164 192036 SH DFND 1,2 191473 0 563 NVENT ELECTRIC PLC SHS G6700G107 16162 862889 SH DFND 1 849506 0 13383 OLD REP INTL CORP COM 680223104 13400 821593 SH DFND 1 809706 0 11887 ORACLE CORP COM 68389X105 59499 1076522 SH DFND 1 1062537 0 13985 PACWEST BANCORP DEL COM 695263103 5307 269254 SH DFND 1 269254 0 0 PHILIP MORRIS INTL INC COM 718172109 5898 84179 SH DFND 1 84179 0 0 PINNACLE WEST CAP CORP COM 723484101 926 12638 SH DFND 1 12638 0 0 POSCO SPONSORED ADR 693483109 5518 148982 SH DFND 1 148548 0 434 QORVO INC COM 74736K101 1261 11413 SH DFND 1 11413 0 0 QUANTA SVCS INC COM 74762E102 21069 537068 SH DFND 1 528574 0 8494 QUEST DIAGNOSTICS INC COM 74834L100 22990 201735 SH DFND 1 199555 0 2180 RAMBUS INC DEL COM 750917106 19800 1302618 SH DFND 1 1283459 0 19159 RAYTHEON TECHNOLOGIES CORP COM 75513E101 17468 283478 SH DFND 1 280402 0 3076 RELIANCE STEEL & ALUMINUM CO COM 759509102 1279 13478 SH DFND 1 13478 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 33173 193961 SH DFND 1 191107 0 2854 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 682868 2238912 SH DFND 1,2 2232423 0 6489 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 24912 818115 SH DFND 1,2 817388 0 727 RPT REALTY SH BEN INT 74971D101 6256 898802 SH DFND 1 898802 0 0 SANFILIPPO JOHN B & SON INC COM 800422107 4823 56526 SH DFND 1 56526 0 0 SANOFI SPONSORED ADR 80105N105 11855 232219 SH DFND 1,2 231524 0 695 SAP SE SPON ADR 803054204 6110 43641 SH DFND 1,2 43520 0 121 SEAGATE TECHNOLOGY PLC SHS G7945M107 20887 431466 SH DFND 1 424194 0 7272 SEMPRA ENERGY 6.75% CNV PFD B 816851505 42 426500 PRN DFND 1 426500 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 39542 2046677 SH DFND 1,2 2045277 0 1400 SONOCO PRODS CO COM 835495102 2931 56060 SH DFND 1 56060 0 0 SOUTHERN CO UNIT 08/01/2022 842587602 29 648100 PRN DFND 1 648100 0 0 SPROUTS FMRS MKT INC COM 85208M102 725 28322 SH DFND 1 28322 0 0 STAG INDL INC COM 85254J102 13265 452417 SH DFND 1 445118 0 7299 STATE STR CORP COM 857477103 24967 392879 SH DFND 1 386271 0 6608 STONERIDGE INC COM 86183P102 4732 229032 SH DFND 1 229032 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 20531 1145043 SH DFND 1,2 1134790 0 10253 TAYLOR MORRISON HOME CORP COM 87724P106 8502 440743 SH DFND 1 440743 0 0 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 549 62010 SH DFND 1 62010 0 0 TERADATA CORP DEL COM 88076W103 17070 820689 SH DFND 1 808008 0 12681 TERADYNE INC COM 880770102 14853 175754 SH DFND 1 173014 0 2740 TEREX CORP NEW COM 880779103 3280 174721 SH DFND 1 169470 0 5251 T-MOBILE US INC COM 872590104 16797 161278 SH DFND 1 158615 0 2663 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 28060 223353 SH DFND 1 223157 0 196 TRANE TECHNOLOGIES PLC SHS G8994E103 20977 235749 SH DFND 1 231823 0 3926 TRINITY INDS INC COM 896522109 19625 921813 SH DFND 1 906501 0 15312 TRIPADVISOR INC COM 896945201 11146 586304 SH DFND 1 576455 0 9849 UBS GROUP AG SHS H42097107 24463 2119802 SH DFND 1,2 2117868 0 1934 UNITED THERAPEUTICS CORP DEL COM 91307C102 5038 41637 SH DFND 1 41637 0 0 VIACOMCBS INC CL B 92556H206 6844 293469 SH DFND 1 286691 0 6778 VIASAT INC COM 92552V100 20200 526456 SH DFND 1 519629 0 6827 VISHAY PRECISION GROUP INC COM 92835K103 3748 152475 SH DFND 1 152475 0 0 VISTRA ENERGY CORP COM 92840M102 15427 828498 SH DFND 1 828498 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 16540 390189 SH DFND 1 383443 0 6746 WALMART INC COM 931142103 29486 246172 SH DFND 1 242070 0 4102 WELLS FARGO CO NEW PERP PFD CNV A 949746804 46 35198 PRN DFND 1 35198 0 0 WESTERN ALLIANCE BANCORP COM 957638109 15243 402504 SH DFND 1 398845 0 3659 WSFS FINL CORP COM 929328102 2866 99870 SH DFND 1 99870 0 0