0000950123-19-001900.txt : 20190214
0000950123-19-001900.hdr.sgml : 20190214
20190214084722
ACCESSION NUMBER: 0000950123-19-001900
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
EFFECTIVENESS DATE: 20190214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NWQ INVESTMENT MANAGEMENT COMPANY, LLC
CENTRAL INDEX KEY: 0000763848
IRS NUMBER: 470875103
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-01474
FILM NUMBER: 19601170
BUSINESS ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 16TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: (310) 552-5114
MAIL ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 16TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO LLC
DATE OF NAME CHANGE: 20030416
FORMER COMPANY:
FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO /CA/
DATE OF NAME CHANGE: 19990407
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000763848
XXXXXXXX
12-31-2018
12-31-2018
NWQ Investment Management Company, LLC
2049 Century Park East
16th Floor
Los Angeles
CA
90067
13F HOLDINGS REPORT
028-01474
Y
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
Jon D. Bosse
Chief Investment Officer
310.552.5114
/s/ Jon D. Bosse
Los Angeles
CA
02-14-2019
2
149
4227360
false
1
028-11405
Nuveen Investments, Inc.
2
028-16475
SEI Investments Management Corporation
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ADVANCE AUTO PARTS INC
COM
00751Y106
27325
173533
SH
DFND
1
166072
0
7461
ALAMO GROUP INC
COM
011311107
23133
299182
SH
DFND
1
299182
0
0
ALBANY INTL CORP
CL A
012348108
27925
447305
SH
DFND
1
447305
0
0
ALLERGAN PLC
SHS
G0177J108
37634
281562
SH
DFND
1
268536
0
13026
ALPHABET INC
CAP STK CL A
02079K305
33253
31822
SH
DFND
1
30213
0
1609
AMERICAN INTL GROUP INC
COM NEW
026874784
25266
641116
SH
DFND
1
605653
0
35463
AMERIS BANCORP
COM
03076K108
48344
1526506
SH
DFND
1
1526506
0
0
AON PLC
SHS CL A
G0408V102
39067
268760
SH
DFND
1
257211
0
11549
APARTMENT INVT & MGMT CO
CL A
03748R101
6879
156779
SH
DFND
1
156779
0
0
APOGEE ENTERPRISES INC
COM
037598109
21489
719913
SH
DFND
1
719913
0
0
ARCOSA INC
COM
039653100
13621
491908
SH
DFND
1
468316
0
23592
ARES CAP CORP
COM
04010L103
9280
595628
SH
DFND
1
595628
0
0
ASPEN INSURANCE HOLDINGS LTD
SHS
G05384105
57683
1373726
SH
DFND
1
1373726
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
19148
504164
SH
DFND
1
504164
0
0
ASTRONICS CORP
COM
046433108
25087
823873
SH
DFND
1
823873
0
0
AXIS CAPITAL HOLDINGS LTD
SHS
G0692U109
48907
947083
SH
DFND
1,2
945101
0
1982
B RILEY FINL INC
COM
05580M108
12033
847382
SH
DFND
1
847382
0
0
BANK AMER CORP
COM
060505104
39622
1608039
SH
DFND
1
1531698
0
76341
BANK OF NT BUTTERFIELD&SON L
SHS NEW
G0772R208
58651
1870846
SH
DFND
1
1870809
0
37
BANKUNITED INC
COM
06652K103
30529
1019684
SH
DFND
1
1019684
0
0
BEMIS INC
COM
081437105
46727
1018026
SH
DFND
1
1018026
0
0
BIO RAD LABS INC
CL A
090572207
32781
141163
SH
DFND
1
138075
0
3088
BMC STK HLDGS INC
COM
05591B109
31035
2004821
SH
DFND
1
2004821
0
0
BOISE CASCADE CO DEL
COM
09739D100
11051
463352
SH
DFND
1
463352
0
0
BORGWARNER INC
COM
099724106
22364
643754
SH
DFND
1
619761
0
23993
BRANDYWINE RLTY TR
SH BEN INT NEW
105368203
25466
1978717
SH
DFND
1
1978717
0
0
BROADCOM INC
COM
11135F101
15851
62338
SH
DFND
1
59431
0
2907
CANADIAN NAT RES LTD
COM
136385101
28533
1182486
SH
DFND
1,2
1179898
0
2588
CARRIZO OIL & GAS INC
COM
144577103
41684
3692118
SH
DFND
1
3692118
0
0
CBS CORP NEW
CL B
124857202
20858
477079
SH
DFND
1
454557
0
22522
CENTENNIAL RESOURCE DEV INC
CL A
15136A102
29828
2706672
SH
DFND
1
2706672
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
37965
641405
SH
DFND
1
614451
0
26954
CHEVRON CORP NEW
COM
166764100
44737
411228
SH
DFND
1
397572
0
13656
CHINA PETE & CHEM CORP
SPON ADR H SHS
16941R108
5698
80704
SH
DFND
1
80131
0
573
CIT GROUP INC
COM NEW
125581801
81043
2117670
SH
DFND
1
2044928
0
72742
CITIGROUP INC
COM NEW
172967424
85857
1649202
SH
DFND
1
1594174
0
55028
CITIZENS FINL GROUP INC
COM
174610105
317
10646
SH
DFND
1
10646
0
0
CNA FINL CORP
COM
126117100
12905
292302
SH
DFND
1
292302
0
0
COCA COLA CO
COM
191216100
41493
876300
SH
DFND
1
825867
0
50433
COHERENT INC
COM
192479103
38782
366874
SH
DFND
1
366863
0
11
COLONY CAP INC NEW
CL A COM
19626G108
29124
6223147
SH
DFND
1
5953898
0
269249
CONCHO RES INC
COM
20605P101
14594
141974
SH
DFND
1
133344
0
8630
CREDIT SUISSE GROUP
SPONSORED ADR
225401108
1601
147445
SH
DFND
1
147422
0
23
CYPRESS SEMICONDUCTOR CORP
COM
232806109
28613
2249441
SH
DFND
1
2249301
0
140
DELTA AIR LINES INC DEL
COM NEW
247361702
65608
1314787
SH
DFND
1
1272182
0
42605
DISCOVER FINL SVCS
COM
254709108
44268
750564
SH
DFND
1
718390
0
32174
DOWDUPONT INC
COM
26078J100
52192
975909
SH
DFND
1
946921
0
28988
EATON CORP PLC
SHS
G29183103
9127
132932
SH
DFND
1
132932
0
0
ENERSYS
COM
29275Y102
42039
541667
SH
DFND
1
541667
0
0
ENTEGRIS INC
COM
29362U104
31602
1132893
SH
DFND
1
1132893
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
29394
1195373
SH
DFND
1
1195373
0
0
EQT MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
326
7535
SH
DFND
1
7535
0
0
EQT CORP
COM
26884L109
40414
2139445
SH
DFND
1
2061344
0
78101
EQUITRANS MIDSTREAM CORPORAT
COM
294600101
51482
2571527
SH
DFND
1
2487915
0
83612
EURONET WORLDWIDE INC
COM
298736109
18406
179777
SH
DFND
1
179777
0
0
EVERGY INC
COM
30034W106
14386
253409
SH
DFND
1
253409
0
0
EXXON MOBIL CORP
COM
30231G102
398
5835
SH
DFND
1
5835
0
0
FIRST DATA CORP NEW
COM CL A
32008D106
47674
2819298
SH
DFND
1
2700981
0
118317
FIRST HORIZON NATL CORP
COM
320517105
53686
4079447
SH
DFND
1
4002889
0
76558
FIRSTENERGY CORP
COM
337932107
101773
2710326
SH
DFND
1
2635518
0
74808
FLEX LTD
ORD
Y2573F102
22279
2927657
SH
DFND
1,2
2920140
0
7517
FOOT LOCKER INC
COM
344849104
52685
990324
SH
DFND
1
950608
0
39716
GENERAL MTRS CO
COM
37045V100
57416
1716482
SH
DFND
1
1641287
0
75195
GILEAD SCIENCES INC
COM
375558103
43763
699641
SH
DFND
1
679627
0
20014
GLATFELTER
COM
377316104
32283
3307723
SH
DFND
1
3307723
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
28074
1882869
SH
DFND
1
1832222
0
50647
GP STRATEGIES CORP
COM
36225V104
14790
1172916
SH
DFND
1
1172916
0
0
HAVERTY FURNITURE INC
COM
419596101
4979
265141
SH
DFND
1
265141
0
0
HESS CORP
COM
42809H107
42723
1054887
SH
DFND
1
1008256
0
46631
HNI CORP
COM
404251100
14992
423134
SH
DFND
1
423134
0
0
HOMESTREET INC
COM
43785V102
37471
1764997
SH
DFND
1
1764997
0
0
HOOKER FURNITURE CORP
COM
439038100
38212
1450712
SH
DFND
1
1450712
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
13529
329091
SH
DFND
1
326614
0
2477
ING GROEP N V
SPONSORED ADR
456837103
38451
3607010
SH
DFND
1,2
3500092
0
106918
INGERSOLL-RAND PLC
SHS
G47791101
39077
428340
SH
DFND
1
409546
0
18794
INNOSPEC INC
COM
45768S105
10781
174562
SH
DFND
1
174562
0
0
INTEGRATED DEVICE TECHNOLOGY
COM
458118106
36896
761834
SH
DFND
1
761834
0
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
1438
13804
SH
DFND
1
12522
0
1282
ISHARES TR
CORE S&P US VLU
464287663
17986
366396
SH
DFND
1
366396
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
62926
566647
SH
DFND
1
548913
0
17734
ISHARES TR
MSCI EAFE ETF
464287465
36420
619603
SH
DFND
1
618180
0
1423
ISHARES TR
RUS 2000 VAL ETF
464287630
795
7390
SH
DFND
1
7390
0
0
JACOBS ENGR GROUP INC DEL
COM
469814107
3474
59429
SH
DFND
1
59429
0
0
JPMORGAN CHASE & CO
COM
46625H100
77313
791978
SH
DFND
1
761635
0
30343
KAISER ALUMINUM CORP
COM PAR $0.01
483007704
22465
251594
SH
DFND
1
251594
0
0
KNIGHT SWIFT TRANSN HLDGS IN
CL A
499049104
34248
1366094
SH
DFND
1
1366094
0
0
LANDEC CORP
COM
514766104
43052
3636152
SH
DFND
1
3636152
0
0
LATTICE SEMICONDUCTOR CORP
COM
518415104
11205
1619183
SH
DFND
1
1619183
0
0
LIBERTY MEDIA CORP
DEB 3.750% 2/1
530715AL5
756
11450
PRN
DFND
1
11450
0
0
LIVANOVA PLC
SHS
G5509L101
30523
333690
SH
DFND
1
333668
0
22
LOEWS CORP
COM
540424108
24616
540764
SH
DFND
1
520285
0
20479
LOUISIANA PAC CORP
COM
546347105
9461
425807
SH
DFND
1
425807
0
0
MATERION CORP
COM
576690101
8565
190386
SH
DFND
1
190386
0
0
MEDEQUITIES RLTY TR INC
COM
58409L306
3696
540399
SH
DFND
1
540399
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
62825
680071
SH
DFND
1
680038
0
33
METHODE ELECTRS INC
COM
591520200
19328
829885
SH
DFND
1
829885
0
0
MGM GROWTH PPTYS LLC
CL A COM
55303A105
14327
542500
SH
DFND
1
542500
0
0
MICRON TECHNOLOGY INC
COM
595112103
372
11725
SH
DFND
1
11725
0
0
MICROSOFT CORP
COM
594918104
13167
129637
SH
DFND
1
129637
0
0
NEENAH INC
COM
640079109
16163
274328
SH
DFND
1
274328
0
0
NEXTERA ENERGY INC
UNIT 09/01/2019
65339F820
27552
478001
PRN
DFND
1
478001
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
18637
303637
SH
DFND
1
286475
0
17162
ORACLE CORP
COM
68389X105
88066
1950511
SH
DFND
1
1889751
0
60760
PACWEST BANCORP DEL
COM
695263103
24483
735665
SH
DFND
1
735665
0
0
PARSLEY ENERGY INC
CL A
701877102
6219
389156
SH
DFND
1
389156
0
0
PDC ENERGY INC
COM
69327R101
32518
1092683
SH
DFND
1
1092683
0
0
PHILIP MORRIS INTL INC
COM
718172109
34078
510455
SH
DFND
1
492456
0
17999
POSCO
SPONSORED ADR
693483109
2710
49329
SH
DFND
1
48202
0
1127
POTLATCHDELTIC CORPORATION
COM
737630103
4674
147713
SH
DFND
1
147713
0
0
QORVO INC
COM
74736K101
1909
31436
SH
DFND
1
31436
0
0
QUANTA SVCS INC
COM
74762E102
46934
1559264
SH
DFND
1
1559264
0
0
RAYTHEON CO
COM NEW
755111507
23273
151765
SH
DFND
1
143144
0
8621
REINSURANCE GROUP AMER INC
COM NEW
759351604
3235
23066
SH
DFND
1
23066
0
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
4886
68653
SH
DFND
1
68653
0
0
RENAISSANCERE HOLDINGS LTD
COM
G7496G103
113264
847150
SH
DFND
1
831440
0
15710
ROYAL BK SCOTLAND GROUP PLC
SPONS ADR 2 ORD
780097689
12084
2161703
SH
DFND
1,2
2147463
0
14240
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
38983
650374
SH
DFND
1,2
648782
0
1592
RPT REALTY
COM SH BEN INT
74971D101
44905
3757762
SH
DFND
1
3757762
0
0
SANOFI
SPONSORED ADR
80105N105
16310
375726
SH
DFND
1,2
373179
0
2547
SAP SE
SPON ADR
803054204
9073
91136
SH
DFND
1,2
90523
0
613
SCHLUMBERGER LTD
COM
806857108
8926
247381
SH
DFND
1
228957
0
18424
SEMPRA ENERGY
6.75% CNV PFD B
816851505
33291
345200
PRN
DFND
1
345200
0
0
SK TELECOM LTD
SPONSORED ADR
78440P108
47325
1765842
SH
DFND
1,2
1761586
0
4256
SNAP ON INC
COM
833034101
1953
13441
SH
DFND
1
13441
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
3556
11750
SH
DFND
1
11750
0
0
STATE STR CORP
COM
857477103
706
11200
SH
DFND
1
11200
0
0
STONERIDGE INC
COM
86183P102
22746
922768
SH
DFND
1
922768
0
0
SUNCOR ENERGY INC NEW
COM
867224107
45517
1627361
SH
DFND
1
1574497
0
52864
SYMANTEC CORP
COM
871503108
15009
794529
SH
DFND
1
744334
0
50195
SYNCHRONY FINL
COM
87165B103
38386
1636238
SH
DFND
1
1565625
0
70613
TAYLOR MORRISON HOME CORP
CL A
87724P106
44552
2801984
SH
DFND
1
2801906
0
78
TELEFONICA BRASIL SA
SPONSORED ADR
87936R106
3333
72104
SH
DFND
1
72104
0
0
TENARIS S A
SPONSORED ADR
88031M109
9462
443810
SH
DFND
1,2
440439
0
3371
TERADYNE INC
COM
880770102
30193
962163
SH
DFND
1
924099
0
38064
TEREX CORP NEW
COM
880779103
5872
212983
SH
DFND
1
212983
0
0
TEXAS CAPITAL BANCSHARES INC
COM
88224Q107
23516
460284
SH
DFND
1
460284
0
0
TOTAL S A
SPONSORED ADR
89151E109
3284
72555
SH
DFND
1
72555
0
0
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
41475
357296
SH
DFND
1
356372
0
924
TRI POINTE GROUP INC
COM
87265H109
38860
3555366
SH
DFND
1
3555225
0
141
TRINITY INDS INC
COM
896522109
32593
1582930
SH
DFND
1
1511021
0
71909
TURKCELL ILETISIM HIZMETLERI
SPON ADR NEW
900111204
6116
1088334
SH
DFND
1
1082385
0
5949
UBS GROUP AG
SHS
H42097107
30697
2479603
SH
DFND
1
2472827
0
6776
UNUM GROUP
COM
91529Y106
33340
1134780
SH
DFND
1
1082775
0
52005
VIACOM INC NEW
CL B
92553P201
35134
1367100
SH
DFND
1
1315622
0
51478
VIASAT INC
COM
92552V100
23392
396807
SH
DFND
1
384103
0
12704
VISTRA ENERGY CORP
UNIT 02/02/2024
92840M300
15725
172400
PRN
DFND
1
172400
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
13727
10878
PRN
DFND
1
10878
0
0
WELLS FARGO CO NEW
COM
949746101
24107
523152
SH
DFND
1
491515
0
31637
WESTERN ALLIANCE BANCORP
COM
957638109
60693
1536927
SH
DFND
1
1536887
0
40