Chief Investment Officer

0000909012-15-000216.txt : 20150514 0000909012-15-000216.hdr.sgml : 20150514 20150514150724 ACCESSION NUMBER: 0000909012-15-000216 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150514 DATE AS OF CHANGE: 20150514 EFFECTIVENESS DATE: 20150514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWQ INVESTMENT MANAGEMENT COMPANY, LLC CENTRAL INDEX KEY: 0000763848 IRS NUMBER: 470875103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01474 FILM NUMBER: 15862320 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO LLC DATE OF NAME CHANGE: 20030416 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO /CA/ DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000763848 XXXXXXXX 03-31-2015 03-31-2015 NWQ INVESTMENT MANAGEMENT COMPANY, LLC

2049 CENTURY PARK EAST 16TH FLOOR LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-01474 N Jon D. Bosse Chief Investment Officer 310 552 5114 /s/ JON D. BOSSE Los Angeles CA 05-13-2015 1 155 8018797 false 1 028-11405 Nuveen Investments, Inc. INFORMATION TABLE 2 aci_13f.xml AbbVie Inc COM 00287Y109 107655 1839012 SH DFND 1 1805831 0 33181 Abengoa Yield plc ORD SHS G00349103 1672 49525 SH DFND 1 49525 0 0 Agrium Inc COM 008916108 89305 856479 SH DFND 1 841305 0 15174 Albany International Corp CL A 012348108 67622 1701197 SH DFND 1 1700779 0 418 American International Group Inc COM NEW 026874784 4907 89576 SH DFND 1 89460 0 116 Analog Devices Inc COM 032654105 4171 66210 SH DFND 1 66210 0 0 Analogic Corp COM PAR $0.05 032657207 48224 530517 SH DFND 1 530517 0 0 Aon PLC SHS CL A G0408V102 146772 1526973 SH DFND 1 1497785 0 29188 Apache Corp COM 037411105 60828 1008256 SH DFND 1 991188 0 17068 Ares Capital Corp COM 04010L103 10890 634263 SH DFND 1 634263 0 0 Arlington Asset Investment Corp CL A NEW 041356205 4962 206248 SH DFND 1 206248 0 0 Ashford Hospitality Trust Inc 9% CUM PFD SER E 044103505 5616 211138 SH DFND 1 211138 0 0 AstraZeneca PLC SPONSORED ADR 046353108 3576 52265 SH DFND 1 52265 0 0 Astronics Corp COM 046433108 48000 651289 SH DFND 1 651125 0 164 Avery Dennison Corp COM 053611109 42349 800403 SH DFND 1 800067 0 336 Aviva PLC ADR 05382A104 2742 169620 SH DFND 1 169620 0 0 Axis Capital Holdings Ltd SHS G0692U109 40794 790894 SH DFND 1 790427 0 467 Bank of America Corp COM 060505104 49951 3245680 SH DFND 1 3181084 0 64596 Bank of New York Mellon Corp/The COM 064058100 7126 177100 SH DFND 1 177100 0 0 Barclays PLC ADR 06738E204 2291 157285 SH DFND 1 157285 0 0 Bio-Rad Laboratories Inc CL A 090572207 70543 521847 SH DFND 1 521545 0 302 Boise Cascade Co COM 09739D100 18775 501206 SH DFND 1 501206 0 0 Brandywine Realty Trust SH BEN INT NEW 105368203 93864 5873864 SH DFND 1 5872279 0 1585 Bruker Corp COM 116794108 31417 1700988 SH DFND 1 1699891 0 1097 CA Inc COM 12673P105 87202 2674096 SH DFND 1 2628721 0 45375 Capital Bank Financial Corp CL A COM 139794101 61218 2217264 SH DFND 1 2216730 0 534 Caterpillar Inc COM 149123101 5169 64600 SH DFND 1 64600 0 0 Caterpillar Inc COM 149123101 5017 62700 SH Call DFND 1 62700 0 0 Cisco Systems Inc COM 17275R102 87641 3184076 SH DFND 1 3124920 0 59156 CIT Group Inc COM NEW 125581801 112179 2486228 SH DFND 1 2443106 0 43122 Citigroup Inc COM NEW 172967424 214690 4167132 SH DFND 1 4090825 0 76307 Clearwater Paper Corp COM 18538R103 18335 280796 SH DFND 1 280607 0 189 Coherent Inc COM 192479103 118381 1822380 SH DFND 1 1821751 0 629 Copa Holdings SA CL A P31076105 39380 390023 SH DFND 1 383915 0 6108 CVS Health Corp COM 126650100 121133 1173665 SH DFND 1 1152804 0 20861 Deltic Timber Corp COM 247850100 33162 500569 SH DFND 1 500401 0 168 Discover Financial Services COM 254709108 127964 2270889 SH DFND 1 2230988 0 39901 eBay Inc COM 278642103 115362 2000045 SH DFND 1 1966167 0 33878 Elizabeth Arden Inc COM 28660G106 60456 3875424 SH DFND 1 3874340 0 1084 EnerSys COM 29275Y102 46358 721649 SH DFND 1 721465 0 184 Entegris Inc COM 29362U104 31844 2326111 SH DFND 1 2326111 0 0 Euronet Worldwide Inc COM 298736109 27398 466360 SH DFND 1 466217 0 143 Express Inc COM 30219E103 30153 1824164 SH DFND 1 1823438 0 726 Exxon Mobil Corp COM 30231G102 579 6815 SH DFND 1 6815 0 0 FBR & Co COM NEW 30247C400 19623 849150 SH DFND 1 849015 0 135 Ford Motor Co COM PAR $0.01 345370860 96258 5963982 SH DFND 1 5871950 0 92032 Ford Motor Co COM PAR $0.01 345370860 5739 355600 SH Call DFND 1 355600 0 0 Forestar Group Inc COM 346233109 81338 5157783 SH DFND 1 5156109 0 1674 General Electric Co COM 369604103 74754 3013077 SH DFND 1 2956370 0 56707 General Motors Co COM 37045V100 166213 4432358 SH DFND 1 4353133 0 79225 Gilead Sciences Inc COM 375558103 11098 113100 SH DFND 1 113100 0 0 Gilead Sciences Inc COM 375558103 5416 55200 SH Call DFND 1 55200 0 0 GlaxoSmithKline PLC SPONSORED ADR 37733W105 21061 456380 SH DFND 1 456380 0 0 Google Inc CL A 38259P508 47518 85665 SH DFND 1 83798 0 1867 GP Strategies Corp COM 36225V104 30785 832052 SH DFND 1 832052 0 0 GSI Group Inc COM NEW 36191C205 35178 2641021 SH DFND 1 2641021 0 0 Hannon Armstrong Sustainable Infrastructure Capital Inc COM 41068X100 2893 158295 SH DFND 1 158295 0 0 Hartford Financial Services Group Inc/The COM 416515104 80807 1932276 SH DFND 1 1898465 0 33811 Hercules Technology Growth Capital Inc COM 427096508 5455 404700 SH DFND 1 404700 0 0 Hilton Worldwide Holdings Inc COM 43300A104 72189 2437177 SH DFND 1 2382317 0 54860 HomeStreet Inc COM 43785V102 6395 349081 SH DFND 1 349081 0 0 Hooker Furniture Corp COM 439038100 35138 1844546 SH DFND 1 1844546 0 0 ICF International Inc COM 44925C103 11417 279494 SH DFND 1 279313 0 181 Impax Laboratories Inc COM 45256B101 43876 936127 SH DFND 1 935868 0 259 ING Groep NV SPONSORED ADR 456837103 4589 314155 SH DFND 1 314155 0 0 Ingersoll-Rand PLC SHS G47791101 107067 1572673 SH DFND 1 1545557 0 27116 Inland Real Estate Corp REDM PFD SER B 457461507 1793 70424 SH DFND 1 70424 0 0 Integrated Device Technology Inc COM 458118106 28686 1432891 SH DFND 1 1432891 0 0 Intelsat SA MAN CONV JR PFD L5140P119 1898 54550 PRN DFND 1 54550 0 0 Inter Parfums Inc COM 458334109 48306 1480879 SH DFND 1 1480471 0 408 Interpublic Group of Cos Inc/The COM 460690100 123653 5590137 SH DFND 1 5503660 0 86477 iShares iBoxx $ Investment Grade Corporate Bond ETF IBOXX INV CP ETF 464287242 23178 190441 SH DFND 1 175238 0 15203 iShares US Preferred Stock ETF U.S. PFD STK ETF 464288687 3008 75000 SH DFND 1 75000 0 0 Jazz Pharmaceuticals PLC SHS USD G50871105 11200 64824 SH DFND 1 64782 0 42 JDS Uniphase Corp COM PAR $0.001 46612J507 9535 726776 SH DFND 1 726263 0 513 JPMorgan Chase & Co COM 46625H100 155230 2562407 SH DFND 1 2518683 0 43724 Kimball Electronics Inc COM 49428J109 3807 269278 SH DFND 1 269278 0 0 Koninklijke Philips NV NY REG SH NEW 500472303 4956 174910 SH DFND 1 174910 0 0 Laclede Group Inc/The COM 505597104 62950 1229018 SH DFND 1 1228663 0 355 Landec Corp COM 514766104 21339 1529680 SH DFND 1 1529680 0 0 Lattice Semiconductor Corp COM 518415104 74845 11805312 SH DFND 1 11802033 0 3279 La-Z-Boy Inc COM 505336107 12949 460667 SH DFND 1 460364 0 303 Loews Corp COM 540424108 84412 2067410 SH DFND 1 2028939 0 38471 Louisiana-Pacific Corp COM 546347105 49873 3020831 SH DFND 1 3019923 0 908 Marten Transport Ltd COM 573075108 73135 3152375 SH DFND 1 3151488 0 887 Marvell Technology Group Ltd ORD G5876H105 5023 341733 SH DFND 1 341487 0 246 Materion Corp COM 576690101 54350 1414281 SH DFND 1 1413944 0 337 Merck & Co Inc COM 58933Y105 4384 76286 SH DFND 1 76286 0 0 MetLife Inc COM 59156R108 113944 2254102 SH DFND 1 2210910 0 43192 Microchip Technology Inc COM 595017104 3270 66875 SH DFND 1 66875 0 0 MICROCHIP TECHNOLOGY INC APRIL CALL 50 COM 595017103 3256 66600 SH Call DFND 1 66600 0 0 Microsemi Corp COM 595137100 113507 3206428 SH DFND 1 3205508 0 920 Microsoft Corp COM 594918104 116130 2856486 SH DFND 1 2812706 0 43780 Mitel Networks Corp COM 60671Q104 78299 7699067 SH DFND 1 7696732 0 2335 Mitsubishi UFJ Financial Group Inc SPONSORED ADR 606822104 64 10316 SH DFND 1 10316 0 0 MKS Instruments Inc COM 55306N104 9294 274904 SH DFND 1 274841 0 63 National CineMedia Inc COM 635309107 1166 77282 SH DFND 1 77282 0 0 Navios Maritime Holdings Inc SPON ADR PFD H 63938Y308 3972 189161 SH DFND 1 189161 0 0 Neenah Paper Inc COM 640079109 30285 484265 SH DFND 1 484265 0 0 New Residential Investment Corp COM NEW 64828T201 6401 425924 SH DFND 1 425924 0 0 Nippon Telegraph & Telephone Corp SPONSORED ADR 654624105 8773 284655 SH DFND 1 284655 0 0 NorthStar Realty Finance Corp COM NEW 66704R704 5897 325475 SH DFND 1 325475 0 0 Norwegian Cruise Line Holdings Ltd SHS G66721104 41782 773599 SH DFND 1 758080 0 15519 NRG Energy Inc COM NEW 629377508 105490 4187778 SH DFND 1 4115837 0 71941 Occidental Petroleum Corp COM 674599105 139828 1915455 SH DFND 1 1881802 0 33653 Oracle Corp COM 68389X105 162896 3775116 SH DFND 1 3716618 0 58498 Orbital ATK Inc COM 68557N103 57087 744982 SH DFND 1 744762 0 220 PACCAR Inc COM 693718108 89376 1415524 SH DFND 1 1393428 0 22096 PacWest Bancorp COM 695263103 77818 1659600 SH DFND 1 1659096 0 504 Paramount Group Inc COM 69924R108 16266 842811 SH DFND 1 842726 0 85 PennyMac Mortgage Investment Trust COM 70931T103 14723 691588 SH DFND 1 691502 0 86 Pfizer Inc COM 717081103 206218 5927532 SH DFND 1 5833299 0 94233 Pfizer Inc COM 717081103 5684 163400 SH Call DFND 1 163400 0 0 PH Glatfelter Co COM 377316104 98497 3577811 SH DFND 1 3576784 0 1027 Philip Morris International Inc COM 718172109 37948 503759 SH DFND 1 493842 0 9917 Phillips 66 COM 718546104 106066 1349449 SH DFND 1 1328353 0 21096 Phillips 66 COM 718546104 5352 68100 SH Call DFND 1 68100 0 0 Pinnacle West Capital Corp COM 723484101 27978 438883 SH DFND 1 438593 0 290 PNC Financial Services Group Inc/The COM 693475105 77909 835583 SH DFND 1 818908 0 16675 PrivateBancorp Inc COM 742962103 46613 1325364 SH DFND 1 1325004 0 360 Rambus Inc COM 750917106 21616 1718983 SH DFND 1 1717836 0 1147 Ramco-Gershenson Properties Trust COM SH BEN INT 751452202 48606 2613252 SH DFND 1 2612439 0 813 Raytheon Co COM NEW 755111507 80570 737484 SH DFND 1 722670 0 14814 Redwood Trust Inc COM 758075402 10281 575355 SH DFND 1 575288 0 67 Reinsurance Group of America Inc COM NEW 759351604 41860 449191 SH DFND 1 448987 0 204 Royal Dutch Shell PLC SPONS ADR A 780259206 124056 2079748 SH DFND 1 2045574 0 34174 Sagent Pharmaceuticals Inc COM 786692103 1682 72373 SH DFND 1 72373 0 0 Sanofi SPONSORED ADR 80105N105 194176 3927517 SH DFND 1 3864328 0 63189 Seagate Technology PLC SHS G7945M107 11352 218200 SH DFND 1 218200 0 0 Seagate Technology PLC SHS G7945M107 5395 103700 SH Call DFND 1 103700 0 0 Stonemor Partners LP COM UNITS 86183Q100 2095 72725 SH DFND 1 72725 0 0 Stoneridge Inc COM 86183P102 35402 3135746 SH DFND 1 3135746 0 0 Suncor Energy Inc COM 867224107 75074 2566665 SH DFND 1 2519751 0 46914 Target Corp COM 87612E106 113534 1383390 SH DFND 1 1359431 0 23959 Telefonaktiebolaget LM Ericsson ADR B SEK 10 294821608 6262 499040 SH DFND 1 499040 0 0 Teradyne Inc COM 880770102 165835 8797643 SH DFND 1 8694081 0 103562 Terex Corp COM 880779103 11975 450388 SH DFND 1 450312 0 76 Teva Pharmaceutical Industries Ltd ADR 881624209 228583 3669079 SH DFND 1 3609454 0 59625 Time Warner Inc COM NEW 887317303 100878 1194677 SH DFND 1 1170027 0 24650 TOTAL SA SPONSORED ADR 89151E109 2876 57915 SH DFND 1 57915 0 0 TPG Specialty Lending Inc COM 87265K102 5595 325102 SH DFND 1 325102 0 0 TreeHouse Foods Inc COM 89469A104 80048 941524 SH DFND 1 941249 0 275 TRI Pointe Homes Inc COM 87265H109 52994 3434531 SH DFND 1 3433612 0 919 UBS Group AG SHS H42097107 250 13345 SH DFND 1 13345 0 0 UMH Properties Inc CV RED PFD-A 903002202 321 12393 SH DFND 1 12393 0 0 Union Pacific Corp COM 907818108 89620 827445 SH DFND 1 809597 0 17848 United Parcel Service Inc CL B 911312106 7173 74000 SH DFND 1 74000 0 0 Unum Group COM 91529Y106 202296 5997511 SH DFND 1 5903828 0 93683 Urstadt Biddle Properties Inc PFD-G CV 6.75% 917286809 758 28725 SH DFND 1 28725 0 0 VeriFone Systems Inc COM 92342Y109 20118 576629 SH DFND 1 576268 0 361 Viacom Inc CL B 92553P201 147543 2160221 SH DFND 1 2124764 0 35457 Waste Management Inc COM 94106L109 325 6002 SH DFND 1 5954 0 48 Wells Fargo & Co COM 949746101 121324 2230230 SH DFND 1 2189122 0 41108 Western Alliance Bancorp COM 957638109 65042 2194406 SH DFND 1 2193792 0 614 Weyerhaeuser Co COM 962166104 503 15189 SH DFND 1 15054 0 135