0000909012-15-000111.txt : 20150213 0000909012-15-000111.hdr.sgml : 20150213 20150213150228 ACCESSION NUMBER: 0000909012-15-000111 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150213 DATE AS OF CHANGE: 20150213 EFFECTIVENESS DATE: 20150213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NWQ INVESTMENT MANAGEMENT COMPANY, LLC CENTRAL INDEX KEY: 0000763848 IRS NUMBER: 470875103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-01474 FILM NUMBER: 15613193 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: (310) 552-5114 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 16TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO LLC DATE OF NAME CHANGE: 20030416 FORMER COMPANY: FORMER CONFORMED NAME: NWQ INVESTMENT MANAGEMENT CO /CA/ DATE OF NAME CHANGE: 19990407 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000763848 XXXXXXXX 12-31-2014 12-31-2014 NWQ INVESTMENT MANAGEMENT COMPANY, LLC
2049 CENTURY PARK EAST 16TH FLOOR LOS ANGELES CA 90067
13F HOLDINGS REPORT 028-01474 N
Jon D. Bosse Chief Investment Officer 310 712 4000 /s/ JON D. BOSSE Los Angeles CA 02-13-2015 1 172 8333839 false 1 028-11405 Nuveen Investments, Inc.
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Inc DEP SHS 101119303 2472 98900 SH DFND 1 98900 0 0 Brandywine Realty Trust SH BEN INT NEW 105368203 86090 5387401 SH DFND 1 5385874 0 1527 Bruker Corp COM 116794108 33322 1698398 SH DFND 1 1697301 0 1097 CA Inc COM 12673P105 167098 5487624 SH DFND 1 5382271 0 105353 Canadian Natural Resources Ltd COM 136385101 82945 2686062 SH DFND 1 2631139 0 54923 Capital Bank Financial Corp CL A COM 139794101 51607 1925636 SH DFND 1 1925217 0 419 Capital One Financial Corp COM 14040H105 107317 1300030 SH DFND 1 1274436 0 25594 Cisco Systems Inc COM 17275R102 97083 3490326 SH DFND 1 3416885 0 73441 CIT Group Inc COM NEW 125581801 105607 2207981 SH DFND 1 2165450 0 42531 Citigroup Inc COM NEW 172967424 227641 4207011 SH DFND 1 4122984 0 84027 Clearwater Paper Corp COM 18538R103 22007 321046 SH DFND 1 320835 0 211 Coherent Inc COM 192479103 109545 1804112 SH DFND 1 1803367 0 745 Copa Holdings SA CL A P31076105 41872 404020 SH DFND 1 396499 0 7521 Cushing Royalty & Income Fund/The COM SH BEN INT 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Inc COM 346233109 77432 5028086 SH DFND 1 5026412 0 1674 General Electric Co COM 369604103 3122 123576 SH DFND 1 123576 0 0 General Motors Co COM 37045V100 172562 4943069 SH DFND 1 4845161 0 97908 GlaxoSmithKline PLC SPONSORED ADR 37733W105 8745 204625 SH DFND 1 204625 0 0 GP Strategies Corp COM 36225V104 24878 733226 SH DFND 1 733226 0 0 GSI Group Inc COM NEW 36191C205 33949 2306322 SH DFND 1 2306322 0 0 Hannon Armstrong Sustainable Infrastructure Capital Inc COM 41068X100 5880 413277 SH DFND 1 413277 0 0 Hartford Financial Services Group Inc/The COM 416515104 193146 4632930 SH DFND 1 4544587 0 88343 Hercules Technology Growth Capital Inc COM 427096508 4980 334710 SH DFND 1 334710 0 0 Hilton Worldwide Holdings Inc COM 43300A104 49750 1906881 SH DFND 1 1860608 0 46273 HomeStreet Inc COM 43785V102 4788 275018 SH DFND 1 275018 0 0 Hooker Furniture Corp COM 439038100 28963 1686869 SH DFND 1 1686869 0 0 Impax Laboratories Inc COM 45256B101 28703 906043 SH DFND 1 905569 0 474 ING Groep NV SPONSORED ADR 456837103 4585 353575 SH DFND 1 353575 0 0 Ingersoll-Rand PLC SHS G47791101 112656 1777197 SH DFND 1 1743385 0 33812 Inland Real Estate Corp REDM PFD SER B 457461507 2145 84494 SH DFND 1 84494 0 0 Integrated Device Technology Inc COM 458118106 40167 2049345 SH DFND 1 2049345 0 0 Intelsat SA MAN CONV JR PFD L5140P119 2751 58550 PRN DFND 1 58550 0 0 Inter Parfums Inc COM 458334109 43841 1597146 SH DFND 1 1596619 0 527 Interpublic Group of Cos Inc/The COM 460690100 154017 7415392 SH DFND 1 7284176 0 131216 iShares Core US Value ETF CORE US VAL ETF 464287663 2897 21225 SH DFND 1 21225 0 0 iShares iBoxx $ High Yield Corporate Bond ETF IBOXX HI YD ETF 464288513 5656 63125 SH DFND 1 63125 0 0 iShares iBoxx $ Investment Grade Corporate Bond ETF IBOXX INV CP ETF 464287242 24028 201228 SH DFND 1 184687 0 16541 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 218 3585 SH DFND 1 3316 0 269 iShares Russell 1000 Value ETF RUS 1000 VAL ETF 464287598 18391 176162 SH DFND 1 172296 0 3866 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83828 SH DFND 1 83828 0 0 MetLife Inc COM 59156R108 128044 2367247 SH DFND 1 2314452 0 52795 MFS Intermediate Income Trust SH BEN INT 55273C107 4934 1032378 SH DFND 1 1032378 0 0 Microchip Technology Inc COM 595017104 3211 71200 SH DFND 1 71200 0 0 Microsemi Corp COM 595137100 101445 3574554 SH DFND 1 3573389 0 1165 Microsoft Corp COM 594918104 193283 4161108 SH DFND 1 4085852 0 75256 Mitel Networks Corp COM 60671Q104 70504 6595414 SH DFND 1 6593178 0 2236 MKS Instruments Inc COM 55306N104 11058 302147 SH DFND 1 302045 0 102 Monsanto Co COM 61166W101 3300 27625 SH DFND 1 27625 0 0 National CineMedia Inc COM 635309107 2118 147425 SH DFND 1 147425 0 0 Navios Maritime Holdings Inc SPON ADR PFD H 63938Y308 4031 218505 SH DFND 1 218505 0 0 Navios Maritime Holdings Inc SPN ADR RP PFD G 63938Y100 815 42949 SH DFND 1 42949 0 0 Neenah Paper Inc COM 640079109 24234 402091 SH DFND 1 402091 0 0 New Residential Investment Corp COM NEW 64828T201 6414 502336 SH DFND 1 502336 0 0 Nippon Telegraph & 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1551 206300 SH DFND 1 206300 0 0 Royal Dutch Shell PLC SPONS ADR A 780259206 101343 1513725 SH DFND 1 1485649 0 28076 Sagent Pharmaceuticals Inc COM 786692103 13195 525491 SH DFND 1 525491 0 0 Sanofi SPONSORED ADR 80105N105 134181 2941923 SH DFND 1 2887729 0 54194 SPDR S&P MidCap 400 ETF Trust UTSER1 S&PDCRP 78467Y107 868 3291 SH DFND 1 3291 0 0 Stonemor Partners LP COM UNITS 86183Q100 2770 107525 SH DFND 1 107525 0 0 Stoneridge Inc COM 86183P102 34896 2713547 SH DFND 1 2713547 0 0 Suncor Energy Inc COM 867224107 3050 95975 SH DFND 1 95975 0 0 Talisman Energy Inc COM 87425E103 136069 17378001 SH DFND 1 17038743 0 339258 Target Corp COM 87612E106 138723 1827472 SH DFND 1 1791881 0 35591 TCP Capital Corp COM 87238Q103 4271 254556 SH DFND 1 254556 0 0 Telefonaktiebolaget LM Ericsson ADR B SEK 10 294821608 6275 518600 SH DFND 1 518600 0 0 Tenneco Inc COM 880349105 3226 57000 SH DFND 1 57000 0 0 Teradyne Inc COM 880770102 185233 9359943 SH DFND 1 9233046 0 126897 Teva Pharmaceutical Industries Ltd ADR 881624209 230683 4011187 SH DFND 1 3937518 0 73669 Time Warner Inc COM NEW 887317303 111571 1306154 SH DFND 1 1275475 0 30679 Total SA SPONSORED ADR 89151E109 4677 91365 SH DFND 1 91365 0 0 TPG Specialty Lending Inc COM 87265K102 1510 89802 SH DFND 1 89802 0 0 TreeHouse Foods Inc COM 89469A104 70443 823608 SH DFND 1 823343 0 265 TRI Pointe Homes Inc COM 87265H109 36404 2387164 SH DFND 1 2386405 0 759 TriplePoint Venture Growth BDC Corp COM 89677Y100 3713 250066 SH DFND 1 250066 0 0 UMH Properties Inc CV RED PFD-A 903002202 1022 38720 SH DFND 1 38720 0 0 Union Pacific Corp COM 907818108 107923 905929 SH DFND 1 883866 0 22063 UnitedHealth Group Inc COM 91324P102 683 6765 SH DFND 1 6765 0 0 Unum Group COM 91529Y106 198848 5700925 SH DFND 1 5598742 0 102183 Urstadt Biddle Properties Inc PFD-G CV 6.75% 917286809 1073 41720 SH DFND 1 41720 0 0 VeriFone Systems Inc COM 92342Y109 24205 650686 SH DFND 1 650174 0 512 Viacom Inc CL B 92553P201 151338 2011147 SH DFND 1 1973687 0 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