0000759944-23-000010.txt : 20230213 0000759944-23-000010.hdr.sgml : 20230213 20230213170946 ACCESSION NUMBER: 0000759944-23-000010 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230210 FILED AS OF DATE: 20230213 DATE AS OF CHANGE: 20230213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cummings Kevin CENTRAL INDEX KEY: 0001339734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 23619813 MAIL ADDRESS: STREET 1: 101 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS FINANCIAL GROUP INC/RI CENTRAL INDEX KEY: 0000759944 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 050412693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 2039006715 MAIL ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 4 1 wf-form4_167632614914232.xml FORM 4 X0306 4 2023-02-10 0 0000759944 CITIZENS FINANCIAL GROUP INC/RI CFG 0001339734 Cummings Kevin C/O CITIZENS FINANCIAL GROUP, INC. 600 WASHINGTON BLVD. STAMFORD CT 06901 1 0 0 0 Common Stock 2023-02-10 4 M 0 90689 38.33 A 546478.444 D Common Stock 2023-02-10 4 S 0 90689 43 D 455789.444 D Common Stock 23737 I By IRA Common Stock 4254 I By 401K Common Stock 34179 I By Former ISBC ESOP Stock Options 38.33 2023-02-10 4 M 0 90689 0 D 2023-04-06 Common Stock 90689.0 0 D The option vested in four installments on July 22, 2019, June 23, 2020, June 23, 2021, and April 6, 2022. /s/ Lindsey Cameron as Attorney-in-Fact 2023-02-13