0000759944-23-000008.txt : 20230209 0000759944-23-000008.hdr.sgml : 20230209 20230209172705 ACCESSION NUMBER: 0000759944-23-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230207 FILED AS OF DATE: 20230209 DATE AS OF CHANGE: 20230209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cummings Kevin CENTRAL INDEX KEY: 0001339734 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36636 FILM NUMBER: 23607482 MAIL ADDRESS: STREET 1: 101 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CITIZENS FINANCIAL GROUP INC/RI CENTRAL INDEX KEY: 0000759944 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 050412693 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 BUSINESS PHONE: 2039006715 MAIL ADDRESS: STREET 1: 1 CITIZENS PLAZA CITY: PROVIDENCE STATE: RI ZIP: 02903 4 1 wf-form4_167598160758558.xml FORM 4 X0306 4 2023-02-07 0 0000759944 CITIZENS FINANCIAL GROUP INC/RI CFG 0001339734 Cummings Kevin C/O CITIZENS FINANCIAL GROUP, INC. 600 WASHINGTON BLVD. STAMFORD CT 06901 1 0 0 0 Common Stock 2023-02-07 4 M 0 81151 38.33 A 536940.444 D Common Stock 2023-02-07 4 S 0 81151 44.40 D 455789.444 D Common Stock 23737 I By IRA Common Stock 4254 I By 401K Common Stock 34179 I By Former ISBC ESOP Stock Options 38.33 2023-02-07 4 M 0 81151 0 D 2023-04-06 Common Stock 81151.0 90689 D The option vested in four installments on July 22, 2019, June 23, 2020, June 23, 2021, and April 6, 2022. /s/ Lindsey Cameron as Attorney-in-Fact 2023-02-09