0000759944-23-000008.txt : 20230209
0000759944-23-000008.hdr.sgml : 20230209
20230209172705
ACCESSION NUMBER: 0000759944-23-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230207
FILED AS OF DATE: 20230209
DATE AS OF CHANGE: 20230209
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cummings Kevin
CENTRAL INDEX KEY: 0001339734
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36636
FILM NUMBER: 23607482
MAIL ADDRESS:
STREET 1: 101 JFK PARKWAY
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CITIZENS FINANCIAL GROUP INC/RI
CENTRAL INDEX KEY: 0000759944
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 050412693
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 CITIZENS PLAZA
CITY: PROVIDENCE
STATE: RI
ZIP: 02903
BUSINESS PHONE: 2039006715
MAIL ADDRESS:
STREET 1: 1 CITIZENS PLAZA
CITY: PROVIDENCE
STATE: RI
ZIP: 02903
4
1
wf-form4_167598160758558.xml
FORM 4
X0306
4
2023-02-07
0
0000759944
CITIZENS FINANCIAL GROUP INC/RI
CFG
0001339734
Cummings Kevin
C/O CITIZENS FINANCIAL GROUP, INC.
600 WASHINGTON BLVD.
STAMFORD
CT
06901
1
0
0
0
Common Stock
2023-02-07
4
M
0
81151
38.33
A
536940.444
D
Common Stock
2023-02-07
4
S
0
81151
44.40
D
455789.444
D
Common Stock
23737
I
By IRA
Common Stock
4254
I
By 401K
Common Stock
34179
I
By Former ISBC ESOP
Stock Options
38.33
2023-02-07
4
M
0
81151
0
D
2023-04-06
Common Stock
81151.0
90689
D
The option vested in four installments on July 22, 2019, June 23, 2020, June 23, 2021, and April 6, 2022.
/s/ Lindsey Cameron as Attorney-in-Fact
2023-02-09