0001127602-14-020291.txt : 20140624
0001127602-14-020291.hdr.sgml : 20140624
20140609161050
ACCESSION NUMBER: 0001127602-14-020291
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140605
FILED AS OF DATE: 20140609
DATE AS OF CHANGE: 20140609
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PALL CORP
CENTRAL INDEX KEY: 0000075829
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT, NEC [3569]
IRS NUMBER: 111541330
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 25 HARBOR PARK DRIVE
CITY: PORT WASHINGTON
STATE: NY
ZIP: 11050
BUSINESS PHONE: 5164845400
MAIL ADDRESS:
STREET 1: 25 HARBOR PARK DRIVE
CITY: PORT WASHINGTON
STATE: NY
ZIP: 11050
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baratelli Yves
CENTRAL INDEX KEY: 0001492024
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-04311
FILM NUMBER: 14899330
MAIL ADDRESS:
STREET 1: PALL CORPORATION
STREET 2: 25 HARBOR PARK DRIVE
CITY: PORT WASHINGTON
STATE: NY
ZIP: 11050
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-06-05
0000075829
PALL CORP
PLL
0001492024
Baratelli Yves
C/O PALL CORPORATION,
25 HARBOR PARK DRIVE
PORT WASHINGTON
NY
11050
1
Group VP, Pres. Life Sciences
Common Stock
2014-06-05
4
M
0
13955
54.09
A
43210.98
D
Common Stock
2014-06-05
4
S
0
13955
85.088
D
29255.98
D
Employee Stock Option (Right to Buy)
54.09
2014-06-05
4
M
0
13955
0
D
2018-02-03
Common Stock
13955
4652
D
This transaction was executed in multiple trades at prices ranging from $84.990 - $85.358. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, Pall Corporation or a shareholder of Pall Corporation, full information regarding the numbers of shares and prices at which the transactions were effected.
The stock option grant has a graded vesting schedule. The Date Exercisable varied for each vesting tranche.
/s/ Adam Mandelbaum as Attorney-in-Fact for Yves Baratelli
2014-06-09
EX-24
2
doc1.txt
POWER OF ATTORNEY (PUBLIC): YVES POA
PALL CORPORATION
POWER OF ATTORNEY FOR
SECTION 16 AND RULE 144 REPORTING OBLIGATIONS
Know all by these presents, that the undersigned hereby makes, constitutes
and appoints each of Roya Behnia, Cathleen Colvin, Adam Mandelbaum, Julie Taylor
and Jeff Molin, each acting individually, as the undersigned's true and lawful
attorney-in-fact, with full power and authority as hereinafter described, on
behalf of and in the name, place and stead of the undersigned to:
(1) prepare, execute in the undersigned's name and on the undersigned's
behalf, and submit to the U.S. Securities and Exchange Commission (the
"SEC") a Form ID, including amendments thereto, and any other documents
necessary or appropriate to obtain codes, passwords and passphrases enabling
the undersigned to make electronic filings with the SEC of reports required by
Section 16(a) of the Securities Exchange Act of 1934 (the "Exchange Act") or
any rule or regulation of the SEC;
(2) execute for and on behalf of the undersigned, in the undersigned's
capacity as an officer and/or director of Pall Corporation, a New York
corporation (the "Company"), Forms 3, 4 and 5 in accordance with
Section 16(a) of Exchange Act and the rules of the SEC thereunder, and
Form 144 in accordance with Section 4(1) of the Securities Act of 1933
(the "Securities Act") and Rule 144 thereunder;
(3) seek or obtain, as the undersigned's representative and on the
undersigned's behalf, information on transactions in the Company's common
stock from any third party, including brokers, employee benefit plan
administrators and trustees, and the undersigned hereby authorizes any such
person to release any such information to the undersigned and approves and
ratifies any such release of information; and
(4) perform any and all other acts which in the discretion of such
attorney-in-fact are necessary or desirable for and on behalf of the
undersigned in connection with the foregoing.
The undersigned hereby ratifies any such forms, amendments and documents
prepared, executed or submitted on the undersigned's behalf, and acts performed
in connection with the foregoing, by any of the aforementioned individuals prior
to the date hereof.
The undersigned acknowledges that:
(1) this power of attorney authorizes, but does not require, each such
attorney-in-fact to act in his or her discretion on information provided to such
attorney-in-fact without independent verification of such information;
(2) any documents prepared and/or executed by any such attorney-in-fact
on behalf of the undersigned pursuant to this power of attorney will be in such
form and will contain such information and disclosure as such attorney-in-fact,
in his or her discretion, deems necessary or desirable;
(3) neither the Company nor any of such attorneys-in-fact assumes (i) any
liability for the undersigned's responsibility to comply with the requirements
of the Securities Act and the Exchange Act, (ii) any liability of the
undersigned for any failure to comply with such requirements, or (iii) any
obligation or liability of the undersigned for profit disgorgement as provided
in Section 16(b) of the Exchange Act; and
(4) this power of attorney does not relieve the undersigned from
responsibility for compliance with the undersigned's obligations under the
Securities Act and the Exchange Act, including without limitation the
reporting requirements under Section 16(a) of the Exchange Act.
The undersigned hereby gives and grants each of the foregoing attorneys-in-
fact full power and authority to do and perform all and every act and thing
whatsoever requisite, necessary or appropriate to be done in and about the
foregoing matters as fully to all intents and purposes as the undersigned might
or could do if present, hereby ratifying all that each such attorney-in-fact
shall, for and on behalf of the undersigned, lawfully do or cause to be done
by virtue of this power of attorney.
This power of attorney shall remain in full force and effect until
revoked by the undersigned in a signed writing delivered to each such attorney-
in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to
be executed as of this 6th day of June 2014.
/s/ Yves Baratelli
Signature
Yves Baratelli
Print Name