-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M7IeRBBSZBNT1/HOrNVhigQHXuOIMNQcVvqswROBT9MgS3Vbb6G06y0lmcPjUmIc F+vmJnY4uhJRSiNrFikejg== 0001041360-01-000018.txt : 20010223 0001041360-01-000018.hdr.sgml : 20010223 ACCESSION NUMBER: 0001041360-01-000018 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010215 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-37354 FILM NUMBER: 1547903 BUSINESS ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALEX BROWN INVESTMENT MANAGEMENT L P CENTRAL INDEX KEY: 0001041360 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 521349876 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 217 E REDWOOD ST STE 1400 CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4108954808 MAIL ADDRESS: STREET 1: 1 SOUTH ST CITY: BALTIMORE STATE: MD ZIP: 21202 SC 13G 1 0001.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Name of Issuer Novell, Inc. Title of Class of Securities common CUSIP Number 670006105 Date of Event Which Requires Filing this Statement 12/31/00 #1 Alex. Brown Investment Management, A Maryland Limited Partnership 52-1349876 #4 Maryland #5 8,486,954 #6 0 #7 18,889,316 #8 0 #9 18,909,316 #11 5.8% #12 PN IA Item 1. (a) Novell, Inc. (b) 1800 South Novell Place Provo, UT 84606 Item 2. (a) Alex. Brown Investment Management, a Maryland Limited Partnership, and a registered investment advisor. (b) 217 E. Redwood Street, #1400 Baltimore, MD 21202 (c) The firm is organized under the laws of Maryland. The individual general partner is a citizen of the United States of America. (d) common (e) 670006105 Item 3. (a) (b) (c) (d) X (e) (f) (g) (h) CUSIP Number 670006105 Item 4. (a) 18,909,316 shares of common stock (b) 5.8% (c) (i) 8,486,954 shares (ii) 0 shares (iii) 18,889,316 shares (iv) 0 shares Item 5. Not Applicable Item 6. Not Applicable Item 7. Not Applicable Item 8. Not Applicable Item 9. Not Applicable Item 10. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect. Signature: After reasonable inquiry and to the best of my knowledge and belief, I certify that information set forth in this statement is true, complete and correct. ALEX. BROWN INVESTMENT MANAGEMENT A Maryland Limited Partnership By: Lee S. Owen Principal Date: February 15, 2001 -----END PRIVACY-ENHANCED MESSAGE-----