-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VNh4PboC6SueDw2iXP+ucxSrSG2xomvB2jpqQCMphGW8rOc90B0eFPNUJFd28kxh XyGTzZlZZO2Z+PNWQHNZ/g== 0000901582-99-000002.txt : 19991101 0000901582-99-000002.hdr.sgml : 19991101 ACCESSION NUMBER: 0000901582-99-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991029 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-37354 FILM NUMBER: 99737007 BUSINESS ADDRESS: STREET 1: 122 EAST 1700 SOUTH CITY: PROVO STATE: UT ZIP: 84097 BUSINESS PHONE: 8012226600 MAIL ADDRESS: STREET 1: 122 E. 1700 S. CITY: PROVO STATE: UT ZIP: 84606 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NOORDA RAYMOND J CENTRAL INDEX KEY: 0000901582 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 122 EAST 1700 SOUTH CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 801-429-7000 MAIL ADDRESS: STREET 1: 122 EAST 1700 SOUTH CITY: PROVO STATE: UT ZIP: 84606 SC 13G 1 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SVCS-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-37354 FILM NUMBER: 95509906 BUSINESS ADDRESS: STREET 1: 122 EAST 1700 SOUTH CITY: PROVO STATE: UT ZIP: 84606 BUSINESS PHONE: 8014297000 MAIL ADDRESS: STREET 1: 122 E. 1700 S. CITY: PROVO STATE: UT ZIP: 84606 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NOORDA RAYMOND J CENTRAL INDEX KEY: 0000901582 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: UT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 240 West Center CITY: Orem STATE: UT ZIP: 84057 BUSINESS PHONE: 801-229-2223 MAIL ADDRESS: STREET 1: 240 West Center CITY: Orem STATE: UT ZIP: 84057 UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145 Washington, D.C. 20549 Expires: October 31, 1994 Estimated average burden SCHEDULE 13G hours per response 14.90 Under the Securities Exchange Act of 1934 (Amendment No. 10 )* Novell, Inc. (Name of Issuer) Common Stock, par value $.10 per share (Title of Class of Securities) 670006105 (CUSIP Number) Check the following box if a fee is being paid with this statement. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). *The remainder of this cover page shall be filled out for a reporting person s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities and Exchange Act of 1934 ( Act ) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). /PAGE SCHEDULE 13G CUSIP No. 670006105 Page 2 of 4 Pages - - --------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Raymond J. Noorda ###-##-#### - - --------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) (b) - - --------------------------------------------------------------------------- 3 SEC USE ONLY - - --------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - - --------------------------------------------------------------------------- 5 SOLE VOTING POWER 25,883,644 - - --------------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY 6 SHARED VOTING POWER OWNED BY 0 EACH --------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON 25,883,644 WITH --------------------------------------------------------- 8 SHARED DISPOSITIVE POWER 0 - - ---------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 25,883,644 - - ---------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - - ---------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 7.08% - - ---------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - - ---------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! /PAGE CUSIP NO. 670006105 Page 3 of 4 Pages SCHEDULE 13 G Item 1 (a) Name of Issuer: Novell, Inc. (b) Address of Issuer s Principal Executive Office: 1555 North Technology Way, Orem, Utah 84057 Item 2 (a) Name of Person Filing: Raymond J. Noorda (b) Address of Principal Business Office: 240 West Center, Orem, UT 84057 (c) Citizenship: U.S. (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 670006105 Item 3 If this statement is filed pursuant to Rules 13 d-1 (b) or 13 d-2 (b): Not applicable Item 4 Ownership The information furnished herein is as of December 31,1995 (a) Amount Beneficially Owned: 25,883,644 (b) Percent of Class: 7.08% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote 25,883,644 (ii) shared power to vote or to direct the vote -0- (iii) sole power to dispose or to direct the disposition of 25,883,644 /PAGE CUSIP NO. 670006105 Page 4 of 4 Pages (iv) shared power to dispose or to direct the disposition of -0- Item 5 Ownership of Five Percent or Less of a Class Not applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person Not applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not applicable Item 8 Identification and Classification of Member of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10.Certification Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: October 28, 1999 Novell, Inc. By: /s/ Raymond J. Noorda Name/Title: Raymond J. Noorda -----END PRIVACY-ENHANCED MESSAGE-----