0000758004-11-000035.txt : 20110428 0000758004-11-000035.hdr.sgml : 20110428 20110428121659 ACCESSION NUMBER: 0000758004-11-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110427 FILED AS OF DATE: 20110428 DATE AS OF CHANGE: 20110428 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVELL INC CENTRAL INDEX KEY: 0000758004 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 870393339 STATE OF INCORPORATION: DE FISCAL YEAR END: 1031 BUSINESS ADDRESS: STREET 1: 404 WYMAN STREET, SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 8018617000 MAIL ADDRESS: STREET 1: 1800 SOUTH NOVELL PLACE CITY: PROVO STATE: UT ZIP: 84606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AIELLO ALBERT JR CENTRAL INDEX KEY: 0001237695 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13351 FILM NUMBER: 11786661 MAIL ADDRESS: STREET 1: 404 WYMAN STREET STREET 2: SUITE 500 CITY: WALTHAM STATE: MA ZIP: 02451 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2011-04-27 1 0000758004 NOVELL INC NOVL 0001237695 AIELLO ALBERT JR NOVELL, INC. 404 WYMAN STREET, SUITE 500 WALTHAM MA 02451 1 0 0 0 Common Stock 2011-04-27 4 D 0 71135 D 0 D Stock Option (right to buy) 3.34 2011-04-27 4 D 0 30000 2.76 D 2013-01-01 Common Stock 30000 0 D Stock Option (right to buy) 2.75 2011-04-27 4 D 0 25000 3.35 D 2011-05-01 Common Stock 25000 0 D Stock Option (right to buy) 3.34 2011-04-27 4 D 0 20000 2.76 D 2011-06-02 Common Stock 20000 0 D Stock Option (right to buy) 5.91 2011-04-27 4 D 0 15000 .19 D 2015-05-02 Common Stock 15000 0 D Stock Option (right to buy) 5.91 2011-04-27 4 D 0 10000 .19 D 2013-05-02 Common Stock 10000 0 D Stock Option (right to buy) 3.89 2011-04-27 4 D 0 25146 2.21 D 2017-04-07 Common Stock 25146 0 D Stock Option (right to buy) 5.89 2011-04-27 4 D 0 18614 .21 D 2018-06-07 Common Stock 18614 0 D Disposed of pursuant to the Agreement and Plan of Merger, dated as of November 21, 2010, by and among Novell, Inc. ("Novell"), Attachmate Corporation and Longview Software Acquisition Corp. (the "Merger Agreement") in exchange for a cash payment of $6.10 per share (the "Merger Consideration") on the effective date of the merger. Pursuant to the Merger Agreement, this option, which provided for vesting in four equal installments beginning on January 1, 2004, was canceled in exchange for a cash payment of $82,800, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option. Pursuant to the Merger Agreement, this option, which provided for vesting in two equal installments beginning on May 1, 2004, was canceled in exchange for a cash payment of $83,750, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option. Pursuant to the Merger Agreement, this option, which provided for vesting in four equal installments beginning on June 2, 2004, was canceled in exchange for a cash payment of $55,200, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option. Pursuant to the Merger Agreement, this option, which provided for vesting in two equal installments beginning on May 1, 2006, was canceled in exchange for a cash payment of $2,850, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option. Pursuant to the Merger Agreement, this option, which provided for vesting in two equal installments beginning on May 1, 2006, was canceled in exchange for a cash payment of $1,900, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option. Pursuant to the Merger Agreement, this option, which provided for vesting in two equal installments beginning on April 7, 2010, was canceled in exchange for a cash payment of $55,572.66, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option. Pursuant to the Merger Agreement, this option, which provided for 100% vesting on earlier to occur of (i) the first anniversary of the Grant Date, or (ii) the business day immediately prior to the date of the next annual meeting of stockholders following the Grant Date, was canceled in exchange for a cash payment of $3,908.94, representing the product obtained by multiplying (i) the excess of the Merger Consideration over the exercise price per share of such option, by (ii) the number of shares issuable upon exercise of such option. /s/ Elspeth Grant Pruett/Attorney-in-fact 2011-04-28