0001493152-23-002915.txt : 20230130 0001493152-23-002915.hdr.sgml : 20230130 20230130160539 ACCESSION NUMBER: 0001493152-23-002915 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230126 FILED AS OF DATE: 20230130 DATE AS OF CHANGE: 20230130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newtyn Management, LLC CENTRAL INDEX KEY: 0001569241 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-02348 FILM NUMBER: 23567755 BUSINESS ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 BUSINESS PHONE: 212-446-2465 MAIL ADDRESS: STREET 1: 60 EAST 42ND STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10165 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PACIFIC GAS & ELECTRIC Co CENTRAL INDEX KEY: 0000075488 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 940742640 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 77 BEALE ST STREET 2: P O BOX 770000 CITY: SAN FRANCISCO STATE: CA ZIP: 94177 BUSINESS PHONE: 4159737000 MAIL ADDRESS: STREET 1: 77 BEALE STREET STREET 2: P O BOX 770000 CITY: SAN FRANCISCO STATE: CA ZIP: 94177 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC GAS & ELECTRIC CO DATE OF NAME CHANGE: 19920703 4 1 ownership.xml X0306 4 2023-01-26 0 0000075488 PACIFIC GAS & ELECTRIC Co PCG 0001569241 Newtyn Management, LLC 60 EAST 42ND STREET, SUITE 960 NEW YORK NY 10165 0 0 1 0 First pref stock, par value $25, 6% nonredeemable 2023-01-26 4 S 0 6000 22.024 D 191549 I See Footnote First pref stock, par value $25, 5.50% nonredeemable 2023-01-26 4 S 0 600 20.00 D 242878 I See Footnote First pref stock, par value $25, 5% nonredeemable 2023-01-26 4 S 0 500 18.02 D 30402 I See Footnote First pref stock, par value $25, 5% redeemable 2023-01-26 4 S 0 2000 17.70 D 153187 I See Footnote First pref stock, par value $25, 5% series A redeemable 2023-01-26 4 S 0 1000 17.907 D 73291 I See Footnote First pref stock, par value $25, 4.36% series A redeemable 2023-01-26 4 S 0 2523 16.328 D 104488 I See Footnote First pref stock, par value $25, 6% nonredeemable 2023-01-27 4 S 0 5000 22.307 D 186549 I See Footnote First pref stock, par value $25, 5% redeemable 2023-01-27 4 S 0 500 18.145 D 152687 I See Footnote First pref stock, par value $25, 5% series A redeemable 2023-01-27 4 S 0 1300 17.85 D 71991 I See Footnote First pref stock, par value $25, 4.80% redeemable 138755 I See Footnote First pref stock, par value $25, 4.50% redeemable 135492 I See Footnote The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.00 to $22.17 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. The Reporting Person is the investment manager to certain affiliated funds (collectively, the "Newtyn Funds"). The securities reported herein are held in the aggregate by the Newtyn Funds. Pursuant to Reg. Section 240.16a-1(a)(2), the Reporting Person's beneficial ownership is limited to its pecuniary interest, if any, in such securities. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.90 to $17.95 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.315 to $16.35 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.01 to $22.70 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. /s/ Eugene Dozortsev, Authorized Signatory 2023-01-30