0000950123-16-015123.txt : 20160216
0000950123-16-015123.hdr.sgml : 20160215
20160216165839
ACCESSION NUMBER: 0000950123-16-015123
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: U S GLOBAL INVESTORS INC
CENTRAL INDEX KEY: 0000754811
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 741598370
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02220
FILM NUMBER: 161429852
BUSINESS ADDRESS:
STREET 1: 7900 CALLAGHAN RD
CITY: SAN ANTONIO
STATE: TX
ZIP: 78229
BUSINESS PHONE: 2103081234
MAIL ADDRESS:
STREET 1: 7900 CALLAGHAN ROAD
CITY: SAN ANTONIO
STATE: TX
ZIP: 78229
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED SERVICES ADVISORS INC /TX/
DATE OF NAME CHANGE: 19950321
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000754811
XXXXXXXX
12-31-2015
12-31-2015
U S GLOBAL INVESTORS INC
7900 CALLAGHAN ROAD
SAN ANTONIO
TX
78229
13F HOLDINGS REPORT
028-02220
N
Susan B. McGee
President/General Counsel
210-308-1234
Susan B. McGee
San Antonio
X1
02-12-2016
0
314
191762
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ABBOTT LABS
COM
002824100
251
5600
SH
SOLE
0
5600
0
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
470
4500
SH
SOLE
0
4500
0
AETNA INC NEW
COM
00817Y108
324
3000
SH
SOLE
0
3000
0
AGNICO EAGLE MINES LTD
COM
008474108
2628
100000
SH
SOLE
0
100000
0
AGNICO EAGLE MINES LTD
COM
008474108
788
30000
SH
SOLE
0
30000
0
ALASKA AIR GROUP INC
COM
011659109
1578
19600
SH
SOLE
0
19600
0
ALBEMARLE CORP
COM
012653101
1120
20000
SH
SOLE
0
20000
0
ALCOA INC
COM
013817101
1273
129000
SH
SOLE
0
129000
0
ALLEGIANT TRAVEL CO
COM
01748X102
940
5600
SH
SOLE
0
5600
0
ALPS ETF TR
ALERIAN MLP
00162Q866
1036
86000
SH
SOLE
0
86000
0
ALTRIA GROUP INC
COM
02209S103
466
8000
SH
SOLE
0
8000
0
AMERICAN STS WTR CO
COM
029899101
243
5800
SH
SOLE
0
5800
0
AMGEN INC
COM
031162100
211
1300
SH
SOLE
0
1300
0
ANGLOGOLD ASHANTI LTD
CALL
3ZW995BD6
373
525
SH
Call
SOLE
0
525
0
ANGLOGOLD ASHANTI LTD
CALL
3ZW995BD6
231
325
SH
Call
SOLE
0
325
0
ANTHEM INC
COM
036752103
363
2600
SH
SOLE
0
2600
0
APPLE INC
COM
037833100
1874
17800
SH
SOLE
0
17800
0
APPLE INC
COM
037833100
421
4000
SH
SOLE
0
4000
0
ARCHER DANIELS MIDLAND CO
COM
039483102
785
21400
SH
SOLE
0
21400
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
290
2000
SH
SOLE
0
2000
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
58
400
SH
SOLE
0
400
0
AVERY DENNISON CORP
COM
053611109
1441
23000
SH
SOLE
0
23000
0
AVERY DENNISON CORP
COM
053611109
188
3000
SH
SOLE
0
3000
0
B2GOLD CORP
COM
11777Q209
234
229677
SH
SOLE
0
229677
0
B2GOLD CORP
COM
11777Q209
234
229676
SH
SOLE
0
229676
0
BAKER HUGHES INC
COM
057224107
185
4000
SH
SOLE
0
4000
0
BALCHEM CORP
COM
057665200
961
15800
SH
SOLE
0
15800
0
BARD C R INC
COM
067383109
76
400
SH
SOLE
0
400
0
BARRICK GOLD CORP
CALL
9Y3994GE1
480
650
SH
Call
SOLE
0
650
0
BARRICK GOLD CORP
CALL
9Y3994GE1
314
425
SH
Call
SOLE
0
425
0
BEST BUY INC
COM
086516101
158
5200
SH
SOLE
0
5200
0
BLUE NILE INC
COM
09578R103
264
7100
SH
SOLE
0
7100
0
BOEING CO
COM
097023105
1938
13400
SH
SOLE
0
13400
0
BOEING CO
COM
097023105
231
1600
SH
SOLE
0
1600
0
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
299
12000
SH
SOLE
0
12000
0
BROADRIDGE FINL SOLUTIONS IN
COM
11133T103
322
6000
SH
SOLE
0
6000
0
CAL MAINE FOODS INC
COM NEW
128030202
2442
52700
SH
SOLE
0
52700
0
CALLON PETE CO DEL
COM
13123X102
509
61000
SH
SOLE
0
61000
0
CAMBREX CORP
COM
132011107
683
14500
SH
SOLE
0
14500
0
CANADIAN SOLAR INC
COM
136635109
107
3700
SH
SOLE
0
3700
0
CARNIVAL CORP
PAIRED CTF
143658300
311
5700
SH
SOLE
0
5700
0
CBOE HLDGS INC
COM
12503M108
1480
22800
SH
SOLE
0
22800
0
CHESAPEAKE UTILS CORP
COM
165303108
250
4400
SH
SOLE
0
4400
0
CHEVRON CORP NEW
COM
166764100
972
10800
SH
SOLE
0
10800
0
CHINA DISTANCE ED HLDGS LTD
SPONS ADR
16944W104
94
6400
SH
SOLE
0
6400
0
CHINA MOBILE LIMITED
CALL
92H99VAR3
1127
200
SH
Call
SOLE
0
200
0
CHINA PETE & CHEM CORP
SPON ADR H SHS
16941R108
42
700
SH
SOLE
0
700
0
CHIPOTLE MEXICAN GRILL INC
CALL
15Z996V47
960
20
SH
Call
SOLE
0
20
0
CISCO SYS INC
COM
17275R102
217
8000
SH
SOLE
0
8000
0
CLOROX CO DEL
COM
189054109
190
1500
SH
SOLE
0
1500
0
COCA COLA ENTERPRISES INC NE
COM
19122T109
246
5000
SH
SOLE
0
5000
0
COMPUTER SCIENCES CORP
COM
205363104
33
1000
SH
SOLE
0
1000
0
COMSTOCK MNG INC
COM
205750102
1277
3193077
SH
SOLE
0
3193077
0
COMSTOCK MNG INC
COM
205750102
1066
2665000
SH
SOLE
0
2665000
0
CORE LABORATORIES N V
COM
N22717107
957
8800
SH
SOLE
0
8800
0
COSTCO WHSL CORP NEW
COM
22160K105
242
1500
SH
SOLE
0
1500
0
CSRA INC
COM
12650T104
30
1000
SH
SOLE
0
1000
0
CVS HEALTH CORP
COM
126650100
489
5000
SH
SOLE
0
5000
0
DANAHER CORP DEL
COM
235851102
279
3000
SH
SOLE
0
3000
0
DBX ETF TR
DBXTR HAR CS 300
233051879
45
1600
SH
SOLE
0
1600
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
343
4000
SH
SOLE
0
4000
0
DELTA AIR LINES INC DEL
COM NEW
247361702
228
4500
SH
SOLE
0
4500
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
1634
202000
SH
SOLE
0
202000
0
DIAMONDBACK ENERGY INC
COM
25278X109
502
7500
SH
SOLE
0
7500
0
DIREXION SHS ETF TR
DLY RUSSIA BUL14
25459Y140
172
15400
SH
SOLE
0
15400
0
DIREXION SHS ETF TR
DL FTSE BLL 3X
25459W771
66
3700
SH
SOLE
0
3700
0
DIREXION SHS ETF TR
DL RUSS BEAR 3X
25490K786
131
3500
SH
SOLE
0
3500
0
DOW CHEM CO
COM
260543103
968
18800
SH
SOLE
0
18800
0
ELDORADO GOLD CORP NEW
COM
284902103
468
157479
SH
SOLE
0
157479
0
ELDORADO GOLD CORP NEW
CALL
99G993BY5
535
1800
SH
Call
SOLE
0
1800
0
ELDORADO GOLD CORP NEW
CALL
99G993BY5
356
1200
SH
Call
SOLE
0
1200
0
EXXON MOBIL CORP
COM
30231G102
967
12400
SH
SOLE
0
12400
0
EXXON MOBIL CORP
COM
30231G102
390
5000
SH
SOLE
0
5000
0
FIDELITY NATL INFORMATION SV
COM
31620M106
364
6000
SH
SOLE
0
6000
0
FIRST MAJESTIC SILVER CORP
CALL
1MZ9944C7
107
328
SH
Call
SOLE
0
328
0
FIRST MAJESTIC SILVER CORP
CALL
1MZ9944C7
81
249
SH
Call
SOLE
0
249
0
FIRST SOLAR INC
COM
336433107
970
14700
SH
SOLE
0
14700
0
FORTUNA SILVER MINES INC
COM
349915108
1283
570000
SH
SOLE
0
570000
0
FORTUNA SILVER MINES INC
COM
349915108
1125
500000
SH
SOLE
0
500000
0
FREEPORT-MCMORAN INC
CL B
35671D857
914
135000
SH
SOLE
0
135000
0
GAMESTOP CORP NEW
CL A
36467W109
168
6000
SH
SOLE
0
6000
0
GENERAL DYNAMICS CORP
COM
369550108
261
1900
SH
SOLE
0
1900
0
GENERAL MLS INC
COM
370334104
963
16700
SH
SOLE
0
16700
0
GILEAD SCIENCES INC
COM
375558103
1882
18600
SH
SOLE
0
18600
0
GILEAD SCIENCES INC
COM
375558103
223
2200
SH
SOLE
0
2200
0
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
693
250000
SH
SOLE
0
250000
0
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
346
125000
SH
SOLE
0
125000
0
GOLD FIELDS LTD NEW
CALL
25Z9935M2
277
1000
SH
Call
SOLE
0
1000
0
GOLD FIELDS LTD NEW
CALL
25Z9935M2
139
500
SH
Call
SOLE
0
500
0
GOLD STD VENTURES CORP
COM
380738104
1466
2170000
SH
SOLE
0
2170000
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
217
5000
SH
SOLE
0
5000
0
HASBRO INC
COM
418056107
256
3800
SH
SOLE
0
3800
0
HAWAIIAN HOLDINGS INC
COM
419879101
742
21000
SH
SOLE
0
21000
0
HOME DEPOT INC
COM
437076102
1918
14500
SH
SOLE
0
14500
0
HOME DEPOT INC
COM
437076102
397
3000
SH
SOLE
0
3000
0
HORMEL FOODS CORP
COM
440452100
1012
12800
SH
SOLE
0
12800
0
IAMGOLD CORP
CALL
8Y4995AB0
38
270
SH
Call
SOLE
0
270
0
IAMGOLD CORP
CALL
8Y4995AB0
26
180
SH
Call
SOLE
0
180
0
INGREDION INC
COM
457187102
968
10100
SH
SOLE
0
10100
0
INSPERITY INC
COM
45778Q107
660
13700
SH
SOLE
0
13700
0
INTERACTIVE BROKERS GROUP IN
COM
45841N107
889
20400
SH
SOLE
0
20400
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
256
1000
SH
SOLE
0
1000
0
ISHARES TR
MSCI PHILIPS ETF
46429B408
84
2500
SH
SOLE
0
2500
0
JOHNSON & JOHNSON
COM
478160104
411
4000
SH
SOLE
0
4000
0
JPMORGAN CHASE & CO
COM
46625H100
495
7500
SH
SOLE
0
7500
0
KAISER ALUMINUM CORP
COM PAR $0.01
483007704
1422
17000
SH
SOLE
0
17000
0
LEAR CORP
COM NEW
521865204
958
7800
SH
SOLE
0
7800
0
LENNOX INTL INC
COM
526107107
1524
12200
SH
SOLE
0
12200
0
LOGMEIN INC
COM
54142L109
731
10900
SH
SOLE
0
10900
0
LUXOFT HLDG INC
ORD SHS CL A
G57279104
316
4100
SH
SOLE
0
4100
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
2016
23200
SH
SOLE
0
23200
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
209
2400
SH
SOLE
0
2400
0
MANHATTAN ASSOCS INC
COM
562750109
1337
20200
SH
SOLE
0
20200
0
MARATHON PETE CORP
COM
56585A102
207
4000
SH
SOLE
0
4000
0
MARKET VECTORS ETF TR
VIETNAM ETF
57060U761
74
5000
SH
SOLE
0
5000
0
MARKET VECTORS ETF TR
CALL
95L995BW6
2198
1500
SH
Call
SOLE
0
1500
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
0
20
SH
SOLE
0
20
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
0
20
SH
SOLE
0
20
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
0
8
SH
SOLE
0
8
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
0
8
SH
SOLE
0
8
0
MARKETAXESS HLDGS INC
COM
57060D108
1239
11100
SH
SOLE
0
11100
0
MARTIN MARIETTA MATLS INC
COM
573284106
956
7000
SH
SOLE
0
7000
0
MASCO CORP
COM
574599106
971
34300
SH
SOLE
0
34300
0
MASTERCARD INC
CL A
57636Q104
535
5500
SH
SOLE
0
5500
0
METLIFE INC
COM
59156R108
193
4000
SH
SOLE
0
4000
0
MICROCHIP TECHNOLOGY INC
COM
595017104
209
4500
SH
SOLE
0
4500
0
MICROSOFT CORP
COM
594918104
583
10500
SH
SOLE
0
10500
0
MOBILE TELESYSTEMS PJSC
SPONSORED ADR
607409109
632
102200
SH
SOLE
0
102200
0
MOLINA HEALTHCARE INC
COM
60855R100
1028
17100
SH
SOLE
0
17100
0
NASDAQ INC
COM
631103108
291
5000
SH
SOLE
0
5000
0
NETEASE INC
SPONSORED ADR
64110W102
54
300
SH
SOLE
0
300
0
NEVSUN RES LTD
COM
64156L101
1084
400000
SH
SOLE
0
400000
0
NEVSUN RES LTD
COM
64156L101
542
200000
SH
SOLE
0
200000
0
NEWFIELD EXPL CO
COM
651290108
492
15100
SH
SOLE
0
15100
0
NEWMONT MINING CORP
COM
651639106
585
32500
SH
SOLE
0
32500
0
NEWMONT MINING CORP
COM
651639106
540
30000
SH
SOLE
0
30000
0
NEWMONT MINING CORP
CALL
2ZU993IR6
675
375
SH
Call
SOLE
0
375
0
NEWMONT MINING CORP
CALL
2ZU993IR6
450
250
SH
Call
SOLE
0
250
0
NEXTERA ENERGY INC
COM
65339F101
1288
12400
SH
SOLE
0
12400
0
NIKE INC
CL B
654106103
500
8000
SH
SOLE
0
8000
0
NOAH HLDGS LTD
SPONSORED ADS
65487X102
159
5700
SH
SOLE
0
5700
0
NORTHROP GRUMMAN CORP
COM
666807102
302
1600
SH
SOLE
0
1600
0
NOVAGOLD RES INC
CALL
28C9949Y9
632
1500
SH
Call
SOLE
0
1500
0
NUTRI SYS INC NEW
COM
67069D108
357
16500
SH
SOLE
0
16500
0
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
1850
7300
SH
SOLE
0
7300
0
OCEANEERING INTL INC
COM
675232102
450
12000
SH
SOLE
0
12000
0
OUTERWALL INC
COM
690070107
417
11400
SH
SOLE
0
11400
0
PAN AMERICAN SILVER CORP
CALL
57C995BJ5
237
365
SH
Call
SOLE
0
365
0
PAN AMERICAN SILVER CORP
CALL
57C995BJ5
171
263
SH
Call
SOLE
0
263
0
PARSLEY ENERGY INC
CL A
701877102
1638
88800
SH
SOLE
0
88800
0
PDC ENERGY INC
COM
69327R101
470
8800
SH
SOLE
0
8800
0
PEPSICO INC
COM
713448108
260
2600
SH
SOLE
0
2600
0
PFIZER INC
COM
717081103
355
11000
SH
SOLE
0
11000
0
PHILLIPS 66
CALL
77F994FX8
2454
300
SH
Call
SOLE
0
300
0
PILGRIMS PRIDE CORP NEW
COM
72147K108
959
43400
SH
SOLE
0
43400
0
PNC FINL SVCS GROUP INC
COM
693475105
248
2600
SH
SOLE
0
2600
0
POTASH CORP SASK INC
COM
73755L107
942
55000
SH
SOLE
0
55000
0
POWERSHS DB US DOLLAR INDEX
CALL
1QX9984U1
128
50
SH
Call
SOLE
0
50
0
PRETIUM RES INC
COM
74139C102
1512
300000
SH
SOLE
0
300000
0
PRINCIPAL FINL GROUP INC
COM
74251V102
1637
36400
SH
SOLE
0
36400
0
PROCTER & GAMBLE CO
COM
742718109
397
5000
SH
SOLE
0
5000
0
PRUDENTIAL FINL INC
COM
744320102
204
2500
SH
SOLE
0
2500
0
RACKSPACE HOSTING INC
COM
750086100
1104
43600
SH
SOLE
0
43600
0
RANDGOLD RES LTD
ADR
752344309
619
10000
SH
SOLE
0
10000
0
RANDGOLD RES LTD
CALL
85C993DX8
681
110
SH
Call
SOLE
0
110
0
RANDGOLD RES LTD
CALL
85C993DX8
495
80
SH
Call
SOLE
0
80
0
REGENERON PHARMACEUTICALS
COM
75886F107
1954
3600
SH
SOLE
0
3600
0
REGIONS FINL CORP NEW
COM
7591EP100
221
23000
SH
SOLE
0
23000
0
REPUBLIC SVCS INC
COM
760759100
295
6700
SH
SOLE
0
6700
0
RICHMONT MINES INC
COM
76547T106
1124
350000
SH
SOLE
0
350000
0
RICHMONT MINES INC
COM
76547T106
803
250000
SH
SOLE
0
250000
0
RICHMONT MINES INC
COM
76547T106
104
32500
SH
SOLE
0
32500
0
RIO TINTO PLC
SPONSORED ADR
767204100
2038
70000
SH
SOLE
0
70000
0
ROYAL GOLD INC
COM
780287108
912
25000
SH
SOLE
0
25000
0
ROYAL GOLD INC
COM
780287108
547
15000
SH
SOLE
0
15000
0
ROYAL GOLD INC
COM
780287108
365
10000
SH
SOLE
0
10000
0
RYANAIR HLDGS PLC
SPONSORED ADR NE
783513203
329
3802
SH
SOLE
0
3802
0
SCHLUMBERGER LTD
COM
806857108
349
5000
SH
SOLE
0
5000
0
SEABRIDGE GOLD INC
CALL
8VX9964Z6
352
425
SH
Call
SOLE
0
425
0
SEALED AIR CORP NEW
COM
81211K100
714
16000
SH
SOLE
0
16000
0
SELECT COMFORT CORP
COM
81616X103
617
28800
SH
SOLE
0
28800
0
SHERWIN WILLIAMS CO
COM
824348106
961
3700
SH
SOLE
0
3700
0
SIGNET JEWELERS LIMITED
SHS
G81276100
371
3000
SH
SOLE
0
3000
0
SILVER STD RES INC
CALL
3U1996AO6
310
598
SH
Call
SOLE
0
598
0
SILVER STD RES INC
CALL
3U1996AO6
182
352
SH
Call
SOLE
0
352
0
SILVER WHEATON CORP
CALL
1MZ997H85
191
154
SH
Call
SOLE
0
154
0
SILVER WHEATON CORP
CALL
1MZ997H85
144
116
SH
Call
SOLE
0
116
0
SKYWORKS SOLUTIONS INC
COM
83088M102
1683
21900
SH
SOLE
0
21900
0
SOLARWINDS INC
COM
83416B109
1319
22400
SH
SOLE
0
22400
0
SOLITARIO EXPL & RTY CORP
COM
8342EP107
494
1000000
SH
SOLE
0
1000000
0
SOUFUN HLDGS LTD
ADR
836034108
48
6500
SH
SOLE
0
6500
0
SOUTHERN COPPER CORP
COM
84265V105
757
29000
SH
SOLE
0
29000
0
SOUTHWEST AIRLS CO
COM
844741108
1877
43600
SH
SOLE
0
43600
0
STARBUCKS CORP
COM
855244109
1915
31900
SH
SOLE
0
31900
0
STARBUCKS CORP
COM
855244109
300
5000
SH
SOLE
0
5000
0
STEEL DYNAMICS INC
COM
858119100
179
10000
SH
SOLE
0
10000
0
SUMMIT MATLS INC
CL A
86614U100
488
24350
SH
SOLE
0
24350
0
SYNERGY RES CORP
COM
87164P103
221
25900
SH
SOLE
0
25900
0
SYNGENTA AG
SPONSORED ADR
87160A100
2441
31000
SH
SOLE
0
31000
0
TAHOE RES INC
COM
873868103
867
100000
SH
SOLE
0
100000
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
159
7000
SH
SOLE
0
7000
0
TARGET CORP
COM
87612E106
189
2600
SH
SOLE
0
2600
0
TE CONNECTIVITY LTD
REG SHS
H84989104
213
3300
SH
SOLE
0
3300
0
TESORO CORP
COM
881609101
790
7500
SH
SOLE
0
7500
0
TEXAS INSTRS INC
COM
882508104
230
4200
SH
SOLE
0
4200
0
TIME WARNER CABLE INC
COM
88732J207
148
800
SH
SOLE
0
800
0
TJX COS INC NEW
COM
872540109
291
4100
SH
SOLE
0
4100
0
TRACTOR SUPPLY CO
COM
892356106
1017
11900
SH
SOLE
0
11900
0
TURKCELL ILETISIM HIZMETLERI
SPON ADR NEW
900111204
237
27897
SH
SOLE
0
27897
0
TURQUOISE HILL RES LTD
COM
900435108
953
375000
SH
SOLE
0
375000
0
TYSON FOODS INC
CL A
902494103
3013
56500
SH
SOLE
0
56500
0
U S CONCRETE INC
COM NEW
90333L201
1438
27300
SH
SOLE
0
27300
0
UNITEDHEALTH GROUP INC
COM
91324P102
424
3600
SH
SOLE
0
3600
0
UNIVERSAL FST PRODS INC
COM
913543104
697
10200
SH
SOLE
0
10200
0
UNIVERSAL INS HLDGS INC
COM
91359V107
510
22000
SH
SOLE
0
22000
0
VALERO ENERGY CORP NEW
COM
91913Y100
1138
16100
SH
SOLE
0
16100
0
VALERO ENERGY CORP NEW
COM
91913Y100
141
2000
SH
SOLE
0
2000
0
VERIZON COMMUNICATIONS INC
COM
92343V104
231
5000
SH
SOLE
0
5000
0
VISA INC
COM CL A
92826C839
543
7000
SH
SOLE
0
7000
0
VULCAN MATLS CO
COM
929160109
978
10300
SH
SOLE
0
10300
0
WESTERN REFNG INC
COM
959319104
107
3000
SH
SOLE
0
3000
0
WESTLAKE CHEM CORP
COM
960413102
967
17800
SH
SOLE
0
17800
0
XL GROUP PLC
SHS
G98290102
259
6600
SH
SOLE
0
6600
0
YAMANA GOLD INC
CALL
26V9948C1
58
314
SH
Call
SOLE
0
314
0
YAMANA GOLD INC
CALL
26V9948C1
58
314
SH
Call
SOLE
0
314
0
ABRAXAS PETE CORP
COM
003830106
11
10000
SH
SOLE
0
0
10000
AGNICO EAGLE MINES LTD
COM
008474108
57
2179
SH
SOLE
0
0
2179
ALASKA AIR GROUP INC
COM
011659109
2077
25799
SH
SOLE
0
25799
0
ALLEGIANT TRAVEL CO
COM
01748X102
2055
12252
SH
SOLE
0
12252
0
ALLIANCE HOLDINGS GP LP
COM UNITS LP
01861G100
2
100
SH
SOLE
0
0
100
ALLIANCE RES PARTNER LP
UT LTD PART
01877R108
3
200
SH
SOLE
0
0
200
AMERICAN AIRLS GROUP INC
COM
02376R102
6249
147564
SH
SOLE
0
147564
0
AT&T INC
COM
00206R102
103
3000
SH
SOLE
0
3000
0
ATLAS RESOURCE PARTNERS LP
COM UNT LTD PR
04941A101
0
500
SH
SOLE
0
0
500
BAYTEX ENERGY CORP
COM
07317Q105
1
300
SH
SOLE
0
0
300
BOEING CO
COM
097023105
1595
11034
SH
SOLE
0
11034
0
BREITBURN ENERGY PARTNERS LP
COM UT LTD PTN
106776107
1
992
SH
SOLE
0
0
992
CHINA EASTN AIRLS LTD
SPON ADR CL H
16937R104
522
18587
SH
SOLE
0
18587
0
CHINA SOUTHN AIRLS LTD
SPON ADR CL H
169409109
527
13822
SH
SOLE
0
13822
0
CONTROLADORA VUELA CIA DE AV
SPON ADR RP 10
21240E105
517
30120
SH
SOLE
0
30120
0
CRESCENT PT ENERGY CORP
COM
22576C101
17
1500
SH
SOLE
0
0
1500
DEUTSCHE BK AG LONDON BRH
DB CRUDE OIL DBL
25154K809
14
90
SH
SOLE
0
0
90
DEUTSCHE BK AG LONDON BRH
DB CRUDE OIL DBL
25154K809
18
110
SH
SOLE
0
0
110
DEUTSCHE BK AG LONDON BRH
DB GOLD SHORT
25154H731
26
1500
SH
SOLE
0
0
1500
DEUTSCHE BK AG LONDON BRH
DB GOLD SHORT
25154H731
60
3500
SH
SOLE
0
0
3500
DELTA AIR LINES INC DEL
COM NEW
247361702
6223
122796
SH
SOLE
0
122796
0
DENISON MINES CORP
COM
248356107
22
45000
SH
SOLE
0
0
45000
DORCHESTER MINERALS LP
COM UNIT
25820R105
1
100
SH
SOLE
0
0
100
ENCANA CORP
COM
292505104
3
500
SH
SOLE
0
0
500
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
28
2000
SH
SOLE
0
0
2000
ENERPLUS CORP
COM
292766102
15
4500
SH
SOLE
0
0
4500
ETFS PLATINUM TR
SH BEN INT
26922V101
26
300
SH
SOLE
0
0
300
ETFS PLATINUM TR
SH BEN INT
26922V101
60
700
SH
SOLE
0
0
700
EV ENERGY PARTNERS LP
COM UNITS
26926V107
1
200
SH
SOLE
0
0
200
EXCO RESOURCES INC
COM
269279402
1
1000
SH
SOLE
0
0
1000
GENERAL DYNAMICS CORP
COM
369550108
1569
11424
SH
SOLE
0
11424
0
GLOBAL X FDS
GLOBAL X COPPER
37954Y830
3
275
SH
SOLE
0
0
275
GLOBAL X FDS
GLOBAL X COPPER
37954Y830
9
725
SH
SOLE
0
0
725
GLOBAL X FDS
GLOBAL X URANIUM
37954Y871
21
1500
SH
SOLE
0
0
1500
GLOBAL X FDS
GLOBAL X URANIUM
37954Y871
63
4500
SH
SOLE
0
0
4500
HAWAIIAN HOLDINGS INC
COM
419879101
2026
57331
SH
SOLE
0
57331
0
HRG GROUP INC
COM
40434J100
66
4900
SH
SOLE
0
0
4900
HUGOTON RTY TR TEX
UNIT BEN INT
444717102
1
600
SH
SOLE
0
0
600
INTEROIL CORP
COM
460951106
83
2626
SH
SOLE
0
0
2626
ISHARES SILVER TRUST
ISHARES
46428Q109
26
2000
SH
SOLE
0
0
2000
ISHARES SILVER TRUST
ISHARES
46428Q109
79
6000
SH
SOLE
0
0
6000
JETBLUE AIRWAYS CORP
COM
477143101
2068
91301
SH
SOLE
0
91301
0
LEGACY RESVS LP
UNIT LP INT
524707304
1
300
SH
SOLE
0
0
300
LINNCO LLC
COM SHS LTD INT
535782106
1
900
SH
SOLE
0
0
900
LINN ENERGY LLC
UNIT LTD LIAB
536020100
1
800
SH
SOLE
0
0
800
MEMORIAL PRODTN PARTNERS LP
COM U REP LTD
586048100
1
300
SH
SOLE
0
0
300
MIN CON ENERGY PARTNERS LP
COM UNIT REPST
59560V109
0
200
SH
SOLE
0
0
200
MV OIL TR
TR UNITS
553859109
2
400
SH
SOLE
0
0
400
NORTHERN DYNASTY MINERALS LT
COM NEW
66510M204
48
164003
SH
SOLE
0
0
164003
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
43
5500
SH
SOLE
0
5500
0
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
49
5375
SH
SOLE
0
5375
0
PACIFIC COAST OIL TR
UNIT BEN INT
694103102
1
900
SH
SOLE
0
0
900
PATTERN ENERGY GROUP INC
CL A
70338P100
84
4000
SH
SOLE
0
0
4000
PENGROWTH ENERGY CORP
COM
70706P104
2
2400
SH
SOLE
0
0
2400
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
3
500
SH
SOLE
0
0
500
PIONEER FLOATNG RATE TR
COM
72369J102
88
87701
SH
SOLE
0
87701
0
POWERSHS DB MULTI SECT
COMM
73936B408
52
2500
SH
SOLE
0
0
2500
POWERSHS DB MULTI SECT
COMM
73936B408
93
4500
SH
SOLE
0
0
4500
POWERSHS DB MULTI SECT
COMM
73936B705
36
3000
SH
SOLE
0
0
3000
POWERSHS DB MULTI SECT
COMM
73936B705
83
7000
SH
SOLE
0
0
7000
POWERSHS DB US DOLLAR INDEX
DOLL INDX BULL
73936D107
77
3000
SH
SOLE
0
0
3000
POWERSHS DB US DOLLAR INDEX
DOLL INDX BULL
73936D107
154
6000
SH
SOLE
0
0
6000
POWERSHS ETF TRUST
WNDRHLL CLN EN
73935X500
28
5926
SH
SOLE
0
0
5926
POWERSHS ETF TRUST
WNDRHLL CLN EN
73935X500
67
14074
SH
SOLE
0
0
14074
RYANAIR HLDGS PLC
SPONSORED ADR NE
783513203
526
6088
SH
SOLE
0
6088
0
SANDRIDGE MISSISSIPPIAN TR I
CALL
80007V106
6
3000
SH
SOLE
0
0
3000
SANDRIDGE PERMIAN TR
COM UNIT BEN INT
80007A102
4
1400
SH
SOLE
0
0
1400
SKYWEST INC
COM
830879102
1481
77910
SH
SOLE
0
77910
0
SOUTHWEST AIRLS CO
COM
844741108
6269
145578
SH
SOLE
0
145578
0
SPIRIT AIRLS INC
COM
848577102
2007
50388
SH
SOLE
0
50388
0
TAHOE RES INC
COM
873868103
22
2500
SH
SOLE
0
0
2500
TRANSATLANTIC PETROLEUM LTD
SHS NEW
G89982113
13
9772
SH
SOLE
0
0
9772
TRANSATLANTIC PETROLEUM LTD
SHS NEW
G89982113
7
5466
SH
SOLE
0
0
5466
TURQUOISE HILL RES LTD
COM
900435108
51
20000
SH
SOLE
0
0
20000
TURQUOISE HILL RES LTD
COM
900435108
76
30000
SH
SOLE
0
0
30000
UNITED CONTL HLDGS INC
COM
910047109
6194
108103
SH
SOLE
0
108103
0
URANIUM ENERGY CORP
COM
916896103
58
54500
SH
SOLE
0
0
54500
UNITED STAES NATL GAS FUND
UNIT
912318201
1
167
SH
SOLE
0
0
167
UNITED STAES NATL GAS FUND
UNIT
912318201
3
333
SH
SOLE
0
0
333
VANGUARD NAT RES LLC
COM UNIT
92205F106
18
6115
SH
SOLE
0
0
6115
VERMILLION ENERGY INC
COM
923725105
3
100
SH
SOLE
0
0
100
VIRGIN AMER INC
COM VTG
92765X208
1536
42677
SH
SOLE
0
42677
0
VIRTUS GLOBAL MULTI-SEC INC
COM
92829B101
62
4466
SH
SOLE
0
4466
0
VOC ENERGY TR
TR UNIT
91829B103
1
500
SH
SOLE
0
0
500
W&T OFFSHORE INC
COM
92922P106
0
200
SH
SOLE
0
0
200
ANGLOGOLD ASHANTI LTD
CALL
035128906
0
50
SH
Call
SOLE
0
0
50
YAMANA GOLD INC
CALL
98462Y900
0
2
SH
Call
SOLE
0
0
2
ELDORADO GOLD CORP NEW
CALL
284902903
0
175
SH
Call
SOLE
0
0
175
PAN AMERICAN SILVER CORP
CALL
697900908
0
2
SH
Call
SOLE
0
0
2