President/General Counsel

0000950123-15-011762.txt : 20151113 0000950123-15-011762.hdr.sgml : 20151113 20151113085729 ACCESSION NUMBER: 0000950123-15-011762 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151113 DATE AS OF CHANGE: 20151113 EFFECTIVENESS DATE: 20151113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: U S GLOBAL INVESTORS INC CENTRAL INDEX KEY: 0000754811 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 741598370 STATE OF INCORPORATION: TX FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02220 FILM NUMBER: 151227047 BUSINESS ADDRESS: STREET 1: 7900 CALLAGHAN RD CITY: SAN ANTONIO STATE: TX ZIP: 78229 BUSINESS PHONE: 2103081234 MAIL ADDRESS: STREET 1: 7900 CALLAGHAN ROAD CITY: SAN ANTONIO STATE: TX ZIP: 78229 FORMER COMPANY: FORMER CONFORMED NAME: UNITED SERVICES ADVISORS INC /TX/ DATE OF NAME CHANGE: 19950321 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000754811 XXXXXXXX 09-30-2015 09-30-2015 U S Global Investors Inc

7900 Callaghan Road San Antonio TX 78229

13F HOLDINGS REPORT 028-02220 N Susan B. McGee President/General Counsel 210-308-1234 Susan B. McGee San Antonio X1 11-11-2015 0 371 188548 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ABBOTT LABS COM 002824100 225 5600 SH SOLE 0 5600 0 ABBVIE INC COM 00287Y109 354 6500 SH SOLE 0 6500 0 AETNA INC NEW COM 00817Y108 328 3000 SH SOLE 0 3000 0 ALTRIA GROUP INC COM 02209S103 109 2000 SH SOLE 0 2000 0 ANTHEM INC COM 036752103 364 2600 SH SOLE 0 2600 0 APPLE INC COM 037833100 574 5200 SH SOLE 0 5200 0 ASSURANT INC COM 04621X108 79 1000 SH SOLE 0 1000 0 AVERY DENNISON CORP COM 053611109 28 500 SH SOLE 0 500 0 BAKER HUGHES INC COM 057224107 62 1200 SH SOLE 0 1200 0 BALL CORP COM 058498106 31 500 SH SOLE 0 500 0 BARD C R INC COM 067383109 75 400 SH SOLE 0 400 0 BEST BUY INC COM 086516101 59 1600 SH SOLE 0 1600 0 BOEING CO COM 097023105 210 1600 SH SOLE 0 1600 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 138 2500 SH SOLE 0 2500 0 CVS HEALTH CORP COM 126650100 386 4000 SH SOLE 0 4000 0 CAMPBELL SOUP CO COM 134429109 152 3000 SH SOLE 0 3000 0 CARNIVAL CORP PAIRED CTF 143658300 283 5700 SH SOLE 0 5700 0 CINCINNATI FINL CORP COM 172062101 81 1500 SH SOLE 0 1500 0 CISCO SYS INC COM 17275R102 210 8000 SH SOLE 0 8000 0 CITIGROUP INC COM NEW 172967424 397 8000 SH SOLE 0 8000 0 CLOROX CO DEL COM 189054109 69 600 SH SOLE 0 600 0 COCA COLA ENTERPRISES INC NE COM 19122T109 73 1500 SH SOLE 0 1500 0 COMPUTER SCIENCES CORP COM 205363104 61 1000 SH SOLE 0 1000 0 DANAHER CORP DEL COM 235851102 256 3000 SH SOLE 0 3000 0 DELTA AIR LINES INC DEL COM NEW 247361702 202 4500 SH SOLE 0 4500 0 DENTSPLY INTL INC NEW COM 249030107 51 1000 SH SOLE 0 1000 0 DOW CHEM CO COM 260543103 242 5700 SH SOLE 0 5700 0 EXXON MOBIL CORP COM 30231G102 201 2700 SH SOLE 0 2700 0 FIDELITY NATL INFORMATION SV COM 31620M106 235 3500 SH SOLE 0 3500 0 FIFTH THIRD BANCORP COM 316773100 208 11000 SH SOLE 0 11000 0 GAMESTOP CORP NEW CL A 36467W109 247 6000 SH SOLE 0 6000 0 GENERAL DYNAMICS CORP COM 369550108 262 1900 SH SOLE 0 1900 0 GILEAD SCIENCES INC COM 375558103 216 2200 SH SOLE 0 2200 0 HARTFORD FINL SVCS GROUP INC COM 416515104 69 1500 SH SOLE 0 1500 0 HASBRO INC COM 418056107 274 3800 SH SOLE 0 3800 0 HOME DEPOT INC COM 437076102 173 1500 SH SOLE 0 1500 0 HUNTINGTON BANCSHARES INC COM 446150104 297 28000 SH SOLE 0 28000 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 70 300 SH SOLE 0 300 0 JPMORGAN CHASE & CO COM 46625H100 396 6500 SH SOLE 0 6500 0 JOHNSON & JOHNSON COM 478160104 224 2400 SH SOLE 0 2400 0 LOCKHEED MARTIN CORP COM 539830109 83 400 SH SOLE 0 400 0 MASTERCARD INC CL A 57636Q104 442 4900 SH SOLE 0 4900 0 MICROSOFT CORP COM 594918104 212 4800 SH SOLE 0 4800 0 NASDAQ INC COM 631103108 107 2000 SH SOLE 0 2000 0 NIKE INC CL B 654106103 492 4000 SH SOLE 0 4000 0 NORTHROP GRUMMAN CORP COM 666807102 266 1600 SH SOLE 0 1600 0 NVIDIA CORP COM 67066G104 99 4000 SH SOLE 0 4000 0 PNC FINL SVCS GROUP INC COM 693475105 232 2600 SH SOLE 0 2600 0 PEPSICO INC COM 713448108 245 2600 SH SOLE 0 2600 0 PFIZER INC COM 717081103 204 6500 SH SOLE 0 6500 0 PROCTER & GAMBLE CO COM 742718109 194 2700 SH SOLE 0 2700 0 PROGRESSIVE CORP OHIO COM 743315103 92 3000 SH SOLE 0 3000 0 PRUDENTIAL FINL INC COM 744320102 229 3000 SH SOLE 0 3000 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 42 1000 SH SOLE 0 1000 0 PUBLIC STORAGE COM 74460D109 169 800 SH SOLE 0 800 0 REPUBLIC SVCS INC COM 760759100 276 6700 SH SOLE 0 6700 0 ST JUDE MED INC COM 790849103 208 3300 SH SOLE 0 3300 0 SCHLUMBERGER LTD COM 806857108 200 2900 SH SOLE 0 2900 0 SCHWAB CHARLES CORP NEW COM 808513105 271 9500 SH SOLE 0 9500 0 SIGMA ALDRICH CORP COM 826552101 35 250 SH SOLE 0 250 0 STARBUCKS CORP COM 855244109 284 5000 SH SOLE 0 5000 0 STRYKER CORP COM 863667101 66 700 SH SOLE 0 700 0 TARGET CORP COM 87612E106 205 2600 SH SOLE 0 2600 0 TEXAS INSTRS INC COM 882508104 208 4200 SH SOLE 0 4200 0 TIME WARNER CABLE INC COM 88732J207 143 800 SH SOLE 0 800 0 TORCHMARK CORP COM 891027104 56 1000 SH SOLE 0 1000 0 TOTAL SYS SVCS INC COM 891906109 227 5000 SH SOLE 0 5000 0 UNITEDHEALTH GROUP INC COM 91324P102 418 3600 SH SOLE 0 3600 0 UNIVERSAL HLTH SVCS INC CL B 913903100 75 600 SH SOLE 0 600 0 VALERO ENERGY CORP NEW COM 91913Y100 30 500 SH SOLE 0 500 0 VERIZON COMMUNICATIONS INC COM 92343V104 218 5000 SH SOLE 0 5000 0 VISA INC COM CL A 92826C839 453 6500 SH SOLE 0 6500 0 WAL-MART STORES INC COM 931142103 188 2900 SH SOLE 0 2900 0 XCEL ENERGY INC COM 98389B100 35 1000 SH SOLE 0 1000 0 XILINX INC COM 983919101 85 2000 SH SOLE 0 2000 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 442 4500 SH SOLE 0 4500 0 DELPHI AUTOMOTIVE PLC SHS G27823106 304 4000 SH SOLE 0 4000 0 XL GROUP PLC SHS G98290102 240 6600 SH SOLE 0 6600 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 200 2400 SH SOLE 0 2400 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 400 3200 SH SOLE 0 3200 0 CANADIAN SOLAR INC COM 136635109 61 3700 SH SOLE 0 3700 0 CHINA PETE & CHEM CORP SPON ADR H SHS 16941R108 43 700 SH SOLE 0 700 0 CHINA DISTANCE ED HLDGS LTD SPONS ADR 16944W104 84 6600 SH SOLE 0 6600 0 DBX ETF TR DBXTR HAR CS 300 233051879 39 1200 SH SOLE 0 1200 0 DIREXION SHS ETF TR DL FTSE BLL 3X 25459W771 39 2200 SH SOLE 0 2200 0 ISHARES MSCI THI CAP ETF 464286624 75 1200 SH SOLE 0 1200 0 ISHARES TR MSCI PHILIPS ETF 46429B408 86 2500 SH SOLE 0 2500 0 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 77 5000 SH SOLE 0 5000 0 NETEASE INC SPONSORED ADR 64110W102 78 650 SH SOLE 0 650 0 NOAH HLDGS LTD SPONSORED ADS 65487X102 176 7500 SH SOLE 0 7500 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 31 450 SH SOLE 0 450 0 SOUFUN HLDGS LTD ADR 836034108 43 6500 SH SOLE 0 6500 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 145 7000 SH SOLE 0 7000 0 YY INC ADS REPCOM CLA 98426T106 44 800 SH SOLE 0 800 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 100 800 SH SOLE 0 800 0 DIREXION SHS ETF TR DLY RUSSIA BUL14 25459Y140 520 38300 SH SOLE 0 38300 0 MOBILE TELESYSTEMS PJSC SPONSORED ADR 607409109 1084 150200 SH SOLE 0 150200 0 RYANAIR HLDGS PLC SPONSORED ADR 783513104 305 3900 SH SOLE 0 3900 0 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 242 27897 SH SOLE 0 27897 0 LUXOFT HLDG INC ORD SHS CL A G57279104 259 4100 SH SOLE 0 4100 0 AGRIUM INC COM 008916108 1969 22000 SH SOLE 0 22000 0 APTARGROUP INC COM 038336103 198 3000 SH SOLE 0 3000 0 ARCHER DANIELS MIDLAND CO COM 039483102 1244 30000 SH SOLE 0 30000 0 AVERY DENNISON CORP COM 053611109 2263 40000 SH SOLE 0 40000 0 BP PRUDHOE BAY RTY TR UNIT BEN INT 055630107 205 5000 SH SOLE 0 5000 0 BALCHEM CORP COM 057665200 182 3000 SH SOLE 0 3000 0 CF INDS HLDGS INC COM 125269100 2694 60000 SH SOLE 0 60000 0 CAL MAINE FOODS INC COM NEW 128030202 2621 48000 SH SOLE 0 48000 0 CALLON PETE CO DEL COM 13123X102 889 122000 SH SOLE 0 122000 0 DIAMONDBACK ENERGY INC COM 25278X109 1938 30000 SH SOLE 0 30000 0 EQT MIDSTREAM PARTNERS LP UNIT LTD PARTN 26885B100 1658 25000 SH SOLE 0 25000 0 WALTER ENERGY INC COM 93317Q105 0 4293 SH SOLE 0 4293 0 FRANCO NEVADA CORP COM 351858105 440 10000 SH SOLE 0 10000 0 FREEPORT-MCMORAN INC CL B 35671D857 1308 135000 SH SOLE 0 135000 0 HORMEL FOODS CORP COM 440452100 2279 36000 SH SOLE 0 36000 0 INGREDION INC COM 457187102 175 2000 SH SOLE 0 2000 0 INNOSPEC INC COM 45768S105 140 3000 SH SOLE 0 3000 0 KAISER ALUMINUM CORP COM PAR $0.01 483007704 1605 20000 SH SOLE 0 20000 0 MARATHON PETE CORP COM 56585A102 185 4000 SH SOLE 0 4000 0 MARTIN MARIETTA MATLS INC COM 573284106 3343 22000 SH SOLE 0 22000 0 MASCO CORP COM 574599106 1385 55000 SH SOLE 0 55000 0 NEENAH PAPER INC COM 640079109 291 5000 SH SOLE 0 5000 0 NEVSUN RES LTD COM 64156L101 1160 400000 SH SOLE 0 400000 0 NEWFIELD EXPL CO COM 651290108 2468 75000 SH SOLE 0 75000 0 NEWMONT MINING CORP COM 651639106 1286 80000 SH SOLE 0 80000 0 NEXTERA ENERGY INC COM 65339F101 195 2000 SH SOLE 0 2000 0 PDC ENERGY INC COM 69327R101 1590 30000 SH SOLE 0 30000 0 PARSLEY ENERGY INC CL A 701877102 1356 90000 SH SOLE 0 90000 0 RICE MIDSTREAM PARTNERS LP UNIT LTD PARTN 762819100 2464 185000 SH SOLE 0 185000 0 RIO TINTO PLC SPONSORED ADR 767204100 338 10000 SH SOLE 0 10000 0 SEALED AIR CORP NEW COM 81211K100 2813 60000 SH SOLE 0 60000 0 SOUTHERN COPPER CORP COM 84265V105 2004 75000 SH SOLE 0 75000 0 STEEL DYNAMICS INC COM 858119100 172 10000 SH SOLE 0 10000 0 SYNERGY RES CORP COM 87164P103 147 15000 SH SOLE 0 15000 0 TESORO CORP COM 881609101 194 2000 SH SOLE 0 2000 0 TRACTOR SUPPLY CO COM 892356106 2108 25000 SH SOLE 0 25000 0 TYSON FOODS INC CL A 902494103 3879 90000 SH SOLE 0 90000 0 U S CONCRETE INC COM NEW 90333L201 2151 45000 SH SOLE 0 45000 0 UNIVERSAL FST PRODS INC COM 913543104 577 10000 SH SOLE 0 10000 0 VALERO ENERGY CORP NEW COM 91913Y100 120 2000 SH SOLE 0 2000 0 VULCAN MATLS CO COM 929160109 3390 38000 SH SOLE 0 38000 0 WESTERN REFNG INC COM 959319104 132 3000 SH SOLE 0 3000 0 CORE LABORATORIES N V COM N22717107 200 2000 SH SOLE 0 2000 0 FRANKS INTL N V COM N33462107 107 7000 SH SOLE 0 7000 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 3668 44000 SH SOLE 0 44000 0 DHT HOLDINGS INC SHS NEW Y2065G121 371 50000 SH SOLE 0 50000 0 AGNICO EAGLE MINES LTD COM 008474108 2532 100000 SH SOLE 0 100000 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 447 75000 SH SOLE 0 75000 0 COMSTOCK MNG INC COM 205750102 1347 2172077 SH SOLE 0 2172077 0 DIREXION SHS ETF TR DLYJR GL MNR3X N 25459Y157 564 75000 SH SOLE 0 75000 0 DIREXION SHS ETF TR DAILY GOLD MINER 25459Y389 578 200000 SH SOLE 0 200000 0 FORTUNA SILVER MINES INC COM 349915108 872 400000 SH SOLE 0 400000 0 FRANCO NEVADA CORP COM 351858105 1101 25000 SH SOLE 0 25000 0 FREEPORT-MCMORAN INC CL B 35671D857 630 65000 SH SOLE 0 65000 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 0 20 SH SOLE 0 20 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 0 8 SH SOLE 0 8 0 NEVSUN RES LTD COM 64156L101 580 200000 SH SOLE 0 200000 0 NEWMONT MINING CORP COM 651639106 482 30000 SH SOLE 0 30000 0 RANDGOLD RES LTD ADR 752344309 1182 20000 SH SOLE 0 20000 0 RICHMONT MINES INC COM 76547T106 1587 575000 SH SOLE 0 575000 0 TAHOE RES INC COM 873868103 194 25000 SH SOLE 0 25000 0 SIGNET JEWELERS LIMITED SHS G81276100 408 3000 SH SOLE 0 3000 0 AMC NETWORKS INC CL A 00164V103 439 6000 SH SOLE 0 6000 0 ACTIVISION BLIZZARD INC COM 00507V109 525 17000 SH SOLE 0 17000 0 AETNA INC NEW COM 00817Y108 656 6000 SH SOLE 0 6000 0 ALASKA AIR GROUP INC COM 011659109 397 5000 SH SOLE 0 5000 0 ALLEGIANT TRAVEL CO COM 01748X102 130 600 SH SOLE 0 600 0 AMAZON COM INC COM 023135106 921 1800 SH SOLE 0 1800 0 AMERICAN FINL GROUP INC OHIO COM 025932104 551 8000 SH SOLE 0 8000 0 AMERICAN STS WTR CO COM 029899101 83 2000 SH SOLE 0 2000 0 AMSURG CORP COM 03232P405 194 2500 SH SOLE 0 2500 0 APPLE INC COM 037833100 1213 11000 SH SOLE 0 11000 0 APTARGROUP INC COM 038336103 66 1000 SH SOLE 0 1000 0 ATLANTIC TELE NETWORK INC COM NEW 049079205 148 2000 SH SOLE 0 2000 0 AVERY DENNISON CORP COM 053611109 113 2000 SH SOLE 0 2000 0 BALL CORP COM 058498106 62 1000 SH SOLE 0 1000 0 BANK OF THE OZARKS INC COM 063904106 525 12000 SH SOLE 0 12000 0 BEST BUY INC COM 086516101 167 4500 SH SOLE 0 4500 0 BOEING CO COM 097023105 655 5000 SH SOLE 0 5000 0 CVS HEALTH CORP COM 126650100 1061 11000 SH SOLE 0 11000 0 CAL MAINE FOODS INC COM NEW 128030202 218 4000 SH SOLE 0 4000 0 CALLON PETE CO DEL COM 13123X102 146 20000 SH SOLE 0 20000 0 CAMBREX CORP COM 132011107 516 13000 SH SOLE 0 13000 0 CASH AMER INTL INC COM 14754D100 112 4000 SH SOLE 0 4000 0 CENTRAL GARDEN & PET CO CL A NON-VTG 153527205 113 7000 SH SOLE 0 7000 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 1002 16000 SH SOLE 0 16000 0 CONSOLIDATED EDISON INC COM 209115104 67 1000 SH SOLE 0 1000 0 CONSTELLATION BRANDS INC CL A 21036P108 250 2000 SH SOLE 0 2000 0 DELTA AIR LINES INC DEL COM NEW 247361702 449 10000 SH SOLE 0 10000 0 EDWARDS LIFESCIENCES CORP COM 28176E108 711 5000 SH SOLE 0 5000 0 ELECTRONIC ARTS INC COM 285512109 474 7000 SH SOLE 0 7000 0 EXPEDIA INC DEL COM NEW 30212P303 647 5500 SH SOLE 0 5500 0 FACEBOOK INC CL A 30303M102 899 10000 SH SOLE 0 10000 0 FISERV INC COM 337738108 191 2200 SH SOLE 0 2200 0 FOOT LOCKER INC COM 344849104 144 2000 SH SOLE 0 2000 0 GILEAD SCIENCES INC COM 375558103 786 8000 SH SOLE 0 8000 0 GLOBAL PMTS INC COM 37940X102 143 1250 SH SOLE 0 1250 0 GOOGLE INC CL A 38259P508 1021 1600 SH SOLE 0 1600 0 HCA HOLDINGS INC COM 40412C101 928 12000 SH SOLE 0 12000 0 HANOVER INS GROUP INC COM 410867105 155 2000 SH SOLE 0 2000 0 HASBRO INC COM 418056107 50 700 SH SOLE 0 700 0 HEALTH NET INC COM 42222G108 120 2000 SH SOLE 0 2000 0 HENRY JACK & ASSOC INC COM 426281101 56 800 SH SOLE 0 800 0 HOME BANCSHARES INC COM 436893200 891 22000 SH SOLE 0 22000 0 HORMEL FOODS CORP COM 440452100 127 2000 SH SOLE 0 2000 0 JETBLUE AIRWAYS CORP COM 477143101 258 10000 SH SOLE 0 10000 0 JONES LANG LASALLE INC COM 48020Q107 403 2800 SH SOLE 0 2800 0 LHC GROUP INC COM 50187A107 179 4000 SH SOLE 0 4000 0 MASTERCARD INC CL A 57636Q104 631 7000 SH SOLE 0 7000 0 MEDNAX INC COM 58502B106 230 3000 SH SOLE 0 3000 0 MIDDLEBY CORP COM 596278101 631 6000 SH SOLE 0 6000 0 MOLINA HEALTHCARE INC COM 60855R100 241 3500 SH SOLE 0 3500 0 MOODYS CORP COM 615369105 786 8000 SH SOLE 0 8000 0 NATIONAL PRESTO INDS INC COM 637215104 126 1500 SH SOLE 0 1500 0 NAVIGATORS GROUP INC COM 638904102 78 1000 SH SOLE 0 1000 0 NEUSTAR INC CL A 64126X201 109 4000 SH SOLE 0 4000 0 NEWLINK GENETICS CORP COM 651511107 430 12000 SH SOLE 0 12000 0 NIKE INC CL B 654106103 1230 10000 SH SOLE 0 10000 0 NORTHROP GRUMMAN CORP COM 666807102 50 300 SH SOLE 0 300 0 O REILLY AUTOMOTIVE INC NEW COM 67103H107 200 800 SH SOLE 0 800 0 ORBITAL ATK INC COM 68557N103 144 2000 SH SOLE 0 2000 0 PAYCOM SOFTWARE INC COM 70432V102 610 17000 SH SOLE 0 17000 0 PAYPAL HLDGS INC COM 70450Y103 466 15000 SH SOLE 0 15000 0 POST HLDGS INC COM 737446104 296 5000 SH SOLE 0 5000 0 PROGRESSIVE CORP OHIO COM 743315103 123 4000 SH SOLE 0 4000 0 SABRE CORP COM 78573M104 489 18000 SH SOLE 0 18000 0 SELECTIVE INS GROUP INC COM 816300107 62 2000 SH SOLE 0 2000 0 SIGNATURE BK NEW YORK N Y COM 82669G104 825 6000 SH SOLE 0 6000 0 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 435 9000 SH SOLE 0 9000 0 STARBUCKS CORP COM 855244109 909 16000 SH SOLE 0 16000 0 TJX COS INC NEW COM 872540109 1000 14000 SH SOLE 0 14000 0 TESORO CORP COM 881609101 68 700 SH SOLE 0 700 0 TIME WARNER CABLE INC COM 88732J207 413 2300 SH SOLE 0 2300 0 TOTAL SYS SVCS INC COM 891906109 136 3000 SH SOLE 0 3000 0 TYLER TECHNOLOGIES INC COM 902252105 194 1300 SH SOLE 0 1300 0 U S CONCRETE INC COM NEW 90333L201 430 9000 SH SOLE 0 9000 0 ULTA SALON COSMETCS & FRAG I COM 90384S303 490 3000 SH SOLE 0 3000 0 UNITEDHEALTH GROUP INC COM 91324P102 1160 10000 SH SOLE 0 10000 0 UNIVERSAL INS HLDGS INC COM 91359V107 591 20000 SH SOLE 0 20000 0 VALERO ENERGY CORP NEW COM 91913Y100 60 1000 SH SOLE 0 1000 0 VANTIV INC CL A 92210H105 180 4000 SH SOLE 0 4000 0 VERISIGN INC COM 92343E102 141 2000 SH SOLE 0 2000 0 VULCAN MATLS CO COM 929160109 446 5000 SH SOLE 0 5000 0 WABTEC CORP COM 929740108 440 5000 SH SOLE 0 5000 0 WELLCARE HEALTH PLANS INC COM 94946T106 215 2500 SH SOLE 0 2500 0 WESTERN ALLIANCE BANCORP COM 957638109 645 21000 SH SOLE 0 21000 0 WESTERN REFNG INC COM 959319104 53 1200 SH SOLE 0 1200 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 53 500 SH SOLE 0 500 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 563 4500 SH SOLE 0 4500 0 AGNICO EAGLE MINES LTD COM 008474108 760 30000 SH SOLE 0 30000 0 COMSTOCK MNG INC COM 205750102 1342 2165000 SH SOLE 0 2165000 0 DIREXION SHS ETF TR DLYJR GL MNR3X N 25459Y157 752 100000 SH SOLE 0 100000 0 DIREXION SHS ETF TR DAILY GOLD MINER 25459Y389 795 275000 SH SOLE 0 275000 0 FORTUNA SILVER MINES INC COM 349915108 1243 570000 SH SOLE 0 570000 0 FRANCO NEVADA CORP COM 351858105 594 13500 SH SOLE 0 13500 0 GOLD STD VENTURES CORP COM 380738104 760 2000000 SH SOLE 0 2000000 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 0 20 SH SOLE 0 20 0 MARKET VECTORS ETF TR JR GOLD MINERS E 57061R544 0 8 SH SOLE 0 8 0 PRETIUM RES INC COM 74139C102 1815 300000 SH SOLE 0 300000 0 RANDGOLD RES LTD ADR 752344309 1182 20000 SH SOLE 0 20000 0 RICHMONT MINES INC COM 76547T106 1587 575000 SH SOLE 0 575000 0 SOLITARIO EXPL & RTY CORP COM 8342EP107 450 1000000 SH SOLE 0 1000000 0 ANGLOGOLD ASHANTI LTD CALL 3ZW995BD6 266 325 SH Call SOLE 0 325 0 ANGLOGOLD ASHANTI LTD CALL 3ZW995BD6 430 525 SH Call SOLE 0 525 0 BARRICK GOLD CORP CALL 9Y3994GE1 270 425 SH Call SOLE 0 425 0 BARRICK GOLD CORP CALL 9Y3994GE1 413 650 SH Call SOLE 0 650 0 ELDORADO GOLD CORP NEW CALL 99G993BY5 386 1200 SH Call SOLE 0 1200 0 ELDORADO GOLD CORP NEW CALL 99G993BY5 580 1800 SH Call SOLE 0 1800 0 FIRST MAJESTIC SILVER CORP CALL 1MZ9944C7 80 249 SH Call SOLE 0 249 0 FIRST MAJESTIC SILVER CORP CALL 1MZ9944C7 105 328 SH Call SOLE 0 328 0 GOLD FIELDS LTD NEW CALL 25Z9935M2 133 500 SH Call SOLE 0 500 0 GOLD FIELDS LTD NEW CALL 25Z9935M2 266 1000 SH Call SOLE 0 1000 0 IAMGOLD CORP CALL 8Y4995AB0 29 180 SH Call SOLE 0 180 0 IAMGOLD CORP CALL 8Y4995AB0 44 270 SH Call SOLE 0 270 0 NEWMONT MINING CORP CALL 2ZU993IR6 402 250 SH Call SOLE 0 250 0 NEWMONT MINING CORP CALL 2ZU993IR6 603 375 SH Call SOLE 0 375 0 NOVAGOLD RES INC CALL 28C9949Y9 542 1500 SH Call SOLE 0 1500 0 PAN AMERICAN SILVER CORP CALL 57C995BJ5 232 365 SH Call SOLE 0 365 0 PAN AMERICAN SILVER CORP CALL 57C995BJ5 167 263 SH Call SOLE 0 263 0 PHILLIPS 66 CALL 77F994FX8 5379 700 SH Call SOLE 0 700 0 RANDGOLD RES LTD CALL 85C993DX8 473 80 SH Call SOLE 0 80 0 RANDGOLD RES LTD CALL 85C993DX8 650 110 SH Call SOLE 0 110 0 SEABRIDGE GOLD INC CALL 8VX9964Z6 247 425 SH Call SOLE 0 425 0 SILVER STD RES INC CALL 3U1996AO6 230 352 SH Call SOLE 0 352 0 SILVER STD RES INC CALL 3U1996AO6 390 598 SH Call SOLE 0 598 0 SILVER WHEATON CORP CALL 1MZ997H85 139 116 SH Call SOLE 0 116 0 SILVER WHEATON CORP CALL 1MZ997H85 185 154 SH Call SOLE 0 154 0 YAMANA GOLD INC CALL 26V9948C1 53 314 SH Call SOLE 0 314 0 YAMANA GOLD INC CALL 26V9948C1 53 314 SH Call SOLE 0 314 0 ABRAXAS PETE CORP COM 003830106 13 10000 SH SOLE 0 0 10000 AGNICO EAGLE MINES LTD COM 008474108 55 2179 SH SOLE 0 0 2179 ALASKA AIR GROUP INC COM 011659109 1715 21592 SH SOLE 0 21592 0 ALLEGIANT TRAVEL CO COM 01748X102 1718 7945 SH SOLE 0 7945 0 ALLIANCE HOLDING GP LP COM UNITS LP 01861G100 3 100 SH SOLE 0 0 100 ALLIANCE RES PARTNER L P UT LTD PART 01877R108 4 200 SH SOLE 0 0 200 AMERICAN AIRLS GROUP INC COM 02376R102 5040 129904 SH SOLE 0 129904 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 2 50 SH Call SOLE 0 0 50 AT&T INC COM 00206R102 98 3000 SH SOLE 0 3000 0 ATLAS RESOURCE PARTNERS LP COM UNT LTD PR 04941A101 1 500 SH SOLE 0 0 500 BAYTEX ENERGY CORP COM 07317Q105 1 300 SH SOLE 0 0 300 BOEING CO COM 097023105 1306 9975 SH SOLE 0 9975 0 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 2 992 SH SOLE 0 0 992 CHINA EASTN AIRLS LTD SPON ADR CL H 16937R104 457 15338 SH SOLE 0 15338 0 CONTROLADORA VUELA CIA DE AV SPON ADR RP 10 21240E105 445 29817 SH SOLE 0 29817 0 CRESENT PT ENERGY CORP COM 22576C101 17 1500 SH SOLE 0 0 1500 DELTA AIR LINES INC DEL COM NEW 247361702 5093 113540 SH SOLE 0 113540 0 DENISON MINES CORP COM 248356107 17 45000 SH SOLE 0 0 45000 DEUTSCHE BK AG LDN BRH DB GOLD SHORT 25154H731 16 1000 SH SOLE 0 0 1000 DEUTSCHE BK AG LDN BRH DB GOLD SHORT 25154H731 34 2100 SH SOLE 0 0 2100 DORCHESTER MINERALS LP COM UNIT 25820R105 1 100 SH SOLE 0 0 100 ELDORADO GOLD CORP NEW COM 284902103 1 175 SH Call SOLE 0 0 175 ENCANA CORP COM 292505104 3 500 SH SOLE 0 0 500 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 42 2000 SH SOLE 0 0 2000 ENERPLUS CORP COM 292766102 22 4500 SH SOLE 0 0 4500 ETFS PALLADIUM TR SH BEN INT 26923A106 19 300 SH SOLE 0 0 300 ETFS PALLADIUM TR SH BEN INT 26923A106 38 600 SH SOLE 0 0 600 EV ENERGY PARTNERS LP COM UNITS 26926V107 1 200 SH SOLE 0 0 200 EXCO RESOURCES INC COM 269279402 1 1000 SH SOLE 0 0 1000 FRANCO NEVADA CORP COM 351858105 18 400 SH SOLE 0 0 400 FRANCO NEVADA CORP COM 351858105 35 800 SH SOLE 0 0 800 GENERAL DYNAMICS CORP COM 369550108 1306 9468 SH SOLE 0 9468 0 HAWAIIAN HOLDINGS INC COM 419879101 1322 53581 SH SOLE 0 53581 0 HRG GROUP INC COM 40434J100 58 4900 SH SOLE 0 0 4900 HUGOTON RTY TR TEX UNIT BEN INT 444717102 2 600 SH SOLE 0 0 600 INTEROIL CORP COM 460951106 89 2626 SH SOLE 0 0 2626 JETBLUE AIRWAYS CORP COM 477143101 1684 65359 SH SOLE 0 65359 0 LEGACY RESVS LP UNIT LP INT 524707304 1 300 SH SOLE 0 0 300 LINN ENERGY LLC UNIT LTD LIAB 536020100 2 800 SH SOLE 0 0 800 LINNCO LLC COM SHS LTD INT 535782106 2 900 SH SOLE 0 0 900 LPP ENERGY LP COM 50214A104 1 300 SH SOLE 0 0 300 MEMORIAL PRODTN PARTNERS LP COM U REP LTD 586048100 1 300 SH SOLE 0 0 300 MID CON ENERGY PARTNERS LP COM UNIT REPST 59560V109 0 200 SH SOLE 0 0 200 MV OIL TR TR UNITS 553859109 2 400 SH SOLE 0 0 400 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 44 5500 SH SOLE 0 5500 0 NUVEEN PFD INCOME OPPRTNY FD COM 67073B106 48 5375 SH SOLE 0 5375 0 PACIFIC COAST OIL TR PUT 694103102 2 900 SH SOLE 0 0 900 PAN AMERICAN SILVER CORP COM 697900108 0 2 SH Call SOLE 0 0 2 PATTERN ENERGY GROUP INC CL A 70338P100 76 4000 SH SOLE 0 0 4000 PENGROWTH ENERGY CORP COM 70706P104 2 2400 SH SOLE 0 0 2400 PERMIAN BASIN RTY TR UNIT BEN INT 714236106 3 500 SH SOLE 0 0 500 PIONEER FLOATING RATE TR COM 72369J102 91 8000 SH SOLE 0 8000 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 15 600 SH SOLE 0 0 600 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 33 1300 SH SOLE 0 0 1300 PROSHARES TR BASIC MAT NEW 74347X138 17 400 SH SOLE 0 0 400 PROSHARES TR BASIC MAT NEW 74347X138 30 700 SH SOLE 0 0 700 PROSHARES TR II PSHS ULSSLVR NEW 74347W114 15 120 SH SOLE 0 0 120 PROSHARES TR II PSHS ULSSLVR NEW 74347W114 34 280 SH SOLE 0 0 280 RYANAIR HLDGS PLC SPONSORED ADR 783513203 432 5515 SH SOLE 0 5515 0 SANDRIDGE MISSISSIPPIAM TR I SH BEN INT 80007V106 7 3000 SH SOLE 0 0 3000 SANDRIDGE PERMIAN TR COM UNIT BEN INT 80007A102 6 1400 SH SOLE 0 0 1400 SILVER WHEATON CORP COM 828336107 17 1400 SH SOLE 0 0 1400 SILVER WHEATON CORP COM 828336107 34 2800 SH SOLE 0 0 2800 SKYWEST INC COM 830879102 1301 78066 SH SOLE 0 78066 0 SOUTHWEST AIRLS CO COM 844741108 5220 137237 SH SOLE 0 137237 0 SPIRIT AIRLS INC COM 848577102 1691 35764 SH SOLE 0 35764 0 TAHOE RES INC COM 873868103 19 2500 SH SOLE 0 0 2500 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 16 700 SH SOLE 0 0 700 TEUCRIUM COMMODITY TR CORN FD SHS 88166A102 33 1400 SH SOLE 0 0 1400 TRANSATLANTIC PETROLEUM LTD SHS NEW G89982113 25 9772 SH SOLE 0 0 9772 TRANSATLANTIC PETROLEUM LTD SHS NEW G89982113 14 5466 SH SOLE 0 0 5466 TURQUOISE HILL RES LTD COM 900435108 51 20000 SH SOLE 0 0 20000 TURQUOISE HILL RES LTD COM 900435108 77 30000 SH SOLE 0 0 30000 UNITED CONTL HLDGS INC COM 910047109 5002 94322 SH SOLE 0 94322 0 URANIUM ENERGY CORP COM 916896103 55 54500 SH SOLE 0 0 54500 VANGUARD NAT RES LLC COM UNIT 92205F106 45 5950 SH SOLE 0 0 5950 VERMILLION ENERGY INC COM 923725105 3 100 SH SOLE 0 0 100 VIRGIN AMER INC COM VTG 92765X208 1682 49193 SH SOLE 0 49193 0 VIRTUS GLOBAL MULTI-SEC INC COM 92829B101 63 4372 SH SOLE 0 4372 0 VOC ENERGY TR TR UNIT 91829B103 2 500 SH SOLE 0 0 500 W&T OFFSHORE INC COM 92922P106 1 200 SH SOLE 0 0 200 YAMANA GOLD INC COM 98462Y100 0 2 SH Call SOLE 0 0 2