0000950123-14-012093.txt : 20141114
0000950123-14-012093.hdr.sgml : 20141114
20141114124320
ACCESSION NUMBER: 0000950123-14-012093
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: U S GLOBAL INVESTORS INC
CENTRAL INDEX KEY: 0000754811
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 741598370
STATE OF INCORPORATION: TX
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02220
FILM NUMBER: 141222189
BUSINESS ADDRESS:
STREET 1: 7900 CALLAGHAN RD
CITY: SAN ANTONIO
STATE: TX
ZIP: 78229
BUSINESS PHONE: 2103081234
MAIL ADDRESS:
STREET 1: 7900 CALLAGHAN ROAD
CITY: SAN ANTONIO
STATE: TX
ZIP: 78229
FORMER COMPANY:
FORMER CONFORMED NAME: UNITED SERVICES ADVISORS INC /TX/
DATE OF NAME CHANGE: 19950321
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0000754811
XXXXXXXX
09-30-2014
09-30-2014
U S GLOBAL INVESTORS INC
7900 CALLAGHAN ROAD
SAN ANTONIO
TX
78229
13F HOLDINGS REPORT
028-02220
N
Susan B. McGee
President/General Counsel
210-308-1234
Susan B. McGee
San Antonio
X1
11-14-2014
0
392
353113
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ABRAXAS PETE CORP
COM
003830106
53
10000
SH
SOLE
0
0
10000
ACTAVIS PLC
SHS
G0083B108
362
1500
SH
SOLE
0
1500
0
ACTAVIS PLC
SHS
G0083B108
844
3500
SH
SOLE
0
3500
0
AES CORP
COM
00130H105
227
16000
SH
SOLE
0
16000
0
AGNICO EAGLE MINES LTD
COM
008474108
63
2179
SH
SOLE
0
0
2179
AGNICO EAGLE MINES LTD
COM
008474108
685
23608
SH
SOLE
0
23608
0
AGNICO EAGLE MINES LTD
COM
008474108
1160
39952
SH
SOLE
0
39952
0
AGRIUM INC
COM
008916108
4183
47000
SH
SOLE
0
47000
0
ALCOA INC
COM
013817101
4023
250000
SH
SOLE
0
250000
0
ALEXION PHARMACEUTICALS INC
COM
015351109
663
4000
SH
SOLE
0
4000
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
89
1000
SH
SOLE
0
1000
0
ALLIANCE HOLDINGS GP LP
COM UNITS LP
01861G100
7
100
SH
SOLE
0
0
100
ALLIANCE RES PARTNER L P
UT LTD PART
01877R108
9
200
SH
SOLE
0
0
200
ALLSTATE CORP
COM
020002101
239
3900
SH
SOLE
0
3900
0
ALMADEN MINERALS LTD
COM
020283107
793
600000
SH
SOLE
0
600000
0
AMBARELLA INC
SHS
G037AX101
655
15000
SH
SOLE
0
15000
0
ANADARKO PETE CORP
COM
032511107
6086
60000
SH
SOLE
0
60000
0
ANGLOGOLD ASHANTI LTD
SPONSORED ADR
3ZW9956X8
143
150
SH
Call
SOLE
0
150
0
ANGLOGOLD ASHANTI LTD
SPONSORED ADR
3ZW9956X8
238
250
SH
Call
SOLE
0
250
0
APPLE INC
COM
037833100
1008
10000
SH
SOLE
0
10000
0
APPLE INC
COM
037833100
2267
22500
SH
SOLE
0
22500
0
ARGO GROUP INTL HLDGS LTD
COM
G0464B107
252
5000
SH
SOLE
0
5000
0
AT&T INC
COM
00206R102
106
3000
SH
SOLE
0
3000
0
AT&T INC
COM
00206R102
254
7200
SH
SOLE
0
7200
0
ATLAS RESOURCE PARTNERS LP
COM UNT LTD PR
04941A101
10
500
SH
SOLE
0
0
500
AURICO GOLD INC
COM
05155C106
175
5000
SH
SOLE
0
0
5000
AURICO GOLD INC
COM
05155C105
524
150000
SH
SOLE
0
150000
0
AURICO GOLD INC
COM
05155C105
1396
400000
SH
SOLE
0
400000
0
AUTOHOME INC
SP ADR RP CL A
05278C107
67
1600
SH
SOLE
0
1600
0
AVERY DENNISON CORP
COM
053611109
223
5000
SH
SOLE
0
5000
0
BAIDU INC
SPON ADR REP A
056752108
415
1900
SH
SOLE
0
1900
0
BAYTEX ENERGY CORP
COM
07317Q105
13
300
SH
SOLE
0
0
300
BIOGEN IDEC INC
COM
09062X103
827
2500
SH
SOLE
0
2500
0
BIOGEN IDEC INC
COM
09062X103
1819
5500
SH
SOLE
0
5500
0
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630108
94
1000
SH
SOLE
0
0
1000
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
188
2000
SH
SOLE
0
2000
0
BP PRUDHOE BAY RTY TR
UNIT BEN INT
055630107
708
7512
SH
SOLE
0
7512
0
BREITBURN ENERGY PARTNERS LP
COM UT LTD PTN
106776107
10
500
SH
SOLE
0
0
500
C H ROBINSON WORLDWIDE INC
COM NEW
12541W209
232
3500
SH
SOLE
0
3500
0
CABOT OIL & GAS CORP
COM
127097103
5230
160000
SH
SOLE
0
160000
0
CAL MAINE FOODS INC
COM NEW
128030202
2233
25000
SH
SOLE
0
25000
0
CAMECO CORP
CALL
13321L908
35
20
SH
Call
SOLE
0
0
20
CAMERON INTERNATIONAL CORP
COM
13342B105
232
3500
SH
SOLE
0
3500
0
CANADIAN NAT RES LTD
COM
136385101
4583
118000
SH
SOLE
0
118000
0
CAVIUM INC
COM
14964U108
995
20000
SH
SOLE
0
20000
0
CBRE GROUP INC
CL A
12504L109
297
10000
SH
SOLE
0
10000
0
CBRE GROUP INC
CL A
12504L109
744
25000
SH
SOLE
0
25000
0
CELGENE CORP
COM
151020104
284
3000
SH
SOLE
0
3000
0
CELGENE CORP
COM
151020104
569
6000
SH
SOLE
0
6000
0
CENOVUS ENERGY INC
COM
15135U109
4838
180000
SH
SOLE
0
180000
0
CENTURY ALUM CO
COM
156431108
260
10000
SH
SOLE
0
10000
0
CF INDS HLDGS INC
COM
125269100
279
1000
SH
SOLE
0
1000
0
CHEETAH MOBILE INC
ADR
163075104
307
16800
SH
SOLE
0
16800
0
CHEVRON CORP NEW
COM
166764100
5489
46000
SH
SOLE
0
46000
0
CHINA MOBILE LIMITED
SPONSORED ADR
16941M109
239
4070
SH
SOLE
0
4070
0
CHINA PETE & CHEM CORP
SPON ADR H SHS
16941R108
227
2600
SH
SOLE
0
2600
0
CHINA TELECOM CORP LTD
SPON ADR H SHS
169426103
132
2150
SH
SOLE
0
2150
0
CIMAREX ENERGY CO
COM
171798101
5188
41000
SH
SOLE
0
41000
0
CNOOC LTD
SPONSORED ADR
126132109
224
1300
SH
SOLE
0
1300
0
CNOOC LTD
SPONSORED ADR
126132109
4486
26000
SH
SOLE
0
26000
0
COCA COLA ENTERPRISES INC NE
COM
19122T109
222
5000
SH
SOLE
0
5000
0
COEUR MNG INC
COM NEW
57N993AL4
74
150
SH
Call
SOLE
0
0
150
COEUR MNG INC
COM NEW
57N993AL4
595
1200
SH
Call
SOLE
0
1200
0
COEUR MNG INC
COM NEW
57N993AL4
1042
2100
SH
Call
SOLE
0
2100
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
232
20000
SH
SOLE
0
20000
0
COMPANIA DE MINAS BUENAVENTU
SPONSORED ADR
204448104
869
75000
SH
SOLE
0
75000
0
CONCHO RES INC
COM
20605P101
752
6000
SH
SOLE
0
6000
0
CONE MIDSTREAM PARTNERS LP COM UNIT REPST ADDED
COM UNIT REPST
206812109
42
1500
SH
SOLE
0
1500
0
CONE MIDSTREAM PARTNERS LP COM UNIT REPST ADDED
COM UNIT REPST
206812109
98
3500
SH
SOLE
0
3500
0
CONOCOPHILLIPS
COM
20825C104
38
500
SH
SOLE
0
0
500
CONSOLIDATED EDISON INC
COM
209115104
244
4300
SH
SOLE
0
4300
0
CORNING INC
COM
219350105
213
11000
SH
SOLE
0
11000
0
CRESCENT PT ENERGY CORP
COM
22576C101
61
1500
SH
SOLE
0
0
1500
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
204
3600
SH
SOLE
0
3600
0
DBX ETF TR
DBXTR HAR CS 300
233051879
229
8900
SH
SOLE
0
8900
0
DELEK US HLDGS INC
COM
246647101
3643
110000
SH
SOLE
0
110000
0
DENISON MINES CORP
COM
248356107
51
45000
SH
SOLE
0
0
45000
DEUTSCHE BK AG LDN BRH
PS GOLD SH ETN
25154H731
11
725
SH
SOLE
0
0
725
DEUTSCHE BK AG LDN BRH
PS GOLD SH ETN
25154H731
17
1100
SH
SOLE
0
0
1100
DEUTSCHE BK AG LONDON BRH
PS CRD OIL ETN
25154K809
26
718
SH
SOLE
0
0
718
DEUTSCHE BK AG LONDON BRH
PS CRD OIL ETN
25154K809
35
982
SH
SOLE
0
0
982
DEVON ENERGY CORP NEW
COM
25179M103
5250
77000
SH
SOLE
0
77000
0
DIREXION SHS ETF TR
DAILY GOLD MINER
25459Y389
190
8300
SH
SOLE
0
8300
0
DIREXION SHS ETF TR
DAILY GOLD MINER
25459Y389
302
13200
SH
SOLE
0
13200
0
DIREXION SHS ETF TR
DLY JR GL MNR 3X
25459Y611
163
13800
SH
SOLE
0
13800
0
DIREXION SHS ETF TR
DLY JR GL MNR 3X
25459Y611
286
24200
SH
SOLE
0
24200
0
DIREXION SHS ETF TR
DL FTSE BLL 3X
25459W771
169
6000
SH
SOLE
0
6000
0
DORCHESTER MINERALS LP
COM UNIT
25820R105
3
100
SH
SOLE
0
0
100
DRDGOLD LIMITED
SPON ADR REPSTG
26152H301
510
150000
SH
SOLE
0
150000
0
DXP ENTERPRISES INC NEW
COM NEW
233377407
368
5000
SH
SOLE
0
5000
0
EAGLE MATERIALS INC
COM
26969P108
1018
10000
SH
SOLE
0
10000
0
E-COMMERCE CHINA DANGDANG IN
SPN ADS COM A
26833A105
204
16700
SH
SOLE
0
16700
0
ELDORADO GOLD CORP NEW
COM
99G993BX7
7
10
SH
Call
SOLE
0
0
10
ELDORADO GOLD CORP NEW
COM
284902103
1180
175000
SH
SOLE
0
175000
0
ELDORADO GOLD CORP NEW
COM
3V8996232
401
595
SH
Call
SOLE
0
595
0
ELDORADO GOLD CORP NEW
COM
3V8996232
657
975
SH
Call
SOLE
0
975
0
ELDORADO GOLD CORP NEW
COM
99G993E71
487
722
SH
Call
SOLE
0
722
0
ELDORADO GOLD CORP NEW
COM
99G993E71
861
1278
SH
Call
SOLE
0
1278
0
ELDORADO GOLD CORP NEW
COM
99G993BX7
332
493
SH
Call
SOLE
0
493
0
ELDORADO GOLD CORP NEW
COM
99G993BX7
570
846
SH
Call
SOLE
0
846
0
EMERGE ENERGY SVCS LP
COM REP PARTN
29102H108
231
2000
SH
SOLE
0
2000
0
EMERGE ENERGY SVCS LP
COM REP PARTN
29102H108
4151
36000
SH
SOLE
0
36000
0
ENCANA CORP
COM
292505104
11
500
SH
SOLE
0
0
500
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
62
1000
SH
SOLE
0
0
1000
ENERPLUS CORP
COM
292766102
76
4000
SH
SOLE
0
0
4000
EOG RES INC
COM
26875P101
6139
62000
SH
SOLE
0
62000
0
ETFS PALLADIUM TR
SH BEN INT
26923A106
691
9193
SH
SOLE
0
9193
0
ETFS PALLADIUM TR
SH BEN INT
26922V101
505
4000
SH
SOLE
0
4000
0
ETFS PALLADIUM TR
SH BEN INT
26922V101
2526
20000
SH
SOLE
0
20000
0
ETFS PLATINUM TR
SH BEN INT
26922V101
107
850
SH
SOLE
0
0
850
ETFS PLATINUM TR
SH BEN INT
26922V101
250
1975
SH
SOLE
0
0
1975
EV ENERGY PARTNERS LP
COM UNITS
26926V107
7
200
SH
SOLE
0
0
200
EXCO RESOURCES INC
COM
269279402
3
1000
SH
SOLE
0
0
1000
F5 NETWORKS INC
COM
315616102
297
2500
SH
SOLE
0
2500
0
F5 NETWORKS INC
COM
315616102
653
5500
SH
SOLE
0
5500
0
FACEBOOK INC
CL A
30303M102
632
8000
SH
SOLE
0
8000
0
FACEBOOK INC
CL A
30303M102
1581
20000
SH
SOLE
0
20000
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
995
127500
SH
SOLE
0
127500
0
FIRST MAJESTIC SILVER CORP
COM
32076V103
1560
200000
SH
SOLE
0
200000
0
FIRST MAJESTIC SILVER CORP
COM
1MZ9944C7
194
249
SH
Call
SOLE
0
249
0
FIRST MAJESTIC SILVER CORP
COM
1MZ9944C7
256
328
SH
Call
SOLE
0
328
0
FIRST MAJESTIC SILVER CORP
COM
1MZ994411
351
450
SH
Call
SOLE
0
450
0
FIRST MAJESTIC SILVER CORP
COM
1MZ994411
468
600
SH
Call
SOLE
0
600
0
FIRSTENERGY CORP
COM
337932107
171
5100
SH
SOLE
0
5100
0
FORTUNA SILVER MINES INC
COM
349915108
447
110000
SH
SOLE
0
110000
0
FORTUNA SILVER MINES INC
COM
349915108
812
200000
SH
SOLE
0
200000
0
FOSSIL GROUP INC
COM
34988V106
216
2300
SH
SOLE
0
2300
0
FRANCO NEVADA CORP
COM
351858105
196
4000
SH
SOLE
0
0
4000
FRANCO NEVADA CORP
COM
351858105
293
6000
SH
SOLE
0
6000
0
FRANCO NEVADA CORP
COM
351858105
733
15000
SH
SOLE
0
15000
0
FRANCO NEVADA CORP
COM
351858105
733
15000
SH
SOLE
0
15000
0
FRANCO NEVADA CORP
COM
351858105
4399
90000
SH
SOLE
0
90000
0
FRANCO NEVADA CORP
COM
3MV9964U4
1100
225
SH
Call
SOLE
0
225
0
FRANCO NEVADA CORP
COM
3MV9964U4
1955
400
SH
Call
SOLE
0
400
0
GENERAL GROWTH PPTYS INC NEW
COM
370023103
228
9700
SH
SOLE
0
9700
0
GENERAL MLS INC
COM
370334104
227
4500
SH
SOLE
0
4500
0
GILEAD SCIENCES INC
COM
375558103
426
4000
SH
SOLE
0
4000
0
GILEAD SCIENCES INC
COM
375558103
958
9000
SH
SOLE
0
9000
0
GLOBAL X FDS
GLB X CDA PFD
37950E481
60
4900
SH
SOLE
0
4900
0
GLOBAL X FDS
GLB X FTSE PT 20
37950E192
208
15000
SH
SOLE
0
15000
0
GLOBAL X FDS
SILVER MNR ETF
3JN997AT4
844
1000
SH
Call
SOLE
0
1000
0
GLOBAL X FDS
SILVER MNR ETF
3JN997AT4
1434
1700
SH
Call
SOLE
0
1700
0
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
254
65000
SH
SOLE
0
65000
0
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
780
200000
SH
SOLE
0
200000
0
GOLD FIELDS LTD NEW
SPONSORED ADR
25Z993617
117
300
SH
Call
SOLE
0
300
0
GOLD FIELDS LTD NEW
SPONSORED ADR
25Z993617
195
500
SH
Call
SOLE
0
500
0
GOLD STD VENTURES CORP
COM
380738104
1528
2350000
SH
SOLE
0
2350000
0
GOLDCORP INC NEW
COM
380956409
806
35000
SH
SOLE
0
35000
0
GOLDCORP INC NEW
COM
58Y993A55
806
350
SH
Call
SOLE
0
350
0
GOLDCORP INC NEW
COM
58Y993A55
1382
600
SH
Call
SOLE
0
600
0
GOOGLE INC
CL A
38259P508
765
1300
SH
SOLE
0
1300
0
GOOGLE INC
CL A
38259P508
1765
3000
SH
SOLE
0
3000
0
GREEN PLAINS INC
COM
393222104
2617
70000
SH
SOLE
0
70000
0
GRIFOLS S A
SP ADR REP B NVT
398438408
773
22000
SH
SOLE
0
22000
0
HALLIBURTON CO
COM
406216101
387
6000
SH
SOLE
0
6000
0
HALLIBURTON CO
COM
406216101
968
15000
SH
SOLE
0
15000
0
HALLIBURTON CO
COM
406216101
6322
98000
SH
SOLE
0
98000
0
HARBINGER GROUP INC
COM
41146A106
64
4900
SH
SOLE
0
0
4900
HARMONY GOLD MNG LTD
SPONSORED ADR
413216300
648
300000
SH
SOLE
0
300000
0
HARMONY GOLD MNG LTD
SPONSORED ADR
413216300
972
450000
SH
SOLE
0
450000
0
HELMERICH & PAYNE INC
COM
423452101
4306
44000
SH
SOLE
0
44000
0
HENNESSY ADVISORS INC
COM
425885100
991
49925
SH
SOLE
0
49925
0
HESS CORP
COM
42809H107
226
2400
SH
SOLE
0
2400
0
HI-CRUSH PARTNERS LP
COM UNIT LTD
428337109
3609
70000
SH
SOLE
0
70000
0
HSBC HLDGS PLC
SPON ADR NEW
58V9937K9
1526
300
SH
Call
SOLE
0
300
0
HUGOTON RTY TR TEX
UNIT BEN INT
444717102
5
600
SH
SOLE
0
0
600
IAMGOLD CORP
COM
450913108
221
80000
SH
SOLE
0
80000
0
IAMGOLD CORP
COM
450913108
662
240000
SH
SOLE
0
240000
0
IAMGOLD CORP
COM
8Y4995AB0
50
180
SH
Call
SOLE
0
180
0
IAMGOLD CORP
COM
8Y4995AB0
75
270
SH
Call
SOLE
0
270
0
IAMGOLD CORP
COM
8Y49956X7
285
1031
SH
Call
SOLE
0
1031
0
IAMGOLD CORP
COM
8Y49956X7
446
1617
SH
Call
SOLE
0
1617
0
ILLINOIS TOOL WKS INC
COM
452308109
228
2700
SH
SOLE
0
2700
0
INGERSOLL-RAND PLC
SHS
G47791101
220
3900
SH
SOLE
0
3900
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
228
1200
SH
SOLE
0
1200
0
INTEROIL CORP
COM
460951106
142
2626
SH
SOLE
0
0
2626
INTUITIVE SURGICAL INC
COM NEW
46120E602
231
500
SH
SOLE
0
500
0
ISHARES
MSCI THI CAP ETF
464286624
117
1400
SH
SOLE
0
1400
0
ISHARES TR M
SCI PHILIPS ETF
46429B408
114
3000
SH
SOLE
0
3000
0
IVANHOE ENERGY INC
COM NO PAR
465790509
30
18719
SH
SOLE
0
18719
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
241
1500
SH
SOLE
0
1500
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
562
3500
SH
SOLE
0
3500
0
KINROSS GOLD CORP
COM NO PAR
86Y996415
215
650
SH
Call
SOLE
0
650
0
KINROSS GOLD CORP
COM NO PAR
86Y996415
355
1075
SH
Call
SOLE
0
1075
0
KODIAK OIL & GAS CORP
COM
50015Q100
475
35000
SH
SOLE
0
35000
0
KOHLS CORP
COM
500255104
256
4200
SH
SOLE
0
4200
0
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
224
2200
SH
SOLE
0
2200
0
LAKE SHORE GOLD CORP
COM
510728108
484
475000
SH
SOLE
0
475000
0
LAKE SHORE GOLD CORP
COM
510728108
942
925000
SH
SOLE
0
925000
0
LAZARD LTD
SHS A
G54050102
761
15000
SH
SOLE
0
15000
0
LEGACY RESVS LP
UNIT LP INT
524707304
9
300
SH
SOLE
0
0
300
LEJU HLDGS LTD
SPONSORED ADS
50187J108
161
12500
SH
SOLE
0
12500
0
LGI HOMES INC
COM
50187T106
459
25000
SH
SOLE
0
25000
0
LINN ENERGY LLC
UNIT LTD LIAB
536020100
24
800
SH
SOLE
0
0
800
LINNCO LLC
COMSHS LTD INT
535782106
26
900
SH
SOLE
0
0
900
LITHIA MTRS INC
CL A
536797103
454
6000
SH
SOLE
0
6000
0
LORILLARD INC
COM
544147101
240
4000
SH
SOLE
0
4000
0
LOWES COS INC
COM
548661107
238
4500
SH
SOLE
0
4500
0
LRR ENERGY LP
COM
50214A104
5
300
SH
SOLE
0
0
300
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
239
2200
SH
SOLE
0
2200
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
4890
45000
SH
SOLE
0
45000
0
MAG SILVER CORP
COM
55903Q104
3534
475000
SH
SOLE
0
475000
0
MANCHESTER UTD PLC NEW
ORD CL A
G5784H106
167
10108
SH
SOLE
0
10108
0
MANCHESTER UTD PLC NEW
ORD CL A
G5784H106
996
60455
SH
SOLE
0
60455
0
MARATHON PETE CORP
COM
56585A102
254
3000
SH
SOLE
0
3000
0
MARATHON PETE CORP
COM
56585A102
5165
61000
SH
SOLE
0
61000
0
MARKET VECTORS ETF TR
GOLD MINER ETF
992995EJ5
961
450
SH
Call
SOLE
0
450
0
MARKET VECTORS ETF TR
GOLD MINER ETF
992995EJ5
1815
850
SH
Call
SOLE
0
850
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
0
20
SH
SOLE
0
20
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
0
20
SH
SOLE
0
20
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
43Q996183
763
227
SH
Call
SOLE
0
227
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
43Q996183
1358
404
SH
Call
SOLE
0
404
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
0
8
SH
SOLE
0
8
0
MARKET VECTORS ETF TR
JR GOLD MINERS E
57061R544
0
8
SH
SOLE
0
8
0
MARKET VECTORS ETF TR
VIETNAM ETF
57060U761
118
5400
SH
SOLE
0
5400
0
MCKESSON CORP
COM
58155Q103
779
4000
SH
SOLE
0
4000
0
MEADWESTVACO CORP
COM
583334107
225
5500
SH
SOLE
0
5500
0
MEMORIAL PRODTN PARTNERS LP
COM U REP LTD
586048100
7
300
SH
SOLE
0
0
300
METHANEX CORP
COM
59151K108
401
6000
SH
SOLE
0
6000
0
METHANEX CORP
COM
59151K108
935
14000
SH
SOLE
0
14000
0
METHANEX CORP
COM
59151K108
2939
44000
SH
SOLE
0
44000
0
MICROCHIP TECHNOLOGY INC
COM
595017104
354
7500
SH
SOLE
0
7500
0
MICROCHIP TECHNOLOGY INC
COM
595017104
945
20000
SH
SOLE
0
20000
0
MID CON ENERGY PARTNERS LP
COM UNIT REPST
59560V109
4
200
SH
SOLE
0
0
200
MIDWAY GOLD CORP
COM
598153104
1716
1650000
SH
SOLE
0
1650000
0
MOSAIC CO NEW
COM
61945C103
204
4600
SH
SOLE
0
4600
0
MV OIL TR
TR UNITS
553859109
10
400
SH
SOLE
0
0
400
MYLAN INC
COM
628530107
205
4500
SH
SOLE
0
4500
0
MYLAN INC
COM
628530107
455
10000
SH
SOLE
0
10000
0
NATIONAL OILWELL VARCO INC
COM
637071101
4186
55000
SH
SOLE
0
55000
0
NETAPP INC
COM
64110D104
241
5600
SH
SOLE
0
5600
0
NETEASE INC
SPONSORED ADR
64110W102
231
2700
SH
SOLE
0
2700
0
NEVSUN RES LTD
COM
64156L101
271
75000
SH
SOLE
0
75000
0
NEVSUN RES LTD
COM
64156L101
830
230000
SH
SOLE
0
230000
0
NEW GOLD INC CDA
COM
3X7997278
354
700
SH
Call
SOLE
0
700
0
NEW GOLD INC CDA
COM
3X79977X6
606
1200
SH
Call
SOLE
0
1200
0
NEW GOLD INC CDA
COM
3X79977X6
1010
2000
SH
Call
SOLE
0
2000
0
NEWMONT MINING CORP
COM
651639106
277
12000
SH
SOLE
0
12000
0
NEWMONT MINING CORP
COM
651639106
807
35000
SH
SOLE
0
35000
0
NEWMONT MINING CORP
COM
85K9958A0
1153
500
SH
Call
SOLE
0
500
0
NEWMONT MINING CORP
COM
85K9958A0
1902
825
SH
Call
SOLE
0
825
0
NOBLE CORP PLC
SHS USD
G65431101
3333
150000
SH
SOLE
0
150000
0
NORTHROP GRUMMAN CORP
COM
666807102
264
2000
SH
SOLE
0
2000
0
NUVEEN PFD INCOME OPPRTNY FD
COM
67073B106
49
5375
SH
SOLE
0
5375
0
OCCIDENTAL PETE CORP DEL
COM
674599105
5577
58000
SH
SOLE
0
58000
0
OLD DOMINION FGHT LINES INC
COM
679580100
1413
20000
SH
SOLE
0
20000
0
PACIFIC COAST OIL TR
UNIT BEN INT
694103102
9
900
SH
SOLE
0
0
900
PACKAGING CORP AMER
COM
695156109
2808
44000
SH
SOLE
0
44000
0
PAN AMERICAN SILVER CORP
COM
1MP996011
9
8
SH
Call
SOLE
0
0
8
PAN AMERICAN SILVER CORP
COM
57C995BJ5
289
263
SH
Call
SOLE
0
263
0
PAN AMERICAN SILVER CORP
COM
57C995BJ5
401
365
SH
Call
SOLE
0
365
0
PAN AMERICAN SILVER CORP
COM
1MP996011
441
402
SH
Call
SOLE
0
402
0
PAN AMERICAN SILVER CORP
COM
1MP996011
623
567
SH
Call
SOLE
0
567
0
PASS MINERALS INTL INC
COM
20451N101
143
1700
SH
SOLE
0
1700
0
PATTERN ENERGY GROUP INC
CL A
70338P100
124
4000
SH
SOLE
0
0
4000
PATTERSON UTI ENERGY INC
COM
703481101
4229
130000
SH
SOLE
0
130000
0
PENGROWTH ENERGY CORP
COM
70706P104
12
2400
SH
SOLE
0
0
2400
PEOPLES UNITED FINANCIAL INC
COM
712704105
232
16000
SH
SOLE
0
16000
0
PERMIAN BASIN RTY TR
UNIT BEN INT
714236106
7
500
SH
SOLE
0
0
500
PFIZER INC
COM
717081103
192
6500
SH
SOLE
0
6500
0
PHILIP MORRIS INTL INC
COM
718172109
217
2600
SH
SOLE
0
2600
0
PHILLIPS 66
COM
718546104
252
3100
SH
SOLE
0
3100
0
PHILLIPS 66
COM
718546104
4391
54000
SH
SOLE
0
54000
0
PIONEER FLOATING RATE TR
COM
72369J102
94
8000
SH
SOLE
0
8000
0
PLAINS GP HLDGS L P
SHS A REP LTPN
72651A108
4138
135000
SH
SOLE
0
135000
0
PLATINUM GROUP METALS LTD
COM NEW
72765Q205
39
39000
SH
SOLE
0
0
39000
PLATINUM GROUP METALS LTD
COM NEW
72765Q205
1691
1900000
SH
SOLE
0
1900000
0
PLATINUM GROUP METALS LTD
COM NEW
72765Q205
1989
2250000
SH
SOLE
0
2250000
0
PPG INDS INC
COM
693506107
256
1300
SH
SOLE
0
1300
0
PPG INDS INC
COM
693506107
590
3000
SH
SOLE
0
3000
0
PRETIUM RES INC
COM
74139C102
1560
300000
SH
SOLE
0
300000
0
PRETIUM RES INC
COM
74139C102
1567
300000
SH
SOLE
0
300000
0
PRICELINE GRP INC
COM NEW
741503403
695
600
SH
SOLE
0
600
0
PRICELINE GRP INC
COM NEW
741503403
1506
1300
SH
SOLE
0
1300
0
PRIMERO MNG CORP
COM
2YN9951V1
582
1200
SH
Call
SOLE
0
1200
0
PRIMERO MNG CORP
COM
2YN9951V1
970
2000
SH
Call
SOLE
0
2000
0
PROSHARES TR
ULSHOIL&GASNEW13
74348A525
11
250
SH
SOLE
0
0
250
PROSHARES TR
ULSHOIL&GASNEW13
74348A525
22
500
SH
SOLE
0
0
500
PROSHARES TR II
PSHS ULSSLVR NEW
74347W114
14
133
SH
SOLE
0
0
133
PROSHARES TR II
PSHS ULSSLVR NEW
74347W114
21
192
SH
SOLE
0
0
192
QEP RES INC
COM
74733V100
3386
110000
SH
SOLE
0
110000
0
QR ENERGY LP
UNIT LTD PRTNS
74734R108
10
500
SH
SOLE
0
0
500
QUEST DIAGNOSTICS INC
COM
74834L100
218
3600
SH
SOLE
0
3600
0
RANDGOLD RES LTD
ADR
752344309
1352
20000
SH
SOLE
0
20000
0
RANDGOLD RES LTD
ADR
752344309
1352
20000
SH
SOLE
0
20000
0
RANDGOLD RES LTD
ADR
85C993DX8
264
39
SH
Call
SOLE
0
39
0
RANDGOLD RES LTD
ADR
85C993DX8
392
58
SH
Call
SOLE
0
58
0
RANDGOLD RES LTD
ADR
85C9939K1
892
132
SH
Call
SOLE
0
132
0
RANDGOLD RES LTD
ADR
85C9939K1
1507
223
SH
Call
SOLE
0
223
0
REYNOLDS AMERICAN INC
COM
761713106
248
4200
SH
SOLE
0
4200
0
RIO ALTO MNG LTD NEW
COM
76689T104
596
250000
SH
SOLE
0
250000
0
RIO ALTO MNG LTD NEW
COM
76689T104
954
400000
SH
SOLE
0
400000
0
ROYAL GOLD INC
COM
780287108
227
3500
SH
SOLE
0
0
3500
ROYAL GOLD INC
COM
780287108
227
3500
SH
SOLE
0
3500
0
ROYAL GOLD INC
COM
780287108
487
7500
SH
SOLE
0
7500
0
ROYAL GOLD INC
COM
780287108
1299
20000
SH
SOLE
0
20000
0
ROYAL GOLD INC
COM
780287108
2598
40000
SH
SOLE
0
40000
0
RUBICON MINERALS CORP
COM
780911103
407
300000
SH
SOLE
0
300000
0
SALIX PHARMACEUTICALS INC
COM
795435106
312
2000
SH
SOLE
0
2000
0
SALIX PHARMACEUTICALS INC
COM
795435106
703
4500
SH
SOLE
0
4500
0
SAN JUAN BASIN RTY TR
UNIT BEN INT
798241105
57
3000
SH
SOLE
0
0
3000
SAN JUAN BASIN RTY TR
UNIT BEN INT
798241105
68
3600
SH
SOLE
0
3600
0
SAN JUAN BASIN RTY TR
UNIT BEN INT
798241105
274
14400
SH
SOLE
0
14400
0
SANDRIDGE MISSISSIPPIAN TR I
SH BEN INT
80007V106
19
3000
SH
SOLE
0
0
3000
SANDRIDGE PERMIAN TR
COM UNIT BEN INT
80007A102
14
1400
SH
SOLE
0
0
1400
SASOL LTD
SPONSORED ADR
803866300
3378
62000
SH
SOLE
0
62000
0
SCHLUMBERGER LTD
COM
806857108
407
4000
SH
SOLE
0
4000
0
SCHLUMBERGER LTD
COM
806857108
915
9000
SH
SOLE
0
9000
0
SCHWAB CHARLES CORP NEW
COM
808513105
441
15000
SH
SOLE
0
15000
0
SCHWAB CHARLES CORP NEW
COM
808513105
882
30000
SH
SOLE
0
30000
0
SEABRIDGE GOLD INC
COM
811916105
1407
175000
SH
SOLE
0
175000
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
229
4000
SH
SOLE
0
4000
0
SILVER BULL RES INC
COM
827458100
517
2350000
SH
SOLE
0
2350000
0
SILVER STD RES INC
COM
3U1996AO6
215
352
SH
Call
SOLE
0
352
0
SILVER STD RES INC
COM
3U1996AO6
365
598
SH
Call
SOLE
0
598
0
SILVER STD RES INC
COM
2VE9953M5
427
700
SH
Call
SOLE
0
700
0
SILVER STD RES INC
COM
2VE9953M5
717
1175
SH
Call
SOLE
0
1175
0
SILVER WHEATON CORP
COM
828336107
209
10500
SH
SOLE
0
0
10500
SILVER WHEATON CORP
COM
828336107
399
20000
SH
SOLE
0
20000
0
SILVER WHEATON CORP
COM
828336107
797
40000
SH
SOLE
0
40000
0
SILVER WHEATON CORP
COM
1MZ997H85
231
116
SH
Call
SOLE
0
116
0
SILVER WHEATON CORP
COM
1MZ997H85
307
154
SH
Call
SOLE
0
154
0
SKYWORKS SOLUTIONS INC
COM
83088M102
1161
20000
SH
SOLE
0
20000
0
SM ENERGY CO
COM
78454L100
2886
37000
SH
SOLE
0
37000
0
SOLITARIO EXPL & RTY CORP
COM
8342EP107
24
20000
SH
SOLE
0
0
20000
SOLITARIO EXPL & RTY CORP
COM
8342EP107
1233
1027500
SH
SOLE
0
1027500
0
SOUTHWESTERN ENERGY CO
COM
845467109
315
9000
SH
SOLE
0
9000
0
SOUTHWESTERN ENERGY CO
COM
845467109
769
22000
SH
SOLE
0
22000
0
SPDR GOLD TRUST
GOLD SHS
78463V107
238
2049
SH
SOLE
0
2049
0
STOCK MNG INC
COM
205750102
2583
2135000
SH
SOLE
0
2135000
0
STOCK MNG INC
COM
205750102
2620
2165000
SH
SOLE
0
2165000
0
SUNCOR ENERGY INC NEW
COM
867224107
6146
170000
SH
SOLE
0
170000
0
TAL ED GROUP ADS REPSTG
COM
874080104
217
6200
SH
SOLE
0
6200
0
TALISMAN ENERGY INC
COM
87425E103
9
900
SH
SOLE
0
0
900
TALISMAN ENERGY INC
CALL
87425E903
87
100
SH
Call
SOLE
0
0
100
TARENA INTL INC
ADR
876108101
322
24900
SH
SOLE
0
24900
0
TARGA RES CORP
COM
87612G101
2860
21000
SH
SOLE
0
21000
0
TEAM HEALTH HOLDINGS INC
COM
87817A107
754
13000
SH
SOLE
0
13000
0
TECO ENERGY INC
COM
872375100
174
10000
SH
SOLE
0
10000
0
TESLA MTRS INC
COM
88160R101
485
2000
SH
SOLE
0
2000
0
TESLA MTRS INC
COM
88160R101
1456
6000
SH
SOLE
0
6000
0
TESORO CORP
COM
881609101
3354
55000
SH
SOLE
0
55000
0
THE ADT CORPORATION
COM
00101J106
199
5600
SH
SOLE
0
5600
0
TIFFANY & CO NEW
COM
886547108
331
3441
SH
SOLE
0
3441
0
TIME WARNER CABLE INC
COM
88732J207
258
1800
SH
SOLE
0
1800
0
TIMMINS GOLD CORP
COM
88741P103
113
80000
SH
SOLE
0
0
80000
TIMMINS GOLD CORP
COM
88741P103
756
600000
SH
SOLE
0
600000
0
TIMMINS GOLD CORP
COM
88741P103
944
750000
SH
SOLE
0
750000
0
TRANSGLOBE ENERGY CORP
COM
893662106
4256
700000
SH
SOLE
0
700000
0
TRAVELERS COMPANIES INC
COM
89417E109
235
2500
SH
SOLE
0
2500
0
TURKCELL ILETISIM HIZMETLERI
SPON ADR NEW
900111204
920
70000
SH
SOLE
0
70000
0
TURQUOISE HILL RES LTD
COM
900435108
75
20000
SH
SOLE
0
0
20000
TURQUOISE HILL RES LTD
COM
900435108
112
30000
SH
SOLE
0
0
30000
TURQUOISE HILL RES LTD
COM
900435108
123
33000
SH
SOLE
0
33000
0
UBIQUITI NETWORKS INC
COM
90347A100
375
10000
SH
SOLE
0
10000
0
UNION PAC CORP
COM
907818108
4987
46000
SH
SOLE
0
46000
0
UNITED RENTALS INC
COM
911363109
444
4000
SH
SOLE
0
4000
0
UNITED RENTALS INC
COM
911363109
1111
10000
SH
SOLE
0
10000
0
UNITED STATES STL CORP NEW
COM
912909108
2742
70000
SH
SOLE
0
70000
0
URANIUM ENERGY CORP
COM
916896103
68
54500
SH
SOLE
0
0
54500
VALERO ENERGY CORP NEW
COM
91913Y100
5784
125000
SH
SOLE
0
125000
0
VANGUARD NAT RES LLC
COM UNIT
92205F106
163
5950
SH
SOLE
0
0
5950
VERINT SYS INC
COM
92343X100
556
10000
SH
SOLE
0
10000
0
VERISIGN INC
COM
92343E102
220
4000
SH
SOLE
0
4000
0
VERIZON COMMUNICATIONS INC
COM
92343V104
225
4500
SH
SOLE
0
4500
0
VIACOM INC NEW
CL B
92553P201
215
2800
SH
SOLE
0
2800
0
VIPSHOP HLDGS LTD
SPONSORED ADR
92763W103
208
1100
SH
SOLE
0
1100
0
VIRTUS GLOBAL MULTI-SEC INC
COM
92829B101
75
4372
SH
SOLE
0
4372
0
VOC ENERGY TR
TR UNIT
91829B103
6
500
SH
SOLE
0
0
500
W & T OFFSHORE INC
COM
92922P106
2
200
SH
SOLE
0
0
200
WABASH NATL CORP
COM
929566107
400
30000
SH
SOLE
0
30000
0
WABTEC CORP
COM
929740108
486
6000
SH
SOLE
0
6000
0
WABTEC CORP
COM
929740108
1216
15000
SH
SOLE
0
15000
0
WELLPOINT INC
COM
94973V107
239
2000
SH
SOLE
0
2000
0
WESTERN REFNG INC
COM
959319104
3569
85000
SH
SOLE
0
85000
0
WESTLAKE CHEM CORP
COM
960413102
216
2500
SH
SOLE
0
2500
0
WESTLAKE CHEM CORP
COM
960413102
1039
12000
SH
SOLE
0
12000
0
WESTLAKE CHEM CORP
COM
960413102
3464
40000
SH
SOLE
0
40000
0
WISCONSIN ENERGY CORP
COM
976657106
224
5200
SH
SOLE
0
5200
0
XL GROUP PLC
SHS
G98290102
236
7100
SH
SOLE
0
7100
0
YAMANA GOLD INC
COM
26V9948C1
13
21
SH
Call
SOLE
0
0
21
YAMANA GOLD INC
COM
98462Y100
48
7941
SH
SOLE
0
0
7941
YAMANA GOLD INC
COM
98462Y100
516
86030
SH
SOLE
0
86030
0
YAMANA GOLD INC
COM
98462Y100
874
145590
SH
SOLE
0
145590
0
YAMANA GOLD INC
COM
26V994591
905
1509
SH
Call
SOLE
0
1509
0
YAMANA GOLD INC
COM
26V994591
905
1509
SH
Call
SOLE
0
1509
0
YAMANA GOLD INC
COM
26V9948C1
188
314
SH
Call
SOLE
0
314
0
YAMANA GOLD INC
COM
26V9948C1
188
314
SH
Call
SOLE
0
314
0
YOUKU TUDOU INC
SPONSORED ADR
98742U100
45
2500
SH
SOLE
0
2500
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
4624
125000
SH
SOLE
0
125000
0
YY INC ADS REPCOM
CLA
98426T106
374
5000
SH
SOLE
0
5000
0
YY INC ADS REPCOM
CLA
98426T106
569
7600
SH
SOLE
0
7600
0